secwatch / observer

Governance Changes

Charter, bylaw, and control-related changes under 8-K Items 5.03/5.05/5.06.

8-K items 5.03, 5.05, 5.06 JSON
SEALED AIR CORP/DE

SEALED AIR CORP/DE: Amended and restated certificate of incorporation in its entirety as set forth in Exhibit A to the Merger Agreement.

“the certificate of incorporation of the Company was amended and restated in its entirety as set forth in Exhibit A to the Merger Agreement”
WSR Whitestone REIT

Whitestone REIT: Adopted Bylaw Amendment No. 3 adding an exclusive forum provision for certain corporate and securities law actions (effective 2026-04-08).

“On April 8, 2026, in connection with the execution of the Merger Agreement, the Board adopted the Amendment No 3. to the Amended and Restated Bylaws of the Company (the “Bylaw Amendment”). The Bylaw Amendment adds an exclusive forum provision providing that, unless the Company consents in writing to an alternative forum, the Circuit Court for Baltimore City, Maryland, (or, if the Circuit Court for Baltimore City, Maryland, does not have jurisdiction, the U.S. District Court for the District of Maryland, Northern Division), to the fullest extent permitted by law, shall be the sole and exclusive forum for certain state corporate law or stockholder derivative actions, and that the federal district courts of the United States shall be the sole and exclusive forum for the resolution of any complaint asserting a cause of action arising under the Securities Act of 1933, as amended (the “Securities Act”).”
QNCX Quince Therapeutics, Inc.

Quince Therapeutics, Inc.: Filed Certificate of Amendment to effect a 1-for-10 reverse stock split of common stock, effective April 10, 2026 (effective 2026-04-10).

“on April 9, 2026, the Company filed the Certificate of Amendment with the Secretary of State of the State of Delaware, which will be effective at 11:59 pm Eastern Time on April 10, 2026.”
MOBX MOBIX LABS, INC

MOBIX LABS, INC: Filed Certificate of Amendment to effect a one-for-ten reverse stock split of Common Stock (effective 2026-04-06).

“On April 2, 2026, Mobix Labs, Inc. (the “Company”) filed a Certificate of Amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended, with the Secretary of State of the State of Delaware (the “Certificate of Amendment”), which became effective at 4:00 p.m. Eastern Time on April 6, 2026, and implemented a one-for-ten (1:10) reverse stock split (the “Reverse Stock Split”) of the Company’s issued and outstanding shares of Class A Common Stock and Class B Common Stock, each with a par value $0.00001 per share (together, the “Common Stock”).”
ENGN enGene Therapeutics Inc.

enGene Therapeutics Inc.: Amended Articles to change corporate name from enGene Holdings Inc. to enGene Therapeutics Inc (effective 2026-04-08).

“On April 6, 2026, enGene Therapeutics Inc., formerly known as enGene Holdings Inc. (the “Company”), filed a notice of alteration (the “Notice of Alteration”) with the Province of British Columbia Registrar of Companies to change the Company’s corporate name to enGene Therapeutics Inc., effective as of April 8, 2026 (the “Name Change”).”
NKSH NATIONAL BANKSHARES INC

NATIONAL BANKSHARES INC: Reduced the number of directors from 13 to 12, effective May 13, 2026 (effective 2026-05-13).

“On April 8, 2026, the Board of Directors of National Bankshares, Inc. (the “Company”) adopted an amendment (the “Amendment”) of the Bylaws of the Company. The Amendment will become effective on May 13, 2026. The Amendment: changed the number of directors of the Company from thirteen (13) to twelve (12) (Article II, Section 2.2).”
Green Stream Holdings Inc.

Green Stream Holdings Inc.: Adopted new bylaws under California law in connection with redomicile from Wyoming to California (effective 2026-03-19).

“On March 19, 2026, Green Stream Holdings, Inc. (the "Company") completed a redomicile from the State of Wyoming to the State of California (the "Redomicile"). In connection with the Redomicile, the Company adopted new bylaws under California law.”
AMCX AMC Global Media Inc.

AMC Global Media Inc.: Amended and Restated Bylaws to effectuate name change to AMC Global Media Inc (effective 2026-04-08).

