secwatch / observer
8-K filed June 8, 2023, 7:59 PM ET CIK 0001692830
M&A confidence high sentiment neutral materiality 0.90

Satsuma Pharmaceuticals, Inc.: M&A transaction — Satsuma Pharmaceuticals acquired by Shin Nippon Biomedical for $0.91/share plus CVR; total cash ~$27.7M

Satsuma Pharmaceuticals, Inc.

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

Rajeev Shah

Member of the Board of Directors
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
Appointed

Akihisa Mori

Member of the Board of Directors
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
Ryoichi Nagata, Shuichi Kanazashi, Shunji Haruta and Akihisa Mori became the members of the Company’s board of directors
Departed

Tom O'Neil

Chief Financial Officer
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
Tom O'Neil ceased serving as Chief Financial Officer of the Company
Departed

Tom Soloway

Member of the Board of Directors
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
Appointed

Ryoichi Nagata

Member of the Board of Directors
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
Ryoichi Nagata, Shuichi Kanazashi, Shunji Haruta and Akihisa Mori became the members of the Company’s board of directors
Departed

John Kollins

President and Chief Executive Officer
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
John Kollins ceased serving as President and Chief Executive Officer of the Company
Appointed

Shuichi Kanazashi

Member of the Board of Directors
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
Ryoichi Nagata, Shuichi Kanazashi, Shunji Haruta and Akihisa Mori became the members of the Company’s board of directors
Departed

John Kollins

Member of the Board of Directors
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
Departed

Michael Riebe

Member of the Board of Directors
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
Departed

Elisabeth Sandoval Little

Member of the Board of Directors
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
Appointed

Shinji Nitanda

Secretary
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
Shinji Nitanda – Secretary
Departed

Heath Lukatch

Member of the Board of Directors
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
Departed

Thomas B. King

Member of the Board of Directors
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
Departed

Mutya Harsch

Member of the Board of Directors
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
Appointed

Ryoichi Nagata

President
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
Ryoichi Nagata – President
Appointed

Shunji Haruta

Member of the Board of Directors
Satsuma Pharmaceuticals, Inc.
Effective
2023-06-08
Filed
June 8, 2023, 7:59 PM ET
Ryoichi Nagata, Shuichi Kanazashi, Shunji Haruta and Akihisa Mori became the members of the Company’s board of directors

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Rajeev Shah departed as Member of the Board of Directors at Satsuma Pharmaceuticals, Inc..

Action
ceased serving
Role
Member of the Board of Directors
Exact text from the filing
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Akihisa Mori was appointed as Member of the Board of Directors at Satsuma Pharmaceuticals, Inc..

Action
became
Role
Member of the Board of Directors
Exact text from the filing
Ryoichi Nagata, Shuichi Kanazashi, Shunji Haruta and Akihisa Mori became the members of the Company’s board of directors
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Tom O'Neil departed as Chief Financial Officer at Satsuma Pharmaceuticals, Inc..

Action
ceased serving
Role
Chief Financial Officer
Exact text from the filing
Tom O'Neil ceased serving as Chief Financial Officer of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Tom Soloway departed as Member of the Board of Directors at Satsuma Pharmaceuticals, Inc..

Action
ceased serving
Role
Member of the Board of Directors
Exact text from the filing
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Ryoichi Nagata was appointed as Member of the Board of Directors at Satsuma Pharmaceuticals, Inc..

Action
became
Role
Member of the Board of Directors
Exact text from the filing
Ryoichi Nagata, Shuichi Kanazashi, Shunji Haruta and Akihisa Mori became the members of the Company’s board of directors
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

John Kollins departed as President and Chief Executive Officer at Satsuma Pharmaceuticals, Inc..

Action
ceased serving
Role
President and Chief Executive Officer
Exact text from the filing
John Kollins ceased serving as President and Chief Executive Officer of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Shuichi Kanazashi was appointed as Member of the Board of Directors at Satsuma Pharmaceuticals, Inc..

Action
became
Role
Member of the Board of Directors
Exact text from the filing
Ryoichi Nagata, Shuichi Kanazashi, Shunji Haruta and Akihisa Mori became the members of the Company’s board of directors
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

John Kollins departed as Member of the Board of Directors at Satsuma Pharmaceuticals, Inc..

Action
ceased serving
Role
Member of the Board of Directors
Exact text from the filing
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Michael Riebe departed as Member of the Board of Directors at Satsuma Pharmaceuticals, Inc..

Action
ceased serving
Role
Member of the Board of Directors
Exact text from the filing
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Elisabeth Sandoval Little departed as Member of the Board of Directors at Satsuma Pharmaceuticals, Inc..

Action
ceased serving
Role
Member of the Board of Directors
Exact text from the filing
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Shinji Nitanda was appointed as Secretary at Satsuma Pharmaceuticals, Inc..

Action
appointed
Role
Secretary
Exact text from the filing
Shinji Nitanda – Secretary
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Heath Lukatch departed as Member of the Board of Directors at Satsuma Pharmaceuticals, Inc..

Action
ceased serving
Role
Member of the Board of Directors
Exact text from the filing
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Thomas B. King departed as Member of the Board of Directors at Satsuma Pharmaceuticals, Inc..

