M&A Transactions

LUMOS PHARMA, INC. underwent a change of control involving DPV Parent, Inc. for $4.25 per Share in cash plus one non-transferable contingent value right per Share (closed 2024-12-12).

“2024, Merger Sub completed a tender offer to purchase all of the issued and outstanding shares of the Company’s common stock, par value $0.01 per share (the “ Shares ”), for (i) $4.25 per Share in cash, without interest and less applicable tax withholding (the “ Cash Amount ”), plus (ii) one non-transferable, unsecured contingent value right per Share, which”

Awareness Group, Inc. underwent a change of control involving The Awareness Group, LLC (TAG) for 10,000,000 shares of Series A Preferred Stock of the Company (closed 2024-09-17).

“(the “Merger”). Under the terms of the Agreement, TAG became a wholly owned and fully operating subsidiary of the Company. As consideration for the Merger, Pablo Diaz received 10,000,000 shares of Series A Preferred Stock of the Company as the sole selling shareholder of TAG and certain pre-merger shareholders of the Company received a cumulative total of”

Earth Science Tech, Inc. completed an acquisition involving Avenvi, LLC (closed 2024-10-01).

“On October 1, 2024, Earth Science Tech, Inc., a Florida corporation (OTC: ETST) (the “Company”) acquired Avenvi, LLC., a Florida limited liability company (the “Seller”) and is filing this 8-K with audited financials completed on December 12, 2024 pursuant to the previously announced Purchase and Sale Agreement dated October 1, 2024 (the “closing Date”)”

Jingbo Technology, Inc. completed an acquisition involving Hangdu Technology Limited for 550,000,000 shares of Common Stock (closed 2024-12-09).

“and Hangdu Technology Limited, a British Virgin Islands company and the sole shareholder of Xinghe (“Hangdu”). Pursuant to the Share Exchange Agreement, the Company will issue 550,000,000 shares of common stock, par value $0.001 per share (the “Common Stock”) of the Company to Hangdu, in consideration for the acquisition of all the issued and outstanding shares in”

BuzzFeed, Inc. completed a disposition involving FEAST OPCO LLC for $82.5 million (closed 2024-12-11).

“the Purchaser purchased certain assets and assumed certain liabilities related to the business of First We Feast, and, at the Closing, paid a purchase price of $82.5 million”

Alternus Clean Energy, Inc. completed an acquisition involving LiiON LLC for $5 million (closed 2024-12-11).

“acquisition of certain assets of LiiON, including its customer base, service agreements and intellectual property. As consideration, the Company paid a total consideration of $5 million in the form of debt and equity. Under the said definitive agreements, the total consideration was in the form of a note payable and common stock, whereby: (i) BESS issued a $2”

Bluerock Homes Trust, Inc. completed an acquisition involving S2 Allure REIT Subsidiary LLC and affiliated entities for approximately $92.0 million (closed 2024-12-06).

“On December 6, 2024, the Company, through BHM Allure and Purchaser, acquired the Allure Property from Seller for a total purchase price of approximately $92.0 million.”

Nuveen Churchill Private Capital Income Fund completed an acquisition involving Nuveen Churchill Private Credit Fund for $220,977,302 (closed 2024-12-11).

“on NCPCF’s Board. Pursuant to the Purchase Agreement, at the Effective Time (as defined in the Purchase Agreement), the Fund delivered to NCPCF an aggregate purchase price of $220,977,302 (the “Purchase Price”), equal to the net asset value of NCPCF as of December 9, 2024, at which time NCPCF sold, transferred, assigned and conveyed to the Fund substantially all of”

Nuveen Churchill Private Credit Fund completed a disposition involving Nuveen Churchill Private Capital Income Fund for $220,977,302 (closed 2024-12-11).

“on the Fund’s Board. Pursuant to the Purchase Agreement, at the Effective Time (as defined in the Purchase Agreement), PCAP delivered to NCPCF an aggregate purchase price of $220,977,302 (the “Purchase Price”), equal to the net asset value of the Fund as of December 9, 2024, at which time the Fund sold, transferred, assigned and conveyed to PCAP substantially all”

New ERA Energy & Digital, Inc. underwent a change of control involving New Era Helium Corp. for 8,916,625 shares of common stock of Holdings (closed 2024-12-06).

