secwatch / observer

M&A Transactions

Mergers, acquisitions, and dispositions disclosed under 8-K Items 2.01/5.01.

8-K items 2.01, 5.01 JSON
GDC GD Culture Group Ltd

GD Culture Group Ltd completed an acquisition involving Northeast Management LLC for $750,000, payable in the form of issuance of 187,500 shares of common stock of the Company, valued at $4.00 per share (closed 2023-06-26).

“ntered into a software purchase agreement (the “Agreement”) with Northeast Management LLC, a seller unaffiliated with the Company (the “Seller”). Pursuant to the Agreement, the Company agreed to purchase and the Seller agreed to sell all of Seller’s”
TOON Kartoon Studios, Inc.

Kartoon Studios, Inc. underwent a change of control (closed 2023-06-23).

“On June 23, 2023, Kartoon Studios, Inc. (formerly known as Genius Brands International, Inc., the “Company”) changed its corporate name to Kartoon Studios, Inc. through the merger of the Company with its wholly owned subsidiary Kartoon Studios, Inc., a Nevada corporation (the “Subsidiary”).”
AEI Income & Growth Fund 26 LLC

AEI Income & Growth Fund 26 LLC completed a disposition involving Bluffton VZ Partners, LLC for net cash proceeds of approximately $512,000 (closed 2023-06-21).

“Company sold a Cellular Connection store in Bluffton, Indiana to Bluffton VZ Partners, LLC, an unrelated third party. The Partnership received net cash proceeds of approximately $512,000 for the property, which resulted in a net gain of approximately $4,000. Section 9 – Financial Statements and Exhibits”
ADMG ADAMANT DRI PROCESSING & MINERALS GROUP

ADAMANT DRI PROCESSING & MINERALS GROUP underwent a change of control involving Global Strategies, Inc. (closed 2023-06-27).

“On June 27, 2023, Nicholas A. Parks completed the acquisition of 11,866,563 shares of the common stock of Adamant DRI Processing and Minerals Group (the “Company”) from Global Strategies, Inc. The 11,866,563 shares represent approximately 73% of the outstanding shares of the Company as of the date hereof.”
PLAG Planet Green Holdings Corp.

Planet Green Holdings Corp. completed a disposition involving Bochuang (Hubei) New Energy Co., Ltd. for RMB 20,000,000 (closed 2023-06-27).

“of the outstanding equity interests of Xianning Xiangtian Energy Holding Group Co., Ltd. (“Xianning Xiangtian”), and the Purchaser shall pay to the Company an aggregate of RMB 20,000,000 in exchange for 40% of the issued and outstanding shares of Xianning Xiangtian. Before the closing of this securities purchase transaction, the Company owns 40% equity interest of”
CTI BIOPHARMA CORP

CTI BIOPHARMA CORP underwent a change of control involving Swedish Orphan Biovitrum AB (publ) for $9.10 per Share in cash (closed 2023-06-26).

“tender offer (the “Offer”) on May 25, 2023 to acquire all of the outstanding shares of common stock of CTI, $0.001 par value per share (the “Shares”), at a purchase price of $9.10 per Share in cash (the “Offer Price”), without interest and subject to any applicable withholding taxes. The Offer and related withdrawal rights expired at one minute following”
LadRx Corp

LadRx Corp completed a disposition involving XOMA (US) LLC for $5 million (closed 2023-06-21).

“purchase price paid to the Company for the sale, transfer, assignment and conveyance of the Company’s right, title and interest in and to aldoxorubicin and arimoclomol was $5 million, less certain transaction fees and expenses. As previously reported, on July 27, 2017, the Company entered into an exclusive worldwide license agreement (as amended, the “”
SSII SS Innovations International, Inc.

SS Innovations International, Inc. underwent a change of control involving CardioVentures, Inc. for 135,808,884 shares of SSII common stock and shares of Series A Non-Convertible Preferred Stock (closed 2023-04-14).