“The Company also amended and restated its Bylaws on the same date, solely to effectuate the name change.”
AMCX AMC Global Media Inc.

AMC Global Media Inc.: Amended and Restated Articles of Incorporation to change corporate name to AMC Global Media Inc (effective 2026-04-08).

“On April 8, 2026, AMC Networks Inc. filed Amended and Restated Articles of Incorporation with the office of the Nevada Secretary of State to change its corporate name to AMC Global Media Inc.”
AQB AQUABOUNTY TECHNOLOGIES INC

AQUABOUNTY TECHNOLOGIES INC: Filed Certificate of Designations establishing rights, preferences and privileges of Series A Preferred Stock (effective 2026-04-07).

“on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock.”
ZPTA Zapata Quantum, Inc.

Zapata Quantum, Inc.: Filed Certificate of Designation for Series D Preferred Stock (effective 2026-04-01).

“On April 1, 2026, the Company filed the Certificate of Designations of Preferences, Rights and Limitations (the “Certificate”) of Series D with the Delaware Secretary of State designating and authorizing the issuance of up to 15,000 shares of the Series D.”
AEHR AEHR TEST SYSTEMS

AEHR TEST SYSTEMS: Changed fiscal year end from the Friday nearest May 31 to the Friday nearest June 30, effective for fiscal year 2027 (effective 2026-06-27).

“On April 2, 2026, the Board of Directors of the Company approved a change in the Company’s fiscal year end from the 52- or 53-week period ending on the Friday nearest May 31 to the 52- or 53-week period ending on the Friday nearest June 30.”
VISM VISIUM TECHNOLOGIES, INC.

VISIUM TECHNOLOGIES, INC.: Cancellation of Series C Convertible Preferred Stock and revocation of associated Certificate of Designation (effective 2026-04-07).

“The Board also cancelled the Series C Convertible Preferred Stock (zero shares issued and outstanding) in its entirety and revoked any associated Certificate of Designation.”
VISM VISIUM TECHNOLOGIES, INC.

VISIUM TECHNOLOGIES, INC.: Filing of Certificates of Designation for Series A and Series B Convertible Preferred Stock, formalizing historical designations under Florida law and amending the Articles of Incorporation (effective 2026-04-07).

“On April 7, 2026, the Board, acting pursuant to Fla. Stat. §§ 607.0602 and 607.1006 and the Company’s governing documents, approved, adopted, and authorized the immediate filing with the Florida Department of State, Division of Corporations, of (i) the Certificate of Designation of Series A Convertible Preferred Stock and (ii) the Certificate of Designation of Series B Convertible Preferred Stock (collectively, the “Certificates of Designation”). These filings constitute amendments to the Company’s Articles of Incorporation”
LAND GLADSTONE LAND Corp

GLADSTONE LAND Corp: Filed a Certificate of Correction to correct reclassification of Series D Preferred Stock and authorized capital stock amounts (effective 2026-04-02).

“On April 2, 2026, the Company filed the Certificate of Correction with the Maryland SDAT to: (1) give the reclassification of Series D Preferred Stock no force and effect (due to there being no authorized Series D Preferred Stock outstanding as of the Filing Date) and (2) correct the number of authorized shares of Common Stock, shares of 6.00% Series B Cumulative Redeemable Preferred Stock (the “Series B Preferred Stock”) and shares of 6.00% Series C Cumulative Redeemable Preferred Stock (the “Series C Preferred Stock”).”
ARLO Arlo Technologies, Inc.

Arlo Technologies, Inc.: Amended and restated bylaws to modernize provisions, add proxy access, update quorum and voting thresholds, revise advance notice and other procedures (effective 2026-04-03).

“On April 3, 2026, the board of directors (the “Board”) of Arlo Technologies, Inc. (the “Company”) adopted amended and restated bylaws of the Company (as amended and restated, the “A&R Bylaws”) effective as of such adoption date.”
PSQH PSQ Holdings, Inc.

PSQ Holdings, Inc.: Lowered stockholder quorum from majority to one-third and removed reference to prior annual meeting date (effective 2026-04-02).

