secwatch / observer

Governance Changes

Charter, bylaw, and control-related changes under 8-K Items 5.03/5.05/5.06.

8-K items 5.03, 5.05, 5.06 JSON
AQB AQUABOUNTY TECHNOLOGIES INC

AQUABOUNTY TECHNOLOGIES INC: Corrected a scrivener's error in the Certificate of Designations for Series A Convertible Preferred Stock, changing the initial conversion price from $18.2580 to $0.9129 per share.

“The Certificate of Correction corrects a scrivener’s error in Section 8.1(a) of the Certificate of Designations relating to the initial conversion price of the Series A Convertible Preferred Stock.”
ZSPC zSpace, Inc.

zSpace, Inc.: Filed Certificate of Amendment to effect a 1-for-25 reverse stock split of common stock (effective 2026-04-16).

“On April 16, 2026, zSpace, Inc. (the “Company”) filed a Certificate of Amendment (the “Certificate of Amendment”) to the Company’s Amended and Restated Certificate of Incorporation, as amended, to effect a reverse stock split of its issued common stock, par value $0.00001 per share (“Common Stock”), in the ratio of 1-for-25 (the “Reverse Stock Split”), to be effective at 11:59 p.m., eastern time, on April 20, 2026.”
FFAI FARADAY FUTURE INTELLIGENT ELECTRIC INC.

FARADAY FUTURE INTELLIGENT ELECTRIC INC.: Filed Certificate of Designation designating Series A Preferred Stock with preferences, rights, and limitations (effective 2025-04-15).

“On April 15, 2025, the Company filed a Certificate of Designation of Preferences, Rights and Limitations of Series A Preferred Stock (the “Series A Certificate of Designation”) with the Secretary of State of the State of Delaware.”
ASBP Aspire Biopharma Holdings, Inc.

Aspire Biopharma Holdings, Inc.: On April 13, 2026, the Company filed a Certificate of Amendment to the Certificate of Designation of Series A Convertible Preferred Stock, amending provisions including the designation and number of shares, designating 30,000 shares with a par value of $0.0001 and a stated value of $1,000 per share (effective 2026-04-13).

“On April 13, 2026, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Certificate of Designation of Series A Convertible Preferred Stock (the “ Certificate of Amendment ”).”
KITT Nauticus Robotics, Inc.

Nauticus Robotics, Inc.: Certificate of amendment to effect 1-for-8 reverse stock split of common stock (effective 2026-04-21).

“On April 17, 2026, Nauticus Robotics, Inc. (the "Company") filed a certificate of amendment to its Second Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware (the "Certificate of Amendment") to effect a 1-for-8 reverse stock split (the “Reverse Stock Split”) of the shares of the Company's common stock, par value $0.0001 per share on April 21, 2026.”
CNTM ConnectM Technology Solutions, Inc.

ConnectM Technology Solutions, Inc.: Certificate of Amendment filed to effect a 1-for-32 reverse stock split of common stock (effective 2026-04-17).

“the Company filed a certificate of amendment (the “Certificate of Amendment”) to its Second Amended and Restated Certificate of Incorporation, as amended (the “Certificate of Incorporation”), with the Secretary of State of the State of Delaware to effectuate the Reverse Split”
FBLG FibroBiologics, Inc.

FibroBiologics, Inc.: Amended Section 2.07 of the Bylaws to reduce the quorum requirement for stockholder meetings from a majority of voting power to one-third of voting power (effective 2026-04-16).

“On April 16, 2026, the board of directors (the “Board”) of FibroBiologics, Inc. (the “Company”) amended and restated the Company’s Amended and Restated Bylaws (the “Bylaws”) to amend Section 2.07 of the Bylaws to change the requirement for quorum at a meeting of the stockholders of the Company from a majority of voting power to one-third of the voting power (the “Amendment”).”
QRED QuasarEdge Acquisition Corp

QuasarEdge Acquisition Corp: Adopted Second Amended and Restated Memorandum and Articles of Association, replacing the prior Amended and Restated Memorandum and Articles of Association (effective 2026-04-13).

“On April 13, 2026, the Company adopted its Second Amended and Restated Memorandum and Articles of Association, which replaced the Company’s previously effective Amended and Restated Memorandum and Articles of Association.”
ARXS Arxis, Inc.

Arxis, Inc.: Amended and restated bylaws (effective 2026-04-16).

“On April 16, 2026, the Company amended and restated its bylaws”
ARXS Arxis, Inc.

Arxis, Inc.: Amended and restated certificate of incorporation (effective 2026-04-16).

