Material Agreements

ZEVRA THERAPEUTICS, INC. entered into Credit Agreement with HCR Stafford Fund II, L.P., HCR Potomac Fund II, L.P., and Perceptive Credit Holdings IV, LP as lenders valued at $100.0 million (effective 2024-04-05).

“On April 5, 2024 (the "Closing Date"), Zevra Therapeutics, Inc., a Delaware corporation ("Zevra" or the "Company"), as the borrower, entered into a credit agreement (the "Credit Agreement") among the Company, Acer Therapeutics, Inc., a Delaware corporation ("Acer"), Epyon Therapeutics, Inc., a Delaware corporation ("Epyon"), and Zevra Denmark A/S, a public limited liability company organized under the laws of Denmark (together with Acer and Epyon, collectively, the "Guarantors"), HCR Stafford Fund II, L.P., HCR Potomac Fund II, L.P., and Perceptive Credit Holdings IV, LP as lenders (collectively, the "Lenders"), and Alter Domus (US) LLC, as administrative agent (the "Administrative Agent").”

Healthier Choices Management Corp. amended Second Amendment to the Securities Purchase Agreement with five institutional investors (effective 2023-12-01).

“On May 15 th , the parties to the SPA entered into Second Amendment to the Securities Purchase Agreement, pursuant to which the Company and such parties agreed to: (1) extend the time period for the Conversion Payment eligibility to December 1, 2023, (2) amend the Certificate of Designation as set forth in”

Healthier Choices Management Corp. amended First Amendment to Securities Purchase Agreement with five institutional investors (effective 2023-03-02).

“On March 2, 2023, the parties to the SPA entered into First Amendment to Securities Purchase Agreement, pursuant to which the Company agreed to pay each Purchaser ten percent (10%) of the Stated Value (the “Conversion Payment”) of the Preferred Stock upon conversion of such Preferred Stock into common stock prior to the record date for the Spin Off.”

Healthier Choices Management Corp. entered into Securities Purchase Agreement with five institutional investors valued at $13,250,000 (effective 2022-08-18).

“On August 18, 2022, Healthier Choices Management Corp. (the “Company” or “HCMC”) entered into a Securities Purchase Agreement (the “SPA”), pursuant to which the Company sold and issued 14,722.075 shares of its Series E Redeemable Convertible Preferred Stock (the “Preferred Stock”) to five institutional investors (the “Purchasers”) for an aggregate subscription price of $13,250,000 (the “Offering”).”

IMMUCELL CORP /DE/ amended First Amendment to Economic Recovery Loan Program Loan Agreement with Finance Authority of Maine valued at amends the FAME Loan Agreement to remove any restrictions on the Company’s ability to issue equity s (effective 2024-04-08).

“In connection with entering into the Sales Agreement, on April 8, 2024, the Company entered into an amendment (the "First Amendment") to the Company's Economic Recovery Loan Program Loan Agreement, by and between the Company and the Finance Authority of Maine dated July 17, 2023 (the "FAME Loan Agreement").”

IMMUCELL CORP /DE/ entered into At The Market Offering Agreement with Craig-Hallum Capital Group LLC valued at up to $11,000,000 of shares of common stock (effective 2024-04-09).

“On April 9, 2024, ImmuCell Corporation (the “Company”) entered into an At The Market Offering Agreement (the “Sales Agreement”) with Craig-Hallum Capital Group LLC (the “Sales Agent”), pursuant to which the Company may offer and sell, from time to time, through the Sales Agent, up to $11,000,000 of shares of its common stock, par value $0.10 per share (the “Common Stock”).”

PAR PACIFIC HOLDINGS, INC. amended Amendment No. 1 to Term Loan Credit Agreement with Wells Fargo Bank, National Association, as administrative agent, and the lenders party thereto (effective 2024-04-08).

