Material Agreements

Aditxt, Inc. terminated Agreement and Plan of Merger with Evofem Biosciences, Inc. (effective 2024-04-26).

“On April 26, 2024, the Company received notice from Evofem that Evofem was exercising its right to terminate the Merger Agreement effective immediately as a result of the Company’s failure to provide the Initial Parent Equity Investment (as defined in the Merger Agreement, as amended).”

Velocity Financial, Inc. entered into Equity Distribution Agreements with BTIG, LLC and Virtu Americas LLC valued at up to $50,000,000 (effective 2024-05-03).

“On May 3, 2024, Velocity Financial, Inc. (the “Company”), entered into separate Equity Distribution Agreements (the “Equity Distribution Agreements”) by and between the Company, on the one hand, and each of BTIG, LLC and Virtu Americas LLC (each, a “Placement Agent” and collectively, the “Placement Agents”), on the other hand.”

Digital Brands Group, Inc. entered into Note with Target Capital 1 LLC valued at $250,000.00 (effective 2024-04-30).

“On April 30, 2024 (the “Issue Date”), Digital Brands Group, Inc., a Delaware corporation (the “Company”) issued a convertible promissory note in the original principal amount of $250,000.00 (the “Note”) to Target Capital 1 LLC, an Arizona limited liability company (the “Note Holder”)”

ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc. entered into Amended and Restated Advisory Agreement (2024) with Ares Commercial Real Estate Management LLC (effective 2024-04-30).

“the Company, the Operating Partnership and the Advisor renewed the 2023 Advisory Agreement on substantially the same terms through April 30, 2025, by entering into the Amended and Restated Advisory Agreement (2024) (the “2024 Advisory Agreement”), effective as of April 30, 2024.”

Talis Biomedical Corp amended Amendment to the Waiver Agreement with Baker Brothers Life Sciences L.P. and 667, L.P. valued at Extension of registration rights waiver through May 27, 2024 (effective 2024-04-29).

“On April 29, 2024, The Baker Funds agreed to extend this waiver through May 27, 2024 (the “Amendment to the Waiver Agreement”).”

Greenwave Technology Solutions, Inc. amended Amendment to Senior Secured Convertible Promissory Note with certain institutional investors as purchasers (the "Investors") (effective 2024-05-03).

“On May 3, 2024, the Company and the Investors entered into an Amendment to Senior Secured Convertible Promissory Note (the "Note Amendment"), pursuant to which the Senior Notes were amended to, among other things, amend (i) the conversion price of the Senior Notes to $0.05, subject to adjustment under certain circumstances described in the Senior Notes and (ii) certain of the conversion price adjustment mechanisms.”

Sunoco LP amended Waiver Letter and Second Amendment to the NuStar Credit Agreement with Wells Fargo Bank, National Association (effective 2024-05-03).

“On May 3, 2024, a Waiver Letter and Second Amendment to the NuStar Credit Agreement (as defined below) (the “ NuStar Waiver Letter ”), by Wells Fargo Bank, National Association and acknowledged and accepted by NuStar, NuStar Logistics, L.P., a Delaware limited partnership (“ NuStar Logistics ”), NuStar Pipeline Operating Partnership L.P., a Delaware limited partnership (“ NuPoP ”) and the lenders party thereto, was entered into.”

Sunoco LP amended Third Amended and Restated Credit Agreement with Bank of America, N.A., as administrative agent, swingline lender and an LC issuer; the lenders from time to time party thereto valued at $1.50 billion (effective 2024-05-03).

“Third Amended and Restated Credit Agreement among Sunoco, as borrower, the lenders from time to time party thereto and Bank of America, N.A., as administrative agent, swingline lender and an LC issuer (the “ Sunoco Credit Agreement ”), which amended and restated Sunoco’s existing revolving credit facility entered into on April 7, 2022, was entered into on May 3, 2024.”

TECOGEN INC. amended Agreement Regarding Assignment of Certain Maintenance Agreements with Aegis Energy Services LLC (effective 2024-05-01).

“Effective May 1, 2024 Tecogen Inc. (“Tecogen”) and Aegis Energy Services LLC (“Aegis”) amended the Agreement Regarding Assignment of Certain Maintenance Agreements dated as of March 15, 2023 by and between Tecogen and Aegis, as amended, to add to the agreements assigned to Tecogen by Aegis maintenance services agreements for thirty-one (31) cogeneration units (the “Second Amendment”).”