“On April 2, 2026, the Board of the Company approved the Second Amended and Restated Bylaws of the Company (the “Second Amended and Restated Bylaws”). The Second Amended and Restated Bylaws amend and restate the Company’s Amended and Restated Bylaws in their entirety to: (i) lower the number of holders of the shares of issued and outstanding capital stock of the Company entitled to vote at a meeting of stockholders that constitutes a quorum from a majority to one-third; and (ii) remove a reference to the date of a previous annual meeting of stockholders.”
PGIM PGIM Private Credit Fund

PGIM Private Credit Fund: Amendments to the Fund's Declaration of Trust clarifying appraisal, assignment, and shareholder direct action provisions (effective 2026-04-01).

“On March 26, 2026, the Board of Trustees (the members thereof, the "Trustees") of PGIM Private Credit Fund (the “Fund”) approved the Fifth Amended and Restated Agreement and Declaration of Trust of the Fund (the “Declaration of Trust”), effective as of April 1, 2026.”
PSKY Paramount Skydance Corp

Paramount Skydance Corp: Certificate of Amendment filed to increase authorized Class B Common Stock from 5.5 billion to 7 billion shares and permit conditional dividend preference for Class B over Class A shares (effective 2026-04-07).

“On April 7, 2026, Paramount Skydance Corporation (“PSKY”) filed a Certificate of Amendment (the “Certificate of Amendment”) to PSKY’s Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware to (i) increase the number of authorized shares of PSKY Class B Common Stock from 5,500,000,000 to 7,000,000,000 shares and (ii) permit the PSKY Board of Directors (the “PSKY Board”) to declare and pay a dividend to the holders of PSKY Class B Common Stock without being required to declare and pay a corresponding dividend to the holders of PSKY Class A Common Stock, subject to the prior written consent or approval of the holders of all of the outstanding shares of PSKY Class A Common Stock.”
QNBC QNB CORP.

QNB CORP.: Amended Sections 2.9, 4.1, 4.3 and 4.6 of the bylaws to provide for the role of Vice Chairman of the Board.

“At the Effective Time, Sections 2.9, 4.1, 4.3 and 4.6 of the Company’s bylaws, as in effect immediately prior to the Effective Time, were amended to provide for the role of Vice Chairman of the Board.”
HOLOGIC INC

HOLOGIC INC: Amended and restated bylaws entirely at the Effective Time to the form of Merger Sub's bylaws.

“at the Effective Time, the bylaws of the Company, as in effect immediately prior to the Effective Time, were amended and restated in their entirety to be in the form of the bylaws of Merger Sub as in effect immediately prior to the Effective Time”
HOLOGIC INC

HOLOGIC INC: Amended and restated certificate of incorporation entirely at the Effective Time of the Merger.

“at the Effective Time, the certificate of incorporation of the Company, as in effect immediately prior to the Effective Time, was amended and restated in its entirety”
NXPL NextPlat Corp

NextPlat Corp: Amended and restated certificate of incorporation to effectuate a 1-for-10 reverse stock split (effective 2026-04-13).

“On April 2, 2026, NextPlat Corp (the “Company”) filed an amended and restated certificate of incorporation (the “Amendment”) to effectuate a reverse stock split at a ratio of 1-to-10 (the “Reverse Stock Split”), as approved by the Company’s Board of Directors.”
GNLN Greenlane Holdings, Inc.

Greenlane Holdings, Inc.: Certificate of Amendment to effect a 1-for-8 reverse stock split of Class A common stock (effective 2026-04-06).

“On April 2, 2026, Greenlane Holdings, Inc. (the “ Company ”) filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation (the “ Certificate of Amendment ”), with the Secretary of State of the State of Delaware to effect a 1-for-8 reverse stock split (the “ Reverse Stock Split ”) of the shares of Company’s Class A common stock, $0.01 par value per share (“ Common Stock ”), to be effective as of April 6, 2026.”
NXTS Nexentis Technologies Inc.

Nexentis Technologies Inc.: The Company filed a Certificate of Amendment to effect a 1-for-7 reverse stock split of its common stock, effective April 7, 2026, reducing outstanding shares from 5,111,362 to approximately 730,309 (effective 2026-04-07).

