Greenwave Technology Solutions, Inc. entered into a equity purchase with DWM Properties LLC valued at $10,000,000 (effective 2024-03-29).
“On March 29, 2024, Greenwave Technology Solutions, Inc., a Delaware corporation (the “Company”), entered into an exchange agreement with DWM Properties LLC (the “Holder”), whereby the Company and Holder agreed to exchange $10,000,000 of that certain Secured Promissory Note, dated July 31, 2023, issued by the Company to the Holder for shares of the Company’s newly created Series D Convertible Preferred Stock (the “Preferred Stock”).”
FWONALiberty Media Corp
Liberty Media Corp entered into Shareholders’ Agreement with Buyer, Dorna, and Initial Management Holders (effective 2024-03-29).
“Concurrent with the entry into the Purchase Agreement and as further contemplated by the Purchase Agreement, Buyer, Dorna and certain Management Sellers (the “ Initial Management Holders ”) entered into a shareholders’ agreement (the “ Shareholders’ Agreement ”),”
FWONALiberty Media Corp
Liberty Media Corp entered into Share Purchase Agreement with Libertad Especia, S.L.U., Global Racing LX2 S.à.r.l., Global Racing LX1 S.à.r.l., and certain Management Sellers valued at aggregate equity value of approximately €3.502 billion (effective 2024-03-29).
“On March 29, 2024, Liberty Media Corporation, a Delaware corporation (“ Liberty Media ”), agreed, subject to certain conditions, to acquire approximately 86% of the equity interests in Dorna Sports, S.L., a private limited company incorporated in Spain (“ Dorna ”), in a transaction with an aggregate equity value of approximately €3.502 billion (the “ Transaction ”). To effect the Transaction, Liberty Media entered into a Share Purchase Agreement (the “ Purchase Agreement ”), with Libertad Especia, S.L.U., a private limited company incorporated in Spain and a wholly owned subsidiary of Liberty Media (“ Buyer ”), Global Racing LX2 S.à.r.l., a company incorporated in Luxembourg (“ Institutional Seller ”), Global Racing LX1 S.à.r.l., a company incorporated in Luxembourg (“ LX1 Seller ”), and certain current Dorna management equity holders (the “ Management Sellers ” and together with the Institutional Seller and LX1 Seller, the “ Sellers ”).”
EARNEllington Credit Co
Ellington Credit Co amended Amendment No. 1 to the Fifth Amended and Restated Management Agreement with Ellington Residential Mortgage Management LLC (effective 2024-04-01).
“the Board of Trustees of the Company (the “Board”) unanimously approved Amendment No. 1 to the Fifth Amended and Restated Management Agreement, dated as of April 1, 2024 (the “Amendment”) with Ellington Residential Mortgage Management LLC, a Delaware limited liability company (the "Manager"), which removes certain provisions related to the Company’s qualification and maintenance of REIT status from Section 2 (Appointment and Duties of the Manager) of and the Investment Guidelines attached as Exhibit A to the Fifth Amended and Restated Management Agreement, dated as of March 13, 2018, by and between the Company and the Manager (the "Management Agreement" and, as amended by the Amendment, the "Amended Management Agreement").”
ATLXAtlas Lithium Corp
Atlas Lithium Corp entered into Securities Purchase Agreement with an accredited investor valued at approximately $30.0 million (effective 2024-03-28).
“On March 28, 2024, Atlas Lithium Corporation (the “ Company ”) entered into a Securities Purchase Agreement (the “ Purchase Agreement ”), with an accredited investor (the “ Investor ”), pursuant to which the Company agreed to sell and issue an aggregate of 1,871,250 shares of its common stock, par value $0.001 per share (the “ Registered Shares ”) in a registered direct offering (the “ Registered Offering ”) at a purchase price of $16.0321 per share.”
XYZBlock, Inc.
Block, Inc. amended Eighth Amendment to Revolving Credit Agreement with Goldman Sachs Bank USA, as administrative agent (effective 2024-03-29).
