FRANKLIN ELECTRIC CO INC amended First Amendment to the Amended and Restated Note Purchase and Private Shelf Agreement with NYL Investors LLC valued at $250,000,000 from $200,000,000 (effective 2024-05-15).
“On May 15, 2024, Franklin Electric Co., Inc. ("Franklin Electric") entered into the First Amendment to the Amended and Restated Note Purchase and Private Shelf Agreement among Franklin Electric, Franklin Electric B.V., a Netherlands private company with limited liability (“Dutch Subsidiary Issuer”, and together with Franklin Electric, collectively, the “Companies” and each a "Company"), NYL Investors LLC (“NYL Investors”), and each of the undersigned holders of the Notes that are signatories hereto (the "Amendment to the NYL Shelf Agreement").”
SILVERBOW RESOURCES, INC.
SILVERBOW RESOURCES, INC. entered into Agreement and Plan of Merger with Crescent Energy Company, Artemis Acquisition Holdings Inc., Artemis Merger Sub Inc., Artemis Merger Sub II LLC (effective 2024-05-15).
“Entry into a Material Definitive Agreement Merger Agreement On May 15, 2024, SilverBow Resources, Inc., a Delaware corporation (“SilverBow”), entered into an Agreement and Plan of Merger (the “Merger Agreement”), with Crescent Energy Company, a Delaware corporation (“Crescent”), Artemis Acquisition Holdings Inc., a Delaware corporation and a direct wholly-owned subsidiary of Crescent (“Artemis Holdings”), Artemis Merger Sub Inc., a Delaware corporation and a direct wholly-owned subsidiary of Crescent (“Merger Sub Inc.”) and Artemis Merger Sub II LLC, a Delaware limited liability company and a direct wholly-owned subsidiary of Artemis Holdings (“Merger Sub LLC” and, together with Crescent, Artemis Holdings and Merger Sub Inc., the “Crescent Parties”).”
Benchmark 2024-V6 Mortgage Trust
Benchmark 2024-V6 Mortgage Trust entered into Pooling and Servicing Agreement with GS Mortgage Securities Corporation II, Midland Loan Services, LNR Partners, LLC, Computershare Trust Company, National Association, Pentalpha Surveillance LLC valued at Issuance of Benchmark 2024-V6 Mortgage Trust Commercial Mortgage Pass-Through Certificates, Series 2 (effective 2024-03-28).
“On March 28, 2024 (the “ Closing Date ”), GS Mortgage Securities Corporation II (the “ Depositor ”) caused the issuance of the Benchmark 2024-V6 Mortgage Trust Commercial Mortgage Pass-Through Certificates, Series 2024-V6 (the “ Certificates ”) pursuant to a pooling and servicing agreement, dated as of March 1, 2024 (the “ Pooling and Servicing Agreement ”), among the Depositor, as depositor, Midland Loan Services, a Division of PNC Bank, National Association, as master servicer, LNR Partners, LLC, as special servicer, Computershare Trust Company, National Association, as certificate administrator and as trustee, and Pentalpha Surveillance LLC, as operating advisor and as asset representations reviewer.”
Honda Auto Receivables 2024-2 Owner Trust
Honda Auto Receivables 2024-2 Owner Trust entered into Underwriting Agreement with Citigroup Global Markets Inc., BNP Paribas Securities Corp., Mizuho Securities USA LLC, Wells Fargo Securities, LLC valued at $2,105,270,000 (effective 2024-05-14).
“On May 14, 2024, American Honda Receivables LLC (“AHR LLC”) and American Honda Finance Corporation (“AHFC”) entered into an Underwriting Agreement with Citigroup Global Markets Inc. (“Citigroup”), BNP Paribas Securities Corp. (“BNP”), Mizuho Securities USA LLC (“Mizuho”) and Wells Fargo Securities, LLC (“Wells Fargo”), each on behalf of itself and as a representative of the several underwriters, for the sale of certain notes of Honda Auto Receivables 2024-2 Owner Trust (the “Issuer”), in the following classes and in the amounts described therein:”
BOFBranchOut Food Inc.
BranchOut Food Inc. entered into Assignment Of Credit and Substitution of Mortgagee with assignor valued at purchased a first position mortgage receivable in the amount of $1,267,000 for a purchase price of $ (effective 2024-05-10).