NIOCORP DEVELOPMENTS LTD amended SEPA with YA II PN, Ltd. ("Yorkville") (effective 2024-05-03).

“On May 3, 2024, in connection with the delisting of the Common Shares from the Toronto Stock Exchange (the “TSX”), the Company and Yorkville entered into an amendment to the SEPA (the “Amendment”)”

CEMTREX INC entered into Underwriting Agreement with Aegis Capital Corp. valued at aggregate gross proceeds to the Company were approximately $10,035,000 (effective 2024-05-01).

“On May 1, 2024, Cemtrex, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Aegis Capital Corp. (the “Underwriter”), in connection with a firm commitment underwritten public offering”

PALISADE BIO, INC. entered into Purchase Agreement with an institutional investor valued at approximately $4.0 million (effective 2024-05-01).

“On May 1, 2024, Palisade Bio, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with an institutional investor (the “Purchaser”), pursuant to which the Company agreed to sell and issue, in a private placement, (i) 85,100 shares (the “Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) and (ii) 530,142 prefunded warrants (the “Prefunded Warrants”) at a purchase price per Share or Prefunded Warrant of $6.5015 (less the applicable exercise price of each Prefunded Warrant purchased) (the “Offering”).”

Vanda Pharmaceuticals Inc. amended Amendment No. 1 with Equiniti Trust Company, LLC (effective 2024-05-03).

“On May 3, 2024, Vanda Pharmaceuticals Inc., a Delaware corporation (the “Company”), entered into Amendment No. 1 (the “Amendment”) to that certain Rights Agreement, dated as of April 17, 2024 (the “Rights Agreement”), by and between the Company and Equiniti Trust Company, LLC, a limited trust company organized under the laws of the State of New York, as rights agent.”

Ares Real Estate Income Trust Inc. amended Amended and Restated Advisory Agreement (2024) with Ares Commercial Real Estate Management LLC valued at Amended and Restated Advisory Agreement effective April 30, 2024 (effective 2024-04-30).

“Item 1.01 Entry into a Material Definitive Agreement. Amended and Restated Advisory Agreement (2024) Renewal of Advisory Agreement Ares Real Estate Income Trust Inc. (referred to herein as the “Company,” “we,” “our,” or “us”), AREIT Operating Partnership LP, the Company’s operating partnership (the “Operating Partnership”) and Ares Commercial Real Estate Management LLC, the Company’s advisor (the “Advisor”), previously entered into that certain Second Amended and Restated Advisory Agreement (2023), effective as of June 3, 2023 (the “2023 Advisory Agreement”). The term of the 2023 Advisory Agreement continued through April 30, 2024, subject to an unlimited number of successive one-year renewals. The Company, the Operating Partnership and the Advisor renewed the 2023 Advisory Agreement on substantially the same terms through April 30, 2025, by entering into the Amended and Restated Advisory Agreement (2024) (the “2024 Advisory Agreement”), effective as of April 30, 2024.”

bluebird bio, Inc. amended Loan and Security Agreement with Hercules Capital, Inc. valued at Amendment to Loan and Security Agreement to revise monthly financial reporting metrics and extend de (effective 2024-04-30).

“On April 30, 2024, bluebird bio, Inc. (the “Company”) entered into an amendment (the “Amendment”) to its Loan and Security Agreement (the “LSA”), dated as of March 15, 2024, by and among the Company, the several banks and other financial institutions or entities party thereto, as lenders (collectively, the “ Lenders”), and Hercules Capital, Inc., as administrative agent and collateral agent (the “Agent”).”

BOEING CO entered into Purchase Agreement with Citigroup Global Markets Inc., BofA Securities, Inc., J.P. Morgan Securities LLC, Wells Fargo Securities, LLC valued at $10,000,000,000 in aggregate principal amount of senior notes (effective 2024-04-29).

