Governance Changes

Applied Digital Corp.: Increased authorized common stock to 400,000,000 shares and preferred stock to 10,000,000 shares via Certificate of Amendment to Second Amended and Restated Articles of Incorporation (effective 2024-11-20).

“On November 20 , 2024, the Company filed a Certificate of Amendment to the Articles (the “Certificate of Amendment”), to increase the number of shares of (i) common stock authorized for issuance thereunder to 400,000,000 shares, each share of common stock having a par value of $0.001 and (ii) preferred stock authorized for issuance thereunder to 10,000,000 shares.”

CEMTREX INC: 1-for-35 reverse stock split approved; Certificate of Amendment filed with Delaware Secretary of State (effective 2024-11-26).

“On November 21, 2024, the Company filed a Certificate of Amendment to its Certificate of Incorporation (the “Charter Amendment”) with the Secretary of State of the State of Delaware, pursuant to which, effective at 12:01 a.m. Eastern Time on November 26, 2024, the Reverse Split will be effected.”

Polar Power, Inc.: Filed a Certificate of Amendment to effect a 1:7 reverse stock split of common stock, effective November 18, 2024 (effective 2024-11-18).

“On November 18, 2024, the Company filed a Certificate of Amendment to Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of State of Delaware to effect a 1:7 reverse stock split of the shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), either issued and outstanding or held by the Company as treasury stock, effective as of 4:05 p.m. (Delaware time) on November 18, 2024 (the “Reverse Stock Split”).”

Neuraxis, INC: Filed Amendment No. 1 to Certificate of Designation of Series B Preferred Stock to increase authorized shares, extend dividend right, and amend voting rights (effective 2024-11-15).

“On November 15, 2024, the Company filed Amendment No. 1 to Certificate of Designation of Preferences, Rights and Limitations of Series B Preferred Stock (the " COD Amendment ") with the Secretary of State of the State of Delaware to (i) increase the authorized number of shares designated as "Series B Preferred Stock" from 4,000,000 to 5,000,000, (ii) extend the right to dividends at a rate of 8.5% per annum by 18 months, from June 30, 2025 to December 31, 2026, and (iii) amend the voting rights of the stockholders of the Series B Preferred Stock that each holder of Series B Preferred Stock shall be entitled to cast votes equal to the number of shares of Common Stock into which the shares of Series B Preferred Stock held by such holder are convertible on the basis of a conversion price of $3.80.”

UNION BANKSHARES INC: Adopted a 20-year tenure limitation on director service, operating independently from the existing age qualification (effective 2024-11-20).

“On November 20, 2024, the Board of Directors (the “ Board ”) of Union Bankshares, Inc. (the “ Company ”) adopted an amendment to Article III, Section 3.2 of the Company's Bylaws providing for a twenty (20) year limitation on service as a director, which will operate independently from the existing age qualification.”

HAYNES INTERNATIONAL INC: Amended and Restated Bylaws amended and restated to bylaws of Merger Sub as in effect prior to Effective Time.

“Pursuant to the Merger Agreement, at the Effective Time, the Amended and Restated Bylaws of Haynes were amended and restated in their entirety to be replaced by the bylaws of Merger Sub as in effect immediately prior to the Effective Time except that all references to Merger Sub were automatically amended and became references to Haynes.”

HAYNES INTERNATIONAL INC: Second Restated Certificate of Incorporation amended and restated to Fourth Restated Certificate of Incorporation pursuant to merger.

“Pursuant to the Merger Agreement, at the Effective Time, the Second Restated Certificate of Incorporation of Haynes was amended and restated in its entirety to be replaced by the Fourth Restated Certificate of Incorporation of Haynes.”

WESTERN ASSET HIGH INCOME FUND II INC.: Amended and restated bylaws in their entirety, effective November 15, 2024 (effective 2024-11-15).

“The Board of Directors of Western Asset High Income Fund II Inc. (the “Fund”) has amended and restated in its entirety the bylaws of the Fund (the “Fourth Amended and Restated Bylaws”). The Fourth Amended and Restated Bylaws became effective November 15, 2024, are attached hereto as an Exhibit and are incorporated herein by reference.”

WESTERN ASSET EMERGING MARKETS DEBT FUND INC.: Adopted Fourth Amended and Restated Bylaws (effective 2024-11-15).

