Material Agreements

Ace Global Business Acquisition Ltd entered into Trust Amendment with Continental Stock Transfer & Trust Company (effective 2024-04-02).

“entered into an amendment (the “Trust Amendment”) to the investment management trust agreement, dated April 5, 2021, as amended on January 5, 2023 and September 19, 2023, with Continental Stock Transfer & Trust Company on April 2, 2024.”

Beachbody Company, Inc. entered into Warrant Second Amendment with affiliates of the lenders and Blue Torch valued at Amends exercise price from $20.50 to $9.16 per share of Class A Common Stock for warrants to purchas (effective 2024-04-05).

“In connection with the Fifth Amendment, the Company also amended and restated the warrants to purchase 97,482 shares of the Company’s Class A common stock, par value $0.0001 per share (“Class A Common Stock”), originally issued to affiliates of the lenders and Blue Torch (the “Blue Torch Warrants”) (the “Warrant Second Amendment”).”

Beachbody Company, Inc. entered into Amendment No. 5 to Financing Agreement with Blue Torch Finance, LLC valued at Minimum revenue covenant: $100M per quarter ending after closing and on or before Dec 31, 2024; $110 (effective 2024-04-05).

“Item 1.01 Entry into a Material Definitive Agreement. Financing Agreement Amendment On April 5, 2024 (the “Closing Date”), Beachbody, LLC (the “Borrower”), a subsidiary of The Beachbody Company, Inc. (the “Company”), the lenders party thereto and Blue Torch Finance, LLC (“Blue Torch”), as collateral agent and as administrative agent, entered into that certain Amendment No. 5 to Financing Agreement (the “Fifth Amendment”), which amended the Company’s existing Financing Agreement, dated as of August 8, 2022 (as previously amended, the “Financing Agreement”), by and among the Company, the Borrower, the lenders party thereto from time to time and Blue Torch, as collateral agent and as administrative agent, which provided for a senior secured term loan facility in an original aggregate principal amount of $50.0 million (the “Credit Facility”).”

Kinetik Holdings Inc. entered into Accounts Receivable Securitization Facility with PNC Bank, National Association valued at $150,000,000 (effective 2024-04-02).

“On April 2, 2024 (the " Closing Date "), Kinetik Holdings LP, a Delaware limited partnership (" Kinetik LP "), which is a subsidiary of Kinetik Holdings Inc., a Delaware corporation (the " Company "), entered into an accounts receivable securitization facility in the aggregate principal amount of up to $150 million (the " A/R Facility ") to provide additional liquidity and funding for the ongoing business needs of Kinetik LP and its subsidiaries.”

Tradeweb Markets Inc. entered into Purchase Agreement with ICD Intermediate Holdco 1, LLC, ICD Holdings, LLC, Stellus Capital Investment Corporation, Parthenon Investors V ICD Holdco AIV, LP, SCIC - ICD Blocker 1, Inc., Parthenon Investors V ICD Blocker, Inc. valued at $785 million in cash (effective 2024-04-05).

“On April 5, 2024, Tradeweb Markets LLC (the “Buyer”), a Delaware limited liability company and a subsidiary of Tradeweb Markets Inc., a Delaware corporation (“Tradeweb Markets” and, together with Buyer and its other subsidiaries, the “Company”), entered into a Purchase and Sale Agreement (the “Purchase Agreement”) with ICD Intermediate Holdco 1, LLC, a Delaware limited liability company (“ICD Holdco”), ICD Holdings, LLC, a Delaware limited liability company (the “ICD Seller”), Stellus Capital Investment Corporation, a Maryland corporation (the “Stellus Blocker Seller”), Parthenon Investors V ICD Holdco AIV, LP, a Delaware limited partnership (the “Parthenon Blocker Seller” and, together with the ICD Seller and the Stellus Blocker Seller, the “Sellers”), SCIC - ICD Blocker 1, Inc., a Delaware corporation (the “Stellus Blocker”), Parthenon Investors V ICD Blocker, Inc., a Delaware corporation (the “Parthenon Blocker” and, together with the Stellus Blocker, together the “Blockers”), ICD H”

Hall of Fame Resort & Entertainment Co amended Amendment No. 2 to the Equity Distribution Agreement with Wedbush Securities Inc.; Maxim Group LLC valued at Increased agent compensation from up to 2.0% to up to 4.0% of aggregate gross offering proceeds; rem (effective 2024-04-08).