“On May 1, 2024, The Boeing Company (the “Company”) issued $10,000,000,000 in aggregate principal amount of senior notes consisting of (1) $1,000,000,000 in aggregate principal amount that bear interest at the rate of 6.259% per annum and will mature on May 1, 2027 (the “2027 Notes”), (2) $1,500,000,000 in aggregate principal amount that bear interest at the rate of 6.298% per annum and will mature on May 1, 2029 (the “2029 Notes”), (3) $1,000,000,000 in aggregate principal amount that bear interest at the rate of 6.388% per annum and will mature on May 1, 2031 (the “2031 Notes”), (4) $2,500,000,000 in aggregate principal amount that bear interest at the rate of 6.528% per annum and will mature on May 1, 2034 (the “2034 Notes”), (5) $2,500,000,000 in aggregate principal amount that bear interest at the rate of 6.858% per annum and will mature on May 1, 2054 (the “2054 Notes”) and (6) $1,500,000,000 in aggregate principal amount that bear interest at the rate of 7.008% per annum and will”

Unique Logistics International, Inc. entered into Share Sale and Purchase Agreement with Unique Logistics Holdings Limited valued at US$350,000 cash consideration plus assumption of US$1,800,000 indebtedness (total purchase price up (effective 2024-04-29).

“On April 29, 2024, Unique Logistics International, Inc. (the “Company”) entered into a Share Sale and Purchase agreement (the “Purchase Agreement”), by and between the Company and Unique Logistics Holdings Limited, a Hong Kong corporation (the “Seller”), providing for the acquisition by the Company of all of Seller’s share capital (the “Shares”) in Unique Logistics International (Sin) Pte Ltd. (“Unique Singapore”).”

Cineverse Corp. entered into Sales Agreement with A.G.P./Alliance Global Partners and The Benchmark Company, LLC valued at aggregate offering price of up to $15 million (effective 2024-05-03).

“On May 3, 2024, Cineverse Corp. (the “Company”) entered into a Sales Agreement (the “Sales Agreement”) with A.G.P./Alliance Global Partners and The Benchmark Company, LLC (collectively, the “Sales Agents”), pursuant to which the Company may offer and sell, from time to time, through the Sales Agents, shares of its Class A common stock, par value $0.001 per share (the “Common Stock”).”

Sonnet BioTherapeutics Holdings, Inc. entered into ChEF Purchase Agreement with Chardan Capital Markets LLC valued at $25,000,000 in aggregate gross purchase price (effective 2024-05-02).

“On May 2, 2024, Sonnet BioTherapeutics Holdings, Inc., a Delaware corporation (the “Company”) entered into a ChEF Purchase Agreement (the “Purchase Agreement”) and a Registration Rights Agreement (the “Registration Rights Agreement”), each with Chardan Capital Markets LLC (“Chardan”) related to a “ChEF,” Chardan’s committed equity facility (the “Facility”).”

CUMULUS MEDIA INC entered into New Credit Agreement with Bank of America, N.A. valued at $311.8 million aggregate principal amount of New Term Loans (effective 2024-05-02).

“In connection with the Term Loan Exchange Offer, certain other subsidiaries of the Company, Bank of America, N.A., as Administrative Agent, and the other banks and financial institutions party thereto as lenders entered into a new Term Loan Credit Agreement (the “New Credit Agreement”) providing for the New Term Loans, effectuated through the Term Loan Exchange Agreement (the “Exchange Amendment”), dated as of May 2, 2024, by and among the Issuer, certain other subsidiaries of the Company, Bank of America, N.A., as administrative agent, and the other banks and financial institutions party thereto as lenders.”

CUMULUS MEDIA INC entered into New Notes Indenture with U.S. Bank Trust Company, National Association valued at $308.8 million aggregate principal amount of 8.000% Senior Secured First-Lien Notes due 2029 (effective 2024-05-02).

“On May 2, 2024 (the “Issue Date”), Cumulus Media New Holdings Inc. (the “Issuer”), a wholly-owned subsidiary of Cumulus Media Inc. (the “Company”), consummated its previously announced exchange offer (the “Exchange Offer”) pursuant to which approximately $325.7 million aggregate principal amount of the Issuer’s 6.750% Senior Secured First-Lien Notes due 2026 (the “Old Notes”) were tendered for new 8.000% Senior Secured First-Lien Notes due 2029 (the “New Notes”) issued by the Issuer.”

PIONEER NATURAL RESOURCES CO terminated Credit Agreement with Wells Fargo Bank, N.A., as administrative agent, and other lenders (effective 2024-05-03).