“the redemptions of shares of Roth Common Stock: 1. the total consideration paid at the Closing (the “Merger Consideration”) by ROCL to New Era Helium Corp. security holders was 8,916,625 shares of common stock of Holdings. 2. each share of Merger Sub common stock, par value $0.0001 per share (“Merger Sub Common Stock”), issued and outstanding immediately prior”

Future FinTech Group Inc. completed a disposition involving DDMM Capital LLC for $1,000,000 and assumption of obligations of FTFT SuperComputing totaling $973,072.24 (closed 2024-12-09).

“to the terms of the Agreement, the Company agreed to sell all of the issued and outstanding shares of FTFT SuperComputing to the Buyer for a purchase price that equals to: (i) $1,000,000 and (ii) the assumption of the obligations of FTFT SuperComputing totaling $973,072.24 (collectively, the “Closing Purchase Price”). The Closing Purchase Price shall be paid on”

ACADIA PHARMACEUTICALS INC completed a disposition for $150.0 million (closed 2024-12-11).

“10-Q for the period ended September 30, 2024, filed with the Securities and Exchange Commission on November 7, 2024. Pursuant to the PRV Transfer Agreement, the Company received $150.0 million upon the closing of the Asset Sale. Pursuant to the Joint Venture and License Agreement, dated July 13, 2023, with Neuren Pharmaceuticals Limited (Neuren), one third of the net”

Planet Green Holdings Corp. completed a disposition involving Xiaodong Cai, Yongshen Chen, Jilin Chuangyuan Chemical Co., Ltd. (closed 2024-12-11).

“the Company no longer consolidates Jilin Chuangyuan’s financial statements into the financial statements of the Company for accounting purpose. The transaction was completed on December 11, 2024.”

SPECTRAL CAPITAL Corp completed an acquisition involving Crowdpoint Technologies, Inc. / Crwdunit Inc. for $15,000,000, paid through the issuance of the Exchange Shares (closed 2024-12-10).

“(the “ Common Stock ”). The Exchange Agreement provided that the Company would acquire 100% of the issued and outstanding shares of the Target for a total purchase price of $15,000,000, paid through the issuance of the Exchange Shares. The closing of the transaction (the “ Closing ”) was expected to occur by December 10, 2024 and was subject to the satisfaction”

Neuronetics, Inc. completed an acquisition involving Greenbrook TMS Inc. (closed 2024-12-09).

“(“Neuronetics” or the “Company”) with the Securities and Exchange Commission (the “SEC”), the Company entered into an Arrangement Agreement on August 11, 2024 (the “Arrangement Agreement”), with Greenbrook TMS Inc. (“Greenbrook”), pursuant to which the Company agreed to acquire all of the issued and outstanding common shares of Greenbrook (the “Greenbrook Shares”) pursuant to a plan of arrangement (the “Plan of Arrangement”) under the Business Corporations Act (Ontario) (the “Arrangement”).”

Greenbrook TMS Inc. underwent a change of control involving Neuronetics, Inc. for 0.01021 of a share of Neuronetics common stock (closed 2024-12-09).

“Agreement ”) and the Plan of Arrangement, each Greenbrook Share outstanding immediately prior to the effective time of the Arrangement (the “ Effective Time ”) was exchanged for 0.01021 of a share of Neuronetics common stock, in accordance with the terms of the Arrangement Agreement (the “ Consideration ”). A copy of the Arrangement Agreement was filed as Exhibit”

Thunder Bridge Capital Partners IV, Inc. underwent a change of control involving Coincheck Group B.V. (closed 2024-12-10).

“Merger Sub merged with and into Thunder Bridge on the Closing Date, with Thunder Bridge continuing as the surviving corporation”

TRANSCAT INC completed an acquisition involving Martin Holding Inc. (the Seller), Martin Calibration LLC, and Richard L. Brion for $79 million (closed 2024-12-10).