“On April 8, 2024, Par Pacific Holdings, Inc., a Delaware corporation (the “ Company ”), Par Petroleum, LLC, a Delaware limited liability company (“ Par LLC ”), Par Petroleum Finance Corp., a Delaware corporation (“ Finance Corp. ”), and the guarantors party thereto entered into that certain Amendment No. 1 to Term Loan Credit Agreement, dated as of April 8, 2024 (the “ Amendment ”), with Wells Fargo Bank, National Association, as administrative agent (in such capacity, the “ Term Loan Agent ”), and the lenders party thereto.”

Clearfield, Inc. entered into Lease Agreement with Prisma Shelter, S. de R.L. de C.V. and Banco Actinver, S.A., Institución de Banca Múltiple, Grupo Financiero Actinver, solely in its capacity as Trustee of Trust No. 3218 valued at monthly base rental payments of $168,786.19 (effective 2024-04-01).

“On April 4, 2024, Clearfield, Inc. (the “Company”) entered into a Lease Agreement (the “Lease”) with Prisma Shelter, S. de R.L. de C.V. (the “Tenant”) and Banco Actinver, S.A., Institución de Banca Múltiple, Grupo Financiero Actinver, solely in its capacity as Trustee of Trust No. 3218 (the “Landlord”) for an approximately 318,000 square foot manufacturing facility in Tijuana, Mexico (the “Facility”).”

MGM Resorts International entered into Indenture for 6.500% Senior Notes due 2032 with U.S. Bank Trust Company, National Association valued at $750,000,000 in aggregate principal amount of 6.500% Senior Notes due 2032 (effective 2024-04-09).

“On April 9, 2024, MGM Resorts International (the “Company”) issued $750,000,000 in aggregate principal amount of its 6.500% Senior Notes due 2032 (the “Notes”).”

Inrad Optics, Inc. entered into Agreement and Plan of Merger with Luxium Solutions, LLC and Indigo Merger Sub, Inc. (effective 2024-04-08).

“On April 8, 2024, Inrad Optics, Inc., a New Jersey corporation (" Inrad " or the " Company "), entered into an Agreement and Plan of Merger (the " Merger Agreement ") with Luxium Solutions, LLC, a Delaware limited liability company (" Parent "), and Indigo Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Parent (" Merger Sub "), providing for the acquisition of the Company by Parent.”

COMSTOCK RESOURCES INC entered into Indenture with Equiniti Trust Company, LLC valued at $400.0 million aggregate principal amount (effective 2024-04-09).

“On April 9, 2024, Comstock Resources, Inc. (the "Company") issued $400.0 million aggregate principal amount of its 6.75% senior notes due 2029 (the "Notes") in a private placement offering pursuant to an Indenture, dated as of April 9, 2024 (the "Indenture"), by and among the Company, certain subsidiaries of the Company named therein and Equiniti Trust Company, LLC, as trustee.”

RenX Enterprises Corp. entered into 2nd Lien Loan Agreement with LV Peninsula Holding, LLC valued at $1,000,000 (effective 2024-04-03).

“pursuant to a loan agreement dated April 3, 2024 (the “2nd Lien Loan Agreement”), LV Holding issued a promissory note, in the principal amount of $1,000,000 (the “2 nd Lien Note”), secured by a revised Deed of Trust and Security Agreement”

RenX Enterprises Corp. amended Extension Agreement with LV Peninsula Holding, LLC valued at $5,000,000 (effective 2024-04-01).

“On April 3, 2024, LV Peninsula Holding, LLC (“LV Holding”), a Texas limited liability company and wholly owned affiliate of Safe and Green Development Corporation (the “Company”), entered into a Modification and Extension Agreement, effective as of April 1, 2024 (the “Extension Agreement”), to extend to April 1, 2025 the maturity date of the promissory note, in the principal amount of $5,000,000 (the “LV Note”), issued by LV Holding pursuant to a Loan Agreement, dated March 30, 2023.”

ASP Isotopes Inc. entered into Inducement Agreement with a certain holder (the "Holder") of warrants to purchase shares of the Company’s common stock valued at aggregate gross proceeds of approximately $5.5 million (effective 2024-04-09).