“Based in Haryana, common stock of CardioVentures (including certain parties who provided interim convertible financing during the pendency of the Merger Agreement, were issued 135,808,884 shares of SSII common stock, representing approximately 95% of issued and outstanding shares of SSII common stock post-Merger, with the existing shareholders of SSII holding”
SYRE Spyre Therapeutics, Inc.

Spyre Therapeutics, Inc. completed an acquisition involving Spyre Therapeutics, Inc. (closed 2023-06-22).

“On June 22, 2023, the Company completed its business combination with Spyre.”
SSTK Shutterstock, Inc.

Shutterstock, Inc. completed an acquisition involving Meta Platforms, Inc. for $53 million in net cash (closed 2023-06-23).

“has sold, and the Company has purchased, all of the issued and outstanding capital stock of Giphy. The consideration payable by the Company pursuant to the Purchase Agreement is $53 million in net cash, inclusive of working capital. The Purchase Agreement contains customary representations, warranties and covenants by the Company and Meta that are subject, in some”
FBIN Fortune Brands Innovations, Inc.

Fortune Brands Innovations, Inc. completed an acquisition involving ASSA ABLOY Inc. for $800 million in cash on a cash-free, debt-free basis (closed 2023-06-20).

“On June 20, 2023, in accordance with the terms and conditions of the Stock Purchase Agreement, dated as of December 1, 2022, by and among ASSA ABLOY Inc. (“Assa”), ASSA ABLOY AB, the parent of Assa, solely for purposes of Section 13.20 thereunder, and Fortune Brands Innovations, Inc. (the “Company”) (as amended, supplemented or modified from time to time, the “Purchase Agreement” and, the transactions contemplated thereby, the “Transaction”), the Company completed its previously announced acquisition of the “Emtek” and “Schaub” premium and luxury door and cabinet hardware business and the United States and Canada “Yale” and “August” residential smart home locks business (collectively, the “Business”) from Assa and its affiliates, for $800 million in cash on a cash-free, debt-free basis, subject to customary adjustments.”
SGST Strategic Storage Trust VI, Inc.

Strategic Storage Trust VI, Inc. completed an acquisition involving Cityview, Esandar, Lakeshore, Sheridan, Sanford, Appleby (sellers of the Ontario Portfolio) for purchase price of approximately CAD$212 million, plus closing costs and an acquisition fee to our Advisor, funded with a combination of proceeds from the Compan (closed 2023-06-19).

“On June 19, 2023, the Company closed on the purchase of the Ontario Portfolio for a purchase price of approximately CAD$212 million, plus closing costs and an acquisition fee to our Advisor, which was funded with a combination of proceeds from the Company's public offering, proceeds from Series B Preferred Equity, proceeds from the Secured Loan, which is described in Item 2.03 below, and an unsecured bridge loan in the amount of $15 million from an affiliate of the sponsor of the Company.”
TLRY Tilray Brands, Inc.

Tilray Brands, Inc. completed an acquisition involving HEXO Corp. (closed 2023-06-22).

“y ”), with the Securities and Exchange Commission (the “ SEC ”) on April 10, 2023, as amended on April 11, 2023, and June 2, 2023, Tilray entered into an Arrangement Agreement on April 10, 2023, as amended on June 1, 2023 (the “ Arrangement Agreement ”), with HEXO Corp., a corporation existing under the laws of the Province of Ontario (“ HEXO ”), pursuant to which Tilray agreed to acquire all of the issued and outstanding common shares of HEXO (the “ HEXO Shares ”) as well as all of the issued and outstanding preferred shares of HEXO pursuant to a plan of arrangement (the “ Plan of Arrangement ”) under the Business Corporations Act (Ontario) (the “ Arrangement ”).”
Ranger Oil Corp

Ranger Oil Corp underwent a change of control involving Baytex Energy Corp. for 7.49 Baytex common shares and $13.31 in cash per share (closed 2023-06-20).

“effective time of the Merger (the “Effective Time”), each share of Ranger Class A Common Stock issued and outstanding was automatically converted into the right to receive (i) 7.49 common shares, without nominal or par value, in the capital of Baytex (the “Baytex Common Shares”) (the “Share Consideration”) and (ii) $13.31 in cash, without interest (the “Cash”
TONX TON Strategy Co

TON Strategy Co completed a disposition involving Scaleworks, Inc., through its special purpose entity SW Direct Sales, LLC for approximately $6.5 million, in cash, inclusive of a $1.5M earn-out (closed 2023-06-13).