“director or officer of the Company, or any associate of any such director or officer. Pursuant to the Agreement, the Company acquired all of the membership units of Martin for $79 million, subject to customary adjustments set forth in the Agreement, consisting of a combination of (i) $69 million in cash and (ii) approximately $10 million in shares of the Company’s”

Gogo Inc. completed an acquisition involving Satcom Direct Holdings, Inc., SDHC Holdings, Inc., Satcom Direct Government Holdings, Inc., ndtHost Holdings, Inc. for aggregate cash purchase price of approximately $375,000,000, 5,000,000 restricted shares of common stock valued at approximately $40,500,000, and up to an addit (closed 2024-12-03).

“purchased from Sellers all of the issued and outstanding equity interests of the Parent Companies, in exchange for: (i) an aggregate cash purchase price of approximately $375,000,000, subject to customary post-Closing purchase price adjustments, (ii) 5,000,000 restricted shares (the “ Closing Date Stock Consideration ”) of the Company’s common stock, par value”

LM FUNDING AMERICA, INC. completed an acquisition involving Tech Infrastructure JV I LLC for approximately $7.3 million (closed 2024-12-06).

“Asset Purchase Agreement (the “Purchase Agreement”) entered into on November 14, 2024 by and among the Company, US Digital, and Seller. The total purchase price of approximately $7.3 million was paid as follows: (i) approximately $1.1 million was paid by the Company to Seller in cash at the closing; (ii) approximately $3.7 million was credited against outstanding”

TransMedics Group, Inc. completed an acquisition involving A-JETS CZ, a.s. for approximately $13.9 million (closed 2024-12-05).

“on December 5, 2024, the Buyer acquired a fixed-wing aircraft from A-JETS CZ, a.s. for a purchase price of approximately $13.9 million”

Acreage Holdings, Inc. completed an acquisition involving Canopy USA, LLC for approximately US$21.2 million (closed 2024-12-09).

“Fixed Share Arrangement (the “ Fixed Share Consideration ”). In aggregate, Canopy Growth issued approximately 5.89 million Canopy Shares (with a value equal to approximately US$21.2 million) to former Acreage shareholders, as well as approximately 306,000 Canopy Shares issuable in connection with Canopy USA’s acquisition of the minority interests of certain”

Acreage Holdings, Inc. underwent a change of control involving Canopy USA, LLC for approximately US$21.2 million (closed 2024-12-09).

“Fixed Share Arrangement (the “ Fixed Share Consideration ”). In aggregate, Canopy Growth issued approximately 5.89 million Canopy Shares (with a value equal to approximately US$21.2 million) to former Acreage shareholders, as well as approximately 306,000 Canopy Shares issuable in connection with Canopy USA’s acquisition of the minority interests of certain”

URANIUM ENERGY CORP completed an acquisition involving Rio Tinto America Inc. for approximately $175.4 million in cash (closed 2024-12-05).

“WCRC or GMMV (collectively, the “ Project ”). Pursuant to the closing of the Acquisition, on December 5, 2024, the Company on behalf of the Buyer paid the Seller approximately $175.4 million in cash. Upon completion of the Acquisition, the Company has replaced approximately $25 million in surety bonds securing future reclamation costs relating to the Project. In”

Energy Services of America CORP completed an acquisition involving Tribute Contracting & Consultants, LLC for $22.0 million in cash, subject to a working capital adjustment, and $2.0 million in Energy Services Common Stock (closed 2024-12-02).

“a newly formed subsidiary of Energy Services, acquired substantially all the assets (including but not limited to customer contracts, employees and equipment) of Tribute for $22.0 million in cash, subject to a working capital adjustment, and $2.0 million in Energy Services Common Stock (“Stock”). Todd Harrah and Tommy Enyart will continue their employment with the”

CONX Corp. completed an acquisition involving RED Tech US, LLC for €9,000,000 (closed 2024-12-05).

“and conditions of the Investors Purchase Agreement, the total cash consideration for 100% of the Investor Sellers' shares payable by Buyer to the Investor Sellers at closing is €9,000,000, subject to customary adjustments. The Investors Purchase Agreement contains representations, warranties and covenants by the parties, conditions in favor of the parties and”

eXp World Holdings, Inc. completed a disposition involving Virbela LLC (closed 2024-11-29).