“On April 9, 2024, ASP Isotopes Inc. (the “Company”) entered into a warrant inducement agreement (the “Inducement Agreement”) with a certain holder (the “Holder”) of warrants to purchase shares of the Company’s common stock”

TRANS GLOBAL GROUP, INC. entered into Securities Exchange Agreement with Sino Energy Allin Capital (HK) Limited valued at $1,500,000 (0.0015 per share).

“On Mar 15, 2024, Trans Global Group Inc, a Delaware corporation (the “company”) entered into a Securities Exchange Agreement (the “Agreement”) with Sino Energy Allin Capital (HK) Limited, a Hong Kong Investment Company.”

ESAB Corp entered into Indenture with U.S. Bank Trust Company, National Association valued at $700 million (effective 2024-04-09).

“On April 9, 2024, ESAB Corporation, a Delaware corporation (the “Company”), issued $700 million in aggregate principal amount of 6.25% senior notes due 2029 (the “Notes”). The Notes were issued pursuant to an indenture, dated as of April 9, 2024 (the “Indenture”), by and among the Company, the Guarantors (as defined below) and U.S. Bank Trust Company, National Association (the “Trustee”).”

Blue Owl Technology Income Corp. amended First Credit Facility Amendment with Citibank, N.A. (effective 2024-04-08).

“On April 8, 2024, Tech Income Funding II LLC (“Tech Income Funding II”), a wholly-owned subsidiary of Blue Owl Technology Income Corp., (the “Company”), entered into Amendment No. 1 (the “First Credit Facility Amendment”) to its senior secured revolving credit facility (the “Secured Credit Facility”), dated May 31, 2023, by and among Tech Income Funding II LLC, as Borrower, the Company, as collateral manager and equityholder, the lenders from time to time parties thereto, Citibank, N.A., as administrative agent, Alter Domus (US) LLC, as custodian, and State Street Bank and Trust Company, as collateral agent and collateral administrator.”

IX Acquisition Corp. entered into Subscription Agreements with accredited investors valued at $35,000,000 at $11.50 per share (PIPE Investment) (effective 2024-03-29).

“Concurrently with the execution of the Merger Agreement, Parent and the Company entered into subscription agreements (the “ Subscription Agreements ”) with certain accredited investors providing for investments in Parent Common Stock in a private placement for an aggregate cash amount of $35,000,000 at $11.50 per share of Parent Common Stock (the “ PIPE Investment ”).”

IX Acquisition Corp. entered into Merger Agreement with AERKOMM Inc. valued at Merger; Aggregate Merger Consideration based on $400,000,000 enterprise value, $35,000,000 PIPE at $ (effective 2024-03-29).

“On March 29, 2024, Parent, a Cayman Islands exempted company (which will de-register from the Register of Companies in the Cayman Islands by way of continuation out of the Cayman Islands and into the State of Delaware so as to migrate to and domesticate as a Delaware corporation prior to the Closing Date (as defined below), entered into a Merger Agreement, by and among Parent, AKOM Merger Sub Inc., a Nevada corporation and a wholly owned subsidiary of Parent (“ Merger Sub ”), and AERKOMM Inc., a Nevada corporation (the “ Company ”) (as it may be amended and/or restated from time to time, the “ Merger Agreement ”).”

SMART FOR LIFE, INC. entered into Purchase Agreement with Purely Optimal Nutrition Inc., Tan Enterprises, Inc., Availiant Holdings Corporation, Dannel Tan, Jason Kwan and Timur Kim valued at $11,965,966.10 (effective 2024-04-03).

“On April 3, 2024, Smart for Life, Inc. (the “ Company ”) entered into a securities purchase agreement (the “ Purchase Agreement ”) with Purely Optimal Nutrition Inc. (“ Purely Optimal ”) and Tan Enterprises, Inc., Availiant Holdings Corporation, Dannel Tan, Jason Kwan and Timur Kim (the “ Sellers ”) pursuant to which the Company agreed to acquire all of the issued and outstanding membership interests of Purely Optimal, a health supplement brand, from the Sellers for an aggregate purchase price of $11,965,966.10”

Maquia Capital Acquisition Corp amended Amendment No. 3 to the Business Combination Agreement with Immersed Inc. valued at Extends Outside Date to May 7, 2024; increases Available Cash to $13,400,000 (effective 2024-04-05).

