secwatch / observer

Governance Changes

Charter, bylaw, and control-related changes under 8-K Items 5.03/5.05/5.06.

8-K items 5.03, 5.05, 5.06 JSON
DYNAVAX TECHNOLOGIES CORP

DYNAVAX TECHNOLOGIES CORP: Amendments to Section 5(d) and Section 17 of the Amended and Restated Bylaws to conform to the declassification changes in the charter (effective 2025-06-16).

“Concurrent with the filing of the Restated Certificate, Section 5(d) and Section 17 of the Company’s Amended and Restated Bylaws were amended to conform to the changes reflected in the Restated Certificate, to read as follows:”
DYNAVAX TECHNOLOGIES CORP

DYNAVAX TECHNOLOGIES CORP: Amendment and restatement of certificate of incorporation to declassify the board of directors on a phased basis over three years starting in 2026, providing for annual election of all directors beginning at the 2028 annual meeting (effective 2025-06-16).

“On June 16, 2025, the Company filed the Restated Certificate with the Secretary of the State of Delaware.”
RF REGIONS FINANCIAL CORP

REGIONS FINANCIAL CORP: Eliminated Certificate of Designations for Non-Cumulative Perpetual Preferred Stock, Series D following redemption of all outstanding shares (effective 2025-06-17).

“On June 17, 2025, Regions Financial Corporation (the “Company”) filed a Certificate of Elimination with the Secretary of State of the State of Delaware effecting the elimination of the Certificate of Designations (the “Certificate of Designations”) relating to the Company’s Non-Cumulative Perpetual Preferred Stock, Series D (the “Series D Preferred Stock”).”
CHCI Comstock Holding Companies, Inc.

Comstock Holding Companies, Inc.: Approved an amendment to the Amended and Restated Certificate of Incorporation to adjust the voting power of Class B common stock upon exercisability or exchange of rights under the Section 382 Rights Agreement (effective 2025-06-12).

“the Company’s stockholders approved an amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended, to provide for an adjustment to the voting power of the Company’s Class B common stock if the rights under the Section 382 Rights Agreement dated March 28, 2025 by and between the Company and Equiniti Trust Company, LLC (the “Rights Agreement”) become exercisable or are exchanged for shares of our Class A common stock in accordance with the terms of the Rights Agreement (the “Amendment”). The Amendment became effective upon the Company’s filing of a Certificate of Amendment to the Company’s Amended and Restated Certificate of Incorporation with the Delaware Secretary of State on June 12, 2025 (the “Certificate of Amendment”).”
IMDX Insight Molecular Diagnostics Inc.

Insight Molecular Diagnostics Inc.: Amended and restated bylaws (Third Amended and Restated Bylaws) solely to reflect the company name change (effective 2025-06-13).

“Also on June 13, 2025, the Company amended and restated the Company’s Second Amended and Restated Bylaws (the “Third Amended and Restated Bylaws”) solely to reflect the Name Change.”
IMDX Insight Molecular Diagnostics Inc.

Insight Molecular Diagnostics Inc.: Amended Article I of Articles of Incorporation to change company name from Oncocyte Corporation to Insight Molecular Diagnostics Inc (effective 2025-06-13).

“In connection with the Name Change, the Company filed a Certificate of Ownership with the Secretary of State of the State of California on June 13, 2025, to amend Article I of the Company’s Articles of Incorporation solely to reflect the Company’s new corporate name.”
QTTB Q32 Bio Inc.

Q32 Bio Inc.: Approved amendment to Restated Certificate of Incorporation to limit liability of certain officers as permitted by Delaware law (effective 2025-06-16).

“on June 13, 2025 at the 2025 Annual Meeting of Stockholders (the “Annual Meeting”) of Q32 Bio Inc. (the “Company”), and upon the recommendation of the Board of Directors (the “Board”) of the Company, the Company’s stockholders approved an amendment to the Company’s Restated Certificate of Incorporation, as amended (the “Certificate of Incorporation”) to limit the liability of certain officers of the Company as permitted by Delaware law (the “Charter Amendment”).”
RAPT Therapeutics, Inc.