“In connection with the Company’s lease of the Peru Facility, on May 10, 2024 the Company entered into a Assignment Of Credit and Substitution of Mortgagee (the “Assignment Agreement”), under which the Company purchased a first position mortgage receivable in the amount of $1,267,000, which is secured by the Peru Facility and was owed by the landlord of the Peru Facility to the assignor, for a purchase price of $1,267,000, of which $275,000 was paid by the Company to the assignor on May 10, 2024.”
BOFBranchOut Food Inc.
BranchOut Food Inc. entered into Lease Agreement with landlord of Peru Facility valued at monthly lease payments of $8,000 in first two years, $20,000 in third year, $22,000 in fourth year, (effective 2024-05-10).
“On May 10, 2024, BranchOut Food Inc. (the “Company”) entered into a Lease Agreement (the “Lease Agreement”) providing for the 10-year lease by the Company of a 50,000 square-foot food processing plant located in Peru (the “Peru Facility”).”
NMHINature's Miracle Holding Inc.
Nature's Miracle Holding Inc. entered into Agreement and Plan of Merger with Agrify Corporation (effective 2024-05-16).
“On May 16, 2024, Nature’s Miracle Holding Inc. (the “Company”) entered into the Agreement and Plan of Merger (the “Merger Agreement”) with NMHI Merger Sub, Inc., a wholly owned subsidiary of the Company (“Merger Sub”), and Agrify Corporation (“Agrify”) (NASDAQ: AGFY).”
PAPLPineapple Financial Inc.
Pineapple Financial Inc. entered into Securities Purchase Agreement with Brown Stone Capital Ltd. valued at convertible promissory note in aggregate principal amount of $300,000 with 8% interest, warrants to (effective 2024-05-10).
“Concurrently, on May 10, 2024, the Company entered into a securities purchase agreement (the “SPA” and together with the EPA and the RRA as the “Agreements”) with the Investor, pursuant to which the Company has agreed to sell to the Investor a convertible promissory note (the “Note”) in the aggregate principal amount of $300,000, with an 8% per annum interest rate and a maturity date of twenty four (24) months from the date of the issuance.”
PAPLPineapple Financial Inc.
Pineapple Financial Inc. entered into Registration Rights Agreement with Brown Stone Capital Ltd. valued at register the EPA Shares (effective 2024-05-10).
“In relation to the EPA Shares the Company has entered into a registration rights agreement dated May 10, 2024 (the “RRA”) with the Investors, requiring the Company to register the EPA Shares issued under the EPA.”
PAPLPineapple Financial Inc.
Pineapple Financial Inc. entered into Equity Purchase Agreement with Brown Stone Capital Ltd. valued at up to $15,000,000 of common shares (effective 2024-05-10).
“On May 10, 2024, Pineapple Financial Inc. (the “Company”) entered into an equity purchase agreement (the “EPA”) with Brown Stone Capital Ltd., a corporation organized under the laws of England and Wales (the “Investor”) pursuant to which the Company shall issue and sell to the Investor, from time to time as provided herein, and the Investor shall purchase up to Fifteen Million Dollars ($15,000,000.00) of the Company’s common shares and issue 200,000 Company’s common shares as a commitment fee under the EPA to the Investor (collectively as the “EPA Shares”) at purchase price to be determined as per the terms and conditions of the EPA.”
DINOHF Sinclair Corp
HF Sinclair Corp entered into Stock Purchase Agreement with REH Company valued at aggregate purchase price of $74,999,955 (effective 2024-05-14).
“On May 14, 2024, HF Sinclair Corporation (the “Company”) entered into a Stock Purchase Agreement (the “Stock Purchase Agreement”) with REH Company (formerly known as The Sinclair Companies) (the “Selling Stockholder” or “REH Company”), pursuant to which the Company agreed to repurchase from the Selling Stockholder 1,348,435 shares of the Company’s outstanding common stock, par value $0.01 per share (the “Common Stock”), in a privately negotiated transaction.”
CRBGCorebridge Financial, Inc.
Corebridge Financial, Inc. entered into Stock Purchase Agreement with Nippon Life Insurance Company valued at $3,838,012,158.82 (effective 2024-05-16).
“On May 16, 2024, Corebridge Financial, Inc., a Delaware corporation (the “Company”), entered into a stock purchase agreement (the “Purchase Agreement”), by and among the Company, American International Group, Inc., a Delaware corporation (“AIG”), and Nippon Life Insurance Company, a mutual company ( sougogaisha ) organized under the laws of Japan (“Nippon”), pursuant to which, and upon the terms and subject to the conditions set forth therein, AIG will sell 121,956,256 shares of common stock of the Company (“Common Stock”), representing approximately 20% of the issued and outstanding Common Stock at signing, to Nippon for aggregate consideration of $3,838,012,158.82 billion in cash (the “Transaction”).”