“On April 5, 2024, Maquia, the Company and Merger Sub entered into Amendment No. 3 to the Business Combination Agreement (the " Amended BCA ") to amend the following term: Outside Date Extension.”

iPower Inc. entered into Settlement Agreement with Boustead Securities, LLC valued at $1.3 million (effective 2024-04-03).

“Davidson”), entered into a settlement agreement and mutual release (the “Settlement Agreement”) with Boustead Securities, LLC (“BSL”) and its current and former employees, officers, directors, partners, agents and affiliates,”

Leslie's, Inc. amended Amendment No. 7 with Bank of America, N.A. and U.S. Bank National Association (effective 2024-04-03).

“On April 3, 2024, Leslie’s Poolmart, Inc., Leslie’s, Inc., and the subsidiary borrowers named therein (collectively, the “Company”), Bank of America, N.A., as administrative agent, and U.S. Bank National Association, as co-collateral agent, entered into an Amendment No. 7 (“Amendment No. 7”) to the Company’s Credit Agreement dated October 16, 2012”

Clene Inc. entered into Subaward with Colombia University valued at up to $7.3 million (effective 2024-04-03).

“On April 3, 2024, the Company entered into a grant subaward agreement (the “Subaward”) with Colombia pursuant to the NIH Grant.”

Apartment Income REIT Corp. entered into Agreement and Plan of Merger with Apex Purchaser LLC, Aries Purchaser LLC, Astro Purchaser LLC, and Astro Merger Sub, Inc. (affiliates of Blackstone Real Estate Partners X L.P.) valued at Common Stock Merger Consideration: $39.12 per share; Preferred Stock Redemption: $100,000 per share (effective 2024-04-07).

“On April 7, 2024, Apartment Income REIT Corp., a Maryland corporation (the “ Company ”), Apex Purchaser LLC, a Delaware limited liability company (“ Buyer 1 ”), Aries Purchaser LLC, a Delaware limited liability company (“ Buyer 2 ”), Astro Purchaser LLC, a Delaware limited liability company (“ Buyer 3 ” and, together with Buyer 1 and Buyer 2, collectively, “ Parent ”), and Astro Merger Sub, Inc., a Maryland corporation and a wholly owned subsidiary of Parent (“ Merger Sub ” and, together with Parent, the “ Parent Parties ”) entered into an Agreement and Plan of Merger (the “ Merger Agreement ”).”

NEXTNRG, INC. entered into Note with NextNRG Holding Corp. (formerly Next Charging, LLC) valued at $165,000 (effective 2024-04-02).

“On April 2, 2024, EzFill Holdings, Inc. (the “Company”) and NextNRG Holding Corp. (formerly Next Charging, LLC) (“Next”) entered into a promissory note (the “Note”) for the sum of $165,000 (the “Loan”)”

Vistra Corp. entered into Joinder Agreement to Master Framework Agreement with MUFG Bank, Ltd. valued at No monetary value specified (effective 2024-04-08).

“On April 8, 2024, Energy Harbor, together with TXU Retail, as seller party agent, Vistra Operations, as guarantor, and MUFG Bank, Ltd. (“MUFG”), as buyer, entered into a Joinder Agreement (the “Joinder Agreement”), whereby Energy Harbor (i) became party to that certain Master Framework Agreement, dated as of October 9, 2020 (as amended, supplemented or otherwise modified from time to time, the “Framework Agreement”), by and among TXU Retail, Dynegy, Dynegy East, Ambit, Trieagle, Value Brands and MUFG and (ii) granted MUFG a security interest in the Subordinated Note to secure its obligations under the Framework Agreement.”

Vistra Corp. amended Purchase and Sale Agreement Amendment with TXU Retail, Dynegy, Dynegy East, Ambit, Trieagle, Value Brands, Energy Harbor valued at No monetary value specified (effective 2024-04-08).