“On March 29, 2024, Block, Inc. (formerly known as Square, Inc.) (“Block”) entered into the Eighth Amendment to Revolving Credit Agreement, among Block, the lenders that are party thereto, and Goldman Sachs Bank USA, as administrative agent (the “Revolver Amendment”).”
Olo Inc.
Olo Inc. amended Third Amendment to the Restated Delivery Network Agreement with DoorDash, Inc. (effective 2024-03-30).
“Effective March 30, 2024 (the “Effective Date”), Olo Inc. (“Olo”) entered into a Third Amendment to the Restated Delivery Network Agreement (the “Third Amendment”), which further amends the Restated Delivery Network Agreement, dated April 22, 2021 (together with the subsequent amendments on July 30, 2021 and April 4, 2022, the “Agreement”), with DoorDash, Inc. (“DoorDash”).”
IBIOiBio, Inc.
iBio, Inc. entered into Purchase Agreement with several institutional investors and an accredited investor valued at gross proceeds of approximately $15.1 million (effective 2024-03-26).
“On March 26, 2024, iBio, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with several institutional investors and an accredited investor (the “Purchasers”) for the issuance and sale in a private placement (the “Private Placement”) of the following securities for gross proceeds of approximately $15.1 million”
CBNKCapital Bancorp Inc
Capital Bancorp Inc entered into Agreement and Plan of Merger and Reorganization with Integrated Financial Holdings, Inc. (effective 2024-03-27).
“On March 27, 2024, Capital Bancorp, Inc., a Maryland corporation (“Capital”), and Integrated Financial Holdings, Inc., a North Carolina corporation (“IFHI”), entered into an Agreement and Plan of Merger and Reorganization (the “Merger Agreement”).”
IVFINVO Fertility, Inc.
INVO Fertility, Inc. entered into Purchase Agreement with Triton Funds LP valued at up to $850,000 (effective 2024-03-27).
“On March 27, 2024, INVO Bioscience, Inc., a Nevada corporation (the “ Company ”) entered into a purchase agreement (the “ Purchase Agreement ”) with Triton Funds LP (“ Triton ”), pursuant to which the Company agreed to sell, and Triton agreed to purchase, upon the Company’s request in one or more transactions, up to 1,000,000 shares of the Company’s common stock, par value $0.0001 per share, providing aggregate gross proceeds to the Company of up to $850,000.”
GEVOGevo, Inc.
Gevo, Inc. entered into Reimbursement Agreement with Citibank, N.A. (effective 2024-04-01).
“The First Supplemental Indenture, the Reimbursement Agreement and the First Supplemental Bond Financing Agreement were all executed and delivered on April 1, 2024 in connection with the remarketing and conversion of the Bonds”
GEVOGevo, Inc.
Gevo, Inc. amended First Supplemental Bond Financing Agreement with Iowa Finance Authority valued at $68,155,000 (effective 2024-04-01).
“the Original Bond Financing Agreement was amended by a First Supplemental Bond Financing Agreement dated as of April 1, 2024 (the “First Supplemental Bond Financing Agreement,” and together with the Original Bond Financing Agreement, the “Bond Financing Agreement”) between the Issuer and the Company”
GEVOGevo, Inc.
Gevo, Inc. amended First Supplemental Indenture with Citibank, N.A., as trustee (effective 2024-04-01).
“the Original Indenture was amended by a First Supplemental Indenture dated as of April 1, 2024 (the “First Supplemental Indenture,” and together with the Original Indenture, the “Indenture”) between the Issuer and the Trustee”
MWAMueller Water Products, Inc.
Mueller Water Products, Inc. amended ABL Agreement (effective 2024-03-28).
“On March 28, 2024, Mueller Water Products, Inc. (the “Company”) amended its asset based lending credit agreement (the “ABL Agreement”) to, among other things, (i) extend its maturity date from July 29, 2025 to the earlier of (a) March 28, 2029”
VAPOTHERM INC
VAPOTHERM INC amended Amendment No. 7 to Loan and Security Agreement with SLR Investment Corp., as Collateral Agent, and the lenders party thereto valued at $4.0 million senior secured term loan B facility (effective 2024-03-26).