“now focus its resources entirely on its livestream shopping platform, MARKET.live. Under the terms of the APA, the total purchase consideration is expected to be approximately $6.5 million, in cash, inclusive of a $1.5M earn-out consisting of $750,000 per year for each of the next two 12-month periods, based on the combined direct sales and life sciences business”
SPB Spectrum Brands Holdings, Inc.

Spectrum Brands Holdings, Inc. completed a disposition involving ASSA ABLOY AB for $4.3 billion in cash (closed 2023-06-20).

“conditions set forth in the Purchase Agreement, ASSA ABLOY AB will acquire from the Company its Hardware and Home Improvement ("HHI") business for an aggregate purchase price of $4.3 billion in cash, subject to customary purchase price adjustments (the "Transaction"). The foregoing description of the Purchase Agreement does not purport to be complete and is qualified”
NORD Nordicus Partners Corp

Nordicus Partners Corp completed an acquisition involving GK Partners ApS for 2,500,000 restricted shares of its common stock (closed 2023-06-20).

“(the “Agreement”), under which the Seller sold to the Company 5,000,000 restricted shares of common stock of Myson, Inc. (the “Myson Shares”). In exchange, the Company issued 2,500,000 restricted shares of its common stock (the “Company Shares”) to the Seller. The transaction was consummated on June 20, 2023. A copy of the Agreement is attached to this Report on”
CZFS CITIZENS FINANCIAL SERVICES INC

CITIZENS FINANCIAL SERVICES INC completed an acquisition involving HV Bancorp, Inc. for aggregate of approximately 723,068 shares of CZFS common stock and an aggregate of approximately $13.65 million in cash (closed 2023-06-16).

“will be exchanged for cash. Based on the elections and proration procedures, the total consideration payable to HVBC shareholders is comprised of an aggregate of approximately 723,068 shares of CZFS common stock and an aggregate of approximately $13.65 million in cash. A copy of CZFS’s press release dated June 16, 2023, announcing the completion of the Merger,”
Prometheus Biosciences, Inc.

Prometheus Biosciences, Inc. underwent a change of control involving Merck & Co., Inc. for $200.00 per share in cash (closed 2023-06-16).

“to demand and have properly and validly demanded their appraisal rights under Delaware law, was canceled and extinguished and automatically converted into the right to receive $200.00 per share in cash (the “Merger Consideration”), without interest and subject to any applicable withholding taxes. In addition, at the Effective Time, (i) each outstanding”
BODY & MIND INC.

BODY & MIND INC. completed a disposition involving Big Bhang Events, LLC for cash payment of $1.00 (closed 2023-06-13).

“”), dated April 14, 2023, between Body and Mind Inc.’s (the “ Company ”) wholly owned subsidiary, DEP Nevada, Inc. (“ DEP ”), Big Bhang Events, LLC (“ Big Bhang ”) and NMG MI 1, Inc. (“ NMG MI ”), DEP sold all of its issued and outstanding common stock of NMG MI (the “ Acquired Shares ”) to Big Bhang as all of the closing conditions have been satisfied or”
HV Bancorp, Inc.

HV Bancorp, Inc. completed an acquisition involving Citizens Financial Services, Inc. for each share of Company common stock converted into the right to receive either $30.50 in cash or 0.4040 shares of CZFS common stock, with elections subject to pr (closed 2023-06-16).

“time of the Merger (the “Effective Time”) , each share of Company common stock was converted into the right to receive, subject to the election of the holder, either (x) $30.50 in cash or (y) 0.4040 shares of CZFS common stock (as adjusted for a stock dividend), with cash payable in lieu of any fractional shares. Elections were subject to proration”
CVENT HOLDING CORP.

CVENT HOLDING CORP. underwent a change of control involving Blackstone (affiliates of investment funds managed by affiliates of Blackstone Inc.) and Parent (Capstone Borrower, Inc.) for $8.50 per share in cash, representing a total enterprise value of approximately $4.6 billion (closed 2023-06-15).