“On April 16, 2026, the Company amended and restated its certificate of incorporation”
GPUS Hyperscale Data, Inc.

Hyperscale Data, Inc.: Increased authorized shares of Class A common stock from 500,000,000 to 2,500,000,000 (effective 2026-04-16).

“On April 16, 2026, Hyperscale Data, Inc. (the “ Company ”) filed a certificate of amendment (the “ Certificate of Amendment ”) to its Certificate of Incorporation, with the Secretary of State of the State of Delaware, to effectuate an increase to the number of authorized shares of common stock of the Company.”
VISM VISIUM TECHNOLOGIES, INC.

VISIUM TECHNOLOGIES, INC.: Adopted Certificate of Designation for Series D Convertible Preferred Stock, amending the Articles of Incorporation to designate 2,000,000 shares of Series D Preferred Stock (effective 2026-04-14).

“On April 14, 2026, the Board of Directors adopted, and on April 14, 2026, the Company executed, a Certificate of Designation of Preferences, Rights and Limitations of Series D Convertible Preferred Stock pursuant to Section 607.0602 of the Florida Business Corporation Act. The Certificate of Designation designates 2,000,000 shares of a new series of preferred stock with the preferences, rights, and limitations described in Item 3.02 above. The Certificate of Designation constitutes an amendment to the Company’s Articles of Incorporation.”
VISM VISIUM TECHNOLOGIES, INC.

VISIUM TECHNOLOGIES, INC.: Established Series G Preferred Stock via Certificate of Designation, amending Articles of Incorporation (effective 2026-04-14).

“On April 14, 2026, the Board of Directors of Visium Technologies, Inc. (the “Company”), acting pursuant to Fla. Stat. §§ 607.0602 and 607.1006 and the Company’s governing documents, approved, adopted, and authorized the immediate filing with the Florida Department of State, Division of Corporations, of the Certificate of Designation of Series G Governing Preferred Stock (the “Series G CoD”).”
VISM VISIUM TECHNOLOGIES, INC.

VISIUM TECHNOLOGIES, INC.: Amended Articles of Incorporation to create Series E Convertible Preferred Stock (effective 2026-04-16).

“On April 16, 2026, the Company filed the Series E CoD with the Florida Department of State, Division of Corporations, thereby amending its Articles of Incorporation to create the Series E Convertible Preferred Stock.”
ALT Altimmune, Inc.

Altimmune, Inc.: Amended certificate of incorporation to increase authorized common stock from 200,000,000 to 400,000,000 shares (effective 2026-04-16).

“On April 16, 2026, Altimmune, Inc. (the “Company”) amended its Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) by filing a Certificate of Amendment with the Secretary of State of Delaware. The Certificate of Amendment reflected an amendment to increase the number of authorized shares of common stock from 200,000,000 to 400,000,000”
HCWB HCW Biologics Inc.

HCW Biologics Inc.: Lowered quorum requirement from majority to 33⅓% of voting power (effective 2026-04-28).

“The amendment, which is effective from and after April 28, 2026, lowers the quorum requirement contained in Section 1.5 of the Bylaws to provide that holders of thirty-three and one-third percent (33 1/3%) of the voting power, which includes the voting power that is present in person or by proxy, regardless of whether the proxy has authority to vote on any matter, constitutes a quorum for the transaction of business (the “ Amendment ”).”
ASBP Aspire Biopharma Holdings, Inc.

Aspire Biopharma Holdings, Inc.: Filed a Certificate of Amendment to the Certificate of Designation of Series A Convertible Preferred Stock, clarifying and restating provisions relating to designation and number of shares to 30,000 shares of Series A Convertible Preferred Stock (effective 2026-04-13).

“On April 13, 2026, Aspire Biopharma Holdings, Inc. (the “Company”) filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Certificate of Designation of Series A Convertible Preferred Stock (the “Certificate of Amendment”).”
CDAQF Compass Digital Acquisition Corp.

Compass Digital Acquisition Corp.: Amendment to extend the date by which the company must consummate a business combination on a monthly basis, up to three times, from April 20, 2026 through July 20, 2026 (effective 2026-04-14).

“the Extension Amendment to extend the date by which the Company must consummate a Business Combination on a monthly basis, up to three (3) times, from April 20, 2026 through July 20, 2026”
Ionetix Corp / DE /

Ionetix Corp / DE /: Amended and restated bylaws in their entirety.

“At the Effective Time, we amended and restated our bylaws in their entirety.”
Ionetix Corp / DE /

Ionetix Corp / DE /: Amended and restated certificate of incorporation.