RAPT Therapeutics, Inc.: Effected a 1-for-8 reverse stock split of common stock via Certificate of Amendment to the Amended and Restated Certificate of Incorporation (effective 2025-06-16).

“Effective June 16, 2025 at 11:59 p.m. Eastern Time, the Company effected a 1-for-8 reverse stock split pursuant to a Certificate of Amendment (the “Certificate of Amendment”) to the Company’s Amended and Restated Certificate of Incorporation filed with the Secretary of State of the State of Delaware on June 13, 2025.”
VENU Venu Holding Corp

Venu Holding Corp: Filed Certificate of Designation for Series B 4% Cumulative Convertible Preferred Stock (effective 2025-06-16).

“On June 16, 2025, the Company and Aramark closed on the definitive agreements contemplated by the LOI for the purchase and sale of the Series B Preferred Stock, and the Company filed a Certificate of Designation, Preferences, and Rights of Series B 4% Convertible Preferred Stock (the “Certificate of Designation”) with the Colorado Secretary of State to create the Series B Preferred Stock.”
JBI Janus International Group, Inc.

Janus International Group, Inc.: Shareholders approved a Third Amended and Restated Certificate of Incorporation to declassify the Board of Directors, eliminate supermajority vote requirements for shareholders to amend certain provisions of the certificate and bylaws, remove directors, and eliminate the supermajority vote requireme (effective 2025-06-17).

“At the Annual Meeting (as defined below), the shareholders of Janus International Group, Inc. (the “Company”) approved the adoption of a Third Amended and Restated Certificate of Incorporation to (i) declassify the Board of Directors (the “Board”), (ii) eliminate supermajority vote requirements for shareholders to amend certain provisions of the Company’s certificate of incorporation and bylaws and to remove directors, and (iii) to eliminate the supermajority vote requirement relating to certain business opportunities. On June 17, 2025, the Third Amended and Restated Certificate of Incorporation was filed with the Secretary of State of the State of Delaware.”
PAYO Payoneer Global Inc.

Payoneer Global Inc.: Amendments to Bylaws to provide for annual election of directors, eliminate supermajority voting for stockholder amendments, and change election voting standard to majority of votes cast (effective 2025-06-16).

“The Board also adopted amendments to the Bylaws (the “Bylaw Amendments”), which were contingent on the Charter Amendments and became effective on the same date. Among other things, the Bylaw Amendments (i) provide for the annual election of directors in conjunction with the declassification of the Board, (ii) eliminate the supermajority voting requirement for stockholders to amend the Bylaws, and (iii) amend the voting standard with respect to the election of directors in uncontested elections to a majority of votes cast standard.”
PAYO Payoneer Global Inc.

Payoneer Global Inc.: Amendments to Charter to phase out classified board and provide for annual election of directors, and to eliminate supermajority voting requirements (effective 2025-06-16).

“On June 16, 2025, following approval by stockholders at the reconvened Annual Meeting of Stockholders of the amendments to the Charter contemplated by Proposals 4 and 5 (the “Charter Amendments”), the Company filed a Certificate of Amendment (the “Certificate of Amendment”) to the Charter with the Secretary of State of the State of Delaware, effective upon its filing”
BSAA BEST SPAC I Acquisition Corp.

BEST SPAC I Acquisition Corp.: Filed Amended and Restated Memorandum and Articles of Association in connection with IPO (effective 2025-06-12).

“On June 12, 2025, in connection with the IPO, the Company filed its Amended and Restated Memorandum and Articles of Association, as described in the Registration Statement, with the Registry of Corporate Affairs of British Virgin Islands.”
BACC Blue Acquisition Corp/Cayman

Blue Acquisition Corp/Cayman: Filed amended and restated memorandum and articles of association in connection with IPO (effective 2025-06-12).

“On June 12, 2025, in connection with the IPO, the Company filed its amended and restated memorandum and articles of association (the “Amended and Restated Memorandum and Articles of Association”) with the Cayman Islands Registrar of Companies, which was effective on June 12, 2025.”
TENX TENAX THERAPEUTICS, INC.