“events and hospitality technology provider, today announced the completion of its acquisition by an affiliate of private equity funds managed by Blackstone (“Blackstone”) for $8.50 per share in cash, representing a total enterprise value of approximately $4.6 billion. The transaction, which was previously announced on March 14, 2023, includes a significant”
VNOV VitaNova Life Sciences Corp

VitaNova Life Sciences Corp underwent a change of control involving Xianchang Ma for $470,562 (closed 2023-06-14).

“of common stock of the Company to Mr. Ma, constituting approximately 86.3% of the issued and outstanding shares of the Company as of May 2, 2023, for a total consideration of $470,562, derived from the purchaser’s personal funds. The Securities Purchase Agreement was closed on June 14, 2023. Following the closing, Mr. Ma acquired a beneficial interest in”
FRONTERA GROUP INC.

FRONTERA GROUP INC. completed an acquisition involving Guillermo Solis, Jr. for $25,000,000 (closed 2023-06-12).

“Jr. (“Solis”), an individual. The Company agreed to acquire from Solis, 249 shares or 24.9% of the issued and outstanding shares of common stock of TGSI at a purchase price of $25,000,000 with Solis retaining the voting proxy to the 249 shares (the “TGSI Stock”) until such time as the purchase price is paid in full. On April 30, 2023 the Company and Guillermo”
FRONTERA GROUP INC.

FRONTERA GROUP INC. completed an acquisition involving Texas G&S Investments, Inc. for $2,500,000 (closed 2023-06-12).

“whereby the Company agreed to acquire from TGSI approximately 170 acres of ranch land in Hidalgo County, Texas (the “Ojival II Ranch Property”) at a purchase price of $2,500,000. The Ojival II Ranch Property is valued at approximately $6,000,000 and will be co-developed by the Company into residential lots for sale into the burgeoning demand for”
FRONTERA GROUP INC.

FRONTERA GROUP INC. completed an acquisition involving Texas G&S Investments, Inc. for $2,314,295.89 (closed 2023-06-12).

“Effective April 30, 2023 the Company closed on a portion of the purchase of the Empaques Note at a purchase price of $2,314,295.89”
DCP Midstream, LP

DCP Midstream, LP underwent a change of control involving Phillips 66 Project Development Inc. and Dynamo Merger Sub LLC for $41.75 per Public Common Unit in cash (closed 2023-06-15).

“as of immediately prior to the Effective Time (other than the Sponsor Owned Units, as defined below) (each, a “Public Common Unit”) was converted into the right to receive $41.75 per Public Common Unit in cash, without any interest thereon (the “Merger Consideration”). The Common Units owned by DCP Midstream, LLC and the General Partner (collectively, the”
DRI DARDEN RESTAURANTS INC

DARDEN RESTAURANTS INC completed an acquisition involving Ruth's Hospitality Group, Inc. for $21.50 per Share (closed 2023-06-14).

“a tender offer (the “ Offer ”) to purchase all of the issued and outstanding shares of common stock, par value $0.01 per share, of the Company (the “ Shares ”) at a price of $21.50 per Share (the “ Merger Consideration ”), in cash, without interest (but subject to applicable withholding). The Offer was not extended and the Offer and related withdrawal rights”
NPWR NET Power Inc.

NET Power Inc. completed an acquisition involving NET Power, LLC for 137,192,563 Opco Class A Units and an equivalent number of shares of Class B Common Stock (closed 2023-06-08).

“of NET Power, LLC or owned by any subsidiary of NET Power, LLC immediately prior to the Effective Time) were canceled and converted into the right to receive an aggregate of 137,192,563 Class A units of Opco (“Opco Class A Units”) and an equivalent number of shares of Class B Common Stock. Also on June 8, 2023, following the Domestication, the registrant”
Korth Direct Mortgage Inc.

Korth Direct Mortgage Inc. underwent a change of control involving James W. Korth for $3.00 per share, or an aggregate of $3,300,000 (closed 2023-06-09).

