M&A Transactions

Concentra Group Holdings Parent, Inc. completed a disposition involving Select Medical Holdings Corporation for special stock distribution of 104,093,503 shares of Concentra's common stock (closed 2024-11-25).

“On November 25, 2024, Select Medical Holdings Corporation (“Select”) announced that it had completed the previously announced spin-off of Concentra Group Holdings Parent, Inc. (“Concentra”) by means of a special stock distribution of 104,093,503 shares of Concentra’s common stock that had been owned by Select Medical Corporation to Select’s stockholders as of the close of business on November 18, 2024 (the “Record Date”).”

DURECT CORP completed a disposition involving Alzet, LLC, a subsidiary of Lafayette Instrument Co. for $17,500,000 (closed 2024-11-22).

“to potential extensions. On the Closing Date, the Company completed the transaction contemplated by the APA. Pursuant to the terms of the APA, the Purchaser paid the Company $17,500,000 subject to certain adjustments, including for net working capital. Simultaneous with this transaction, the Company has paid off all remaining obligations under the term loan”

ENVESTNET, INC. underwent a change of control involving BCPE Pequod Merger Sub, Inc. and BCPE Pequod Buyer, Inc. (affiliates of Bain Capital Private Equity, LP) for approximately $4.5 billion (closed 2024-11-25).

“became a wholly owned subsidiary of Parent. The aggregate purchase price paid for all outstanding shares of the Company (excluding the Owned Company Shares) was approximately $4.5 billion. The funds used by Parent to complete the Merger and the related transactions were provided by equity contributions from certain investment vehicles managed or advised by Bain”

AIRWA INC. underwent a change of control involving Mr. Hongyu Zhou (closed 2024-11-21).

“As a result of the closing of the Transaction, a change of control of the Company occurred as the Seller became the owner of approximately 55.8% of the issued and outstanding shares of Common Stock and the board of directors of the Company (the “ Board of Directors ”) currently comprises individuals designated by the Seller.”

AIRWA INC. completed a disposition involving J&M Sports LLC for $1.00 (closed 2024-11-21).

“on November 21, 2024, the Company entered into a separation and assignment agreement (the “ Separation Agreement ”) with J&M Sports LLC, a Florida limited liability company (“ NewCo ”), to sell, transfer and assign all or substantially all of its legacy business, assets and liabilities related to or necessary for the operations of its “Slinger Bag” business or products (the “ Legacy Business ”) to NewCo, in consideration for $1.00.”

AIRWA INC. completed an acquisition involving Mr. Hongyu Zhou for $56 million (closed 2024-11-21).

“Agreements ”) to acquire a total of 70% of the issued and outstanding ordinary shares of YYEM from the sole shareholder of YYEM, Mr. Hongyu Zhou (the “ Seller ”), for a combined $56 million. $16.5 million of this amount was paid in cash on March 20, 2024 pursuant to the Share Purchase Agreement to acquire 20% of YYEM. On November 18, 2024, The Nasdaq Stock Market”

MARATHON OIL CORP underwent a change of control involving ConocoPhillips for 0.2550 shares of common stock of ConocoPhillips and cash in lieu of fractional shares (closed 2024-11-22).

“of the Merger (the “Effective Time”) (other than certain Excluded Shares and Converted Shares (each as defined in the Merger Agreement)) was converted into the right to receive 0.2550 (the “Exchange Ratio”) shares of common stock of ConocoPhillips and cash in lieu of fractional shares, as applicable (the “Merger Consideration”). Additionally, as a result of the”

CONOCOPHILLIPS completed an acquisition involving Marathon Oil Corporation for 0.255 shares of common stock of the Company and cash in lieu of fractional shares (closed 2024-11-22).

“share of common stock of Marathon outstanding immediately prior to the effective time of the Merger (other than certain excluded shares) was converted into the right to receive 0.255 shares of common stock of the Company and cash in lieu of fractional shares, as applicable (the “Merger Consideration”). Additionally, as a result of the Merger, each outstanding”

ARC DOCUMENT SOLUTIONS, INC. underwent a change of control involving TechPrint Holdings, LLC (Parent) and TechPrint Merger Sub, Inc. for $3.40 per share (closed 2024-11-22).

“Shares” and, together with (i)-(iv), the “Excluded Shares”)) was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $3.40 per share, payable to the holder thereof, without interest thereon (the “Merger Consideration”). For purposes of this Current Report on Form 8-K, the term “Acquisition Group””

XEROX CORP completed an acquisition involving ITsavvy Holdings, LLC for $180.0 million in cash (closed 2024-11-20).