“On April 8, 2024, Hall of Fame Resort & Entertainment Company (the “Company”) and Wedbush Securities Inc. (“Wedbush”) and Maxim Group LLC (“Maxim” and, together with Wedbush, the “Agents”) entered into an Amendment No. 2 to the Equity Distribution Agreement, dated as of September 30, 2021, as amended by Amendment No. 1 dated October 6, 2023, among the Company and Wedbush and Maxim (the “Equity Distribution Agreement Amendment”) pursuant to which the Company may offer and sell shares of Common Stock from time to time through Wedbush and Maxim in an “at the market offering” (the “ATM Facility”).”

Hall of Fame Resort & Entertainment Co amended Omnibus Extension of Certain Debt Instruments with CH Capital Lending, LLC; IRG, LLC; JKP Financial, LLC; Midwest Lender Fund, LLC valued at Maturity date extended from March 31, 2024 to March 31, 2025; extension fee of 1% of outstanding pri (effective 2024-03-31).

“On April 7, 2024, the Hall of Fame Resort & Entertainment Company (the “Company”) and HOF Village Newco, LLC (“Newco,” and collectively with the Company “Borrower”) entered into a formal omnibus extension of certain debt instruments, effective March 31, 2024 (“Omnibus Extension”) with CH Capital Lending, LLC, a Delaware limited liability company (“CHCL”), IRG, LLC, a Nevada limited liability company (“IRGLLC”), JKP Financial, LLC, a Delaware limited liability company (“JKP”), and Midwest Lender Fund, LLC, a Delaware limited liability company (“MLF” individually; IRGLLC, CHCL, JKP, and MLF referred to collectively as “Lenders”).”

Societal CDMO, Inc. terminated Subordinated Promissory Note with IriSys, Inc. valued at terminated all commitments and repaid in full all outstanding obligations due (effective 2024-04-08).

“all commitments and repaid in full all outstanding obligations due under the subordinated promissory note, dated as of August 13, 2021, by and among the Company, as borrower, and IriSys, Inc., as seller, as amended,”

Societal CDMO, Inc. terminated Credit Agreement with Royal Bank of Canada and lenders named therein valued at terminated all commitments and repaid in full all outstanding obligations due (effective 2024-04-08).

“On April 8, 2024, in connection with, and concurrently upon, the consummation of the Merger (as defined below), the Company terminated (i) all commitments and repaid in full all outstanding obligations due under the Credit Agreement, dated as of December 12, 2022, by and among the Company, as borrower, the Company’s subsidiaries named as guarantors therein, Royal Bank of Canada, in its capacity as the administrative agent, and the lenders named therein, as amended,”

Summit Networks Inc. entered into stock purchase agreement with shareholders of St. Mega Enterprises (effective 2024-04-08).

“On April 8, 2024 Summit Networks, Inc. (“SNTW”) entered into a stock purchase agreement with the shareholders of St. Mega Enterprises, a Canadian corporation, located in British Columbia Canada, (“Mega”).”

American Resources Corp entered into Bond Purchase Agreement with Hilltop Securities Inc. and Knott County, Kentucky valued at $150,000,000 (effective 2024-03-28).