“On June 9, 2023, Holly MacDonald-Korth, Chief Executive Officer of Korth Direct Mortgage Inc. (the “Company”), purchased 1,100,000 shares of the common stock of the Company (the “Shares”) at a price of $3.00 per share, or an aggregate of $3,300,000 (the “Purchase Price”), from James W. Korth, the Company’s Chairman and former Chief Executive Officer.”
VERI Veritone, Inc.

Veritone, Inc. completed an acquisition involving CareerBuilder, LLC, CareerBuilder International Holding B.V., and CareerBuilder France Holding, LLC for $52,000,000 in cash, subject to certain adjustments (closed 2023-06-13).

“On June 13, 2023, the Company completed the Transaction and acquired the Broadbean Business. At the closing of the Transaction (the “Closing”), the Company paid the Sellers $52,000,000 in cash, subject to certain adjustments set forth in the Purchase Agreement (as adjusted, the “Purchase Price”).”
Quotient Ltd

Quotient Ltd underwent a change of control involving MergerCo for $0.01 per share (closed 2023-06-09).

“appeared on the register of members of the Company (other than MergerCo, whose shares were cancelled for no consideration, and Finance Co) received a payment consideration of $0.01 (the “ Merger Consideration ”). The foregoing description of the Merger Implementation Agreement and the transactions contemplated thereby, does not purport to be complete and is”
ZLME Zhanling International Ltd

Zhanling International Ltd underwent a change of control involving NingNing Xu for $53,080 (closed 2023-04-10).

“On April 10, 2023, as a result of three private transactions, (i) 13,908 shares of Common Stock, $0.001 par value per share (the "Shares") of the Company, were transferred from Liang Zhao to NingNing Xu; (ii) the beneficial owner of Shanghai Capital Resources Ltd, a company shareholder of Zhanling International Limited which held 14,640 shares of Common Stock, $0.001 par value per share of the Company, was transferred from Liang Zhao to NingNing Xu; and (iii) 24,532 shares of Common Stock, $0.001 par value per share (the "Shares") of the Company, were transferred from Xiangchen Li to NingNing Xu. As a result, the Purchaser became the owner of approximately 72.51% of the voting rights of the issued and outstanding share capital of the Company and became the controlling shareholder. The consideration paid for the Shares and the second transaction was $53,080.”
Ruths Hospitality Group, Inc.

Ruths Hospitality Group, Inc. underwent a change of control involving Darden Restaurants, Inc. (closed 2023-06-14).

“As a result of the consummation of the Offer and the consummation of the Merger in accordance with Section 251(h) of the DGCL on June 14, 2023, a change in control of the Company occurred.”
ANGO ANGIODYNAMICS INC

ANGIODYNAMICS INC completed a disposition involving Merit Medical Systems, Inc. for $100,000,000 in cash (closed 2023-06-08).

“to which Merit acquired the dialysis product portfolio and BioSentry tract sealant system biopsy product of AngioDynamics (the “ Business ”) for a purchase price equal to $100,000,000 in cash, subject to the terms and conditions of the Asset Purchase Agreement (the “ Transaction ”). The Transaction was effective as of 12:01 a.m. mountain time on June 8, 2023”
TMCI TREACE MEDICAL CONCEPTS, INC.

TREACE MEDICAL CONCEPTS, INC. completed an acquisition involving MIOS Marketing, LLC d/b/a RedPoint Medical3d ("RPM-3D") for $20.0 million (closed 2023-06-12).

“of RPM-3D. On June 12, 2023, the Company completed its acquisition of certain assets of RPM-3D pursuant to the APA. In accordance with the APA, at closing, TMCI paid RPM-3D $20.0 million in exchange for RPM-3D’s assets used in providing pre-operative planning and patient-specific guides for the surgical correction of foot and ankle deformities. Under the APA,”
FRONTERA GROUP INC.

FRONTERA GROUP INC. completed an acquisition involving Texas G&S Investments, Inc. for $6,500,000 (closed 2023-06-12).