“On March 26, 2024 (the “Effective Date”), Vapotherm, Inc. (the “Company”) entered into an Amendment No. 7 to Loan and Security Agreement with SLR Investment Corp., as Collateral Agent, and the lenders party thereto (the “Seventh Amendment,” together with the Loan and Security Agreement, the “Amended Loan and Security Agreement”). The Seventh Amendment established a $4.0 million senior secured term loan B facility (the “Term Loan B Facility”).”
ANGOANGIODYNAMICS INC
ANGIODYNAMICS INC entered into Settlement Agreement with Becton, Dickinson and Company, C.R. Bard, Inc. and Bard Peripheral Vascular Inc. valued at one-time lump sum payment to BD in the amount of $7 million, $3 million of which will be payable wit (effective 2024-03-31).
“On March 31, 2024, AngioDynamics and BD entered into a Settlement Agreement (the “Settlement Agreement”) to resolve the Actions.”
VCNXVACCINEX, INC.
VACCINEX, INC. entered into Private Placement Purchase Agreement with Private Placement Investors valued at aggregate gross proceeds of approximately $1.25 million (effective 2024-03-27).
“On March 27, 2024, the Company entered into a securities purchase agreement (the “Private Placement Purchase Agreement”) pursuant to which the Company agreed to issue and sell to the purchasers named therein (the “Private Placement Investors”) an aggregate of 159,683 shares (“Private Placement Shares”) of Common Stock together with warrants (“Private Placement Warrants”) to purchase up to 159,683 shares of Common Stock at a combined price of $7.77 per Private Placement Share and accompanying Private Placement Warrant (together, the “Private Placement Securities”) (the “Additional Private Placement”).”
VCNXVACCINEX, INC.
VACCINEX, INC. entered into Advisory Agreement with A.G.P./Alliance Global Partners valued at cash fee equal to $140,000 and reimbursement of $75,000 (effective 2024-03-27).
“In connection with the AGP Transactions, on March 27, 2024, the Company entered into a financial advisory agreement (the “Advisory Agreement”) with A.G.P./Alliance Global Partners (the “Financial Advisor”).”
VCNXVACCINEX, INC.
VACCINEX, INC. entered into RDO Purchase Agreement with purchasers named therein valued at aggregate gross proceeds of approximately $1.5 million (effective 2024-03-27).
“On March 27, 2024, Vaccinex, Inc. (the “Company”) entered into a securities purchase agreement (the “RDO Purchase Agreement”) pursuant to which it agreed to issue and sell to the purchasers named therein (i) an aggregate of 193,000 shares (the “RDO Shares”) of the Company’s common stock (“Common Stock”) in a public offering and (ii) warrants (the “PIPE Warrants”) to purchase up to 193,000 shares of Common Stock in a concurrent private placement (collectively, the “AGP Transactions”).”
APLDApplied Digital Corp.
Applied Digital Corp. entered into PPA with YA II PN, LTD. valued at $50 million (effective 2024-03-27).
“On March 27, 2024, Applied Digital Corporation, a Nevada corporation (the “Company”) entered into a Prepaid Advance Agreement (the “PPA”) with YA II PN, LTD., a Cayman Islands exempt limited partnership (the “Investor”). In accordance with the terms of the PPA, the Investor has agreed to advance up to $50 million to the Company”
Veradigm Inc.
Veradigm Inc. amended Third Amendment with JPMorgan Chase Bank, N.A. valued at $400 million (effective 2024-03-29).
“On March 29, 2024, Veradigm Inc. (the “Company”) and Veradigm LLC, a wholly-owned subsidiary of the Company (the “Co-Borrower”), entered into an amendment (the “Third Amendment”) to the Third Amended and Restated Credit Agreement, dated as of April 29, 2022, as previously amended, among the Company, the Co-Borrower, the lenders party thereto (the “Lenders”) and JPMorgan Chase Bank, N.A., as administrative agent”
TXNMTXNM ENERGY INC
TXNM ENERGY INC entered into TNMP Revolver with Wells Fargo Bank, National Association valued at $200,000,000 revolving credit facility, increased to up to $225,000,000 via accordion feature (effective 2024-04-01).