“At the Effective Time, we amended and restated our certificate of incorporation.”
MYSE Myseum.AI, Inc.

Myseum.AI, Inc.: Amended articles to change company name from Myseum, Inc. to Myseum.AI, Inc (effective 2026-04-15).

“On April 15, 2026, Myseum.AI, Inc. (formerly, Myseum, Inc.) (the “Company”) filed a Certificate of Amendment to its Amended and Restated Articles of Incorporation (the “Charter Amendment”) with the Secretary of State of the State of Nevada to change the name of the Company to “Myseum.AI, Inc.” (the “Name Change”).”
CENN Cenntro Inc.

Cenntro Inc.: Approved and filed a Certificate of Amendment to effect a 1-for-60 reverse stock split and proportionally reduce authorized shares of common and preferred stock (effective 2026-04-13).

“On April 13, 2026, the Company filed a Certificate of Amendment to Amended and Restated Articles of Incorporation with the Secretary of State of Nevada.”
TRSO TRANSUITE.ORG INC.

TRANSUITE.ORG INC.: Company filed Amended and Restated Articles of Incorporation to increase authorized capital stock to 1,100,000,000 shares and add series preferred stock, director liability limits, indemnification, opt-out elections, bylaw authority, and forum selection provisions (effective 2026-04-14).

“On April 14, 2026, Transuite.Org Inc., a Nevada corporation (the “Company”), filed Amended and Restated Articles of Incorporation (the “Amended and Restated Articles”) with the Nevada Secretary of State, and the Amended and Restated Articles became effective upon filing. Among other things, the Amended and Restated Articles amended and restated the Company’s articles of incorporation to provide that the total number of shares of capital stock that the Company is authorized to issue is 1,100,000,000 shares, consisting of (i) 1,000,000,000 shares of common stock, par value $0.001 per share, and (ii) 100,000,000 shares of preferred stock, par value $0.001 per share.”
PCMC PUBLIC CO MANAGEMENT CORP

PUBLIC CO MANAGEMENT CORP: Amended Article 4 of Articles of Incorporation to authorize blank-check preferred stock and restate capital stock (effective 2026-04-13).

“On February 28, 2026, the Board of Directors of Public Company Management Corporation (the “Company”) approved an amendment to Article 4 of the Company’s Articles of Incorporation (the “Amendment”) to expressly authorize the Board to establish one or more series of the Company’s 50,000,000 authorized shares of Preferred Stock and to fix the designations, powers, preferences, rights, qualifications, limitations, and restrictions of each such series in accordance with Nevada Revised Statutes (“NRS”) 78.195 and 78.1955.”
NMTC NEUROONE MEDICAL TECHNOLOGIES Corp

NEUROONE MEDICAL TECHNOLOGIES Corp: Certificate of Amendment filed to effect a 1-for-6 reverse stock split of common stock (effective 2026-04-15).

“On April 14, 2026, NeuroOne Medical Technologies Corporation (the “Company” or “NeuroOne”) filed an amendment to its Amended and Restated Certificate of Incorporation, as amended and/or restated from time to time, to effectuate a reverse stock split of the Company’s issued and outstanding shares of common stock, par value $0.001 per share (the “Common Stock”).”
MONROE CAPITAL Corp

MONROE CAPITAL Corp: Bylaws of Merger Sub became bylaws of the Company as surviving corporation.

“the bylaws of Merger Sub, as in effect immediately prior to the Effective Time, became the bylaws of the Company”
MONROE CAPITAL Corp

MONROE CAPITAL Corp: Amended and restated articles of incorporation in connection with merger.

“the articles of incorporation of the Company were amended and restated”
CWD CaliberCos Inc.

CaliberCos Inc.: Filed Series AAA Preferred Stock Certificate of Designation establishing preferences, voting powers, and other terms for Series AAA Preferred Stock (effective 2026-04-09).

“On April 9, 2026, the Company filed the Series AAA Preferred Stock Certificate of Designation with the Secretary of State of the State of Delaware (“Series AAA COD”) to establish the preferences, voting powers, limitations as to dividends or other distributions, qualifications, terms and conditions of redemption and other terms and conditions of the Company’s Series AAA Preferred Stock.”
CWD CaliberCos Inc.

CaliberCos Inc.: Filed Series A Amendment to the Series A Certificate of Designation to rank Series A Preferred Stock pari passu with Series AAA Preferred Stock and restate conversion provisions (effective 2026-04-09).

“On April 9, 2026, the Company filed a Certificate of Amendment (the “Series A Amendment”) to the Certificate of Designation for the Company’s Series A Convertible Preferred Stock (the “Series A Certificate of Designation”) with the Delaware Secretary of State’s Office.”
GAME GameSquare Holdings, Inc.