“The Board of Directors of Western Asset Emerging Markets Debt Fund Inc. (the “Fund”) has amended and restated in its entirety the bylaws of the Fund (the “Fourth Amended and Restated Bylaws”). The Fourth Amended and Restated Bylaws became effective November 15, 2024, are attached hereto as an Exhibit and are incorporated herein by reference.”

LMP CAPITAL & INCOME FUND INC.: Amended and restated the bylaws in their entirety (effective 2024-11-15).

“The Board of Directors of LMP Capital and Income Fund Inc. (the “Fund”) has amended and restated in its entirety the bylaws of the Fund (the “Fourth Amended and Restated Bylaws”). The Fourth Amended and Restated Bylaws became effective November 15, 2024, are attached hereto as an Exhibit and are incorporated herein by reference.”

MongoDB, Inc.: Adopted Amended and Restated Bylaws primarily to update procedural and disclosure requirements for stockholder director nominations in connection with universal proxy rules, along with technical revisions (effective 2024-11-14).

“On November 14, 2024, the Board of Directors (the “Board”) of MongoDB, Inc. (the “Company”), upon the recommendation of the Nominating and Corporate Governance Committee of the Board, approved and adopted the Amended and Restated Bylaws of the Company (the “Restated Bylaws”), effective as of November 14, 2024, to clarify and implement certain procedural and disclosure requirements for Company stockholders proposing director nominations for consideration at the Company’s annual or special meetings of stockholders in connection with the “universal proxy” rules adopted by the Securities and Exchange Commission pursuant to Rule 14a-19 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).”

Western Asset Investment Grade Opportunity Trust Inc.: Fourth Amended and Restated Bylaws adopted (effective 2024-11-15).

“Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year The Board of Directors of Western Asset Investment Grade Opportunity Trust Inc. (the “Fund”) has amended and restated in its entirety the bylaws of the Fund (the “Fourth Amended and Restated Bylaws”). The Fourth Amended and Restated Bylaws became effective November 15, 2024, are attached hereto as an Exhibit and are incorporated herein by reference.”

WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.: Amended and restated the bylaws in their entirety as the Fourth Amended and Restated Bylaws (effective 2024-11-15).

“The Board of Directors of Western Asset Global Corporate Opportunity Fund Inc. (the “Fund”) has amended and restated in its entirety the bylaws of the Fund (the “Fourth Amended and Restated Bylaws”). The Fourth Amended and Restated Bylaws became effective November 15, 2024, are attached hereto as an Exhibit and are incorporated herein by reference.”

BrandywineGLOBAL-Global Income Opportunities Fund Inc: Amended and restated the bylaws in their entirety as the Fourth Amended and Restated Bylaws, effective November 15, 2024 (effective 2024-11-15).

“The Board of Directors of BrandywineGLOBAL – Global Income Opportunities Fund Inc. (the “Fund”) has amended and restated in its entirety the bylaws of the Fund (the “Fourth Amended and Restated Bylaws”). The Fourth Amended and Restated Bylaws became effective November 15, 2024, are attached hereto as an Exhibit and are incorporated herein by reference.”

ClearBridge Energy Midstream Opportunity Fund Inc.: The Board of Directors amended and restated the bylaws in their entirety as the Fifth Amended and Restated Bylaws (effective 2024-11-15).

“The Board of Directors of ClearBridge Energy Midstream Opportunity Fund Inc. (the “Fund”) has amended and restated in its entirety the bylaws of the Fund (the “Fifth Amended and Restated Bylaws”). The Fifth Amended and Restated Bylaws became effective November 15, 2024”

CAMPBELL'S Co: Board adopted an amendment to the By-Laws solely to reflect the company name change to The Campbell’s Company (effective 2024-11-19).

“On November 19, 2024, the Board of Directors (the “Board”) adopted and approved an amendment to the By-Laws of the Company (the “By-Laws”), effective November 19, 2024, solely to reflect the change in the Company’s name to The Campbell’s Company.”

CAMPBELL'S Co: Shareholders approved amendment to Restated Certificate of Incorporation to change company name to The Campbell’s Company (effective 2024-11-19).