“On April 1, 2024, Texas-New Mexico Power Company (“TNMP”), an indirect, wholly owned subsidiary of PNMR, entered into a $200.0 million secured credit agreement among TNMP, the lenders party thereto (the “TNMP Revolver Lenders”), and Wells Fargo, as administrative agent (the “TNMP Revolver”), which has a maturity date of March 30, 2029 (unless extended as noted below) and is filed as Exhibit 10.3 to this Current Report on Form 8-K.”
TXNMTXNM ENERGY INC
TXNM ENERGY INC amended Seventh Amendment to and Restatement of Credit Agreement with Wells Fargo Bank, National Association valued at $400,000,000 revolving credit facility, increased to up to $600,000,000 via accordion feature (effective 2024-04-01).
“On April 1, 2024, Public Service Company of New Mexico (“PNM”), a wholly owned subsidiary of PNMR, entered into a Seventh Amendment to and Restatement of Credit Agreement (the “PNM Revolver”) amending and restating its $400.0 million revolving credit agreement, among PNM, the lenders party thereto (the “PNM Revolver Lenders”) and Wells Fargo, as administrative agent.”
TXNMTXNM ENERGY INC
TXNM ENERGY INC amended Twelfth Amendment to and Restatement of Credit Agreement with Wells Fargo Bank, National Association valued at $300,000,000 revolving credit facility, increased to up to $400,000,000 via accordion feature (effective 2024-04-01).
“On April 1, 2024, PNM Resources, Inc. (“PNMR”) entered into a Twelfth Amendment to and Restatement of Credit Agreement (the “PNMR Revolver”) amending and restating its $300.0 million revolving credit agreement, among PNMR, the lenders party thereto (the “PNMR Revolver Lenders”) and Wells Fargo Bank, National Association (“Wells Fargo”), as administrative agent.”
SNDASONIDA SENIOR LIVING, INC.
SONIDA SENIOR LIVING, INC. entered into At-The-Market Issuance Sales Agreement with Mizuho Securities USA LLC valued at up to an aggregate offering price of $75,000,000 (effective 2024-04-01).
“On April 1, 2024, Sonida Senior Living, Inc. (the “ Company ”) entered into an At-The-Market Issuance Sales Agreement (the “ ATM Sales Agreement ”) with Mizuho Securities USA LLC, who is acting as the sole sales agent (the “ Agent ”).”
SIGASIGA TECHNOLOGIES INC
SIGA TECHNOLOGIES INC amended Amendment with Meridian Medical Technologies, LLC (effective 2024-03-27).
“On March 27, 2024, SIGA Technologies, Inc. (the “Company”) and Meridian Medical Technologies, LLC (“Meridian”) entered into an amendment (the “Amendment”) to the Promotion Agreement”
EFOIENERGY FOCUS, INC/DE
ENERGY FOCUS, INC/DE entered into Purchase Agreements with certain accredited investors valued at approximately $450,143 (effective 2024-03-28).
“On March 28, 2024, Energy Focus, Inc. (the “Company”) entered into certain securities purchase agreements (the “Purchase Agreements”) with certain accredited investors (the “Purchasers”), pursuant to which the Company agreed to issue and sell in a private placement (the “Private Placement”) an aggregate of 283,109 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), for a purchase price per share of $1.59.”
LAKELAND BANCORP INC
LAKELAND BANCORP INC amended Second Amendment with Provident Financial Services, Inc., NL 239 Corp. (effective 2024-03-29).
“On March 29, 2024, Provident Financial Services, Inc., a Delaware corporation (“Provident”), NL 239 Corp., a Delaware corporation and a direct, wholly owned subsidiary of Provident (“Merger Sub”), and Lakeland Bancorp, Inc., a New Jersey corporation (“Lakeland”), entered into Amendment No. 2 (the “Second Amendment”) to that certain Agreement and Plan of Merger (the “Original Merger Agreement”), dated as of September 26, 2022, by and among Provident, Merger Sub and Lakeland”
SHYFT GROUP, INC.