“On November 29, 2024, eXp World Technologies, LLC (“Seller”), a wholly owned subsidiary of eXp World Holdings, Inc. (the “Company”), completed the sale of substantially all of the assets, including intellectual property, used primarily in its Virbela application-based software platform (the “Business”) pursuant to the Asset Purchase Agreement, dated November 29, 2024 (the “Agreement”), with Virbela LLC (the “Buyer”).”

Keenova Therapeutics plc completed a disposition involving CVC Capital Partners Fund IX (affiliates Solaris Bidco Limited, Solaris IPCo Limited, Solaris US BidCo, LLC) for $925.0 million (closed 2024-11-29).

“to the conditions set forth in the Agreement, Purchasers agreed to acquire the Therakos Business from the Company (the “Therakos Transaction”) for a base purchase price of $925.0 million, subject to customary adjustments. On November 29, 2024, the Company completed the sale of the Therakos Business for total cash consideration of $887.6 million, which amount is”

Landsea Homes Corp completed an acquisition involving Antares Acquisition, LLC for approximately $239.8 million (closed 2024-04-01).

“(together with its subsidiaries, “Landsea Homes” or the “Company”) completed the previously announced acquisition of Antares (“Antares Acquisition”) for approximately $239.8 million (subject to certain customary post-closing adjustment”

CINCINNATI BELL INC completed a disposition involving CBTS Borrower, LLC for $670,000,000 in cash (closed 2024-12-02).

“On December 2, 2024 (the “Closing Date”), Cincinnati Bell Inc., an Ohio corporation (the “Company”), completed the previously announced sale of all of the issued and outstanding equity interests of CBTS LLC and CBTS Extended Territories LLC, which directly or indirectly hold all of the issued and outstanding equity interests in the subsidiaries of the Company that operate the Company’s IT services business and operations supporting enterprise business customers with technology solutions and services including application modernization, cybersecurity, IT consulting, cloud, unified communications, and infrastructure solutions, to CBTS Borrower, LLC, a Delaware limited liability company (“Purchaser”), pursuant to the Equity Purchase Agreement, dated February 2, 2024 (the “Purchase Agreement”), by and among the Company, Purchaser and, solely for certain purposes set forth in the Purchase Agreement, CBTS LLC, for $670,000,000 in cash, subject to certain adjustments set forth in the Purchase”

AVAX ONE TECHNOLOGY LTD. completed an acquisition involving Rivogenix Energy Corp. for $1.5 million in cash (closed 2024-11-28).

“Corp. to acquire and consummated the acquisition of various assets which comprise a bitcoin mining facility in Sturgeon County, Alberta, Canada. The assets were acquired for $1.5 million in cash from the Company’s own available cashflow and are comprised of a data center and approximately 130 bitcoin miners.”

SONOCO PRODUCTS CO completed an acquisition involving Titan Holdings Coöperatief U.A. and Titan Holdings I B.V. for €3.615 billion (closed 2024-12-04).

“On December 4, 2024, the Company completed the Acquisition. The purchase price paid by the Company at the closing of the Acquisition (the “Purchase Price”) was €3.615 billion”

TechTarget Holdings Inc. underwent a change of control involving Informa PLC, Informa US Holdings Limited, Informa Intrepid Holdings Inc. for $11.6955 per share (closed 2024-12-02).

“share of New TechTarget common stock and (ii) a pro rata share of an amount in cash equal to $350 million, which per share cash consideration amount is equal to approximately $11.6955 per share of Former TechTarget common stock (the “ Merger Consideration ”). At the Closing, Former TechTarget became a wholly owned subsidiary of New TechTarget. Upon the”

ThredUp Inc. completed a disposition involving Florin Filote for €1.00 (one Euro) (closed 2024-11-30).

“(the “Company”) entered into a Stock Purchase Agreement (the “SPA”), by and among the Company and Florin Filote, the general manager of the Company’s European business and Bulgarian subsidiary, Remix Global EAD (“Remix”).”