GameSquare Holdings, Inc.: Reduced quorum requirement for stockholder meetings from a majority to not less than one-third of votes cast by holders of outstanding shares entitled to vote (effective 2026-04-10).

“the presence in person or by proxy of the holders of shares of stock having not less than one-third (1/3) of the votes which could be cast by the holders of all outstanding shares of stock entitled to vote at the meeting will constitute a quorum for the transaction of business at a Meeting.”
RPAY Repay Holdings Corp

Repay Holdings Corp: Adopted Certificate of Designation for Series A Junior Participating Preferred Stock in connection with stockholder rights plan (effective 2026-04-14).

“In connection with the adoption of the Rights Agreement, the Company has adopted a Certificate of Designation of Series A Junior Participating Preferred Stock (the “Certificate of Designation”). The Certificate of Designation was filed with the Secretary of State of the State of Delaware on April 14, 2026.”
Haymaker Acquisition Corp. 4

Haymaker Acquisition Corp. 4: Ceased to be a shell company due to business combination.

“As a result of the Business Combination, the Company ceased to be a shell company.”
Haymaker Acquisition Corp. 4

Haymaker Acquisition Corp. 4: Adopted a Code of Business Conduct and Ethics.

“On the Closing Date, the Board adopted a Code of Business Conduct and Ethics (the “Code”) applicable to the Company’s employees, officers and directors.”
Haymaker Acquisition Corp. 4

Haymaker Acquisition Corp. 4: Amended and restated certificate of incorporation to replace certificate of formation, increase authorized shares, and modify director removal provisions.

“Haymaker’s shareholders approved an Amended and Restated Certificate of Incorporation of the Company (the “Certificate of Incorporation”) to replace the Company’s current certificate of formation following the Business Combination.”
UNIT Uniti Group Inc.

Uniti Group Inc.: Changed the notification deadline for electing dividend payment method on Series A Preferred Stock from the first day of each dividend period to the 10th calendar day before the dividend payment date (effective 2026-04-13).

“filed a Certificate of Amendment (the “Charter Amendment”) to its Second Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware to change the notification deadline for electing the method of payment for dividends with respect to its Series A Preferred Stock from the first day of each dividend period to the 10th calendar day immediately preceding the dividend payment date relating to each dividend period.”
RMIX Suncrete, Inc.

Suncrete, Inc.: Ceased to be a shell company as a result of the Business Combination.

“As a result of the Business Combination, the Company ceased to be a shell company.”
RMIX Suncrete, Inc.

Suncrete, Inc.: Adopted Code of Business Conduct and Ethics applicable to employees, officers, and directors.

“On the Closing Date, the Board adopted a Code of Business Conduct and Ethics (the “Code”) applicable to the Company’s employees, officers and directors.”
RMIX Suncrete, Inc.

Suncrete, Inc.: Adopted Amended and Restated Bylaws effective as of the Closing.

“On the Closing Date, the Board approved and adopted the Amended and Restated By-Laws of the Company (the “Bylaws”), effective as of the Closing.”
RMIX Suncrete, Inc.

Suncrete, Inc.: Approved Amended and Restated Certificate of Incorporation increasing authorized shares and modifying director removal provisions.

“At the Shareholder Meeting, Haymaker’s shareholders approved an Amended and Restated Certificate of Incorporation of the Company (the “Certificate of Incorporation”) to replace the Company’s current certificate of formation following the Business Combination.”
WHLR Wheeler Real Estate Investment Trust, Inc.

Wheeler Real Estate Investment Trust, Inc.: Amended charter to effect a one-for-three reverse stock split (effective 2026-04-17).

“the Company filed two Articles of Amendment to its charter with the State Department of Assessments and Taxation of Maryland that provide for: i. a one-for-three Reverse Stock Split of the Common Stock, to be effective at 5:00 p.m. Eastern Time (the “ Effective Time ”) on April 17, 2026”
NHP National Healthcare Properties, Inc.

National Healthcare Properties, Inc.: Filed Articles Supplementary authorizing up to 100,000,000 shares of Class A common stock, par value $0.01 per share, which automatically convert to common stock 180 days after pricing of proposed offering (effective 2026-04-10).

“On April 10, 2026, the Company filed Articles Supplementary with the State Department of Assessments and Taxation of Maryland, providing for the authorization of up to 100,000,000 shares of Class A common stock, par value $0.01 per share (the “Class A common stock”).”
VEEE Twin Vee PowerCats, Co.