“At its Annual Meeting of Shareholders on November 19, 2024, shareholders of Campbell Soup Company (“Campbell” or the “Company”) approved an amendment (the “Charter Amendment”) to the Company’s Restated Certificate of Incorporation to change the Company’s name to The Campbell’s Company.”

Clarion Partners Real Estate Income Fund Inc.: Amended and restated the bylaws in their entirety as the Second Amended and Restated Bylaws (effective 2024-11-15).

“The Board of Directors of Clarion Partners Real Estate Income Fund Inc. (the “Fund”) has amended and restated in its entirety the bylaws of the Fund (the “Second Amended and Restated Bylaws”). The Second Amended and Restated Bylaws became effective November 15, 2024, are attached hereto as an Exhibit and are incorporated herein by reference.”

Western Asset Diversified Income Fund (WDI): Amended and restated the bylaws in their entirety (effective 2024-11-15).

“The Board of Trustees of Western Asset Diversified Income Fund (the “Fund”) has amended and restated in its entirety the bylaws of the Fund (the “Amended and Restated Bylaws”). The Amended and Restated Bylaws became effective November 15, 2024, are attached hereto as an Exhibit and are incorporated herein by reference.”

Perception Capital Corp. IV: Shareholders approved an amendment to the Amended and Restated Memorandum and Articles of Association to extend the deadline for consummating an initial business combination (effective 2024-11-13).

“shareholders approved an amendment to the Company’s Amended and Restated Memorandum and Articles of Association (the “ Memorandum ”) extending the deadline by which the Company must consummate an initial business combination.”

Perimeter Solutions, Inc.: Adopted new Bylaws upon redomiciliation to Delaware.

“the Company filed the Certificate of Incorporation and adopted its bylaws”

Perimeter Solutions, Inc.: Filed new Certificate of Incorporation upon redomiciliation to Delaware from Luxembourg.

“the Company filed the Certificate of Incorporation and adopted its bylaws”

Sculptor Diversified Real Estate Income Trust, Inc.: Articles of Amendment increased authorized capital stock to 2,400,000,000 shares and common stock to 2,300,000,000 shares; Articles Supplementary designated 100,000,000 Select Class shares (effective 2024-11-18).

“to increase the number of shares of capital stock that the Company has authority to issue to 2,400,000,000 and the number of shares of common stock, par value $0.01 per share, that the Company has authority to issue to 2,300,000,000.”

JACK IN THE BOX INC: Amended Section 2.02 of Bylaws to add the right for holders of at least 25% of outstanding shares to call a special meeting of stockholders (effective 2024-11-14).

“Effective November 14, 2024, the Board of Directors of the Company amended Section 2.02 of its Bylaws to add the right for holders of at least twenty-five percent (25%) of outstanding shares of the Company to call a special meeting of stockholders.”

WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.: The board amended and restated the fund's bylaws as the Fourth Amended and Restated Bylaws (effective 2024-11-15).

“The Board of Directors of Western Asset Municipal High Income Fund Inc. (the “Fund”) has amended and restated in its entirety the bylaws of the Fund (the “Fourth Amended and Restated Bylaws”).”

RLI CORP: Certificate of Amendment to effect a 2-for-1 forward stock split and increase authorized common shares from 200,000,000 to 400,000,000 (effective 2025-01-15).

“The Certificate of Amendment, which the Company filed on November 20, 2024, will become effective at 5:00 p.m., Eastern Time, on January 15, 2025”

ROYAL GOLD INC: Extended the advance notice period for stockholder proposals and director nominations from 60 days to between 90 and 120 days before the meeting anniversary date (effective 2024-11-19).

“or nominees to be considered at a meeting of stockholders is not earlier than 120 days nor less than 90 days (instead of 60 days) before (i) the first anniversary of the prior year’s annual meeting of stockholders, in the case of an annual meeting, and (ii) the date of the special meeting of stockholders, in the case of a special meeting”

WESTERN ASSET INTERMEDIATE MUNI FUND INC.: The Fund amended and restated its bylaws as the Fourth Amended and Restated Bylaws (effective 2024-11-15).

“Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year The Board of Directors of Western Asset Intermediate Muni Fund Inc. (the “Fund”) has amended and restated in its entirety the bylaws of the Fund (the “Fourth Amended and Restated Bylaws”). The Fourth Amended and Restated Bylaws became effective November 15, 2024, are attached hereto as an Exhibit and are incorporated herein by reference.”