“On March 28, 2024, American Resources Corporation’s (“American Resources” or the “Company”) wholly owned subsidiary, ReElement Technologies Corporation (“ReElement”), closed a Bond Purchase Agreement (“Purchase Agreement”) with Hilltop Securities Inc. (the “Underwriter”), Knott County, Kentucky (the “Issuer”), a county and political subdivision organized and existing under the laws of the Commonwealth of Kentucky (the “Commonwealth”), whereby the Underwriter agrees to purchase from the Issuer, and the Issuer agrees to sell and deliver to the Underwriter, all (but not less than all) of the Knott County, Kentucky Industrial Building Revenue Bonds (Solid Waste Project), Series 2024 (the “Bonds”), at the purchase price of $150,000,000 (which is equal to the aggregate principal amount of the Bonds).”

Norwegian Cruise Line Holdings Ltd. entered into Credit Facilities with Crédit Agricole Corporate and Investment Bank, as facility agent, ECA agent and security agent, and certain banks and financial institutions valued at (i) €724,000,000 (or its Dollar equivalent) for Vessel 1 and Vessel 2 and (ii) €652,800,000 (or its (effective 2024-04-04).

“On April 4, 2024, NCL Corporation Ltd. (“NCLC”), a subsidiary of Norwegian Cruise Line Holdings Ltd. (“NCLH”), as guarantor, and its subsidiaries Oceania Next I, LLC, Oceania Next II, LLC, DaVinci One, LLC and DaVinci Two, LLC, as applicable, as borrowers, entered into separate credit facility agreements (collectively, the “Credit Facilities”) with Crédit Agricole Corporate and Investment Bank, as facility agent, ECA agent and security agent, and certain banks and financial institutions from time to time party thereto as lenders and joint mandated lead arrangers, for the financing of four new cruise vessels to be purchased by Oceania Next I, LLC (“Vessel 1”), Oceania Next II, LLC (“Vessel 2”), DaVinci One, LLC (“Vessel 3”) and DaVinci Two, LLC (“Vessel 4”) from Fincantieri S.p.A. (collectively, the “Ships”).”

Pacific Oak Strategic Opportunity REIT, Inc. terminated PORT Dealer Manager Agreement with Pacific Oak Capital Markets, LLC valued at Terminated dealer manager agreement for Private Offering (effective 2024-04-02).

“ITEM 1.02 TERMINATION OF A MATERIAL DEFINITIVE AGREEMENT Termination of PORT Dealer Manager Agreement – Exhibit 10.3 PORT previously engaged Pacific Oak Capital Markets, LLC (“POCM”), an affiliate of the Company’s advisor, PORA and DHM Realty, to be the dealer manager for the Private Offering, pursuant to an amended and restated dealer manager agreement effective as of January 13, 2023 (the “PORT Dealer Manager Agreement”).”

Pacific Oak Strategic Opportunity REIT, Inc. entered into Second Amended and Restated PORT Property Management Agreement with DMH Realty, LLC valued at Makes immaterial changes to reflect PORT will no longer calculate quarterly net asset value (effective 2024-04-02).

“The Second Amended and Restated PORT Property Management Agreements makes immaterial changes to reflect that PORT will no longer be calculating a quarterly net asset value (as it is not necessary without an ongoing offering) .”

Pacific Oak Strategic Opportunity REIT, Inc. entered into Amended and Restated PORT Advisory Agreement with Pacific Oak Residential Advisors, LLC valued at Amends asset management fee provision; removes liquidity event trigger for fee reduction; immaterial (effective 2024-04-02).

“PORT Amended and Restated Advisory Agreement – Exhibit 10.1 In connection with the termination of the Private Offering, PORT entered into an amended and restated advisory agreement with Pacific Oak Residential Advisors, LLC (“PORA”) on April 2, 2024, (the “Amended and Restated PORT Advisory Agreement”).”

Spirit Aviation Holdings, Inc. amended Amendment No. 7 with Airbus S.A.S. valued at approximately $340 million (effective 2024-04-03).

“On April 3, 2024, Spirit Airlines, Inc. (the "Company") entered into Amendment No. 7 (the "Amendment") to the A320 NEO Family Purchase Agreement, dated as of December 20, 2019 (the "Airbus Purchase Agreement") with Airbus S.A.S. ("Airbus").”