“On April 3, 2026, the Company filed the Certificate of Amendment with the Secretary of State of the State of Nevada, to effect the Reverse Stock Split. The Certificate of Amendment will become effective on April 7, at 4:15 p.m. Eastern Daylight Time.”
HTCR HeartCore Enterprises, Inc.

HeartCore Enterprises, Inc.: Amendment to certificate of incorporation to effect 1-for-20 reverse stock split, effective April 2, 2026 (effective 2026-04-02).

“On March 4, 2026, the Board approved a 1-for-20 reverse stock split of the Company’s issued and outstanding common stock (the “Reverse Split”). Subsequently, the Company filed a certificate of amendment (the “Certificate of Amendment”) to its Certificate of Incorporation with the Secretary of State of the State of Delaware to effectuate the Reverse Split. The Certificate of Amendment was effective for state law purposes at 4:00 p.m. Eastern Time on April 2, 2026”
UYSC UY Scuti Acquisition Corp.

UY Scuti Acquisition Corp.: Amendment to extend the Termination Date from April 1, 2026 to April 1, 2027, with up to four three-month extensions, and to prohibit withdrawal of interest from Trust Account for dissolution expenses (effective 2026-03-31).

“The Company’s shareholders approved the Charter Amendment Proposal, a proposal to approve the following amendments to the Company’s Second Amended and Restated Memorandum and Articles of Association (the “Charter”): (i) that Article 50.7 of the Charter be amended and restated in its entirety to provide for the extension of the date by which the Company must complete a business combination (the “Termination Date”) up to four times from April 1, 2026 to April 1, 2027, with each extension comprised of a three-month extension period, for a total of up to twelve (12) months from the original Termination Date, provided that the Company’s sponsor or its designees cause to be deposited to the Trust Account the amount provided for in the Trust Agreement; and (ii) that the Charter be amended to provide that the Company will not withdraw any amounts out of the interest from the Trust Account to pay its dissolution expenses.”
CVC-PE Global Private Equity Fund, LP

CVC-PE Global Private Equity Fund, LP: The Fund entered into a Second Amended and Restated Limited Partnership Agreement, amending and restating the prior agreement (effective 2026-04-01).

“On April 1, 2026, the Fund entered into a Second Amended and Restated Limited Partnership Agreement (the "Second A&R LPA"), with the General Partner and each of the Fund's limited partners. The Second A&R LPA amended and restated the Fund's Amended and Restated Limited Partnership Agreement, dated January 30, 2026, by and among the General Partner and CVC-PEF TE Blocker (CYM), Ltd., as the initial limited partner.”
WW WW INTERNATIONAL, INC.

WW INTERNATIONAL, INC.: Amended Section 2.1 of Article II of Amended and Restated Bylaws to change the range for authorized number of directors from a minimum of five to a minimum of three, keeping the maximum at 15 (effective 2026-04-03).

“On April 3, 2026, the Board amended Article II, Section 2.1 of the Company’s Amended and Restated Bylaws (as amended and restated, the “Bylaws”), effective immediately, to change the authorized number of directors to be no less than three and no more than 15, with the number of directors to be fixed by resolution adopted by the Board.”
FBLG FibroBiologics, Inc.

FibroBiologics, Inc.: Implemented a one-for-twenty reverse stock split of common stock via amendment to the Amended and Restated Certificate of Incorporation (effective 2026-03-30).

“On March 25, 2026, FibroBiologics, Inc. (the “Company”) filed a Certificate of Amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended, with the Secretary of State of the State of Delaware (the “Certificate of Amendment”), which became effective at 12:01 a.m. Eastern Time on March 30, 2026, and implemented a one-for-twenty (1:20) reverse stock split”
LXU LSB INDUSTRIES, INC.

LSB INDUSTRIES, INC.: Adopted amended and restated bylaws effective immediately, updating provisions related to Delaware law, proxy card color, meeting conduct, written consent, advance notice requirements, and other minor updates (effective 2026-04-02).