SHYFT GROUP, INC. amended Second Amendment to Amended and Restated Credit Agreement with Wells Fargo Bank, National Association, JPMorgan Chase Bank, N.A., PNC Bank, National Association and Bank of America, N.A. (effective 2024-03-27).
“On March 27, 2024, The Shyft Group, Inc. (“Shyft”), The Shyft Group Services, LLC, The Shyft Group USA, Inc. and Royal Truck Body LLC, each acting as borrowers, and certain other subsidiaries of Shyft, each acting as guarantors, entered into the Second Amendment to Amended and Restated Credit Agreement (the “Credit Agreement Amendment”).”
ATOATMOS ENERGY CORP
ATMOS ENERGY CORP entered into Five Year Credit Agreement with Crédit Agricole as the Administrative Agent, the syndication agents, the documentation agents, the lead arrangers and bookrunners named therein, and the lenders named therein valued at $1.5 billion (effective 2024-03-28).
“On March 28, 2024, the Company also entered into a Revolving Credit Agreement (the “Five Year Credit Agreement,” and together with the Three Year Credit Agreement, the “Credit Agreements”) with Crédit Agricole as the Administrative Agent, the syndication agents, the documentation agents, the lead arrangers and bookrunners named therein, and the lenders named therein, providing the Company with a $1.5 billion senior unsecured revolving credit facility (the “Five Year Credit Facility,” and together with the Three Year Credit Facility, the “Credit Facilities”) for a five year term.”
ATOATMOS ENERGY CORP
ATMOS ENERGY CORP entered into Three Year Credit Agreement with Crédit Agricole Corporate and Investment Bank, as the Administrative Agent, the syndication agents, the documentation agents, the lead arrangers and bookrunners named therein, and the lenders named therein valued at $1.5 billion (effective 2024-03-28).
“On March 28, 2024, Atmos Energy Corporation (the “Company”) entered into a Revolving Credit Agreement (the “Three Year Credit Agreement”) with Crédit Agricole Corporate and Investment Bank (“Crédit Agricole”), as the Administrative Agent, the syndication agents, the documentation agents, the lead arrangers and bookrunners named therein, and the lenders named therein, providing the Company with a $1.5 billion senior unsecured revolving credit facility (the “Three Year Credit Facility”) for a three year term.”
LEELEE ENTERPRISES, Inc
LEE ENTERPRISES, Inc entered into Rights Agreement with Equiniti Trust Company, LLC (effective 2024-03-28).
“On March 28, 2024, the Board of Directors of Lee Enterprises, Incorporated (the “Company”) declared a dividend of one preferred share purchase right (a “Right”), payable on April 8, 2024, for each share of common stock, par value $0.01 per share, of the Company (the “Common Shares”) outstanding on April 8, 2024 (the “Record Date”) to the stockholders of record on that date. In connection with the distribution of the Rights, the Company entered into a Rights Agreement (the “Rights Agreement”), dated as of March 28, 2024, between the Company and Equiniti Trust Company, LLC, as rights agent.”
IBACIB Acquisition Corp.
IB Acquisition Corp. entered into Registration Rights Agreement with certain security holders (effective 2024-03-25).
“Registration Rights Agreement, dated March 25, 2024, by and among the Company and certain security holders, a copy of which is attached”
IBACIB Acquisition Corp.
IB Acquisition Corp. entered into Investment Management Trust Agreement with Continental Stock Transfer & Trust Company (effective 2024-03-25).
“An Investment Management Trust Agreement, dated March 25, 2024, by and between the Company and Continental Stock Transfer & Trust Company, as trustee”
IBACIB Acquisition Corp.
IB Acquisition Corp. entered into Rights Agreement with Continental Stock Transfer & Trust Company (effective 2024-03-25).
“A Rights Agreement, dated March 25, 2024, by and between the Company and Continental Stock Transfer & Trust Company, as rights agent”
IBACIB Acquisition Corp.