“On November 20, 2024 (the “Closing Date”), Xerox completed the acquisition of all of the issued and outstanding equity securities of the Company. On the Closing Date, Xerox paid $180.0 million in cash to the Seller and issued to the Seller (i) a $110.0 million secured promissory note (the “2025 Note”), and (ii) another $110.0 million secured promissory note (the “2026”

BRC Group Holdings, Inc. completed a disposition involving OCM SSF III Great American PT, L.P., Opps XII Great American Holdings, LLC, and VOF Great American Holdings, L.P. (affiliates of Oaktree Capital Management, L.P.) for approximately $200 million (closed 2024-11-15).

“(the “Class A Common Units ”) representing approximately 52.6% of the issued and outstanding Class A Common Units in Great American NewCo for a purchase price of approximately $200 million. At the Closing, BR Financial retained (a) approximately 93.2% of the issued and outstanding class B preferred limited liability company units of Great American NewCo (which have”

ConnectM Technology Solutions, Inc. completed an acquisition involving Vijaya Rao for Not disclosed in excerpt (closed 2024-08-05).

“On August 5, 2024, ConnectM Technology Solutions Inc., a Delaware corporation (" ConnectM "), entered into that certain Membership Interest Purchase Agreement (as it may be amended and/or restated from time to time, the " Purchase Agreement ") by and between ConnectM and Vijaya Rao, an individual resident of the State of Delaware (" Seller "), for the purposes of ConnectM acquiring from Seller certain of the issued and outstanding equity securities of DeliveryCircle, LLC, a Delaware limited liability company (" DeliveryCircle ").”

HAYNES INTERNATIONAL INC underwent a change of control involving North American Stainless, Inc. (Parent) and Warhol Merger Sub, Inc. for $61.00 per share (closed 2024-11-21).

“any of its subsidiaries (including Merger Sub), in each case as of immediately prior to the Effective Time) was automatically cancelled and converted into the right to receive $61.00, without interest and subject to applicable tax withholdings. In addition, pursuant to the Merger Agreement, at the Effective Time: (a) each Company stock option (an “Option”)”

VGTel, Inc. underwent a change of control involving Ken Williams.

“On October 22, 20224 control of the Company has transferred from Alfredo Papadakis by an Assignment and Assumption Agreement which transfers the ownership of the Series A Preferred Stock to Ken Williams.”

RECURSION PHARMACEUTICALS, INC. completed an acquisition involving Exscientia plc for 0.7729 shares of Class A Common Stock per Exscientia Ordinary Share (closed 2024-11-20).

“(each a “Scheme Share”) was acquired by Recursion (or, at Recursion’s direction, by a nominee) from the holders of the Scheme Shares (each a “Scheme Shareholder”) in exchange for 0.7729 shares of Class A Common Stock (the “Company Class A Common Stock”) of the Company, par value of $0.00001 per share (the “Share Deliverable” and collectively the “Exchange”

Playtika Holding Corp. completed an acquisition involving SuperPlay Ltd. for $700.0 million, payable at the closing of the Transaction, subject to certain post-closing adjustments, plus earnout payments of up to $1.250 billion (closed 2024-11-20).

“Playtika Limited, SuperPlay, the shareholders of SuperPlay (the “Sellers”) and Gigi Levy-Weiss, as the shareholder representative, for an aggregate purchase price equal to (i) $700.0 million, payable at the closing of the Transaction, subject to certain post-closing adjustments, plus (ii) earnout payments of up to $1.250 billion, the amounts of which will be based on”

BITMINE IMMERSION TECHNOLOGIES, INC. completed an acquisition involving Luxor Technology Corporation for $1,035,000 (closed 2024-11-14).

“On November 14, 2024, Bitmine Immersion Technologies, Inc. (the " Company ") entered into an agreement to purchase 3,000 S-19j Pro bitcoin miners for a total price of $1,035,000 from Luxor Technology Corporation”

BEL FUSE INC /NJ completed an acquisition involving Enercon Technologies, Ltd., FF3 Holdings, L.P., and the other seller parties signatory to the Purchase Agreement for $320 million (subject to customary adjustments), plus up to $10 million in potential earnout payments (closed 2024-11-14).

“on the Closing Date, Bel acquired from the Sellers 80% of the issued and outstanding share capital of Enercon on a fully-diluted basis for (i) a cash purchase price of $320 million (subject to customary adjustments), plus (ii) up to $10 million in potential earnout payments for the 2025-2026 period (the “ Earnout Payments ”), as further described below.”

BIOLIFE SOLUTIONS INC completed a disposition involving Standex International Corporation for approximately $6.1 million (closed 2024-11-14).