TENAX THERAPEUTICS, INC.: Amendment to Certificate of Incorporation to add provisions exculpating certain officers from liability in specific circumstances (effective 2025-06-13).

“On June 11, 2025, Tenax Therapeutics, Inc. (the “Company”) held its 2025 annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, upon the recommendation of the Company’s Board of Directors (the “Board”), the Company’s stockholders approved the Certificate of Amendment (the “Officer Exculpation Amendment”) to the Company’s Certificate of Incorporation, as amended (the “Certificate”) to add provisions to the Certificate exculpating certain officers of the Company from liability in specific circumstances, as permitted by Delaware law.”
DY DYCOM INDUSTRIES INC

DYCOM INDUSTRIES INC: Removed mandatory retirement requirements for non-employee directors from the bylaws, moving the policy to Corporate Governance Guidelines with a retirement age of 75, waivable by the Board for up to one additional term (effective 2025-06-13).

“Effective June 13, 2025 (the “Effective Date”), the Board of Directors (the “Board”) of Dycom Industries, Inc. (the “Company”) approved an amendment and restatement to the By-laws (the “Fifth Amended and Restated By-laws”) to remove the mandatory retirement requirements for non-employee members of the Board.”
WFC WELLS FARGO & COMPANY/MN

WELLS FARGO & COMPANY/MN: Eliminated Certificate of Designations for Series U Preferred Stock from Restated Certificate of Incorporation (effective 2025-06-17).

“On June 17, 2025, Wells Fargo & Company (the “Company”) filed with the Delaware Secretary of State a Certificate Eliminating the Certificate of Designations with respect to the Company’s 5.875% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series U (the “Series U Preferred”), which, effective upon filing, eliminated from the Company’s Restated Certificate of Incorporation all matters set forth in the Certificate of Designations for the Series U Preferred, filed with the Delaware Secretary of State on January 22, 2015.”
SCWO 374Water Inc.

374Water Inc.: Increased authorized shares of common stock from 200,000,000 to 1,000,000,000 (effective 2025-06-11).

“On June 11, 2025, the Company filed a certificate of amendment to its amended and restated certificate of incorporation (the “ Charter Amendment ”) with the Secretary of State of the State of Delaware to increase the authorized shares of common stock from 200,000,000 to 1,000,000,000.”
QLYS QUALYS, INC.

QUALYS, INC.: Amendment to permit exculpation of certain officers (effective 2025-06-11).

“at the Qualys, Inc. (the “Company”) 2025 annual meeting of stockholders (the “Annual Meeting”) held on June 11, 2025, the Company’s stockholders approved an amendment of the Company’s Amended and Restated Certificate of Incorporation to permit the exculpation of certain officers of the Company (the “Charter Amendment”), as described in more detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 23, 2025 (the “Proxy Statement”). The Charter Amendment became effective upon the filing of a Certificate of Amendment to the Company’s Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware on June 11, 2025 (the “Certificate of Amendment”).”
ZNOG ZION OIL & GAS INC

ZION OIL & GAS INC: Adoption of new Bylaws as part of redomestication (effective 2025-06-11).

“On June 4, 2025, the common stockholders at the 2025 Annual Shareholders’ Meeting approved the Company’s Certificates of Conversion from Delaware to Texas, the Certificate of Formation, the Plan of Conversion and the Bylaws [Bylaws attached as Exhibit 3(i).4]”
ZNOG ZION OIL & GAS INC

ZION OIL & GAS INC: Conversion from Delaware to Texas, adopting Certificate of Formation (effective 2025-06-11).

“The Certificate of Conversion from Delaware to Texas was duly adopted in accordance with Section 266 of the Delaware General Corporation Law. The Certificate of Conversion to a Texas Filing Entity with the Plan of Conversion and the Certificate of Formation was filed with the Texas Secretary of State on June 11, 2025”
XXII 22nd Century Group, Inc.

22nd Century Group, Inc.: Certificate of Change filed to effect a 1-for-23 reverse stock split of common stock, reducing both authorized and outstanding shares proportionally (effective 2025-06-20).