“on May 3, 2024, Pioneer terminated all outstanding lender commitments, including commitments of the lenders to issue letters of credit, under that certain Credit Agreement, dated as of October 24, 2018, by and among Pioneer, as borrower, Wells Fargo Bank, N.A., as administrative agent, and the other agents and lenders party thereto from time to time”

PIONEER NATURAL RESOURCES CO amended First Supplemental Indenture with ExxonMobil and Computershare Trust Company, N.A. (effective 2024-05-03).

“On May 3, 2024, Pioneer, ExxonMobil and Computershare Trust Company, N.A. (successor to Wells Fargo Bank, National Association), as trustee, entered into the First Supplemental Indenture to that certain Indenture (the “ Indenture ”), dated as of May 14, 2020”

NovAccess Global Inc. entered into securities purchase agreement with AJB Capital Investments, LLC (effective 2024-04-29).

“On April 29, 2024, NovAccess Global Inc. (“NovAccess” or the “company”) entered into a securities purchase agreement (the “SPA”) with AJB Capital Investments, LLC (“AJB”) and issued a promissory note in the principal amount of $26,500 (the “note”) to AJB pursuant to the SPA.”

SEELOS THERAPEUTICS, INC. amended Amendment No. 6 to Convertible Promissory Note with Lind Global Asset Management V, LLC (effective 2024-05-01).

“Effective May 1, 2024, Seelos Therapeutics, Inc. (the “Company”) and Lind Global Asset Management V, LLC (together with its successors and representatives, the “Holder”) entered into an Amendment No. 6 to Convertible Promissory Note (the “Amendment”), which amended that certain Convertible Promissory Note No. 1 in the initial principal amount of $22,000,000, issued by the Company to the Holder on November 23, 2021, as amended on December 10, 2021, February 8, 2023, May 19, 2023, September 30, 2023 and March 27, 2024 (as so amended, the “Note”).”

Golden Minerals Co entered into Sale Agreements with a privately held Mexican company valued at $5.5 million in cash (effective 2024-04-29).

“two of Golden Minerals Company’s Mexico subsidiaries, Minera William S.A. de C.V. (“Minera William”) and Mineral Labri S.A. de C.V. (“Minera Labri”), entered into certain asset purchase and sale agreements (the “Sale Agreements”) with a privately held Mexican company (the “Buyer”)”

EMCORE CORP entered into Assignment Agreement with Wingspire Capital LLC, HCP-FVU, LLC, HCP Fund V-FVU, LLC, Bessel Holdings LLC (effective 2024-04-29).

“On April 29, 2024, Wingspire Capital LLC (“ Wingspire ”) as lender (the “ Prior Lender ”) under the Credit Agreement, dated August 9, 2022, by and among the Company, EMCORE Space & Navigation Corporation and EMCORE Chicago Inertial Corporation (individually and collectively referred to as the “ Borrowers ”), the Lenders from time to time party thereto and Wingspire, as Agent (the “ Prior Agent ”), as amended by the First Amendment to Credit Agreement, dated October 25, 2022, by and among the Borrower, the Lenders party thereto and Agent (the “ First Amendment ”) (as further amended, supplemented, amended and restated or otherwise modified and in effect from time to time, the “ Credit Agreement ”) and HCP-FVU, LLC, HCP Fund V-FVU, LLC and Bessel Holdings LLC (each an affiliate of Hale Capital Management, L.P. and collectively, “ Hale ” or “ New Lenders ”) and HCP-FVU, LLC as administrative agent for New Lenders, have entered into that certain Assignment Agreement dated as of April 29, 2”

EMCORE CORP entered into Asset Purchase Agreement with HieFo Corporation valued at $2.92 million in cash (effective 2024-04-30).

“EMCORE Corporation (the " Company ") entered into an Asset Purchase Agreement (the " Purchase Agreement "), by and among the Company and HieFo Corporation, a Delaware corporation (the " Buyer "), pursuant to which the Company agreed to transfer to the Buyer substantially all of the assets primarily related to the Company’s non-core discontinued Chips business line”

CEDAR FAIR L P entered into New Credit Agreement with the lenders party thereto and Wells Fargo Bank, National Association, as administrative agent and collateral agent valued at $1.0 billion senior secured term loan B and $300.0 million revolving credit facility (effective 2024-05-01).