Auto Parts 4Less Group, Inc. entered into Standstill Agreements with Bigger Capital Fund, LP, Cavalry Fund I, LP, District 2 Capital Fund LP, AJB Capital Investments LLC, COVE Funding, LP (effective 2024-03-25).

“On March 25, 2024, Auto Parts 4 Less Group, Inc., a Nevada corporation (the “Company”), entered into Standstill Agreements with Bigger Capital Fund, LP, Cavalry Fund I, LP and District 2 Capital Fund LP.”

Quality Industrial Corp. terminated QI Purchase Agreement with Quality International Co Ltd FZC (effective 2024-04-01).

“greement (the “QI Purchase Agreement”) with Gerab National Enterprises LLC and Mr. Saseendran Kodapully Ramakrishnan, (together,”

AFS SENSUB CORP. entered into Underwriting Agreement with BNP Paribas Securities Corp. valued at $292,800,000 Class A-1 5.494% Asset Backed Notes, $287,670,000 Class A-2-A 5.33% Asset Backed Notes, (effective 2024-04-04).

“AFS SenSub Corp. (“ AFS SenSub ”), as depositor, and AmeriCredit Financial Services, Inc. d/b/a GM Financial (“ GM Financial ”), as sponsor, will cause a newly formed issuing entity, GM Financial Consumer Automobile Receivables Trust 2024-2 (the “ Issuing Entity ”), to issue $292,800,000 Class A-1 5.494% Asset Backed Notes (the “ Class A-1 Notes ”), $287,670,000 Class A-2-A 5.33% Asset Backed Notes (the “ Class A-2-A Notes ”), $260,000,000 Floating Rate Asset Backed Notes (the “ Class A-2-B Notes ”), $547,670,000 Class A-3 5.10% Asset Backed Notes (the “ Class A-3 Notes ”), $87,240,000 Class A-4 5.04% Asset Backed Notes (the “ Class A-4 Notes ”), $25,070,000 Class B 5.28% Asset Backed Notes (the “ Class B Notes ”), $23,500,000 Class C 5.43% Asset Backed Notes (the “ Class C Notes ” and together with the Class A-1 Notes, the Class A-2-A Notes, the Class A-2-B Notes, the Class A-3 Notes, the Class A-4 Notes and the Class B Notes, the “ Publicly Offered Notes ”) and $19,610,000 Class D 0.”

22nd Century Group, Inc. entered into Securities Purchase Agreement with certain investors (the “Investors”) valued at approximately $4.2 million (effective 2024-04-08).

“On April 8, 2024, the Company and certain investors (the “Investors”) entered into a securities purchase agreement (the “Securities Purchase Agreement”) relating to the issuance and sale of shares of common stock (or pre-funded warrants in lieu of common stock) pursuant to a registered direct offering and a private placement of warrants to purchase shares of common stock (collectively, the “Offering”).”

Q/C TECHNOLOGIES, INC. amended Amended and Restated Certificate of Designations of Series F Convertible Preferred Stock with Required Holders valued at Amends voting rights and director election rights for holders of Series F Convertible Preferred Stoc (effective 2024-04-08).

“The Amended and Restated Certificate of Designations was filed with the Secretary of State of the State of Delaware, effective as of April 8, 2024.”

Q/C TECHNOLOGIES, INC. amended Omnibus Waiver and Amendment with Required Holders valued at Deferred installment amounts due March 1, 2024 and April 1, 2024 to May 1, 2024; waived breaches; am (effective 2024-04-05).

“On April 5, 2024, the Company entered into an Omnibus Waiver and Amendment (the “Omnibus Agreement”) with the Required Holders (as defined in the Certificate of Designations).”

TECHPRECISION CORP terminated Purchase Agreement with Doerfer Corporation valued at 320,000 shares of the Company’s common stock (effective 2024-04-02).