Battery Future Acquisition Corp.
Battery Future Acquisition Corp. entered into Non-Redemption Agreement with Camel Bay LLC, and unaffiliated third-party shareholders valued at Transfer of 112,500 Founder Shares for first 9 months, plus 11,250 per additional month if needed (effective 2024-05-14).
“On May 14, and May 16, 2024, the Company and Camel Bay LLC, a significant shareholder of the Company (the “Insider”) entered into non-redemption agreements (“Non-Redemption Agreements”) with several unaffiliated third-party shareholders of the Company in exchange for such shareholders agreeing to not redeem an aggregate of 450,000 Class A ordinary shares (“Non-Redeemed Shares”) at the Meeting.”
GOLUB CAPITAL DIRECT LENDING CORP
GOLUB CAPITAL DIRECT LENDING CORP entered into DB Credit Facility with Deutsche Bank AG, New York Branch (as facility agent), Deutsche Bank National Trust Company (as collateral agent and custodian), and other lenders valued at up to $150.0 million (effective 2024-05-14).
“On May 14, 2024 (the “Effective Date”), Golub Capital Direct Lending Corporation (the “Company”), GDLC Funding II LLC (“GDLC Funding”), a direct, wholly owned subsidiary of the Company, entered into a loan financing and servicing agreement (the “DB Credit Facility”), with the Company, as equityholder and as servicer, the lenders from time to time parties thereto, Deutsche Bank AG, New York Branch, as facility agent, the other agents party thereto, each of the entities from time to time party thereto as securitization subsidiaries and Deutsche Bank National Trust Company, as collateral agent and as collateral custodian.”
CRGYCrescent Energy Co
Crescent Energy Co entered into Agreement and Plan of Merger with SilverBow Resources, Inc., Artemis Acquisition Holdings Inc., Artemis Merger Sub Inc., and Artemis Merger Sub II LLC (effective 2024-05-15).
“On May 15, 2024, Crescent Energy Company, a Delaware corporation (“Crescent”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with SilverBow Resources, Inc., a Delaware corporation (“SilverBow”), Artemis Acquisition Holdings Inc., a Delaware corporation and a direct wholly owned subsidiary of Crescent (“Artemis Holdings”), Artemis Merger Sub Inc., a Delaware corporation and a direct wholly owned subsidiary of Crescent (“Merger Sub Inc.”), and Artemis Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Artemis Holdings (“Merger Sub LLC,” and together with Crescent, Artemis Holdings and Merger Sub Inc., the “Crescent Parties").”
TVGNTevogen Bio Holdings Inc.
Tevogen Bio Holdings Inc. entered into Term Sheet for Unsecured Line of Credit Facility and Contingent PIPE Option with The Patel Family, LLP valued at up to $36.0 million unsecured line of credit facility; contingent option for $14.0 million private p (effective 2024-05-10).
“On May 10, 2024, Tevogen Bio Holdings Inc. (the “Company”) entered into a binding term sheet (the “Term Sheet”) setting forth the Company’s principal understanding and agreement with The Patel Family, LLP (the “Lender”) with respect to (i) an unsecured line of credit facility (the “Facility”) pursuant to which the Lender will agree to lend the Company up to $36.0 million (the “Maximum Loan Amount”) and (ii) a contingent option for the Lender to purchase at least $14.0 million of the Company’s common stock in a future private placement (the “PIPE”).”
ExcelFin Acquisition Corp.
ExcelFin Acquisition Corp. amended Second Amendment to the Business Combination Agreement with Betters Medical Investment Holdings Limited, Baird Medical Investment Holdings Limited, Betters Medical Merger Sub, Inc., Tycoon Choice Global Limited valued at extend the Maximum Extension Date from May 25, 2024 to August 25, 2024 (effective 2024-05-16).
“On May 16, 2024, the Parties entered into a Second Amendment to the Business Combination Agreement (the “ Amendment ”). The primary terms of which are to extend the Maximum Extension Date from May 25, 2024 to August 25, 2024.”
Hudson Acquisition I Corp.
Hudson Acquisition I Corp. entered into Letter Agreement with Aiways Automobile Europe GmbH (effective 2024-05-14).