“On June 16, 2025, 22nd Century Group, Inc. (the “Company”) filed a Certificate of Change (the “Certificate”) pursuant to Nevada Revised Statutes (“NRS”) Section 78.209 with the Secretary of State of the State of Nevada authorizing a 1-for-23 reverse stock split of the Company’s (a) authorized shares of common stock; and (b) issued and outstanding shares of common stock (the “Reverse Stock Split”).”
GCTK Glucotrack, Inc.

Glucotrack, Inc.: Effected a one-for-sixty reverse stock split via Certificate of Amendment to Certificate of Incorporation (effective 2025-06-13).

“Glucotrack, Inc., a Delaware corporation (the “Company”), filed with the Delaware Secretary of State a Certificate of Amendment to the Certificate of Incorporation of the Company (the “Certificate of Amendment”), which became effective at 4:30 p.m. on June 13, 2025 (the “Effective Time”), to effect a one-for-sixty (1:60) reverse stock split”
CRTO Criteo S.A.

Criteo S.A.: Amendment and restatement of the Company's By-laws to align with new provisions of the French Commercial Code, specifically amending Article 12 (meetings of the Board), Article 19 (shareholders' meetings), and Article 24 (loss of one half of share capital) (effective 2025-06-13).

“On June 13, 2025, the shareholders of Criteo S.A. (the “Company”) amended and restated the By-laws ( statuts ) of the Company, effective immediately.”
VERI Veritone, Inc.

Veritone, Inc.: Increased authorized shares of common stock from 75,000,000 to 150,000,000, updated registered agent, and made conforming changes via Fourth Amended and Restated Certificate of Incorporation (effective 2025-06-16).

“On June 16, 2025, the Company filed a Fourth Amended and Restated Certificate of Incorporation reflecting the provisions of the Charter Amendment (the “Amended Charter”) with the Secretary of State of the State of Delaware, and the Amended Charter became effective upon filing.”
STEM STEM, INC.

STEM, INC.: Filed an amendment to the Second Amended and Restated Certificate of Incorporation to effect a 1-for-20 reverse stock split and reduce authorized common shares from 500 million to 250 million, effective June 23, 2025 (effective 2025-06-23).

“Following Stem, Inc.’s (the “Company”) 2025 Annual Meeting of Stockholders, the Company’s Board of Directors approved a reverse stock split (the “Reverse Stock Split”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), at a ratio of 1-for-20 (the “Reverse Stock Split Ratio”) and a reduction in the total number of authorized shares of Common Stock from 500 million shares to 250 million shares (the “Authorized Shares Reduction”), each with an effective time of 12:01 a.m. Eastern Time on June 23, 2025 (the “Effective Time”).”
IPST IP STRATEGY HOLDINGS, INC.

IP STRATEGY HOLDINGS, INC.: Increased authorized Series B Convertible Preferred Stock from 750,000 to 850,000 shares and corrected typographical errors in Section 3.3 of Certificate of Designations (effective 2025-06-12).

“On June 12, 2025, Heritage Distilling Holding Company, Inc. (the “Company”) filed a Certificate of Amendment (the “Amendment”) to the Certificate of Designations, Preferences, Powers and Rights of the Series B Convertible Preferred Stock (the “Certificate of Designations”) with the Delaware Secretary of State. The Amendment increased the authorized number of shares of Series B Convertible Preferred Stock from 750,000 shares to 850,000 shares and amended and restated Section 3.3 of the Certificate of Designations in its entirety to correct certain typographical errors.”
Redox International Group, Corp.

Redox International Group, Corp.: Amended and restated Articles of Incorporation to change company name to Redox International Group, Corp. and authorize 75,000,000 shares of $0.0001 par value preferred stock (effective 2025-03-10).

“On March 10, 2025, Intorio, Corp. (the “Company”) amended and restated its Articles of Incorporation to: (i) change its name to Redox International Group, Corp., and (ii) authorize 75,000,000, $0.0001 par value preferred stock.”
CWAN Clearwater Analytics Holdings, Inc.