IB Acquisition Corp. entered into Underwriting Agreement with I-Bankers Securities, Inc. valued at $115,000,000 (effective 2024-03-25).
“An Underwriting Agreement, dated March 25, 2024, by and between the Company and I-Bankers Securities, Inc., as representative of the several underwriters”
BTMBitcoin Depot Inc.
Bitcoin Depot Inc. amended Amendment No. 1 valued at $15,700,000 (effective 2024-03-26).
“On March 26, 2024, Bitcoin Depot Operating LLC, a Delaware limited liability company (“BT OpCo”) and BT HoldCo LLC, a Delaware limited liability company (“BT HoldCo”) entered into that certain Amendment No. 1 (the “Amendment”) to the Amended and Restated Credit Agreement, dated June 23, 2023 (the “Credit Agreement”) with the Lenders (as defined in the Credit Agreement).”
Blue World Acquisition Corp
Blue World Acquisition Corp amended Investment Management Trust Agreement with Continental Stock Transfer & Trust Company valued at The Trustee must commence liquidation of the Company's trust account by April 2, 2024, or, if furthe (effective 2024-03-26).
“Item 1.01. Entry into a Material Definitive Agreement. On March 26, 2024, Blue World Acquisition Corporation, a Cayman Islands exempted company (the “ Company ”) held an extraordinary general meeting in lieu of an annual general meeting of shareholders (the “ Shareholder Meeting ”), where the shareholders of the Company approved by way of special resolution, among others, the Company to amend the Investment Management Trust Agreement dated January 31, 2022, as amended on May 2, 2023, June 30, 2023 and January 26, 2024 (the “ Trust Agreement ”), by and between the Company and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (the “ Trustee ”) to provide that the Trustee must commence liquidation of the Company’s trust account (the “ Trust Account ”) by April 2, 2024, or, if further extended by up to seven one-month extensions (the “ Monthly Extension ”), up to November 2, 2024. Upon the shareholders’ approval, on March 26, 2024, the Company and the Tru”
APx Acquisition Corp. I
APx Acquisition Corp. I entered into Business Combination Agreement with OmnigenicsAI Corp, Heritas Merger Sub Limited, and MultiplAI Health Ltd (effective 2024-03-25).
“On March 25, 2024, APx Acquisition Corp. I (the “Company”), OmnigenicsAI Corp, a Cayman Islands exempted company (“OmnigenicsAI”), Heritas Merger Sub Limited, a Cayman Islands exempted company and a direct wholly-owned subsidiary of OmnigenicsAI (“Merger Sub”) and MultiplAI Health Ltd, a private limited company formed under the laws of England and Wales (“MultiplAI” and, together with OmnigenicsAI, the “Target Companies”), entered into a Business Combination Agreement (the “Business Combination Agreement””
AFCGAdvanced Flower Capital Inc.
Advanced Flower Capital Inc. amended Amendment with the lenders party thereto and the lead arranger, bookrunner and administrative agent party thereto (effective 2024-03-26).
“On March 26, 2024, AFC Gamma, Inc., a Maryland corporation (the “Company”) entered into an amendment (the “Amendment”) to the Loan and Security Agreement, dated as of April 29, 2022, by and among the lenders party thereto and the lead arranger, bookrunner and administrative agent party thereto.”
RNLXYRenalytix plc
Renalytix plc amended Bond Agreement Amendment with CVI Investments, Inc. (effective 2024-03-28).
“On March 28, 2024, Renalytix plc (the “ Company ”) entered into a second amendment and restatement agreement (“ Bond Agreement Amendment ”) with CVI Investments, Inc. (" CVI "), which amended the terms of the Company’s existing bond agreement”
Vincerx Pharma, Inc.
Vincerx Pharma, Inc. entered into Sales Agreement with Leerink Partners LLC valued at up to $50,000,000 (effective 2024-03-29).
“On March 29, 2024, Vincerx Pharma, Inc. (the “Company”) entered into a Sales Agreement (the “Agreement”) with Leerink Partners LLC (the “Sales Agent”).”