“On April 2, 2026, the Board adopted amended and restated bylaws (the “Third Amended and Restated Bylaws”), effective immediately.”
RVSB RIVERVIEW BANCORP INC

RIVERVIEW BANCORP INC: Increased the size of the Board from eight to ten members.

“The Board of Directors has amended the Company’s Bylaws to increase the size of the Board from eight (8) to ten (10) members.”
BRAND HOUSE COLLECTIVE, INC.

BRAND HOUSE COLLECTIVE, INC.: Bylaws of the company replaced with amended bylaws of merger sub effective upon the merger (effective 2026-04-02).

“the bylaws of Merger Sub as in effect immediately prior to the Effective Time, except that all references therein to Merger Sub were amended to become references to the Company, became the bylaws of the Company (as so amended, the “ Amended Bylaws ”).”
BRAND HOUSE COLLECTIVE, INC.

BRAND HOUSE COLLECTIVE, INC.: Amended and restated charter of the company effective upon the merger (effective 2026-04-02).

“Pursuant to the Merger Agreement, at and effective as of the Effective Time, the charter of the Company was amended as set forth in the certificate of merger (the “ Certificate of Merger ”) and articles of merger (the “ Articles of Merger ”) filed in connection with the Merger.”
BKNG Booking Holdings Inc.

Booking Holdings Inc.: Amended restated certificate of incorporation to effect a 25-for-1 forward stock split and proportionately increase authorized common stock from 1,000,000,000 to 25,000,000,000 shares (effective 2026-04-02).

“On April 2, 2026, Booking Holdings Inc. (the “Company”) filed an amendment to its Restated Certificate of Incorporation with the Delaware Secretary of State to effect the previously announced twenty-five-for-one forward stock split of the Company’s common stock and to proportionately increase the number of shares of the Company’s authorized common stock from 1,000,000,000 to 25,000,000,000.”
PSTV PLUS THERAPEUTICS, INC.

PLUS THERAPEUTICS, INC.: Amendment to Certificate of Incorporation to effect a 1-for-25 reverse stock split of common stock, approved by stockholders and Board, effective April 2, 2026 (effective 2026-04-02).

“the Company filed a certificate of amendment to its Charter (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware, to implement the 1-for-25 reverse split of its common stock (the “Reverse Stock Split”).”
AUUD AUDDIA INC.

AUDDIA INC.: Certificate of Amendment to effect a 1-for-7.7 reverse stock split (effective 2026-03-31).

“On March 30, 2026, Auddia Inc. (the “Company”) filed a Certificate of Amendment to the Certificate of Incorporation of the Company (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware to effect a reverse stock split of the Company’s common stock at a ratio of 1-for-7.7.”
CCLD CareCloud, Inc.

CareCloud, Inc.: Amendment to the bylaws revising the quorum requirement for meetings of stockholders (effective 2026-04-02).

“The amendment revised the quorum requirement for meetings of stockholders.”
BLBD Blue Bird Corp

Blue Bird Corp: Certificate of Designation filed creating Special Voting Shares with voting rights for Exchangeable Share holders (effective 2026-04-01).

“On March 30, 2026, and in connection with the acquisition contemplated by the Purchase Agreement, the Board of Directors of Parent approved the filing of a Certificate of Designation of the Special Voting Share (the “ Certificate of Designation ”) with the Secretary of State of the State of Delaware.”
BARK Bark, Inc.

Bark, Inc.: Effected a one-for-twenty reverse stock split by filing an amendment to the Restated Certificate of Incorporation (effective 2026-04-01).

“On April 1, 2026, BARK, Inc., a Delaware corporation (the “Company”), effected a one-for-twenty (1:20) reverse stock split (the “Reverse Stock Split”) of the Company’s common stock, par value $0.0001 (the “Common Stock”).”
VEEA VEEA INC.

VEEA INC.: Filed Certificate of Designation of Series A Convertible Preferred Stock to designate new series of preferred stock in connection with note conversions (effective 2026-03-30).

“the Company filed a Certificate of Designation of Series A Convertible Preferred Stock (the “ Certificate of Designation ”) with the Secretary of State of the State of Delaware to designate Series A Convertible Preferred Stock.”
Alternus Clean Energy, Inc.