“On May 14, 2024, Hudson Acquisition I Corp. (the “SPAC” or “HUDA”) set forth the terms of a business combination transaction (the “de-SPAC”), between HUDA and Aiways Automobile Europe GmbH (the “Company”) via a Letter Agreement.”
Presto Automation Inc.
Presto Automation Inc. entered into May Note with Remus Capital Series B II, L.P valued at Convertible subordinated note in principal amount of $1,500,000; convertible into 10,714,286 shares (effective 2024-05-16).
“On May 16, 2024, Presto Automation Inc. (the “Company” or “we”) issued to Remus Capital Series B II, L.P, an entity controlled by Krishna Gupta, a member of our Board of Directors, a subordinated convertible note in the principal amount of $1,500,000 (the “May Note”) in consideration for a cash investment of $1,500,000 from Remus Capital.”
Presto Automation Inc.
Presto Automation Inc. entered into Cooperation Agreement with Metropolitan Partners Group Administration, LLC valued at Forbearance on defaults under Credit Agreement; requires capital raises of $3,000,000 and $3,000,000 (effective 2024-05-16).
“On May 16, 2024, the Company and Presto Automation LLC (the “Borrower”), the Company’s wholly owned subsidiary (the “Loan Parties”) entered into a Cooperation Agreement (the “Cooperation Agreement”) with Metropolitan Partners Group Administration, LLC, the administrative, payment and collateral agent (the “Agent”) under the Credit Agreement, dated as of September 21, 2022 (as amended, the “Credit Agreement”), Metropolitan Levered Partners Fund VII, LP, Metropolitan Partners Fund VII, LP, Metropolitan Offshore Partners Fund VII, LP and CEOF Holdings LP (collectively, the “Lenders”), and certain significant stockholders.”
GLUEMonte Rosa Therapeutics, Inc.
Monte Rosa Therapeutics, Inc. entered into Underwriting Agreement with TD Securities (USA) LLC, as representative of the several underwriters valued at approximately $96.7 million (effective 2024-05-15).
“On May 15, 2024, Monte Rosa Therapeutics, Inc. (the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with TD Securities (USA) LLC, as representative of the several underwriters listed on Schedule 1 thereto (collectively, the “Underwriters”), related to an underwritten public offering”
RYMRYTHM, Inc.
RYTHM, Inc. entered into Agreement and Plan of Merger with Nature’s Miracle Holding Inc. and NMHI Merger Sub, Inc. (effective 2024-05-16).
“On May 16, 2024, Agrify Corporation, a Nevada corporation (the “Company”) entered into the Agreement and Plan of Merger (the “Merger Agreement”) with Nature’s Miracle Holding Inc. (the “Nature’s Miracle”) (NASDAQ: NMHI) and NMHI Merger Sub, Inc., a wholly owned subsidiary of Nature’s Miracle (“Merger Sub”).”
ERASErasca, Inc.
Erasca, Inc. entered into Medshine License Agreement with Medshine Discovery Inc. valued at $10.0 million (effective 2024-05-14).
“On May 14, 2024, the Company entered into an exclusive license agreement (the “Medshine License Agreement”) with Medshine Discovery Inc. (“Medshine”) under which the Company was granted an exclusive, worldwide, royalty-bearing license to certain patent and other intellectual property rights owned or controlled by Medshine to develop, manufacture and commercialize certain pan-KRAS inhibitors in all fields of use.”
ERASErasca, Inc.
Erasca, Inc. entered into Joyo License Agreement with Guangzhou Joyo Pharmatech Co., Ltd. valued at $12.5 million (effective 2024-05-14).
“On May 14, 2024, Erasca, Inc. (the “Company”) entered into an exclusive license agreement (the “Joyo License Agreement”) with Guangzhou Joyo Pharmatech Co., Ltd. (“Joyo”) under which the Company was granted an exclusive, worldwide (except mainland China, Hong Kong and Macau), royalty-bearing license to certain patent and other intellectual property rights owned or controlled by Joyo to develop, manufacture, and commercialize certain pan-RAS inhibitors in all fields of use.”
BACKIMAC Holdings, Inc.
IMAC Holdings, Inc. entered into Securities Purchase Agreement with accredited investors valued at $450,000 (effective 2024-05-13).
“On May 13, 2024, IMAC Holdings, Inc. (the “Company”) entered into a securities purchase agreement (the “Securities Purchase Agreement”) with accredited investors (the “Investors”), pursuant to which the Company agreed to issue and sell, and the Investors agreed to purchase, 450 shares of Series F convertible preferred stock, par value $0.001 per share (“Series F Preferred Stock”) and warrants (the “Warrants”, and, together with the Series F Preferred Stock, the “Securities”), for aggregate cash proceeds of $450,000.”