Action
ceased serving
Role
Member of the Board of Directors
Exact text from the filing
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Mutya Harsch departed as Member of the Board of Directors at Satsuma Pharmaceuticals, Inc..

Action
ceased serving
Role
Member of the Board of Directors
Exact text from the filing
each of John Kollins, Elisabeth Sandoval Little, Heath Lukatch, Michael Riebe, Mutya Harsch, Rajeev Shah, Thomas B. King and Tom Soloway ceased serving as members of the Company’s board of directors at the Effective Time.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Ryoichi Nagata was appointed as President at Satsuma Pharmaceuticals, Inc..

Action
appointed
Role
President
Exact text from the filing
Ryoichi Nagata – President
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Shunji Haruta was appointed as Member of the Board of Directors at Satsuma Pharmaceuticals, Inc..

Action
became
Role
Member of the Board of Directors
Exact text from the filing
Ryoichi Nagata, Shuichi Kanazashi, Shunji Haruta and Akihisa Mori became the members of the Company’s board of directors
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Satsuma Pharmaceuticals, Inc.: The Company's Amended and Restated Certificate of Incorporation was amended and restated in its entirety as the Fifth Amended and Restated Certificate of Incorporation.

Change
charter amendment
Exact text from the filing
the Company’s Amended and Restated Certificate of Incorporation was amended and restated in its entirety as set forth in Exhibits to the Merger Agreement (the “Fifth Amended and Restated Certificate of Incorporation”)
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Satsuma Pharmaceuticals, Inc.: The Company's Amended and Restated Bylaws were amended and restated to read in their entirety as the bylaws of Merger Sub immediately prior to the Effective Time.

Change
bylaw amendment
Exact text from the filing
the Company’s Amended and Restated Bylaws were amended and restated to read in their entirety as the bylaws of Merger Sub immediately prior to the Effective Time
View on SEC.gov
M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.9

Satsuma Pharmaceuticals, Inc. underwent a change of control involving Shin Nippon Biomedical Laboratories, Ltd. for $0.91 per Share and one non-transferable contractual contingent value right (a "CVR") per Share (closed 2023-06-08).

Action
change of control
Counterparty
Shin Nippon Biomedical Laboratories, Ltd.
Consideration
$0.91 per Share and one non-transferable contractual contingent value right (a "CVR") per Share
Closing
2023-06-08
Exact text from the filing
a tender offer (the “Offer”) to acquire all of the issued and outstanding shares of the Company’s common stock, par value $0.0001 per share (the “Shares”) in exchange for (i) $0.91 per Share, net to the seller in cash, without interest thereon and less any applicable withholding taxes and (ii) one non-transferable contractual contingent value right (a “CVR”)
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Satsuma Pharmaceuticals, Inc. terminated 2019 Incentive Award Plan with Satsuma Pharmaceuticals, Inc. valued at Terminated upon Merger consummation (effective 2023-06-08).

Action
termination
Agreement
equity purchase
Counterparty
Satsuma Pharmaceuticals, Inc.
Value
Terminated upon Merger consummation
Effective
2023-06-08
Exact text from the filing
the Company terminated the Company’s 2016 Equity Incentive Plan, 2019 Incentive Award Plan and 2019 Employee Stock Purchase Plan.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Satsuma Pharmaceuticals, Inc. terminated 2016 Equity Incentive Plan with Satsuma Pharmaceuticals, Inc. valued at Terminated upon Merger consummation (effective 2023-06-08).

Action
termination
Agreement
equity purchase
Counterparty
Satsuma Pharmaceuticals, Inc.
Value
Terminated upon Merger consummation
Effective
2023-06-08
Exact text from the filing
the Company terminated the Company’s 2016 Equity Incentive Plan, 2019 Incentive Award Plan and 2019 Employee Stock Purchase Plan.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Satsuma Pharmaceuticals, Inc. terminated 2019 Employee Stock Purchase Plan with Satsuma Pharmaceuticals, Inc. valued at Terminated upon Merger consummation (effective 2023-06-08).

Action
termination
Agreement
equity purchase
Counterparty
Satsuma Pharmaceuticals, Inc.
Value
Terminated upon Merger consummation
Effective
2023-06-08
Exact text from the filing
the Company terminated the Company’s 2016 Equity Incentive Plan, 2019 Incentive Award Plan and 2019 Employee Stock Purchase Plan.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Satsuma Pharmaceuticals, Inc. terminated Sales Agreement with Virtu Americas LLC valued at Termination of at-the-market offering facility (effective 2023-06-06).

Action
termination
Agreement
equity purchase
Counterparty
Virtu Americas LLC
Value
Termination of at-the-market offering facility
Effective
2023-06-06
Exact text from the filing
As previously disclosed, on November 3, 2022, the Company entered into an At-the-Market Sales Agreement (the “Sales Agreement”) with Virtu Americas LLC (“Virtu”) with respect to an “at-the-market” offering program under which the Company could offer and sell, from time to time at the Company’s sole discretion, shares of its common stock, par value $0.0001 per share, through Virtu as its sales agent.
View on SEC.gov

25 governance changes filed in the last 30 days. Browse all governance changes →

Source: SEC EDGAR
accession 0001193125-23-163082
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