“Effective June 12, 2023 all closing conditions were deemed finally satisfied and the Company closed the purchase at a purchase price of $6,500,000”
HIMALAYA TECHNOLOGIES, INC

HIMALAYA TECHNOLOGIES, INC completed an acquisition involving FOMO WORLDWIDE, INC. for 1,680,000 of our Series A Preferred shares (closed 2023-06-12).

“On June 12, 2023, we purchased 210,000,000 common shares of Peer to Peer Network (OTC: PTOP) from FOMO WORLDWIDE, INC. (OTC: FOMC) by issuing FOMO WORLDWIDE, INC. 1,680,000 of our Series A Preferred shares.”
LINC LINCOLN EDUCATIONAL SERVICES CORP

LINCOLN EDUCATIONAL SERVICES CORP completed a disposition involving East Nashville Owner, LLC, an affiliate of SLC Development, LLC for $33.8 million (closed 2023-06-08).

“On June 8, 2023, Nashville Acquisition, LLC, a subsidiary of Lincoln Educational Services Corporation (the “Company”), consummated the previously reported contemplated sale of approximately 16 acres of property located at 1524 Gallatin Road, Nashville, Tennessee (the “Nashville Sale”), at which the Company operates its Nashville campus, to East Nashville Owner, LLC, an affiliate of SLC Development, LLC, a subsidiary of Southern Land Company (“SLC”), pursuant to the Contract for the Purchase of Real Estate, dated September 21, 2021, as amended (the “Sale Agreement”), for a purchase price of approximately $33.8 million.”
HESKA CORP

HESKA CORP underwent a change of control involving Antech Diagnostics, Inc. for $120.00 per share in cash (closed 2023-06-13).

“and Merger Sub), or by stockholders who have properly exercised and perfected appraisal rights under Delaware law) was cancelled and converted into the right to receive $120.00 per share in cash, without interest (the “Merger Consideration”), (2) each option to purchase shares of Common Stock (“Company Option”) that was outstanding and unexercised as of”
OVV Ovintiv Inc.

Ovintiv Inc. completed an acquisition involving Black Swan Oil & Gas, LLC, PetroLegacy II Holdings, LLC, Piedra Energy III Holdings, LLC, Piedra Energy IV Holdings, LLC for $3.241 billion in cash and 31,777,596 shares of Ovintiv common stock valued at $1.119 billion (closed 2023-06-12).

“On June 12, 2023, the OVV Buyer Parties completed the Permian Acquisition. After taking into account closing adjustments, the OVV Buyer Parties (i) paid aggregate cash consideration of $3.241 billion, which was funded with a combination of cash on hand (including cash proceeds received pursuant to the Divestiture (as defined below)), borrowings under its revolving credit facility and proceeds from Ovintiv’s previously announced bond offering completed on May 31, 2023, and (ii) issued 31,777,596 shares of Ovintiv common stock to NMB (the “Stock Consideration”), which shares represented an aggregate dollar value equal to $1.119 billion as of the date of the Purchase Agreement based on the reference price ($35.2264) attributed to such common stock in the Purchase Agreement.”
Blue Apron Holdings, Inc.

Blue Apron Holdings, Inc. completed a disposition involving FreshRealm, Inc. for $28,500,000 (closed 2023-06-09).

“the Closing Date, and liabilities relating to the Excluded Assets. As consideration for the Transaction, at the Closing, FreshRealm paid to Blue Apron an amount in cash equal to $28,500,000, less $3,500,000, which was paid to Blue Apron in the form of the Seller Note (as described below), less an amount equal to all vacation time, sick time and other paid time off”
TECX Tectonic Therapeutic, Inc.

Tectonic Therapeutic, Inc. completed a disposition involving Novartis Pharma AG and Novartis Pharmaceuticals Corporation for $87.5 million (closed 2023-06-09).

“Hunter syndrome and Fabry disease, or indemnification claims under the Asset Purchase Agreement. The aggregate consideration to the Company consists of a cash payment of $87.5 million upon closing of the transaction on June 9, 2023 (the “Closing Date”). The Asset Purchase Agreement contains certain customary representations, warranties and covenants. The Asset”
HIMALAYA TECHNOLOGIES, INC

HIMALAYA TECHNOLOGIES, INC completed an acquisition involving FOMO WORLDWIDE, INC. for 1,680,000 Series A Preferred shares (closed 2023-06-12).