“On April 2, 2024, the Seller delivered to the Company written notice of its election to terminate the Purchase Agreement under Section 7.01(f) effective immediately.”

NCL CORP Ltd. entered into Credit Facilities with Crédit Agricole Corporate and Investment Bank, as facility agent, ECA agent and security agent, and certain banks and financial institutions valued at €724,000,000 (or its Dollar equivalent) for Vessel 1 and Vessel 2 and €652,800,000 (or its Dollar eq (effective 2024-04-04).

“On April 4, 2024, NCL Corporation Ltd. (“NCLC”), as guarantor, and its subsidiaries Oceania Next I, LLC, Oceania Next II, LLC, DaVinci One, LLC and DaVinci Two, LLC, as applicable, as borrowers, entered into separate credit facility agreements (collectively, the “Credit Facilities”) with Crédit Agricole Corporate and Investment Bank, as facility agent, ECA agent and security agent, and certain banks and financial institutions from time to time party thereto as lenders and joint mandated lead arrangers, for the financing of four new cruise vessels”

CytoDyn Inc. terminated Letter Agreement with Samsung BioLogics Co., Ltd. valued at $43,821,231.32 total balance, $250,000 due by Dec 31, 2024, remainder contingent on Revenue event (effective 2024-04-03).

“On April 3, 2024, CytoDyn Inc. (the “Company”) and Samsung BioLogics Co., Ltd. (“Samsung”) executed an agreement (the “Letter Agreement”), wherein the parties reached agreement for an orderly process for winding down services and a restructuring of the amount payable by the Company to Samsung (the “Total Balance”).”

Comstock Inc. amended License Agreement Amendments with American Science and Technology Corporation (effective 2024-04-02).

“On April 2, 2024, after the purchase of all outstanding equity interests of Comstock IP by the Company, the parties amended the License Agreements and the Asset Purchase Agreement (the “License Agreement Amendments”)”

MODEL N, INC. entered into Agreement and Plan of Merger with Mountain Parent, LLC and Mountain Merger Sub, Inc. (effective 2024-04-07).

“On April 7, 2024, Model N, Inc., a Delaware corporation (“Model N”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Mountain Parent, LLC, a Delaware limited liability company (“Parent”), and Mountain Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”).”

Riley Exploration Permian, Inc. entered into Underwriting Agreement with Bluescape Riley Exploration Holdings LLC, Yorktown Energy Partners VIII, L.P. and Riley Exploration Group, LLC (the Selling Stockholders), and Truist Securities, Inc. and Roth Capital Partners, LLC, as representatives of the several underwriters (effective 2024-04-03).

“On April 3, 2024, Riley Exploration Permian, Inc. (the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with Bluescape Riley Exploration Holdings LLC, Yorktown Energy Partners VIII, L.P. and Riley Exploration Group, LLC (collectively, the “Selling Stockholders”), and Truist Securities, Inc. and Roth Capital Partners, LLC, as representatives of the other several underwriters listed in Schedule A to the Underwriting Agreement (collectively, the “Underwriters”), relating to a public offering of an aggregate of 2,100,000 shares of the Company’s common stock”

TAMPA ELECTRIC CO amended Eighth Amended and Restated Credit Agreement with Wells Fargo Bank, National Association, as Administrative Agent, and the other lenders named therein valued at $800 million (effective 2024-04-01).