Vizio Holding Corp. underwent a change of control involving Walmart Inc. for approximately $2.3 billion (closed 2024-12-03).

“As a result of the Merger, a change in control of VIZIO occurred, and VIZIO became a wholly owned subsidiary of Walmart. The total amount of consideration payable to VIZIO’s equityholders in connection with the Merger was approximately $2.3 billion.”

TechTarget, Inc. underwent a change of control involving Informa PLC / Informa US Holdings Limited / Informa Intrepid Holdings Inc. / TechTarget Holdings Inc. (formerly TechTarget, Inc.) for $350 million in cash plus 41,651,366 shares of New TechTarget common stock, equating to approximately $11.6955 per share of Former TechTarget common stock (closed 2024-12-02).

“Separation, all Informa Tech Digital Businesses were held directly or indirectly by Informa Intrepid. • The Contribution . At the Closing, in exchange for an aggregate of 41,651,366 shares of New TechTarget’s common stock, par value $0.001 per share (“ New TechTarget common stock ”), (i) Informa HoldCo contributed all of the issued and outstanding shares of”

Summit Midstream Corp completed an acquisition involving Tall Oak Midstream Holdings, LLC for $425,000,000, which consisted of (x) $155,000,000 in cash consideration, and (y) 7,471,008 shares of Class B common stock ... and 7,471,008 common units ... and (closed 2024-12-02).

“On the Closing Date, pursuant to the terms of the Business Contribution Agreement, Tall Oak contributed all of its equity interests in Tall Oak Midstream Operating, LLC (“Tall Oak Opco”), to the Partnership, in exchange for aggregate consideration in an amount equal to (i) $425,000,000”

INSEEGO CORP. completed a disposition involving Ctrack Holdings for $52 million dollars (USD) in an all-cash transaction (closed 2024-11-27).

““Purchaser”), as assignee of Light Sabre SPV Limited, acquired the entire issued share capital of the Company’s Inseego International Holdings Limited subsidiary for $52 million dollars (USD) in an all-cash transaction (the “Sale Transaction”). The Purchase Agreement provides for a closing accounts mechanism, whereby, following closing of the Sale”

LESAKA TECHNOLOGIES INC completed an acquisition involving Crossfin Apis Transactional Solutions (Pty) Ltd and Adumo ESS (Pty) Ltd (closed 2024-10-01).

“On May 7, 2024, Lesaka Technologies, Inc. ("Lesaka" or the "Company") entered into a Sale and Purchase Agreement (the "Purchase Agreement") with Lesaka Technologies (Proprietary) Limited ("Lesaka SA"), and Crossfin Apis Transactional Solutions (Pty) Ltd and Adumo ESS (Pty) Ltd ("the Sellers").”

Innovex International, Inc. completed an acquisition involving Downhole Well Solutions, LLC for $103.7 million (closed 2024-11-29).

“of the Company. The Acquisition was completed simultaneously with the signing of the Agreement on November 29, 2024. The aggregate purchase price for the Acquisition was $103.7 million, consisting of $68.0 million in cash (subject to closing and post-closing adjustments) and 1,918,558 shares of the Company’s common stock, par value $0.01 per share (the “Company”

PERDOCEO EDUCATION Corp completed an acquisition involving University of St. Augustine Parent Corp. for $138.0 million (net of cash acquired) (closed 2024-12-02).

“with and into USAPC (the “Merger”), with USAPC surviving the Merger as a wholly-owned direct subsidiary of the Company. The Company paid an aggregate cash purchase price of $138.0 million (net of cash acquired), which is subject to customary post-closing adjustments and escrow arrangements. The foregoing description of the Merger Agreement and the transactions”

Addus HomeCare Corp completed an acquisition involving Curo Health Services, LLC, which does business as Gentiva for $350 million (closed 2024-12-02).

“Healthcare, LLC, a Delaware limited liability company, and (iv) Odyssey HealthCare Operating A, LP, a Delaware limited partnership, for an aggregate purchase price, in cash, of $350 million, subject to customary adjustments for working capital and other items. The purchase was funded through the Company’s existing revolving credit facility and a portion of the net”

Longboard Pharmaceuticals, Inc. underwent a change of control involving H. Lundbeck A/S for $60.00 per Share (closed 2024-12-02).