“TXU Receivables, TXU Retail, Dynegy Energy Services, LLC (“Dynegy”), Dynegy Energy Services (East), LLC (“Dynegy East”), Ambit Texas, LLC (“Ambit”), Trieagle Energy LP (“Trieagle”), Value Based Brands, LLC (“Value Brands”) and Energy Harbor entered into an amendment (the “PSA Amendment” and together with the RPA Amendment, the “Receivable Amendments”) to the Purchase and Sale Agreement, dated as of August 21, 2018 (as amended, supplemented or otherwise modified from time to time, the “PSA”), among TXU Receivables, TXU Retail and certain originators named therein.”

Vistra Corp. amended Receivables Purchase Agreement Amendment with Credit Agricole Corporate and Investment Bank valued at Increased from $750 million to $1,000 million (effective 2024-04-08).

“On April 8, 2024, TXU Energy Retail Company LLC (“TXU Retail”), TXU Energy Receivables Company LLC (“TXU Receivables”), a wholly owned subsidiary of TXU Retail, and Vistra Operations Company LLC (“Vistra Operations”), each of which are indirect, wholly owned subsidiaries of Vistra Corp., entered into an amendment (the “RPA Amendment”) to the Receivables Purchase Agreement dated as of August 21, 2018 (as amended, supplemented or otherwise modified from time to time, the “RPA”) among TXU Receivables, as seller, TXU Retail, as servicer, Vistra Operations, as performance guarantor, certain purchaser agents and purchasers named therein and Credit Agricole Corporate and Investment Bank (“Credit Agricole”), as administrator. The RPA Amendment amends certain provisions of the RPA to increase the aggregate commitment of the committed purchasers from $750 million to $1,000 million for the remaining term of the RPA.”

HYPERION DEFI, INC. entered into Purchase Agreement with a single fundamentals-based healthcare investor valued at approximately $2.0 million (effective 2024-04-08).

“On April 8, 2024, Eyenovia, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with a single fundamentals-based healthcare investor (the “Purchaser”)”

Cushman & Wakefield Ltd. amended Amendment with JPMorgan Chase Bank, N.A., as administrative agent, and other Lenders party thereto valued at approximately $1.0 billion (effective 2024-04-09).

“Cushman & Wakefield U.S. Borrower, LLC (the “Borrower”) and DTZ UK Guarantor Limited (“U.K. Guarantor”), each a wholly-owned subsidiary of Cushman & Wakefield plc, entered into an amendment effective April 9, 2024 (the “Amendment”) to the existing Credit Agreement between the Borrower, U.K. Guarantor, JPMorgan Chase Bank, N.A., as administrative agent, and other Lenders party thereto (as so amended, the “Credit Agreement”).”

RenovoRx, Inc. entered into Subscription Agreements with approximately 170 accredited investors (effective 2024-04-04).

“On April 4, 2024, RenovoRx, Inc. (the “Company”) entered into a series of definitive subscription agreements (the “Subscription Agreements”) in connection with a private placement offering by the Company (the “Offering”) to approximately 170 accredited investors (the “Investors”).”

BIODESIX INC entered into Securities Purchase Agreements with various investors, including certain members of management, certain of its directors and funds affiliated with those directors valued at 760,857 shares of Series A Non-Voting Convertible Preferred Stock at $46.00 per share for aggregate (effective 2024-04-05).

“On April 5, 2024, the Company entered into securities purchase agreements (the “Securities Purchase Agreements”) with various investors, including certain members of management, certain of its directors and funds affiliated with those directors (the “Investors”) for the issuance and sale by the Company of an aggregate of 760,857 shares of Series A Non-Voting Convertible Preferred Stock, par value $0.001 per share (the “Series A Preferred Stock”) in an offering (the “Concurrent Private Placement”).”

BIODESIX INC entered into Underwriting Agreement with TD Securities (USA) LLC, William Blair & Company, L.L.C., and Canaccord Genuity LLC valued at 17,391,832 shares of Common Stock at $1.15 per share for approximately $18.4 million net proceeds (effective 2024-04-05).