Greenbrook TMS Inc.
Greenbrook TMS Inc. entered into Twenty-Eighth Amendment with Madryn Fund Administration, LLC valued at US$2,614,213 (effective 2024-03-28).
“On March 28, 2024, the Company entered into the twenty-eighth amendment (the “ Amendment ”) to the Company’s credit agreement”
Monroe Capital Income Plus Corp
Monroe Capital Income Plus Corp entered into Credit Agreement with Goldman Sachs Bank USA valued at $100 million (effective 2024-03-28).
“On March 28, 2024, Monroe Capital Income Plus Corporation (the “Company”) entered into a senior secured term credit facility (the “Credit Facility”) with Goldman Sachs Bank USA through a newly-created wholly-owned subsidiary, MC Income Plus Financing SPV III LLC (the “SPV”). In connection with this Credit Facility, the Company, as collateral manager, the SPV, as borrower, and each of the other parties thereto entered into a Credit Agreement, dated as of March 28, 2024 (the “Credit Agreement”).”
NBNDNetBrands Corp.
NetBrands Corp. entered into Securities Purchase Agreement with Cove Funding LP valued at up to $300,000 (effective 2024-03-22).
“On March 22, 2024 (the “Closing Date”), NetBrands Corp., a Delaware corporation (the “Company”), entered into a Securities Purchase Agreement (the “Purchase Agreement”) with Cove Funding LP, a Delaware limited partnership (“Cove Funding”), pursuant to which Cove Funding agreed to loan the Company up to $300,000, in two tranches (the “Cove Loan”), and the Company issued Cove Funding a 12% Senior Secured Convertible Promissory Note (the “Convertible Note”) to evidence the Cove Loan.”
Doma Holdings, Inc.
Doma Holdings, Inc. entered into Agreement and Plan of Merger with RE Closing Buyer Corp. and RE Closing Merger Sub Inc. (effective 2024-03-28).
“On March 28, 2024, Doma Holdings, Inc. (the “ Company ” or “ Doma ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”), with RE Closing Buyer Corp., a Delaware corporation (“ Parent ”), and RE Closing Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent (the “ Merger Sub ”).”
ALZNAlzamend Neuro, Inc.
Alzamend Neuro, Inc. entered into Agreement with Ault Lending, LLC valued at purchase price of $2.0 million (effective 2024-01-31).
“On March 26, 2024, Alzamend Neuro, Inc., a Delaware corporation (the “ Company ”), pursuant to the Securities Purchase Agreement (the “ Agreement ”) entered into with Ault Lending, LLC, a California limited liability company (the “ Purchaser ”) on January 31, 2024”
WORXSCWorx Corp.
SCWorx Corp. terminated Agreement and Plan of Merger with American Environmental (effective 2024-03-26).
“CWorx entered into a definitive Agreement and Plan of Merger (the “Merger Agreement”) with American Environmental. The material”
MEDPMedpace Holdings, Inc.
Medpace Holdings, Inc. amended Amendment No. 6 to Loan Documents with PNC Bank, National Association valued at up to $10 million (effective 2024-03-28).
“Medpace Holdings, Inc., a Delaware corporation (the "Company"), through its wholly owned subsidiaries, Medpace, Inc., as borrower, and Medpace IntermediateCo, Inc., as guarantor, entered into Amendment No. 6 to Loan Documents (“Amendment No. 6”) with PNC Bank, National Association”
Audax Credit BDC Inc.
Audax Credit BDC Inc. entered into Subscription Agreement with Mercer Audax Credit Feeder Fund LP valued at $37.0 million (effective 2024-03-25).
“Effective March 25, 2024, Audax Credit BDC Inc. (the “Company”) entered into a subscription agreement (the “Subscription Agreement”) with Mercer Audax Credit Feeder Fund LP, the Company’s controlling shareholder (the “Investor”), pursuant to which the Investor has made a capital commitment in respect of the Company’s common stock, par value $0.001 per share (the “Common Stock”), in an amount equal to $37.0 million.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.