GAMEGameSquare Holdings, Inc.
GameSquare Holdings, Inc. entered into Registration Rights Agreement with Faze Media, Inc. valued at GameSquare must file resale registration statement within 60 days of stock issuance to Faze Media an (effective 2024-05-15).
“In connection with the License Agreement, GameSquare and Faze Media entered into a registration rights agreement (the “ Registration Rights Agreement ”).”
GAMEGameSquare Holdings, Inc.
GameSquare Holdings, Inc. entered into Trademark License Agreement with Faze Media, Inc. valued at Faze Media granted GameSquare exclusive worldwide license for 10-year initial term with automatic 5- (effective 2024-05-15).
“On May 15, 2024, GameSquare and Faze Media entered into a trademark license agreement (the “ License Agreement ”), pursuant to which Faze Media granted GameSquare an exclusive, worldwide license to certain of the intellectual property contributed in connection with the Contribution Agreement.”
GAMEGameSquare Holdings, Inc.
GameSquare Holdings, Inc. entered into Contribution Agreement with Gigamoon Media LLC valued at GAME Parties contributed assets to Faze Media; Media Holdings received 51% equity; Gigamoon purchase (effective 2024-05-15).
“On May 15, 2024, GameSquare Holdings, Inc., a Delaware corporation (the “ Company ” or “ GameSquare ”), FaZe Holdings, Inc., a Delaware corporation and wholly owned subsidiary of GameSquare (“ FaZe Holdings ”), Faze Clan, Inc., a Delaware corporation and wholly owned subsidiary of FaZe Holdings (“ Faze Clan Inc. ”), and FaZe Media Holdings, LLC, a Delaware limited liability company and wholly owned subsidiary of Faze Clan Inc. (“ Media Holdings , and together with GameSquare, FaZe Holdings and Faze Clan Inc., the “ GAME Parties ”), and Gigamoon Media LLC, a Delaware limited liability company (“ Gigamoon ”), entered into the definitive agreements described below in connection with the formation of Faze Media, Inc. (“ Faze Media ”), a Delaware corporation in which the Company will hold a 51% equity interest by way of Media Holdings and in which Gigamoon will hold a 49% equity interest.”
MBINMerchants Bancorp
Merchants Bancorp entered into Underwriting Agreement with Morgan Stanley & Co. LLC. (effective 2024-05-13).
“On May 13, 2024, Merchants Bancorp (the “Company”), entered into an underwriting agreement (the “Underwriting Agreement”) with Morgan Stanley & Co. LLC., as representative of the several underwriters named in Schedule I thereto (collectively, the “Underwriters”), to issue and sell 2,400,000 shares of the Company’s common stock”
RSTRFRestaurant Brands International Limited Partnership
Restaurant Brands International Limited Partnership amended 2024 Amendment with JPMorgan Chase Bank, N.A., as administrative agent valued at $5,912 million term loan B facility (effective 2024-05-16).
“On May 16, 2024, 1011778 B.C. Unlimited Liability Company, an unlimited liability company organized under the laws of British Columbia (the “Parent Borrower”), and New Red Finance, Inc., a Delaware corporation and a direct wholly owned subsidiary of the Parent Borrower (the “Subsidiary Borrower” and, together with the Parent Borrower, the “Borrowers”) and Restaurant Brands International Limited Partnership, a limited partnership organized under the laws of British Columbia (“Holdings”), each a subsidiary of Restaurant Brands International Inc., a corporation organized under the laws of Canada (the “Company”), entered into Incremental Facility Amendment No. 6 and Amendment No. 9 (the “2024 Amendment”) to the Credit Agreement, dated as of October 27, 2014, as previously amended (as amended, the “Credit Agreement”), by and among the Borrowers, Holdings, the guarantors party thereto, the lenders party thereto (the “Lenders”) and JPMorgan Chase Bank, N.A., as administrative agent.”
QSRRestaurant Brands International Inc.
Restaurant Brands International Inc. amended 2024 Amendment with JPMorgan Chase Bank, N.A., as administrative agent valued at $750 million increase (effective 2024-05-16).
“9 (the “2024 Amendment”) to the Credit Agreement, dated as of October 27, 2014, as previously amended (as amended, the “Credit Agreement”), by and among the Borrowers, Holdings, the guarantors party thereto, the lenders party thereto (the “Lenders”) and JPMorgan Chase Bank, N.A., as administrative agent.”