“On April 9, 2024, the Company closed an underwritten offering (the “Offering”) of 17,391,832 shares of its Common Stock, par value $0.001 per share (the “Common Stock”). The Common Stock was issued and sold pursuant to an underwriting agreement (the “Underwriting Agreement”), dated April 5, 2024, by and between the Company and TD Securities (USA) LLC, William Blair & Company, L.L.C., and Canaccord Genuity LLC as representatives of the underwriters, at a price to the public of $1.15 per share.”

22nd Century Group, Inc. entered into Securities Purchase Agreement with certain investors (the "Investors") valued at approximately $4.2 million (effective 2024-04-08).

“on April 8, 2024, the Company and certain investors (the “Investors”) entered into a securities purchase agreement (the “Securities Purchase Agreement”) relating to the issuance and sale of shares of common stock (or pre-funded warrants in lieu of common stock) pursuant to a registered direct offering and a private placement of warrants to purchase shares of common stock”

Eagle Bulk Shipping Inc. entered into First Supplemental Indenture with Deutsche Bank Trust Company Americas valued at Amends and supplements Base Indenture governing Eagle's 5.00% Convertible Senior Notes due 2024 (effective 2024-04-09).

“In connection with the consummation of the Merger, Eagle, Star Bulk and Deutsche Bank Trust Company Americas, as trustee (the “ Trustee ”), entered into a First Supplemental Indenture, dated as of April 9, 2024 (the “ Supplemental Indenture ”), which amends and supplements the Indenture, dated as of July 29, 2019, by and between Eagle and the Trustee (the “ Base Indenture ” and as amended by the Supplemental Indenture, the “ Indenture ”), governing Eagle’s 5.00% Convertible Senior Notes due 2024 (the “ Notes ”).”

TECHPRECISION CORP amended Seventh Amendment to Amended and Restated Loan Agreement and Third Amendment to Second Amended and Restated Promissory Note with Berkshire Bank valued at The Amendment, among other things (i) extends the maturity date of the Revolver Loan from March 20, (effective 2024-03-20).

“On March 20, 2024, Ranor and certain affiliates of the Company entered into a Seventh Amendment to Amended and Restated Loan Agreement and Third Amendment to Second Amended and Restated Promissory Note (the “ Amendment ”).”

UNIVERSAL LOGISTICS HOLDINGS, INC. amended amended credit agreement with KeyBank National Association, KeyBanc Capital Markets, Inc., The Huntington Bank, U.S. Bank National Association, and a syndicate of lenders (effective 2024-04-05).

“On April 5, 2024, Universal Management Services, Inc. (“Universal Management”), a subsidiary of Universal Logistics Holdings, Inc. (“Universal”) and certain of our borrowing subsidiaries entered into an amendment to their credit agreement with KeyBank National Association, KeyBanc Capital Markets, Inc., The Huntington Bank, U.S. Bank National Association, and a syndicate of lenders.”

WINDTREE THERAPEUTICS INC /DE/ entered into Asset Purchase Agreement with Varian Biopharmaceuticals, Inc. valued at up to $2,300,000 (effective 2024-04-02).

“On April 2, 2024, Windtree Therapeutics, Inc., a Delaware corporation (the “Company”), entered into an Asset Purchase Agreement (the “Asset Purchase Agreement”), by and between the Company and Varian Biopharmaceuticals, Inc., a Florida corporation (“Varian”).”

CHART INDUSTRIES INC amended Amendment No. 6 with the lenders party thereto valued at increases the total available revolving credit commitment from $1 billion to $1.25 billion (effective 2024-04-08).

“On April 8, 2024, Chart Industries, Inc. (the “ Company ”) entered into an amendment (“ Amendment No. 6 ”), by and among the Company, the other loan parties party thereto, the issuing banks party thereto, JPMorgan Chase Bank, N.A., as Administrative Agent, and the lenders party thereto, which amends its fifth amended and restated credit agreement, dated as of October 18, 2021”

MESA LABORATORIES INC /CO/ amended Credit Agreement with syndicate of banks led by JPMorgan Chase Bank, N.A., as administrative agent (effective 2024-04-05).

“On April 5, 2024, Mesa Laboratories, Inc. (the “Company” “we” “us” or “our”) amended and restated its senior secured credit agreement (the “Credit Agreement”) with a syndicate of banks led by JPMorgan Chase Bank, N.A., as administrative agent.”