“On May 1, 2024, Cedar Fair, L.P. (“Cedar Fair”) entered into a credit agreement, dated as of May 1, 2024 (the “New Credit Agreement”), by and among Cedar Fair, Canada’s Wonderland Company (“Canada’s Wonderland”) and Millennium Operations LLC (“Millennium Operations”, and, collectively with Cedar Fair and Canada’s Wonderland, the “Borrowers”), the other subsidiary borrowers party thereto, the guarantors party thereto, the lenders party thereto and Wells Fargo Bank, National Association, as administrative agent and collateral agent.”

FULTON FINANCIAL CORP entered into Purchase and Assumption Agreement – Whole Bank, All Deposits with Federal Deposit Insurance Corporation (FDIC), as receiver for Republic Bank valued at approximately $6 billion (effective 2024-04-26).

“As previously disclosed, effective April 26, 2024, Fulton Bank, National Association (“ Fulton Bank ”), a national bank and wholly owned subsidiary of Fulton Financial Corporation, acquired substantially all of the assets and assumed substantially all of the deposits and certain liabilities of Republic First Bank, doing business as Republic Bank (“ Republic Bank ”) from the Federal Deposit Insurance Corporation (the “ FDIC ”), as receiver for Republic Bank (the “ Acquisition ”), pursuant to the terms of the Purchase and Assumption Agreement – Whole Bank, All Deposits entered into by Fulton Bank and the FDIC on April 26, 2024 (the “ Agreement ”).”

Six Flags Entertainment Corp/OLD entered into Indenture with U.S. Bank Trust Company, National Association valued at $850.0 million (effective 2024-05-02).

“The Notes were issued pursuant to an indenture, dated as of May 2, 2024 (the “Indenture”), among Six Flags, SFTP, each of the guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee and collateral agent.”

INTERGROUP CORP entered into Mezz Forbearance Agreement with CRED REIT HOLDCO LLC (effective 2024-04-29).

“On April 29, 2024, CRED REIT HOLDCO LLC (“Mezz Lender”) entered into a Forbearance Agreement (the “Mezz Forbearance Agreement”), all capitalized terms in this paragraph are used as defined in the Mezz Forbearance Agreement with Justice Mezzanine Company, LLC (“Justice Mezz”), an indirect subsidiary of Portsmouth Square, Inc. (“Portsmouth”).”

INTERGROUP CORP entered into Mortgage Loan Forbearance Agreement with U.S. Bank National Association and other lenders (effective 2024-04-29).

“On April 29, 2024, U.S. Bank National Association and other lenders (“Lender”) entered into a Forbearance Agreement (the “Mortgage Loan Forbearance Agreement”), all capitalized terms are used in this paragraph as defined in this agreement with Justice Operating Company, LLC (“Justice”), a subsidiary of the Portsmouth Square, Inc. (“Portsmouth”), a subsidiary of The InterGroup Corporation.”

HPS Corporate Capital Solutions Fund amended Commitment Increase Agreement with certain new lenders, JPMorgan Chase Bank, N.A., as administrative agent and issuing bank, and Sumitomo Mitsui Banking Corporation, as issuing bank valued at from $500,000,000 to $575,000,000 (effective 2024-05-01).

“On May 1, 2024, HPS Corporate Capital Solutions Fund (the “ Fund ”) entered into a Commitment Increase Agreement (the “ Commitment Increase Agreement ”) among the Fund, certain new lenders, JPMorgan Chase Bank, N.A., as administrative agent and issuing bank, and Sumitomo Mitsui Banking Corporation, as issuing bank, pursuant to the Fund’s Senior Secured Revolving Credit Agreement”

DevvStream Corp. amended Amendment No. 1 to the Initial Business Combination Agreement with Focus Impact Acquisition Corp., Focus Impact Amalco Sub Ltd., DevvStream Holdings Inc. (effective 2024-05-01).

“On May 1, 2024, FIAC, Amalco Sub and DevvStream entered into Amendment No. 1 to the Initial Business Combination Agreement (the “ First Amendment ”), which amends the Initial Business Combination Agreement”

Tristar Acquisition I Corp. amended Amended Lock-Up Agreements with two shareholders of Helport (effective 2024-04-26).

