Ascent Solar enters ATM equity offering for up to $4.2M with H.C. Wainwright

Ascent Solar Technologies, Inc.

ATM agreement allows sale of up to $4,219,000 of common stock from time to time.
H.C. Wainwright receives 3.0% commission on gross proceeds as sales agent.
Sales will be made under existing effective shelf registration statement (File No. 333-267971).
Offering terminates upon sale of full amount or earlier by either party.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Ascent Solar Technologies, Inc. entered into ATM Agreement with H.C. Wainwright & Co., LLC valued at up to $4,219,000 (effective 2024-05-16).

Action: entry
Agreement: atm program
Counterparty: H.C. Wainwright & Co., LLC
Value: up to $4,219,000
Effective: 2024-05-16

Exact text from the filing

On May 16, 2024, Ascent Solar Technologies, Inc., a Delaware corporation (“we,” “us,” the “Company” or “Ascent”), entered into an At The Market Offering Agreement (the “ATM Agreement”) with H.C. Wainwright & Co., LLC, as sales agent (“Wainwright”), to sell shares of its common stock, par value $0.0001 per share (the “Shares”), having an aggregate sales price of up to $4,219,000, from time to time, through an “at the market offering” program under which Wainwright will act as sales agent.

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Source: SEC EDGAR

accession 0001079973-24-000764

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