“On April 1, 2024, Tampa Electric Company ("Tampa Electric") amended and restated its $800 million bank credit facility, entering into an Eighth Amended and Restated Credit Agreement (the "Revolving Credit Agreement") with Wells Fargo Bank, National Association, as Administrative Agent, Wells Fargo Securities, LLC, JPMorgan Chase Bank, N.A., MUFG Bank Ltd., Canada Branch, The Bank of Nova Scotia, Morgan Stanley Senior Lending, Inc. and Royal Bank of Canada, as Joint Lead Arrangers and Joint Bookrunners, JPMorgan Chase Bank, N.A. as Syndication Agent, MUFG Bank, Ltd., Canada Branch, The Bank of Nova Scotia, Morgan Stanley Senior Lending, Inc. and Royal Bank of Canada as Documentation Agents, and the following lenders: Wells Fargo Bank, National Association, JPMorgan Chase Bank, N.A., Royal Bank of Canada, MUFG Bank, Ltd., Canada Branch, The Bank of Nova Scotia, Morgan Stanley Bank, N.A., Truist Bank, Bank of America N.A., Canadian Imperial Bank of Commerce, New York Branch, Bank of Montr”

GEO GROUP INC entered into Exchange Agreement with certain holders of GEO Corrections Holdings, Inc.’s 6.50% Exchangeable Senior Notes due 2026 valued at $177 million in aggregate principal amount of the outstanding 6.50% Exchangeable Senior Notes for a (effective 2024-04-04).

“On April 4, 2024, The GEO Group, Inc. (“GEO” or the “Company”) entered into private exchange agreements (the “Exchange Agreements” and each, an “Exchange Agreement”) with certain holders (the “Noteholders”) of GEO Corrections Holdings, Inc.’s 6.50% Exchangeable Senior Notes due 2026 (the “6.50% Exchangeable Senior Notes”).”

Clearday, Inc. amended First Amendment to the Guaranty by AIU 8800 Village Drive, LLC with institutional lender valued at Amendment to include obligations under the Note under the existing guaranty (effective 2024-03-21).

“First Amendment to the Guaranty by AIU 8800 Village Drive, LLC of certain obligations of the Company to the Lender (the “AIU Guaranty”). AIU 8800 Village Drive, LLC, the subsidiary of the Company that owns our HQ Property has previously guaranteed obligations of the Company to the Lender as previously reported. This subsidiary amended its guaranty to include the obligations under the Note.”

Clearday, Inc. entered into Common Stock Purchase Warrant (Second Warrant) with institutional lender valued at 1,688,741 shares of common stock, exercise price $0.82 per share, exercise period starts after Speci (effective 2024-03-21).

“Common Stock Purchase Warrant issued by the Company for 1,688,741 shares of Clearday Common Stock (the Second Warrant”). The Second Warrant provides for the purchase of our shares of Common Stock at an exercise price of $0.82 per share and other terms that are substantially similar to the First Warrant, except that the Second Warrant (i) will be cancelled and if the Note is fully extinguished by repayment or conversion prior to March 16, 2025 (the “Specified Date”); and (ii) the period to exercise the Second Warrant is the 5 year period that commences on the Specified Date.”

Clearday, Inc. entered into Common Stock Purchase Warrant (First Warrant) with institutional lender valued at 405,298 shares of common stock, exercise price $0.82 per share, 5-year term (effective 2024-03-21).

“Common Stock Purchase Warrant issued by the Company for 405,298 shares of Clearday Common Stock (the First Warrant”). The First Warrant provides for the purchase of our shares of Common Stock at an exercise price of $0.82 per share, subject to customary full ratchet anti-dilution protection and a customary limit of beneficial ownership to 4.99% of our outstanding shares of Common Stock, subject to waiver by the holder of the First Warrant for an exercise period of 5 years.”

Clearday, Inc. entered into Promissory Note with institutional lender valued at Initial aggregate principal amount of $1,558,000, including $94,000 OID, interest at 16% per annum, (effective 2024-03-21).

“Promissory Note (the “Note”) issued by the Company in the initial aggregate principal amount of $1,558,000. The Note is in the initial aggregate principal amount of $1,558,000, which includes $94,000 of original issue discount (“OID”) and is due on the date (“Maturity Date”) that is 12 months after the date of issuance.”

Clearday, Inc. entered into Securities Purchase Agreement with institutional lender valued at Gross proceeds of $1,464,000 less $25,000 expenses (effective 2024-03-21).