““CBS”), for the sale by the Company of all of the issued and outstanding shares of common stock (the “Shares”) of CBS to Buyer for an aggregate purchase price of approximately $6.1 million (subject to adjustment as set forth in the Purchase Agreement) (the “Transaction”). Following the execution of the Purchase Agreement, the Transaction was consummated on November”

Plymouth Industrial REIT, Inc. completed a disposition involving Isosceles JV, LLC, an affiliate of Sixth Street Partners, LLC for $357.9 million (closed 2024-11-13).

“On November 13, 2024, Plymouth Industrial OP, LP (the “Operating Partnership”) completed the previously announced contribution of 100% of its equity interests in directly and indirectly wholly-owned subsidiaries owning 34 properties located in and around the Chicago MSA (the “Contribution”) to Isosceles JV, LLC, an affiliate of Sixth Street Partners, LLC (the “Joint Venture’) for a total purchase price of $357.9 million”

R1 RCM Inc. /DE underwent a change of control involving Raven Acquisition Holdings, LLC for $14.30 per share in cash (closed 2024-11-19).

“(the “DGCL,” and such shares, the “Dissenting Company Shares”)) were cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $14.30, without interest thereon (the “Merger Consideration”); (ii) each Owned Company Share was cancelled and extinguished without any conversion thereof or consideration paid”

XTI Aerospace, Inc. completed a disposition (closed 2024-02-21).

“As previously disclosed, on February 21, 2024, the Company completed the disposition of the businesses held by Grafiti pursuant to the Equity Purchase Agreement.”

CONX Corp. completed an acquisition involving EchoStar Corporation for approximately $43.5 million (closed 2024-11-12).

“pursuant to its Subscription Agreement represents an acquisition of 1,551,355 shares of EchoStar’s Class A common stock for a total cash purchase price of approximately $43.5 million. Mr. Ergen is the chairman and a member of the Board of Directors of the Company and controls the Company. The foregoing description of the PIPE Investment does not purport to be”

OKMIN RESOURCES, INC. completed a disposition involving Sheppard Pool Operating, LLC (closed 2024-11-18).

“The Company has assigned its 50% interest in the West Sheppard Pool project to Sheppard Pool Operating, LLC, the operator of the project.”

Damon Inc. completed an acquisition involving Damon Inc. (closed 2024-11-13).

“f earliest event reported): November 12, 2024 DAMON INC. (Exact name of registrant as specified in its charter) British Columbia 001-42190 N/A (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S.”

Damon Inc. underwent a change of control involving Damon Motors Inc. (closed 2024-11-13).

“As a result of the closing of the Business Combination, a change in control of the Company has occurred, and Damon became a wholly owned subsidiary of the Company.”

Liberty Global Ltd. completed a disposition involving Sunrise Communications AG for distribution to holders of Liberty Global Class A, B, and C common shares of Sunrise Class A common shares (in the form of ADSs) and Sunrise Class B shares (in (closed 2024-11-08).

“On November 8, 2024, Liberty Global Ltd. (“Liberty Global”) completed the previously announced spin-off (the “Spin-off”) of its former wholly owned subsidiary Sunrise Communications AG (“Sunrise”), following a series of transactions that resulted in the transfer to Sunrise of Liberty Global’s Swiss telecommunications operations.”

Axonics, Inc. underwent a change of control involving Boston Scientific Corporation for $71.00 in cash (closed 2024-11-15).

“the DGCL with respect to such Shares (the Shares addressed in (iv) collectively, the “Dissenting Shares”), was automatically canceled and converted into the right to receive $71.00 in cash, without interest (the “ Merger Consideration”). The aggregate equity value of the Shares acquired by Parent was approximately $3.7 billion. In addition, pursuant to the”

Global Blockchain Acquisition Corp. underwent a change of control involving Fourcore for promissory notes with an aggregate face value of $44,000,000 (closed 2024-11-13).

“of the Company’s common stock. In consideration for the Securities purchased pursuant to the Purchase Agreement, Fourcore issued promissory notes with an aggregate face value of $44,000,000. Concurrent with the execution of the Purchase Agreement, Fourcore executed a joinder agreement to become a party to that certain letter agreement, dated May 9, 2022, originally”

MARSH & MCLENNAN COMPANIES, INC. completed an acquisition involving TIH Blocker II, Inc. (McGriff Parent) for $7.75 billion in cash (closed 2024-11-15).