Clearwater Analytics Holdings, Inc.: Filed a Certificate of Retirement to retire converted Class C and Class D common stock and reduce authorized shares (effective 2025-06-12).

“the Company filed the Certificate of Retirement with the Secretary of State of the State of Delaware to effect the retirement of the shares of Class C Common Stock and Class D Common Stock that were issued but not outstanding following the Conversion and to accordingly reduce the Company's total number of authorized shares of capital stock by the number of retired shares of Class C Common Stock and Class D Common Stock.”
AIRO AIRO Group Holdings, Inc.

AIRO Group Holdings, Inc.: Adopted amended and restated bylaws effective upon IPO closing (effective 2025-06-16).

“the Company adopted the amended and restated bylaws (the “Amended and Restated Bylaws”) in connection with the closing of the IPO”
AIRO AIRO Group Holdings, Inc.

AIRO Group Holdings, Inc.: Filed amended and restated certificate of incorporation in connection with IPO closing (effective 2025-06-16).

“the Company filed an amended and restated certificate of incorporation (the “Amended and Restated Certificate”) with the Secretary of State of the State of Delaware”
TRON Tron Inc.

Tron Inc.: Filed Certificate of Designation of Series B Preferred Stock (effective 2025-06-16).

“Pursuant to the PIPE Offering, on June 16, 2025, the Company filed a Certificate of Designation of Series B Preferred Stock with the Secretary of State of the State of Nevada (the “ Series B Certificate of Designation ”).”
NWPX NWPX Infrastructure, Inc.

NWPX Infrastructure, Inc.: Amended Bylaws to reflect the corporate name change to NWPX Infrastructure, Inc (effective 2025-06-12).

“The Company also amended its Bylaws on the same day to reflect the Name Change.”
NWPX NWPX Infrastructure, Inc.

NWPX Infrastructure, Inc.: Amended Articles of Incorporation to change corporate name from Northwest Pipe Company to NWPX Infrastructure, Inc (effective 2025-06-12).

“The only change to the Company’s Amended and Restated Articles of Incorporation and Amended and Restated Bylaws is the change of the corporate name from Northwest Pipe Company to NWPX Infrastructure, Inc. in each document.”
IRIX IRIDEX CORP

IRIDEX CORP: Stockholders approved amendment and restatement of the Amended and Restated Certificate of Incorporation to modernize the charter, increase authorized common shares from 30,000,000 to 63,500,000, and establish designations of preferred stock including Series B Preferred Stock (effective 2025-06-11).

“At the Annual Meeting, the Company’s stockholders approved an amendment and restatement of the Company’s Amended and Restated Certificate of Incorporation (the “Charter”) to, among other matters: modernize the Charter, increase the number of authorized shares of the Company’s common stock from 30,000,000 to 63,500,000 shares, and establish the designations, powers, preferences and relative and other special rights and the qualifications, limitations and restrictions of the preferred stock, including the Company’s Series B Preferred Stock, par value $0.01 per share (the “Restated Charter”) (the “Restated Charter Proposal”).”
INVE Identiv, Inc.

Identiv, Inc.: Adopted Amended and Restated Bylaws effective upon declassification amendment, including conforming changes, updated advance notice windows, increased quorum, special meeting procedures, and director removal/vacancy provisions (effective 2025-06-10).

“The Amended and Restated Bylaws became effective on June 10, 2025, concurrently with the effectiveness of the Declassification Amendment. The Amended and Restated Bylaws contain conforming changes to implement the declassification of the Board and contain certain other provisions to modernize and clarify the Company’s corporate governance practices”
INVE Identiv, Inc.

Identiv, Inc.: Filed amendments to the Certificate of Incorporation approved by stockholders, including declassification and officer exculpation, and filed a restated certificate of incorporation (effective 2025-06-10).

“Following stockholder approval at the 2025 Annual Meeting, on June 10, 2025, the Company filed certificates of amendment with the Secretary of State of the State of Delaware to effect the Amendments, which became effective upon filing. Following such filings, also on June 10, 2025, the Company filed a restated certificate of incorporation (the “Restated Certificate of Incorporation”) with the Secretary of State of the State of Delaware to integrate all prior amendments and restate the Company’s Certificate of Incorporation in its entirety.”
DKS DICK'S SPORTING GOODS, INC.