Alternus Clean Energy, Inc.: Filed certificates of designation establishing Series D and Series E Convertible Preferred Stock, describing rights and preferences (effective 2026-03-27).

“Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. Series D Convertible Preferred Stock On March 27, 2026, the board of directors (the “Board”) of the Company declared the formation of an aggregate of up to 20,000 shares of Series D Convertible Preferred Stock, par value $0.0001 per share (“Series D”). The Company has filed a certificate of designation (the “Certificate of Designation”) with the Secretary of State of the State of Delaware therein establishing the Series D Convertible Preferred Stock and describing the rights, obligations and privileges of the Series D.”
ALPHATIME ACQUISITION CORP

ALPHATIME ACQUISITION CORP: Amended Third Amended and Restated Memorandum and Articles of Association to extend the deadline to consummate a business combination by up to eight months to December 4, 2026 (effective 2026-03-27).

“the Company amended the Company’s Third Amended and Restated Memorandum and Articles of Association (the “ Existing Charter ”) on March 27, 2026, in the form set forth in Annex A to the definitive proxy statement, filed with the Securities and Exchange Commission on March 17, 2026 (the “ Extension Amendment ”), reflecting the extension of the date by which the Company must consummate a business combination from the Termination Date up to eight (8) times, each comprised of one month each (each an “ Extension ”) up to December 4, 2026 for a total of eight (8) months after the Termination Date (assuming a business combination has not occurred).”
HMH HMH Holding Inc

HMH Holding Inc: Amended and restated bylaws, effective April 2, 2026 (effective 2026-04-02).

“On April 2, 2026, the Company amended and restated its bylaws (the “Amended and Restated Bylaws”).”
HMH HMH Holding Inc

HMH Holding Inc: Amended and restated certificate of incorporation, effective April 2, 2026 (effective 2026-04-02).

“The Company amended and restated its certificate of incorporation (the “Amended and Restated Certificate of Incorporation”), which was filed with the Secretary of State of the State of Delaware on April 2, 2026, and became effective on April 2, 2026.”
SVC Service Properties Trust

Service Properties Trust: Increased authorized common shares from 200 million to 900 million (effective 2026-03-30).

“On March 30, 2026, we filed Articles of Amendment to our Amended and Restated Declaration of Trust, as amended, with the Maryland Department of Assessments and Taxation to increase the number of our authorized common shares from 200 million to 900 million, effective as of such date.”
CGEH Capstone Energy Plus, Inc.

Capstone Energy Plus, Inc.: Filed Certificate of Designation with Delaware Secretary of State to establish Series A Convertible Preferred Stock (effective 2026-03-31).

“On March 31, 2026, Capstone Green Energy Holdings, Inc (the “Company”) filed the Certificate of Designation, Preferences and Rights for the purpose of designating and establishing the Series A Convertible Preferred Stock of the Company (the “Preferred Stock”) with the Secretary of State of the State of Delaware, which became effective upon filing.”
ON24 INC.

ON24 INC.: Bylaws amended and restated in their entirety in connection with the Merger.

“Pursuant to the Merger Agreement, at the Effective Time, the Company’s certificate of incorporation and bylaws were amended and restated in their entirety.”
ON24 INC.

ON24 INC.: Certificate of incorporation amended and restated in its entirety in connection with the Merger.

“Pursuant to the Merger Agreement, at the Effective Time, the Company’s certificate of incorporation and bylaws were amended and restated in their entirety.”
ONCY ONCOLYTICS BIOTECH INC

ONCOLYTICS BIOTECH INC: Filed Articles of Incorporation and adopted Bylaws in connection with domestication from British Columbia to Nevada.

“On the Effective Date and in connection with the Domestication, the Company filed with the Nevada Secretary of State: (i) the Articles of Domestication of Oncolytics Biotech Inc. (the “Articles of Domestication”); and (ii) the Articles of Incorporation of Oncolytics Biotech Inc. (the “Articles of Incorporation”). In addition, the Company adopted bylaws (the “Bylaws”), which became effective on the Effective Date.”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.