“Purchaser commenced a cash tender offer to acquire all of the outstanding shares of common stock of the Company, par value $0.0001 per share (the “ Shares ”), at a price of $60.00 per Share (the “ Offer Price ”), in cash, without interest and subject to any applicable withholding of taxes, upon the terms and subject to the conditions set forth in the Offer”

Quality Industrial Corp. underwent a change of control involving Fusion Fuel Green PLC (closed 2024-11-26).

“On November 26, 2024, the conditions to the Closing were satisfied in all material respects.”

S&W Seed Co completed a disposition involving S&W Seed Company Australia Pty Ltd (closed 2024-11-22).

“As previously reported, S&W Seed Company Australia Pty Ltd (“S&W Australia”), a wholly-owned subsidiary of S&W Seed Company (the “Company”), adopted a voluntary plan of administration on July 24, 2024, and on October 11, 2024, creditors of S&W Australia approved a proposed Deed of Company Arrangement (“DOCA”) pursuant to which, among other things, all of the outstanding shares of S&W Australia would be transferred to Avior Asset Management No.”

Vista Outdoor Inc. completed an acquisition involving CSG for each share of Vista Outdoor Common Stock was converted into the right to receive one fully paid and non-assessable share of common stock of Revelyst and $25.75 (closed 2024-11-27).

“in the Merger Agreement)) was converted into the right to receive (a) one fully paid and non-assessable share of common stock, par value $0.01 per share, of Revelyst and (b) $25.75 in cash, in each case, per share of Vista Outdoor Common Stock. In addition, at the Effective Time, each Company equity award that was outstanding as of the Effective Time and was”

Twin Vee PowerCats, Co. completed an acquisition involving Forza X1, Inc. (closed 2024-11-26).

“On November 26, 2024 (the "Closing Date"), pursuant to the terms of the Agreement and Plan of Merger, dated as of August 12, 2024 (the "Merger Agreement"), by and between Twin Vee PowerCats Co., a Delaware corporation (the "Company" or "Twin Vee"), Twin Vee Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Twin Vee ("Merger Sub"), and Forza X1, Inc., a Delaware corporation ("Forza"), Merger Sub was merged with and into Forza (the "Merger"), with Forza surviving the Merger as a wholly-owned subsidiary of Twin Vee.”

Abpro Holdings, Inc. completed an acquisition involving Abpro Corporation for approximately $500 million (closed 2024-11-13).

“Pursuant to the terms of the BCA, the Merger Consideration was approximately $500 million. The Merger Consideration consisted of an aggregate of approximately 50,000,000 shares of Common Stock of New Abpro, consisting of 39,123,200 shares of Common Stock issued to Abpro Corporation shareholders, and 10,872,400 shares of Common Stock reserved for issuance in connection with certain Abpro Corporation rollover RSUs and stock options.”

Abpro Holdings, Inc. underwent a change of control involving Abpro Corporation for approximately $500 million (closed 2024-11-13).

“” and “ Business Combination Agreement ” above is incorporated into this Item 2.01 by reference. Pursuant to the terms of the BCA, the Merger Consideration was approximately $500 million. The Merger Consideration consisted of an aggregate of approximately 50,000,000 shares of Common Stock of New Abpro, consisting of 39,123,200 shares of Common Stock issued to”

Forza X1, Inc. underwent a change of control involving Twin Vee PowerCats Co. (closed 2024-11-26).

“On November 26, 2024 (the “Closing Date”), pursuant to the terms of the Agreement and Plan of Merger, dated as of August 12, 2024 (the “Merger Agreement”), by and between Forza X1, Inc., a Delaware corporation (the “Company” or “Forza”), Twin Vee PowerCats Co. (“Twin Vee”) and Twin Vee Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Twin Vee (“Merger Sub”), Merger Sub was merged with and into Forza (the “Merger”), with Forza surviving the Merger as a wholly-owned subsidiary of Twin Vee.”