WESTERN ASSET MANAGED MUNICIPALS FUND INC.: The Board of Directors amended and restated the bylaws in their entirety as the Fourth Amended and Restated Bylaws (effective 2024-11-15).

“The Board of Directors of Western Asset Managed Municipals Fund Inc. (the “Fund”) has amended and restated in its entirety the bylaws of the Fund (the “Fourth Amended and Restated Bylaws”). The Fourth Amended and Restated Bylaws became effective November 15, 2024, are attached hereto as an Exhibit and are incorporated herein by reference.”

Hyperscale Data, Inc.: Reverse stock split of Class A common stock at one-for-thirty-five ratio (effective 2024-11-22).

“On November 8, 2024, the Committee approved an amendment to the Company’s Certificate of Incorporation (the “ Amendment ”) to effectuate a reverse stock split of the Company’s Class A common stock, $0.001 par value (“ Common Stock ”) affecting the issued and outstanding number of such shares by a ratio of one-for-thirty-five”

WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.: The Board of Directors amended and restated the bylaws in their entirety, adopting the Fourth Amended and Restated Bylaws effective November 15, 2024 (effective 2024-11-15).

“The Board of Directors of Western Asset High Income Opportunity Fund Inc. (the “Fund”) has amended and restated in its entirety the bylaws of the Fund (the “Fourth Amended and Restated Bylaws”). The Fourth Amended and Restated Bylaws became effective November 15, 2024”

FLOWERS FOODS INC: On November 15, 2024, the Board approved a new Code of Conduct that combines prior codes, expands guidance on conflicts of interest, clarifies internal reporting procedures, and makes other technical amendments (effective 2024-11-15).

“On November 15, 2024, the Board of Directors of Flowers Foods, Inc. (the “Company”) approved a new Code of Conduct (the “New Code”). The New Code combines the Company’s prior Code of Business Conduct and Ethics with and into the Company’s existing Code of Conduct, expands guidance with respect to the handling of actual or apparent conflicts of interest between personal and professional relationships, clarifies procedures with respect to internal reporting of violations of the New Code, and makes certain other technical and administrative amendments.”

ASPEN AEROGELS INC: Amended and restated Code of Business Conduct and Ethics adopted (effective 2024-11-14).

“On November 14, 2024, the Board of Directors of Aspen Aerogels, Inc. (the “Company”) approved and adopted an amended and restated Code of Business Conduct and Ethics (the “Code”), to replace the Company’s existing Code in its entirety, as part of its ordinary course review of the Company’s policies.”

Cheniere Energy Partners, L.P.: Amendments to the Code of Business Conduct and Ethics clarifying provisions on gifts, insider trading, conflicts of interest, asset protection, AI use, adding whistleblower protections, and updating administrative matters (effective 2025-01-02).

“Item 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics. On November 14, 2024, the Board of Directors of Cheniere Energy Partners GP, LLC, the general partner of Cheniere Energy Partners, L.P. (the “Partnership”), adopted and approved certain amendments, to be effective January 2, 2025, to the Partnership’s Code of Business Conduct and Ethics (the “Code”). The changes to the Code, among other things: (i) clarified and revised provisions relating to gifts and entertainment, insider trading, conflicts of interest, and protection of Partnership assets and information, including the use of artificial intelligence, (ii) added provisions relating to whistleblower protections and other protected activity, and (iii) updated other administrative and non-substantive matters. The foregoing summary of the amendments to the Code does not purport to be a complete description and is qualified in its entirety by reference to the full text of the Code,”

PINTEREST, INC.: Changed registered agent to The Corporation Trust Company and registered office to Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware 19801, effective immediately (effective 2024-11-14).

“On November 14, 2024, the Board of Directors of Pinterest, Inc. (the “Company”) approved a change of the Company’s registered agent and registered office effective immediately. The Company filed a Change of Registered Agent and/or Registered Office (the "Certificate of Change") with the Secretary of State of the State of Delaware to change the Company's registered agent to The Corporation Trust Company, and its registered office to Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware 19801.”