“On November 15, 2024, Marsh & McLennan Agency LLC (“MMA”), an indirect wholly-owned subsidiary of Marsh & McLennan Companies, Inc. (the “Company”), consummated the previously announced acquisition of TIH Blocker II, Inc., a Delaware corporation (the “McGriff Parent”), pursuant to the Agreement and Plan of Merger (the “Merger Agreement”) dated as of September 29, 2024, among the Company, BD Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of MMA (“Merger Sub”) and TIH Platform Midco, L.P., a Delaware limited partnership (“Company Stockholder”) for an aggregate purchase price of $7.75 billion in cash, subject to certain customary adjustments as set forth in the Merger Agreement.”

SANDRIDGE ENERGY INC completed an acquisition involving Upland Exploration, LLC and Upland Operating, LLC for $123.8 million (closed 2024-08-30).

“the Purchaser purchased certain of Seller’s interests in oil and gas properties, rights, and related assets in the Cherokee play of the Western Anadarko Basin (the “Assets”) for $123.8 million (the “Closing”), subject to a customary final post-closing settlement between Purchaser and Seller. The Company funded the closing payment with cash on hand. The accompanying”

TuHURA Biosciences, Inc./NV underwent a change of control involving TuHURA Biosciences, Inc., a Delaware corporation (closed 2024-10-18).

“the completion of the Merger, pursuant to which Kayak Mergeco, Inc. merged with and into TuHURA Biosciences, Inc., a Delaware corporation ("Private TuHURA")”

Akari Therapeutics Plc completed an acquisition involving Peak Bio, Inc. (closed 2024-11-14).

“On November 14, 2024, Akari completed the previously announced strategic combination (the "Closing") contemplated by that Agreement and Plan of Merger by and among Akari, Peak Bio, Inc. ("Peak Bio") and Pegasus Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Akari ("Merger Sub") as amended by that certain side letter dated August 15, 2024 (the "Merger Agreement"), pursuant to which, upon the terms and subject to the conditions thereof, Merger Sub was merged with and into Peak Bio (the "Merger"), with Peak Bio surviving the Merger as a wholly owned subsidiary of Akari.”

Peak Bio, Inc. underwent a change of control involving Akari Therapeutics, Plc (closed 2024-11-14).

“On November 14, 2024, Peak Bio Inc. (the “Company”) completed the previously announced strategic combination (the “Closing”) contemplated by the Agreement and Plan of Merger by and among the Company, Akari Therapeutics, Plc, a public company limited by shares under the laws of England and Wales (“Akari”) and Pegasus Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Akari (“Merger Sub”), as amended by that certain side letter dated August 15, 2024 (the “Merger Agreement”), pursuant to which, upon the terms and subject to the conditions thereof, Merger Sub was merged with and into the Company (the “Merger”), with the Company surviving the Merger as a wholly-owned subsidiary of Akari.”

La Rosa Holdings Corp. completed an acquisition involving Selling Member of La Rosa Realty Premier, LLC for $322,514.1 (closed 2024-11-11).

“among the Company, Realty Premier and the selling member of (the “ Selling Member ”) of Realty Premier (the “ Transaction ”). The purchase price for the Membership Interests was $322,514.1, which was settled by the issuance of 379,428 unregistered shares of the Company’s common stock to the Selling Member and 25,000 unregistered shares of the Company’s common stock”

Bluerock Homes Trust, Inc. completed an acquisition involving unaffiliated seller for approximately $41.2 million (closed 2024-03-25).

“On March 25, 2024, Bluerock Homes Trust, Inc., a Maryland corporation (the “Company”), through a 95% owned joint venture entity of its operating partnership, Bluerock Residential Holdings, L.P., a Delaware limited partnership, acquired a 294-unit residential community located in Houston, Texas known as Villas at Huffmeister for a total purchase price of approximately $41.2 million, inclusive of a $3.1 million fair value reduction related to assumed debt.”

Nordicus Partners Corp completed an acquisition involving shareholders of Bio-Convert ApS for issued 12,000,000 restricted shares of its common stock (closed 2024-11-12).

“shares of the capital stock of Bio-Convert (the “Bio-Convert Shares”), representing 100% of Bio-Convert’s outstanding shares of capital stock. In exchange, the Company issued 12,000,000 restricted shares of its common stock (the “Company Shares”) to the Sellers. The transaction was consummated on November 12, 2024. A copy of the Agreement is attached to this”

Nordicus Partners Corp completed an acquisition involving shareholders of Orocidin A/S (closed 2024-11-12).

“on November 12, 2024, the Company acquired the Orocidin Shares pursuant to the Agreement.”

TXO Partners, L.P. completed an acquisition involving Eagle Mountain Energy Partners, LLC and VR4-ELM, LP (closed 2024-08-30).