PKPark Hotels & Resorts Inc.
Park Hotels & Resorts Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $550 million aggregate principal amount of 7.000% senior notes due 2030 (effective 2024-05-16).
“7.000% Senior Notes Due 2030 On May 16, 2024, Park Intermediate Holdings LLC (“PIH”), PK Domestic Property LLC (“PK Domestic LLC”) and PK Finance Co-Issuer Inc. (“Corporate Co-Issuer” and, together with PK Domestic LLC, the “Co-Issuers” and, the Co-Issuers together with PIH, the “Issuers”), direct and indirect subsidiaries of Park Hotels & Resorts Inc. (the “Company”), issued $550 million aggregate principal amount of 7.000% senior notes due 2030 (the “Notes”) under an indenture (the “Indenture”), dated as of May 16, 2024, among the Issuers, the Company, the guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”).”
GWAVGreenwave Technology Solutions, Inc.
Greenwave Technology Solutions, Inc. entered into Exchange Agreement with DWM Properties LLC (effective 2024-05-10).
“On May 10, 2024, the Company entered into an exchange agreement (the “ Exchange Agreement ”) with DWM Properties LLC (the “ Holder ”), whereby the Company and Holder agreed to exchange 1,000 shares of the Company’s Series D Preferred Stock, par value $0.001 per share (the “Series D Shares”) held by the Holder for 200,000,000 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”).”
PLSHPANACEA LIFE SCIENCES HOLDINGS, INC.
PANACEA LIFE SCIENCES HOLDINGS, INC. entered into Agreement with Sky Wellness, LLC (effective 2024-05-13).
“On May 13, 2024, Panacea Life Sciences, Inc., a subsidiary of Panacea Life Sciences Holdings, Inc. (the “Company,” “Panacea Life Sciences,” “we,” or “our”) entered into a definitive Licensing, Marketing, Supply and Development Agreement (the “Agreement”) with Sky Wellness, LLC, an Arizona limited liability company (“Sky Wellness”)”
PPCBPropanc Biopharma, Inc.
Propanc Biopharma, Inc. entered into Maturity Extension Agreement with Ionic Ventures, LLC (effective 2024-05-10).
“On May 10, 2024, Propanc Biopharma, Inc. (the “Company”) entered into a Maturity Extension Agreement (the “Extension Agreement”) with Ionic Ventures, LLC (the “Ionic”), pursuant to which the Ionic agreed to extend the maturity date of original 10% OID Promissory Note issued on August 15, 2023 (the “Original Note”) to September 30, 2024.”
ARQArq, Inc.
Arq, Inc. entered into Purchase Agreement with certain accredited investors valued at approximately $15 million (effective 2024-05-15).
“On May 15, 2024, Arq, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain accredited investors named therein (the “Purchasers”) for the private placement (the “Private Placement”) of an aggregate of 2,142,858 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), at a purchase price of $7.00 per Share.”
Avinger Inc
Avinger Inc entered into Securities Purchase Agreement with CRG Partners III L.P., CRG Partners III - Parallel Fund "A" L.P., CRG Partners III (Cayman) Unlev AIV I L.P., CRG Partners III (Cayman) Lev AIV I L.P. and CRG Partners III Parallel Fund "B" (Cayman) L.P. valued at $11 million (effective 2024-05-16).
“On May 16, 2024, Avinger, Inc. (the “Company”), entered into a Securities Purchase Agreement (the “Purchase Agreement”) with CRG Partners III L.P., CRG Partners III - Parallel Fund “A” L.P., CRG Partners III (Cayman) Unlev AIV I L.P., CRG Partners III (Cayman) Lev AIV I L.P. and CRG Partners III Parallel Fund “B” (Cayman) L.P. (collectively in such capacity, the “ Lenders ”) pursuant to which the Company agreed to issue to the Lenders an aggregate of 11,000 shares of a newly authorized Series H convertible preferred stock (the “Series H Preferred Stock”) in exchange (the “Exchange”) for the Lenders surrendering for cancellation $11 million of outstanding borrowing under that certain Term Loan Agreement”
Scorpius Holdings, Inc.
Scorpius Holdings, Inc. entered into Underwriting Agreement with ThinkEquity LLC valued at aggregate gross proceeds of approximately $6.0 million (effective 2024-05-14).