“On April 26, 2024, Tristar entered into lock-up agreements (the “ Amended Lock-Up Agreements ”) with two shareholders of Helport (the “ Helport Investors ”), pursuant to which the Helport Investors agreed not to execute a Prohibited Transfer during the Lock-Up Period, provided, however, (i) each Helport Investor would be permitted to transfer the Lock-Up Securities during the Lock-Up Period to certain other shareholders of Helport, subject to certain trading volume limitations, and (ii) if each Holder made a credit facility available to Helport of at least $2,000,000 and $4,000,000, respectively, the Lock-Up Securities would be subject to early release upon the twelve-month anniversary of the Closing.”

Context Therapeutics Inc. entered into Purchase Agreement with the purchasers named therein valued at approximately $100 million (effective 2024-05-01).

“On May 1, 2024, Context Therapeutics Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with the purchasers named therein (the “Purchasers”), for the private placement (the “Private Placement”) of (i) 59,032,259 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), at a purchase price of $1.55 per Share, and (ii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase 5,482,741 shares of Common Stock (the “Warrant Shares” and together with the Shares and the Pre-Funded Warrants, the “Securities”), at a purchase price of $1.549 per Pre-Funded Warrant.”

SunPower Inc. entered into common stock purchase agreement with Kline Hill Partners Fund LP, Kline Hill Partners IV SPV LLC, and Kline Hill Partners Opportunity IV SPV LLC (together "Kline Hill") (effective 2024-05-01).

“On May 1, 2024, Complete Solaria, Inc. (the “Company”) entered into a common stock purchase agreement (the “Agreement”) with Kline Hill Partners Fund LP, Kline Hill Partners IV SPV LLC, and Kline Hill Partners Opportunity IV SPV LLC (together “Kline Hill”) providing for (a) the cancellation of all indebtedness owed to Kline Hill by the Company, termination of all debt instruments by and between the Company and Kline Hill, and the satisfaction of all obligations owed to Kline Hill by the Company under the terminated debt instruments, (b) the issuance of 9,800,000 shares of the Company’s Common Stock (the “Shares”) to Kline Hill, (c) the issuance of warrants (the “Warrants” and the shares issuable therefrom, the “Warrant Shares”) to Kline Hill to purchase up to 3,700,000 shares of the Company’s common stock, with an exercise price per share of $0.62 (the closing price per share of the Company’s common stock as reported on the Nasdaq Capital Market of the date of the Agreement), and (d) a”

Franklin BSP Capital Corp entered into Purchase Agreement with Franklin BSP Capital Adviser L.L.C., Benefit Street Partners L.L.C., J.P. Morgan Securities LLC, BofA Securities, Inc., SMBC Nikko Securities America, Inc. and Wells Fargo Securities, LLC, as representatives of the several initial purchasers named in Schedule A thereto valued at $300 million aggregate principal amount (effective 2024-04-29).

“On April 29, 2024, Franklin BSP Capital Corporation (the “Company”) entered into a purchase agreement (the “Purchase Agreement”) by and among the Company, Franklin BSP Capital Adviser L.L.C. (the “Adviser”), Benefit Street Partners L.L.C. and J.P. Morgan Securities LLC, BofA Securities, Inc., SMBC Nikko Securities America, Inc. and Wells Fargo Securities, LLC, as representatives of the several initial purchasers named in Schedule A thereto (the “Initial Purchasers”), in connection with the issuance and sale of $300 million aggregate principal amount of the Company’s 7.200% Notes due 2029 (the “Notes”) in a private offering to qualified institutional buyers in accordance with Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”), and to non-U.S. persons in transactions outside the United States in reliance on Regulation S under the Securities Act.”

CONX Corp. entered into Seller Lease Agreement with Seller valued at Sale-leaseback agreement for Property (effective 2024-05-02).

“In connection with the closing of the Transaction, the Company and Seller have entered into a sale-leaseback agreement (the "Seller Lease Agreement"), pursuant to which Seller will lease back the Property from the Company.”

CONX Corp. amended Amendment No. 1 to the Purchase Agreement with Seller valued at Amendment to Purchase Agreement to modify maintenance responsibilities in Seller Lease Agreement (effective 2024-05-02).