TREASURE GLOBAL INC entered into Software Purchase Agreement with MYUP Solution Sdn Bhd valued at USD$495,500 worth of common stock, par value $0.00001 per share, of the Company, or 126,082 shares v (effective 2024-04-08).

“On April 8, 2024, Treasure Global Inc (the “Company”) and MYUP Solution Sdn Bhd (the “Seller”), a company that is in the business of, among other things, technology services, entered into a Software Purchase Agreement (the “Agreement”), in which the Seller agreed to sell to the Company a certain software application in exchange for USD$495,500 worth of common stock, par value $0.00001 per share, of the Company, or 126,082 shares valued at USD $3.93 per share (the “TGL Shares”).”

Trio Petroleum Corp amended Amendment to Transaction Documents with institutional investor valued at Amendment to Second Tranche Note and SPA; permits acceleration of more than six monthly payments and (effective 2024-04-05).

“On April 5, 2024, the Company and the Investor executed and entered into an Amendment to Transaction Documents (the “Amendment”) amending the Second Tranche Note to permit the acceleration of more than six monthly payments pursuant to the Second Tranche Note, as initially provided in the Second Tranche Note, so that the entire outstanding balance of the Second Tranche Note could be repaid.”

Trio Petroleum Corp entered into Securities Purchase Agreement with institutional investor valued at $184,500 (effective 2024-03-27).

“Trio Petroleum Corp., a Delaware corporation (the “Company”) executed a Securities Purchase Agreement, dated March 27, 2024 (the “SPA”) with an institutional investor (the “Investor”), which the Investor signed and funded on April 5, 2024, and pursuant to which the Company raised gross proceeds of $184,500”

JVSPAC Acquisition Corp. entered into Agreement and Plan of Merger with Hotel101 Global Pte. Ltd., Hotel of Asia, Inc., DoubleDragon Corporation, DDPC Worldwide Pte. Ltd., Hotel101 Worldwide Private Limited, Hotel101 Global Holdings Corp., HGHC 4 Pte. Ltd., HGHC 3 Corp. valued at $2,300,000,000 (effective 2024-04-08).

“On April 8, 2024, JVSPAC Acquisition Corp., a British Virgin Islands business company (the “JVSPAC”) entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the “Merger Agreement”)”

IX Acquisition Corp. entered into Merger Agreement with AERKOMM Inc. (effective 2024-03-29).

“entered into a Merger Agreement, by and among Parent, AKOM Merger Sub Inc., a Nevada corporation and a wholly owned subsidiary of Parent (“ Merger Sub ”), and AERKOMM Inc., a Nevada corporation (the “ Company ”)”

Cartica Acquisition Corp amended Working Capital Note (Second Amendment) with Cartica Acquisition Partners, LLC valued at increase from $750,000 to $1,250,000 (effective 2024-04-04).

“On April 4, 2024 the Working Capital Note was further amended to increase the principal sum from $750,000 to $1,250,000 (the “Second Amendment”).”

Cartica Acquisition Corp entered into Extension Promissory Note with Cartica Acquisition Partners, LLC valued at up to $360,000 (effective 2024-04-04).

“On April 4, 2024, Cartica Acquisition Corp , a special purpose acquisition company incorporated as a Cayman Islands exempted company (the “Company”), issued a promissory note (the “Extension Note”) to Cartica Acquisition Partners, LLC (the “Sponsor”), a Delaware limited liability company, the Company’s sponsor, pursuant to which the Sponsor agreed to loan the Company up to $360,000 in connection with the extension of the Company’s termination date from April 7, 2024 to January 7, 2024 (the “Extension”).”

Ace Global Business Acquisition Ltd entered into Note with Ace Global Investment Limited valued at $30,000 (effective 2024-04-05).

“issued an unsecured promissory note in the aggregate principal amount of $30,000 (the “Note”) to Ace Global Investment Limited, the Company’s initial public offering sponsor (“Sponsor”) in exchange for Sponsor depositing such amount into the Company’s trust account”