“on May 14, 2024, the Company entered into an underwriting agreement (the "Underwriting Agreement") with ThinkEquity LLC (the "Representative"), as representative of the several underwriters named therein (the "Underwriters"), pursuant to which the Company agreed to issue and sell to the several Underwriters the Units and the Pre-Funded Units on a firm commitment basis”
TNDMTANDEM DIABETES CARE INC
TANDEM DIABETES CARE INC amended Amendment Number 1 with Unomedical a/s (effective 2024-05-10).
“On May 10, 2024, Tandem Diabetes Care, Inc., a Delaware corporation (the “Company”) and Unomedical a/s, a Danish corporation and a subsidiary of the ConvaTec Group (“Unomedical”), entered into Amendment Number 1 (“Amendment 1”) to the Distributor Agreement, dated as of January 14, 2022, between the Company and Unomedical, under which Unomedical manufactures, tests, sterilizes and packs all of the infusion sets under the Company’s brands (the “Original Agreement”).”
WESWestern Midstream Partners, LP
Western Midstream Partners, LP amended Amendment with Wells Fargo Bank, National Association, as administrative agent, and the lenders party thereto valued at $1,880 million (effective 2024-05-16).
“On May 16, 2024, Western Midstream Operating, LP (“WES Operating”), a subsidiary of Western Midstream Partners, LP (“WES”), entered into an amendment (the “Amendment”) to its senior unsecured revolving credit agreement (the “RCF”), dated April 6, 2023, among itself, Wells Fargo Bank, National Association, as administrative agent, and the lenders party thereto in connection with the extension of the maturity date applicable to the loans and commitments of certain lenders totaling $1,880 million to April 6, 2029, pursuant to Section 2.24 of the RCF.”
Western Midstream Operating, LP
Western Midstream Operating, LP amended Amendment with Wells Fargo Bank, National Association, as administrative agent, and the lenders party thereto valued at $1,880 million (effective 2024-05-16).
“On May 16, 2024, Western Midstream Operating, LP (“WES Operating”), a subsidiary of Western Midstream Partners, LP (“WES”), entered into an amendment (the “Amendment”) to its senior unsecured revolving credit agreement (the “RCF”), dated April 6, 2023, among itself, Wells Fargo Bank, National Association, as administrative agent, and the lenders party thereto in connection with the extension of the maturity date applicable to the loans and commitments of certain lenders totaling $1,880 million to April 6, 2029, pursuant to Section 2.24 of the RCF.”
CIMCHIMERA INVESTMENT CORP
CHIMERA INVESTMENT CORP entered into Underwriting Agreement with Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Keefe, Bruyette & Woods, Inc., and Piper Sandler & Co., as underwriters valued at $65 million aggregate principal amount of 9.000% Senior Notes due 2029 (effective 2024-05-15).
“On May 15, 2024, Chimera Investment Corporation (the “Company”) launched and priced a registered underwritten public offering of $65 million aggregate principal amount of 9.000% Senior Notes due 2029 (the “Notes”). Pursuant to the Underwriting Agreement (as defined below), the Company also granted the Underwriters (as defined below) a 30-day option to purchase up to an additional $9.75 million aggregate principal amount of the Notes to cover over-allotments, if any. The Notes were sold pursuant to the Company’s registration statement on Form S-3 (File No. 333-261462) (the “Registration Statement”) and a related prospectus, as supplemented by a prospectus supplement dated May 15, 2024, filed with the Securities Exchange Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended (the “Securities Act”). In connection with the issuance and sale of the Notes, the Company entered into an underwriting agreement (the “Underwriting Agreement”), dated as of May 15, 2024, by”
ASTIAscent Solar Technologies, Inc.
Ascent Solar Technologies, Inc. entered into ATM Agreement with H.C. Wainwright & Co., LLC valued at up to $4,219,000 (effective 2024-05-16).
“On May 16, 2024, Ascent Solar Technologies, Inc., a Delaware corporation (“we,” “us,” the “Company” or “Ascent”), entered into an At The Market Offering Agreement (the “ATM Agreement”) with H.C. Wainwright & Co., LLC, as sales agent (“Wainwright”), to sell shares of its common stock, par value $0.0001 per share (the “Shares”), having an aggregate sales price of up to $4,219,000, from time to time, through an “at the market offering” program under which Wainwright will act as sales agent.”
LVSLAS VEGAS SANDS CORP
LAS VEGAS SANDS CORP entered into Indenture with U.S. Bank Trust Company, National Association valued at aggregate principal amount of $750 million of the Company’s 5.900% Senior Notes due 2027, $500 milli (effective 2024-05-16).