Sila Realty Trust, Inc.: Amended Bylaws to allow stockholders to amend the Bylaws by majority vote, while the Board retains amendment power (effective 2024-11-18).

“On November 18, 2024, the board of directors (the “Board”) of Sila Realty Trust, Inc. (the “Company”) unanimously approved and adopted the Amended and Restated Bylaws, amended as of November 18, 2024, which became effective immediately (the “Bylaws”). The Bylaws were revised to allow the Company’s stockholders to amend the Bylaws, previously a power reserved only for the Board, by a majority of the votes entitled to be cast on the matter.”

Vertiv Holdings Co: Amended and Restated Bylaws effective November 15, 2024, updating provisions related to Universal Proxy Rule, Delaware General Corporation Law, and administrative changes (effective 2024-11-15).

“On November 15, 2024, the Board of Directors (the “Board”) of Vertiv Holdings Co, a Delaware corporation (the “Company”), approved the Amended and Restated Bylaws of Vertiv Holdings Co, effective as of such date (the “Amended and Restated Bylaws”).”

INTEGRATED RAIL & RESOURCES ACQUISITION CORP: Amendment to the Company's Amended and Restated Certificate of Incorporation providing for the conversion of all shares of Class B Common Stock into Class A Common Stock at the option of the holders of a majority of the Class B Common Stock, which option was exercised on November 13, 2024 (effective 2024-11-13).

“On November 13, 2024, Integrated Rail and Resources Acquisition Corp. (the “ Company ”) filed, with the unanimous consent of its board of directors (the “ Board ”) and the consent a majority of the holders of the Company’s Class B common stock, par value $0.0001 per share (the “ Class B Common Stock ”), an amendment to the Company’s Amended and Restated Certificate of Incorporation (as so amended, the “ Charter ”), with the Secretary of State of the State of Delaware (the “ Charter Amendment ”), providing for the conversion of all of the shares of Class B Common Stock, on a one-for-one basis, into shares of Class A common stock of the Company, par value $0.0001 per share (the “ Class A Common Stock ,” and together with the Class B Common Stock, the “ Common Stock ”), at the option of the holders of a majority of the Class B Common Stock (the “ Class B Conversion Option ”).”

Real Good Food Company, Inc.: Filed Certificate of Designation of Series A Preferred Stock, establishing rights, preferences, and terms of the new series (effective 2024-11-12).

“On November 12, 2024, the Company filed the Certificate of Designation of Series A Preferred Stock (the “Series A Certificate of Designation”) with the Delaware Secretary of State, creating the Series A Preferred Stock and establishing the rights, preferences and other terms of the Series A Preferred Stock, and issued the Series A Preferred Stock.”

CDT Equity Inc.: Amended Section 2.4 of the Bylaws to reduce the quorum requirement for stockholder meetings from a majority to at least one-third of voting power outstanding and entitled to vote.

“The Amendment amends Section 2.4 of the Bylaws, dealing with a quorum at meetings of stockholders, to generally provide that a quorum is at least one-third of the voting power of the stock outstanding and entitled to vote at the meeting, present in person or represented by proxy.”

R1 RCM Inc. /DE: Amended and restated bylaws of the surviving corporation in their entirety.

“Immediately after the Effective Time, the bylaws of the Surviving Corporation were amended and restated in their entirety (the “Second Amended and Restated Bylaws”).”

R1 RCM Inc. /DE: Amended and restated certificate of incorporation in its entirety pursuant to merger.

“Pursuant to the terms of the Merger Agreement, at the Effective Time and by virtue of the Merger, the amended and restated certificate of incorporation of the Company, as in effect immediately prior to the Effective Time, was amended and restated in its entirety (the “Second Amended and Restated Certificate of Incorporation”).”

Pelthos Therapeutics Inc.: Changed company name to Channel Therapeutics Corporation as part of reincorporation (effective 2024-11-18).

“As a result of the Reincorporation, as of the Effective Time, the Predecessor Registrant changed its name to “Channel Therapeutics Corporation” (the “ Name Change ”) pursuant to the Nevada Articles and Nevada Charter, filed with the with the Secretary of State of the State of Nevada on November 18, 2024 and November 5, 2024, respectively.”