“Securities Purchase Agreement (“Purchase Agreement”) between the Company and the Lender. The Purchase Agreement provided for the issuance by the Company of the Promissory Note described below and the First Warrant and Second Warrant described below. The Purchase Agreement provided for the loan under the Promissory Note described below of $1,464,000 of gross proceeds less $25,000 in expenses.”

BLUE RIDGE BANKSHARES, INC. amended Amended and Restated Securities Purchase Agreement with Kenneth R. Lehman, Castle Creek Capital Partners VIII, LP, and other investors and certain directors and executive officers of the Company valued at $150,000,000 (effective 2024-04-03).

“On April 3, 2024, Blue Ridge Bankshares, Inc. (the “Company”), entered into an Amended and Restated Securities Purchase Agreement (the “Securities Purchase Agreement”) with Kenneth R. Lehman, Castle Creek Capital Partners VIII, LP (“Castle Creek”), other investors and certain directors and executive officers of the Company (each, a “Purchaser” and collectively, the “Purchasers”), which amends and restates, in its entirety, the previously disclosed Securities Purchase Agreement entered into by the Company on December 21, 2023.”

AMPHENOL CORP /DE/ entered into Indenture with U.S. Bank Trust Company, National Association, as trustee (effective 2023-03-16).

“The Notes were issued pursuant to an indenture dated as of March 16, 2023 (the “Indenture”) between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”), and certain of the terms of each series of the Notes were established pursuant to an Officers’ Certificate dated April 5, 2024 (the “Officers’ Certificate”) in accordance with the Indenture.”

AMPHENOL CORP /DE/ entered into Underwriting Agreement with BofA Securities, Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC and TD Securities (USA) LLC, as representatives of the several Underwriters valued at $1,500,000,000 aggregate principal amount of Notes (effective 2024-04-02).

“The Notes were sold in an underwritten public offering pursuant to an underwriting agreement, dated April 2, 2024, by and between the Company and BofA Securities, Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC and TD Securities (USA) LLC, as representatives of the several Underwriters named in Schedule A thereto.”

INTRUSION INC entered into Stipulation of Compromise and Settlement with Nathan Prawitt valued at $250,000 (effective 2024-04-03).

“On April 3, 2024, the Settlement Agreement was approved by the Court and judgment was entered consistent with the Settlement Agreement”

FIRST MID BANCSHARES, INC. amended Eighth Amendment with The Northern Trust Company valued at $15 million (effective 2025-04-05).

“On April 5, 2025, First Mid Bancshares, Inc. (the “Company”) entered into an Eighth Amendment (the “Amendment”) to its Sixth Amended and Restated Credit Agreement with The Northern Trust Company. Pursuant to the Amendment, the Company and The Northern Trust Company extended the maturity date of the Company’s $15 million revolving loan from April 5, 2024 to April 4, 2025.”

ECD Automotive Design, Inc. entered into Asset Purchase Agreement with BNMC Continuation Cars LLC, an Oklahoma limited liability company and David W. Miller II valued at $1.5 million (effective 2024-04-03).

“On April 3, 2024, ECD Automotive Design Inc., a Delaware corporation (the “Company” or “ECD”), entered into an Asset Purchase Agreement (the “Asset Purchase Agreement”) with BNMC Continuation Cars LLC, an Oklahoma limited liability company and David W. Miller II (collectively the “Sellers”), pursuant to which the Company agreed to purchase certain assets relating to vehicle builds, including the trademark “Brand New Muscle Car,” from the Sellers in exchange for $1.5 million (the “Purchase Price”).”

Thunder Power Holdings, Inc. amended Merger Agreement Amendment No.2 with Feutune Light Acquisition Corporation, Feutune Light Merger Sub, Inc., and Thunder Power Holdings Limited (effective 2024-04-05).