“On May 16, 2024, Las Vegas Sands Corp. (the “Company”) completed its previously announced underwritten public offering of an aggregate principal amount of $750 million of the Company’s 5.900% Senior Notes due 2027 (the “2027 Notes”), $500 million of the Company’s 6.000% Senior Notes due 2029 (the “2029 Notes”) and $500 million of the Company’s 6.200% Senior Notes due 2034”
STXSStereotaxis, Inc.
Stereotaxis, Inc. entered into Voting and Support Agreement with certain shareholders of Seller who collectively hold approximately 60% of the voting power of the Seller (the “APT Shareholders”).
“Contemporaneously with the execution of the Share Purchase Agreement, Stereotaxis and certain shareholders of Seller who collectively hold approximately 60% of the voting power of the Seller (the “APT Shareholders”) entered into a voting and support agreement (the “Voting and Support Agreement”).”
STXSStereotaxis, Inc.
Stereotaxis, Inc. entered into Share Purchase Agreement with APT Holding Company, Inc. (effective 2024-05-11).
“On May 11, 2024, Stereotaxis, Inc. (“Stereotaxis” or the “Company”) entered into a Share Purchase Agreement with APT Holding Company, Inc., a Minnesota corporation (the “Seller”), to acquire (the “Acquisition”) all of the equity interests of Access Point Technologies EP, Inc., a Minnesota corporation (“APT”).”
MYSZMy Size, Inc.
My Size, Inc. entered into Inducement Letter with a certain holder (the "Holder") valued at aggregate gross proceeds of approximately $3.26 million (effective 2024-05-16).
“On May 16, 2024, My Size, Inc. (the “Company”) entered into an inducement offer letter agreement (the “Inducement Letter”) with a certain holder (the “Holder”) of certain of the Company’s existing warrants”
NISSAN AUTO RECEIVABLES Co II LLC
NISSAN AUTO RECEIVABLES Co II LLC entered into Underwriting Agreement with Mizuho Securities USA LLC valued at $1,250,000,000 (effective 2024-05-14).
“On May 14, 2024, Nissan Auto Receivables Company II LLC (“NARC II”) and Nissan Motor Acceptance Company LLC (“NMAC”) entered into an Underwriting Agreement with Mizuho Securities USA LLC, on behalf of itself and as representative of the several underwriters (collectively, the “Underwriters”), for the issuance and sale of notes of Nissan Auto Receivables 2024-A Owner Trust”
CNH CAPITAL RECEIVABLES LLC
CNH CAPITAL RECEIVABLES LLC entered into Trust with Citigroup Global Markets Inc., BNP Paribas Securities Corp., J.P. Morgan Securities LLC and Santander US Capital Markets LLC valued at $162,000,000 of Class A-1 Asset Backed Notes, $167,500,000 of Class A-2a and $167,500,000 Class A-2b (effective 2024-05-20).
“On or about May 20, 2024, CNH Equipment Trust 2024-B (the “Trust”) will publicly issue $162,000,000 of Class A-1 Asset Backed Notes (the “Class A-1 Notes”), $167,500,000 of Class A-2a and $167,500,000 Class A-2b Asset Backed Notes (together, the “Class A-2 Notes”), $335,000,000 of Class A-3 Asset Backed Notes (the “Class A-3 Notes”), and $76,970,000 of Class A-4 Asset Backed Notes (the “Class A-4 Notes” and together with the Class A-1 Notes, the Class A-2 Notes, and the Class A-3 Notes, the “Notes”)”
WORLD OMNI AUTO RECEIVABLES LLC
WORLD OMNI AUTO RECEIVABLES LLC entered into Underwriting Agreement with TD Securities (USA) LLC, Barclays Capital Inc., BofA Securities, Inc. and Truist Securities, Inc. valued at $1,176,800,000 (effective 2024-05-14).
“On May 14, 2024, World Omni Financial Corp. (“World Omni”) and World Omni Auto Receivables LLC (the “Depositor”) entered into an Underwriting Agreement with TD Securities (USA) LLC, Barclays Capital Inc., BofA Securities, Inc. and Truist Securities, Inc., on behalf of themselves and as representatives of the several underwriters (collectively, the “Underwriters”), whereby each of the Underwriters has severally agreed to purchase $1,176,800,000 aggregate principal balance of various classes of Asset-Backed Notes to be issued by World Omni Auto Receivables Trust 2024-B”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.