Twin Vee PowerCats, Co.: Reincorporation from Delaware to Nevada.

“Twin Vee PowerCats Co. Announces Reincorporation to Nevada to Enhance Corporate Flexibility and Drive Long-Term Cost Savings”
NTLA Intellia Therapeutics, Inc.

Intellia Therapeutics, Inc.: Board adopted Fourth Amended and Restated By-laws adding a cure period for deficiencies in shareholder notices and designating federal district courts as exclusive forum for federal securities law actions (effective 2026-04-07).

“On April 7, 2026, based on the recommendation of the nominating and corporate governance committee of the board of directors (the “Board”) of Intellia Therapeutics, Inc. (the “Company”), the Board adopted amendments to the Company’s Third Amended and Restated By-laws. Under the Fourth Amended and Restated By-laws, which are effective April 7, 2026 (the “Amended By-laws”), the Company added a provision allowing shareholders to cure any facially apparent deficiencies in a shareholder’s timely notice of a nomination or proposal, and requiring the Company to notify the shareholder of any facially apparent deficiencies in a timely notice. In addition, the Amended By-laws designate the federal district courts of the United States as the exclusive forum for resolving any complaint that asserts a cause of action arising under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or the respective rules and regulations promulgated thereunder, unless the Com”
CCCC C4 Therapeutics, Inc.

C4 Therapeutics, Inc.: Amended bylaws to designate exclusive federal forum for Securities Act and Exchange Act claims, effective immediately (effective 2026-04-09).

“On April 9, 2026, the Board of Directors (the “Board”) of C4 Therapeutics, Inc. (the “Company”) approved an amendment to the Company’s second amended and restated by-laws (the “By-laws Amendment”), effective immediately, to designate the United States District Court for the District of Massachusetts and the United States District Court for the District of Delaware as the exclusive forums for resolving any complaint asserting a cause of action arising under the Securities Act of 1933, as amended, the Securities Exchange Act of 1934, as amended, or the respective rules and regulations promulgated thereunder, unless the Company consents in writing to the selection of an alternative forum.”
CFTR-PA Cantor Fitzgerald Income Trust, Inc.

Cantor Fitzgerald Income Trust, Inc.: Filed Articles Supplementary to establish terms of Series A Preferred Stock (effective 2026-04-06).

“Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On April 6, 2026, in connection with the Offering, the Company filed the Articles Supplementary with MSDAT. The Articles Supplementary became effective upon filing with MSDAT.”
BENF Beneficient

Beneficient: Filed a certificate of designation for Series B-10 Preferred Stock, designating rights, preferences, privileges, and restrictions (effective 2026-04-08).

“On April 8, 2026, the Company filed a certificate of designation (the “B-10 Certificate of Designation”) with the Secretary of State of Nevada, effective as of the time of filing, designating the rights, preferences, privileges and restrictions of the shares of the Series B-10 Preferred Stock.”
JTAI Jet.AI Inc.

Jet.AI Inc.: Amended Certificate of Incorporation to effect a 1-for-200 reverse stock split (effective 2026-04-08).

“The Company filed a Certificate of Amendment to its Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware on April 7, 2026 to effect the Reverse Stock Split.”
AACP Apogee Acquisition Corp

Apogee Acquisition Corp: Amended and restated memorandum and articles of association filed to authorize issuance of Class A ordinary shares, Class B ordinary shares, and preference shares (effective 2026-04-06).

“On April 6, 2026, the Company filed its amended and restated memorandum and articles of association (the “Amended Articles”) with the Registrar of Companies in the Cayman Islands.”
ACGC ACP Holdings Acquisition Corp.

ACP Holdings Acquisition Corp.: Amended and restated memorandum and articles of association to authorize issuance of Class A ordinary shares, Class B ordinary shares, and preference shares (effective 2026-04-06).

“On April 6, 2026, the Company filed its amended and restated memorandum and articles of association (the “Amended Articles”) with the Registrar of Companies in the Cayman Islands. Among other things, the Amended Articles authorize the issuance of up to (i) 500,000,000 Class A Ordinary Shares, (ii) 50,000,000 Class B ordinary shares, par value $0.0001 per share, and (iii) 5,000,000 preference shares, par value $0.0001 per share.”
SEALED AIR CORP/DE

SEALED AIR CORP/DE: Amended and restated bylaws in their entirety to be in the form of the bylaws of Merger Sub.

“the bylaws of the Company in effect immediately prior to the Effective Time were amended and restated in their entirety to be in the form of the bylaws of Merger Sub immediately prior to the Effective Time”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.