“In connection with the closing of the Transaction, the Company and Seller entered into Amendment No. 1 to the Purchase Agreement ("Amendment No. 1"), to amend the form of Seller Lease Agreement (as defined below) to provide that the Company assumes responsibility for maintenance and repair with respect to roof, shell, core and systems of the Property and all other responsibilities (such as general maintenance and repair) are assumed by Seller.”

HeartBeam, Inc. terminated AGP Sales Agreement with A.G.P./Alliance Global Partners (effective 2024-05-01).

“In order to proceed with the PV Sales Agreement, at its sole discretion, on May 1, 2024 the Company terminated its prior Sales Agreement (the “AGP Sales Agreement”) with A.G.P./Alliance Global Partners, as sales agent (“AGP”), having provided AGP with 5 days’ written notice to terminate, in accordance with Section 11(b) of the AGP Sales Agreement.”

HeartBeam, Inc. entered into PV Sales Agreement with Public Ventures, LLC valued at $17,000,000 (effective 2024-05-02).

“On May 2, 2024, HeartBeam, Inc. (the “Company”) entered into a Sales Agreement (the “PV Sales Agreement”) with Public Ventures, LLC, as sales agent (“Public Ventures”), pursuant to which the Company may offer and sell (the “Offering”), from time to time, at its option, through or to Public Ventures, up to an aggregate of approximately $17,000,000 of shares of the Company’s common stock, $0.0001 par value per share (the “Shares”).”

Greenbrook TMS Inc. amended Amendment with Madryn Fund Administration, LLC valued at US$2,802,030 (effective 2024-05-01).

“On May 1, 2024, the Company entered into the thirty-first amendment (the “ Amendment ”) to the Company’s credit agreement, dated as of July 14, 2022 (as previously amended and as amended by the Amendment, the “ Credit Agreement ”), by and among the Company, certain of its subsidiaries party thereto as guarantors, Madryn Fund Administration, LLC, as administrative agent (“ Madryn ”) and the lenders party thereto.”

Doma Holdings, Inc. amended Sixth Amendment to Loan and Security Agreement with the lenders party thereto and HSCM (effective 2024-04-30).

“Concurrently with the entry into the Senior Term Facility, States Title and certain of its subsidiaries, the lenders party thereto and HSCM entered into a Sixth Amendment to Loan and Security Agreement (the “Sixth Amendment”), pursuant to which, among other things, HSCM and the lenders party thereto consented to the terms of the Senior Loan Agreement and implemented certain other changes to align with the terms of the Subordination Agreement.”

Doma Holdings, Inc. entered into Senior Loan and Security Agreement with the lenders party thereto and Alter Domus (US) LLC as administrative agent and collateral agent valued at $22.5 million senior secured delayed draw term loan facility (effective 2024-04-30).

“On April 30, 2024, pursuant to the Topco Commitment Letter, States Title and certain of its subsidiaries entered into a Senior Loan and Security Agreement (the “Senior Loan Agreement”) with the lenders party thereto and Alter Domus (US) LLC as administrative agent and collateral agent.”

MUSTANG BIO, INC. amended Warrant Amendment Agreement with the Investor (effective 2024-04-29).

“onnection with the Offering, the Company also entered into a warrant amendment agreement (the “Warrant Amendment Agreement”) with the Investor.”

MUSTANG BIO, INC. entered into Purchase Agreement with a certain institutional investor (effective 2024-04-29).

“the Company entered into a securities purchase agreement (the “Purchase Agreement”) with a certain institutional investor (the “Investor”).”

US Foods Holding Corp. amended the Amendment with Wells Fargo Bank, National Association (effective 2024-04-30).

“US Foods, Inc. (“US Foods”) entered into an amendment (the “Amendment”) to its existing ABL Credit Agreement, dated as of May 31, 2019, as amended, restated, modified or supplemented from time to time, by and among US Foods, the other Loan Parties (defined in the ABL Agreement), each lender and issuing lender from time to time party thereto, and Wells Fargo Bank, National Association, as administrative agent and collateral agent (the “ABL Agreement”).”

KBS Growth & Income REIT, Inc. amended Advisory Agreement with KBS Capital Advisors LLC (effective 2024-04-28).

“On April 28, 2024, KBS Growth & Income REIT, Inc., (the “Company”), renewed the advisory agreement with KBS Capital Advisors LLC (the “Advisor”).”