“On April 5, FLFV, Merger Sub and TPH entered into an amendment to the Merger Agreement (the “Merger Agreement Amendment No.2”)”

Mars Acquisition Corp. amended Amendment No. 2 to the Business Combination Agreement with ScanTech AI Systems Inc., Mars Merger Sub I Corp., Mars Merger Sub II LLC, ScanTech Identification Beam Systems, LLC, Dolan Falconer valued at $110,000,000 (effective 2024-04-02).

“On April 2, 2024, an Amendment No. 2 to the Business Combination Agreement was entered to reflect that the merger consideration shall be adjusted to One Hundred Ten Million U.S. Dollars ($110,000,000)”

Excelerate Energy, Inc. amended Waiver Agreement with Excelerate Energy Holdings, LLC, Excelerate Energy Limited Partnership valued at Waiver of certain Board and Committee Composition Rights, Resignation Provision, and Consent Rights (effective 2024-04-04).

“on April 4, 2024, the Company, EELP and EE Holdings have entered into a Waiver Agreement with respect to the Stockholder's Agreement (the "Waiver Agreement").”

La Rosa Holdings Corp. entered into Securities Purchase Agreement with institutional accredited investor valued at 13% OID senior secured promissory note with face amount of $1,316,000, purchase price $1,250,200 (effective 2024-04-01).

“On April 1, 2024, La Rosa Holdings Corp., a Nevada corporation (the “ Company ”), entered into that certain securities purchase agreement (the “ Securities Purchase Agreement ”) with an institutional accredited investor (the “ Investor ”) pursuant to which the Company issued the Investor a 13% OID senior secured promissory note with the face amount of $1,316,000 (the “ Note ”)”

NKGen Biotech, Inc. entered into Sandia Purchase Agreement with Sandia Investment Management LP on behalf of Diametric True Alpha Market Neutral Master Fund LP and Diametric True Alpha Enhanced Market Neutral Master Fund (effective 2024-04-01).

“On April 1, 2024, the Company issued a 12% promissory note (the “ Sandia Note ”) in the principal amount of $220,000, pursuant to a Securities Purchase Agreement (the “ Sandia Purchase Agreement ”), by and between Sandia Investment Management LP on behalf of Diametric True Alpha Market Neutral Master Fund LP and Diametric True Alpha Enhanced Market Neutral Master Fund (collectively, “ Sandia ”) and the Company.”

NKGen Biotech, Inc. entered into AJB Purchase Agreement with AJB Capital Investments LLC (effective 2024-04-01).

“On April 1, 2024, NKGen Biotech, Inc. (the “ Company ”) issued a 12% promissory note (the “ AJB Note ”) in the principal amount of $330,000, pursuant to a Securities Purchase Agreement (the “ AJB Purchase Agreement ”), by and between the Company and AJB Capital Investments LLC (“ AJB ”).”

Intuitive Machines, Inc. entered into Controlled Equity Offering SM Sales Agreement with Cantor Fitzgerald & Co..

“the Company is hereby filing Exhibit 1.2 to the Registration Statement, a copy of the Controlled Equity Offering SM Sales Agreement (the “Sales Agreement”) with Cantor Fitzgerald & Co. (“Cantor”)”

Coupang, Inc. entered into Share Repurchase Agreement with Maverick Holdings C, L.P. valued at $177,900,000 (effective 2024-04-01).

“On April 2, 2024, Coupang, Inc. (the “Company”) entered into a Share Repurchase Agreement (the “Repurchase Agreement”), which is effective as of April 1, 2024, with Maverick Holdings C, L.P., an early stage investor, for the Company to repurchase 10,000,000 shares of the Company’s Class A Common Stock for $17.79 per share in a privately negotiated transaction for an aggregate purchase price of $177,900,000”

Iris Acquisition Corp amended Second Amendment to Convertible Note PIPE with PIPE subscriber (effective 2024-03-09).

“ParentCo, Iris and the PIPE subscriber entered into a second amendment (the “Second Amendment to Convertible Note PIPE”) to the Convertible Note Subscription Agreement”