“the Partnership and its wholly-owned subsidiary, Morningstar Operating LLC, closed the previously announced acquisition of certain producing oil and gas assets located in the Williston Basin of Montana and North Dakota from Eagle Mountain Energy Partners, LLC, a Delaware limited liability company (“EMEP”), and VR4-ELM, LP, a Texas limited partnership (“Vendera” and together with EMEP, the “EMEP Sellers”)”

DevvStream Corp. completed an acquisition involving Focus Impact Acquisition Corp. (closed 2024-11-06).

“On November 6, 2024 (the “Closing Date”), Focus Impact Acquisition Corp. and our predecessor company (“FIAC”) consummated the previously announced business combination with DevvStream Holdings Inc.”

Thoughtworks Holding, Inc. underwent a change of control involving Tasmania Merger Sub, Inc.; Tasmania Midco, LLC (affiliates of Apax Funds) for $4.40 per share in cash; approximately $1.75 billion (closed 2024-11-13).

“Corporation Law of the State of Delaware (“ Delaware Law ”)) was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $4.40, without interest thereon (the “ Per Share Price ”), less any applicable tax withholdings. Treatment of Equity Awards Pursuant to the Merger Agreement, except as otherwise”

Primo Brands Corp underwent a change of control involving Primo Water Corporation and BlueTriton (closed 2024-11-08).

“consummated the transactions contemplated by that certain Arrangement Agreement and Plan of Merger, dated as of June 16, 2024”

BIOLIFE SOLUTIONS INC completed a disposition involving Subzero Purchaser Corp. for $73.0 million (closed 2024-11-12).

“for the sale by Seller of all of the issued and outstanding shares of common stock (the “Shares”) of SciSafe to Buyer for an aggregate purchase price of $73.0 million”

Liberty Global Ltd. completed a disposition (closed 2024-11-08).

“On November 8, 2024, Liberty Global Ltd. ("Liberty Global") completed the previously announced spin-off (the "Spin-off") of its former wholly owned subsidiary Sunrise Communications AG ("Sunrise"), following a series of transactions that resulted in the transfer to Sunrise of Liberty Global's Swiss telecommunications operations.”

Stran & Company, Inc. completed an acquisition involving Sallyport Commercial Finance, LLC for aggregate consideration for the Bangarang Assets consisted of (a) cash payments by the Purchaser to Secured Party of $1,098,800 and (b) the assumption by the Pu (closed 2024-08-23).

“(the “Bangarang Transaction”). Under the Sale Agreement, the aggregate consideration for the Bangarang Assets consisted of (a) cash payments by the Purchaser to Secured Party of $1,098,800 (the “Cash Purchase Price”), and (b) the assumption by the Purchaser of certain liabilities totaling approximately $5.5 million (the “Assumed Liabilities”), subject to”

Alternus Clean Energy, Inc. completed a disposition involving Alternus Energy Group Plc. for Euro 10.00 (closed 2024-11-05).

“LLC; ALT US 05 LLC; ALT US 06 LLC; ALT US 07 LLC and its subsidiary River Song Solar LLC; ALT US 08 LLC; ALT US AM LLC (the “Transaction”), for a total consideration of Euro 10.00. Additionally, on November 5, 2024, the Company further entered into another Share Purchase Agreement with Alternus Energy Group Plc., a majority shareholder of the Company, (the”

Willow Tree Capital Corp completed a transaction involving Willow Tree Credit Partners LP (closed 2024-11-08).

“Item 2.01 – Completion of Acquisition or Disposition Assets. The information contained in Item 1.01 “Entry into a Material Definitive Agreement” under the heading “Merger Agreements” is incorporated by reference in this Item 2.01.”

Primo Brands Corp underwent a change of control involving former holders of Primo Shares and the Initial ORCP Stockholder (closed 2024-11-08).

“consummated the transactions contemplated by that certain Arrangement Agreement and Plan of Merger”

ADVANCE AUTO PARTS INC completed a disposition involving an affiliate of the Carlyle Group (the "Buyer") for $1.5 billion (closed 2024-11-01).

“On November 1, 2024, the Company completed the sale of Worldpac to the Buyer pursuant to the terms of the Agreement for aggregate cash consideration of approximately $1.5 billion”

OFFICE PROPERTIES INCOME TRUST completed a disposition involving The Mitre Corporation for $26.2 million (closed 2024-11-01).

“On November 1, 2024, OPI completed the sale of an office property with approximately 155,808 rentable square feet located at 350 Spectrum Loop, Colorado Springs, Colorado, or 350 Spectrum Loop, to The Mitre Corporation for $26.2 million, excluding closing costs.”