“On June 12, 2023, we purchased 210,000,000 common shares of Peer to Peer Network (OTC: PTOP) from FOMO WORLDWIDE, INC. (OTC: FOMC) by issuing FOMO WORLDWIDE, INC. 1,680,000 of our Series A Preferred shares.”
DSGR Distribution Solutions Group, Inc.

Distribution Solutions Group, Inc. completed an acquisition involving HIS Company, Inc. Employee Stock Ownership Trust for $269,100,000, subject to certain adjustments, and an earn-out payment (closed 2023-06-08).

“On the Closing Date, the Transaction was consummated. In accordance with the Purchase Agreement, the Company acquired all of the Shares, on a cash-free, debt-free basis, for an aggregate purchase price equal to (1) $269,100,000, subject to certain adjustments set forth in the Purchase Agreement and (2) an earn-out payment (the “ Earn-Out Payment ”) payable pursuant to the terms of the Purchase Agreement.”
RENEWABLE INNOVATIONS, INC.

RENEWABLE INNOVATIONS, INC. underwent a change of control involving Robert L. Mount and Lynn Barney (closed 2022-12-01).

“In connection with the closing of the Merger described in Item 1.01 above, the following changes to the Board occurred on December 1, 2022 (the “Closing Date”), which will result in a change of a majority of the members of the Board”
Satsuma Pharmaceuticals, Inc.

Satsuma Pharmaceuticals, Inc. underwent a change of control involving Shin Nippon Biomedical Laboratories, Ltd. for $0.91 per Share and one non-transferable contractual contingent value right (a "CVR") per Share (closed 2023-06-08).

“a tender offer (the “Offer”) to acquire all of the issued and outstanding shares of the Company’s common stock, par value $0.0001 per share (the “Shares”) in exchange for (i) $0.91 per Share, net to the seller in cash, without interest thereon and less any applicable withholding taxes and (ii) one non-transferable contractual contingent value right (a “CVR”)”
NCRA NOCERA, INC.

NOCERA, INC. completed an acquisition involving Zhe Jiang Xin Shui Hu Digital Information, Ltd. for 1,500,000 shares of the Company’s common stock (closed 2023-06-01).

“On June 1, 2023, Gui Zhou Grand Smooth Technology Ltd. (“GZ GST”), a wholly owned subsidiary of Nocera, Inc. (the “Company”), entered into that certain Share Purchase Agreement dated as of June 1, 2023, as amended (the “Share Purchase Agreement”), with Zhe Jiang Xin Shui Hu Digital Information, Ltd. (“Zhe Jiang”), pursuant to which GZ GST acquired all of the issued and outstanding equity securities of Zhe Jiang from the stockholders of Zhe Jiang (the “Zhe Jiang Acquisition”) in exchange for the issuance of 1,500,000 shares of the Company’s common stock, par value $0.001 per share (“Common Stock”).”
Medicine Man Technologies, Inc.

Medicine Man Technologies, Inc. completed an acquisition involving Sucellus, LLC for approximately $37.19 million (closed 2023-06-01).

“its call option. After purchase price adjustments and subject to post-closing adjustments, the aggregate purchase price for Everest Acquisition paid at closing was approximately $37.19 million, of which $11.69 million was paid in cash, $17.5 million was paid in the form of an unsecured promissory note issued by Everest Purchaser to Seller (the “Everest Note”), and $8”
ASII Accredited Solutions, Inc.

Accredited Solutions, Inc. underwent a change of control involving William Alessi for $10 and other good and valuable consideration (closed 2023-06-01).

“of the Company, as follows: Name of Seller Name of Purchaser Securities Purchased Consideration Fabian G. Deneault William Alessi 5,500 Shares of Series A Preferred Stock $10 and other good and valuable consideration, including the delivery of the Mutual Release. William E. Sluss William Alessi 2,000 Shares of Series A Preferred Stock $10 and other”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.