DICK'S SPORTING GOODS, INC.: Increased number of authorized shares of common stock and Class B common stock (effective 2025-06-11).

“the Company’s stockholders approved an amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended (the “Charter”) to increase the number of authorized shares of common stock and Class B common stock. The Company's Board of Directors (the "Board") previously approved the Charter Amendment, subject to stockholder approval at the Annual Meeting. On June 11, 2025, the Company filed a Charter Amendment with the Delaware Secretary of State, which became effective upon filing.”
ATEC Alphatec Holdings, Inc.

Alphatec Holdings, Inc.: Approved amendment to increase authorized shares from 220,000,000 to 420,000,000 and common stock from 200,000,000 to 400,000,000 (effective 2025-06-12).

“On June 11, 2025, Alphatec Holdings, Inc. (the “Company”) held its 2025 annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved an amendment to the Company’s Amended and Restated Certificate of Incorporation (the “Amendment”) to increase the number of authorized shares of its stock from 220,000,000 to 420,000,000 and of its common stock from 200,000,000 to 400,000,000.”
SUIG SUI Group Holdings Ltd.

SUI Group Holdings Ltd.: Amended and restated bylaws to change quorum requirement from majority to one-third, elect directors by plurality, and establish procedures for shareholder proposals and proxy inclusion (effective 2025-06-11).

“On June 11, 2025, in connection with a review of the bylaws of Mill City Ventures III, Ltd., the Board of Directors of the company amended and restated the company’s bylaws (the “Amended and Restated Bylaws”), effective immediately.”
HPP Hudson Pacific Properties, Inc.

Hudson Pacific Properties, Inc.: Increased authorized common shares from 481,600,000 to 722,400,000 (effective 2025-06-12).

“the Company filed with the State Department of Assessments and Taxation of the State of Maryland Articles of Amendment (the “Articles of Amendment”) to the Company’s charter increasing the number of authorized shares of common stock available for issuance from 481,600,000 to 722,400,000.”
SBEV SPLASH BEVERAGE GROUP, INC.

SPLASH BEVERAGE GROUP, INC.: Filed Certificate of Designation classifying and designating Series A Preferred Shares (effective 2025-06-09).

“On June 9, 2025, the Company filed a Certificate of Designation (the “Certificate of Designation” and, collectively with the Subscription Agreement, the “Issuance Documents”) classifying and designating the Series A Preferred Shares with the Secretary of State of Nevada, which Certificate of Designation became effective on June 9, 2025.”
ARTL ARTELO BIOSCIENCES, INC.

ARTELO BIOSCIENCES, INC.: Effected a one-for-six reverse stock split of common stock and proportionally reduced authorized shares (effective 2025-06-13).

“On June 12, 2025, Artelo Biosciences, Inc., a Nevada corporation (the “Company”), filed with the Secretary of State of the State of Nevada a Certificate of Change (the “Certificate of Change”), pursuant to Nevada Revised Statutes 78.209, to effect a one-for-six (1-for-6) reverse stock split (the “Reverse Split”) of the Company’s issued and outstanding common stock, par value $0.001 per share (the “Common Stock”).”
AQMS Aqua Metals, Inc.

Aqua Metals, Inc.: Reduced quorum requirement for stockholder meetings from majority to one-third (effective 2025-06-09).

“June 9, 2025, the Board of Directors of Aqua Metals, Inc. (the “Company”) approved an amendment to the Company’s Third Amended and Restated Bylaws (the “Bylaws”), effective immediately. The amendment modified the provisions for determining the presence of a quorum at all meetings of stockholders to provide that the presence, in person or by proxy, of the holders of at least one-third (33.33%) of all issued and outstanding shares of common stock entitled to vote at the meeting will constitute a quorum at all meetings of the stockholders for the transaction of business. Prior to the amendment, the presence, in person or by proxy, of the holders of a majority of the outstanding shares of stock entitled to vote would constitute a quorum for the transaction of business.”
HYFM HYDROFARM HOLDINGS GROUP, INC.