USA Rare Earth, Inc.: Amended charter to extend business combination deadline from November 30, 2024 to August 21, 2025 (effective 2024-11-18).

“the Company filed the Extension Amendment with the Cayman Islands Registrar of Companies”

SUNation Energy, Inc.: Reincorporated from Minnesota to Delaware and changed company name from Pineapple Energy Inc. to SUNation Energy, Inc (effective 2024-11-14).

“On November 14, 2024 Pineapple Energy Inc. (the “Company”) filed articles of conversion with the Secretary of State of the State of Minnesota and filed a certificate of conversion with the Secretary of State of the State of Delaware changing its jurisdiction of incorporation from Minnesota to Delaware (the “Reincorporation”), as well as having filed a Certificate of Incorporation with the Secretary of State of the State of Delaware on this same date. In addition to the Reincorporation, the Company is also effectuating a change to its name from Pineapple Energy Inc. to SUNation Energy, Inc. (the “Name Change”), as reflected on the certificate of incorporation and bylaws, the forms of which are annexed hereto as Exhibits 3.1 and 3.2 , respectively, which Name Change shall be effective November 19, 2024.”

Cheniere Energy, Inc.: Amendments to the Code of Business Conduct and Ethics, including clarifications on gifts, insider trading, conflicts of interest, AI use, and added whistleblower protections (effective 2025-01-02).

“On November 13, 2024, the Board of Directors of Cheniere Energy, Inc. (the “Company”) adopted and approved certain amendments, to be effective January 2, 2025, to the Company’s Code of Business Conduct and Ethics (the “Code”).”

Lifevantage Corp: Eliminated the Certificate of Designation of Series A Junior Participating Preferred Stock, returning shares to authorized but undesignated preferred stock (effective 2024-11-18).

“On November 18, 2024, in connection with the expiration of the Rights Agreement described in Item 3.03 above, the Company filed a Certificate of Elimination of Series A Junior Participating Preferred Stock of LifeVantage Corporation (the “Certificate of Elimination”) with the Secretary of State of the State of Delaware.”

LogicMark, Inc.: Filed charter amendment to effect a 1-for-25 reverse stock split of common stock and certificate of amendment to effect a 1-for-25 reverse stock split of Series C preferred stock (effective 2024-11-18).

“On November 18, 2024, LogicMark, Inc. (the “Company”), acting pursuant to authority received at a special meeting of its stockholders on October 1, 2024 (the “Special Meeting”), filed with the Secretary of State of the State of Nevada (i) a certificate of change (the “Charter Amendment”) to its articles of incorporation (the “Articles of Incorporation”), which effected a one-for-twenty-five reverse stock split (the “Common Stock Reverse Stock Split”) of all of the Company’s outstanding shares of common stock, par value $0.0001 per share (the “Common Stock”); and (ii) a certificate of amendment (the “Series C Certificate of Amendment”) to its Certificate of Designations, Preferences and Rights of Series C Non-Convertible Voting Preferred Stock (“Series C Certificate of Designations”), which effected a one-for-twenty-five reverse stock split (the “Series C Reverse Stock Split” and together with the Common Stock Reverse Stock Split, the “Reverse Stock Splits”) of all of the Company’s outs”

Greenwave Technology Solutions, Inc.: Filed Certificate of Designations for Series A-1 Preferred Stock, authorizing 450,000 shares of preferred stock (effective 2024-11-12).

“On November 12, 2024, Greenwave Technology Solutions, Inc. (the “Company”) filed a Certificate of Designations, Preferences and Rights of Series A-1 Preferred Stock of Greenwave Technology Solutions, Inc. (the “Certificate of Designations”) to its Second Amended and Restated Certificate of Incorporation (the “Charter”) with the Secretary of State of the State of Delaware, providing for and authorizing issuance of 450,000 shares of preferred stock of the Company, par value $0.001 per share, designated as Series A-1 Preferred Stock.”

MetaVia Inc.: Amended and restated bylaws to reflect the name change and other technical changes (effective 2024-11-29).

“the Board of Directors of the Company approved an amendment and restatement (the “Fourth Amended and Restated Bylaws”) of the Company’s Third Amended and Restated Bylaws, effective as of November 29, 2024. The Fourth Amended and Restated Bylaws reflect the Name Change, as well as certain other technical changes.”