HYDROFARM HOLDINGS GROUP, INC.: Filed Certificates of Retirement and Elimination to retire Series A Preferred Stock, reduce authorized shares, and eliminate references to Series A Preferred Stock from the charter (effective 2025-06-09).

“On June 9 , 2025, the Company filed Certificates of Retirement and Elimination to its Amended and Restated Certificate of Incorporation, as amended (the “Charter”), with the Secretary of State of the State of Delaware, (i) retiring 7,725,045 shares of Series A Preferred Stock of the Company (“Series A Preferred Stock”) which were converted into shares of the Company’s common stock, par value $0.0001 per share in connection with the Company’s initial public offering of its common stock; (ii) reducing the number of authorized shares of Series A Preferred Stock to 7,274,955 shares; and (iii) eliminating from the Charter all references to the Series A Preferred Stock set forth in the Company’s Certificate of Designation with respect to its Series A Preferred Stock.”
HOWL Werewolf Therapeutics, Inc.

Werewolf Therapeutics, Inc.: Adopted Third Amended and Restated Bylaws to revise stockholder nomination procedures, clarify meeting presiding officers, and make administrative changes (effective 2025-06-12).

“On June 12, 2025, the board of directors of Werewolf Therapeutics, Inc. (the “Company”) adopted amended and restated bylaws of the Company (as amended and restated, the “Third Amended and Restated Bylaws” ), effective immediately, in order to, among other things: (a) revise and clarify certain procedural mechanics and informational requirements in connection with stockholder nominations of directors and submissions of stockholder proposals pursuant to the advance notice provisions of the Third Amended and Restated Bylaws, including by defining certain terms and requiring such stockholder to update such notice, if necessary, so that it remains true and correct closer to the meeting date; (b) specify individuals who may preside over meetings of the Company’s stockholders; and (c) make other administrative, modernizing, clarifying and conforming changes.”
PaxMedica, Inc.

PaxMedica, Inc.: Certificate of amendment changing company name from PaxMedica, Inc. to Kuvatris Therapeutics, Inc (effective 2025-06-06).

“On June 6, 2025, Howard J. Weisman, chief executive officer of PaxMedica, Inc., a Delaware corporation (the “Company”), executed a certificate of amendment of the certificate of incorporation of the Company, changing the Company’s name from PaxMedica, Inc. to Kuvatris Therapeutics, Inc.”
SNSE Sensei Biotherapeutics, Inc.

Sensei Biotherapeutics, Inc.: Filed Certificate of Amendment for a one-for-twenty reverse stock split and reduction of authorized shares from 250,000,000 to 12,500,000 (effective 2025-06-16).

“On June 12, 2025, Sensei Biotherapeutics, Inc. (the “Company”) filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect a one-for-twenty (1-for-20) reverse stock split (the “Reverse Stock Split”) of its outstanding common stock and a reduction in the total number of authorized shares of its common stock from 250,000,000 to 12,500,000 (the “Shares Reduction”).”
AMZE AMAZE HOLDINGS, INC.

AMAZE HOLDINGS, INC.: Filed Certificate of Amendment to effect a 1-for-23 reverse stock split of Common Stock (effective 2025-06-12).

“On June 12, 2025, the Company filed a Certificate of Amendment to the Company’s Articles of Incorporation with Secretary of State of the State of Nevada to effect the 1-for-23 reverse stock split of the Company’s issued and outstanding Common Stock effective at 5:00 p.m. Eastern time on June 12, 2025.”
FBLG FibroBiologics, Inc.

FibroBiologics, Inc.: The company filed an amendment to its Amended and Restated Certificate of Incorporation, effective June 12, 2025, to increase its authorized capital stock (effective 2025-06-12).

“On June 12, 2025, FibroBiologics, Inc. (the “Company”) filed with the Secretary of State of the State of Delaware an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the authorized capital stock (the “Amendment”), which became effective the same day.”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.