Material Agreements

GCT Semiconductor Holding, Inc. entered into Lock-Up Agreement with certain stockholders of GCT, including its directors, officers, affiliates and holders of more than 5% of outstanding shares valued at Stockholders agreed to not effect any sale or other transfer of Company Common Stock for a period up (effective 2024-03-26).

“On March 26, 2024, and in connection with the Closing, the Company and certain stockholders of GCT, including its directors, officers, affiliates and holders of more than 5% of outstanding shares of GCT common stock as of the Closing, entered into the Lock-Up Agreement, pursuant to which such stockholders agreed to not effect any sale or other transfer of Company Common Stock, subject to certain customary exceptions set forth in the Lock-Up Agreement, during the period commencing at the Closing and ending on the earlier of (i) one year following the Closing, (ii) such date as the Company completes a liquidation, merger, share exchange, reorganization or other similar transaction that results in all of the Company’s stockholders having the right to exchange their shares of Company Common Stock for cash, securities or other property or (iii) the date on which the last sale price of Company Common Stock equals or exceeds $12.00 per share (as adjusted for share splits, share consolidations”

GCT Semiconductor Holding, Inc. entered into Registration Rights Agreement with certain stockholders of GCT, the Sponsor and certain stockholders of Concord III valued at Company agreed to register for resale certain shares of Company Common Stock and other equity securi (effective 2024-03-26).

“On March 26, 2024 and in connection with the Closing, the Company, certain stockholders of GCT, the Sponsor and certain stockholders of Concord III entered into the Registration Rights Agreement, pursuant to which the Company agreed to register for resale certain shares of the Company’s common stock, par value $0.0001 per share (the “Company Common Stock”), and other equity securities that are held by the parties thereto from time to time.”

QT IMAGING HOLDINGS, INC. entered into Feasibility Study Agreement with Canon Medical Systems Corporation valued at Standard terms with no upfront consideration; each party bears own expenses except as otherwise agre (effective 2024-03-28).

“On March 28, 2024, QT Imaging Holdings, Inc., a Delaware corporation (the “ Company ”), entered into a Feasibility Study Agreement (the “ Feasibility Study Agreement ”) with Canon Medical Systems Corporation, a company organized and existing under the laws of Japan (“ Canon ”).”

Bowman Consulting Group Ltd. entered into Underwriting Agreement with BofA Securities, Inc. and Robert W. Baird & Co. Incorporated, as representatives of the underwriters valued at $34.00 per share (effective 2024-03-26).

“On March 26, 2024, Bowman Consulting Group Ltd. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with BofA Securities, Inc. and Robert W. Baird & Co. Incorporated, as representatives of the underwriters named in the Underwriting Agreement (the “Underwriters”), and the attorney-in-fact on behalf of the selling stockholders, including the Company’s President, Chief Executive Officer and Chair of the board of directors (the “Board”) and Michael Bruen, the Company’s Executive Vice President and Chief Operating Officer and a director of the Board, named in the Underwriting Agreement (the “Selling Stockholders”), relating to an underwritten public offering (the “Offering”) of its common stock, par value $0.01 per share (the “Common Stock”).”

APA Corp entered into Amended and Restated Warrant Agreement with American Stock Transfer and Trust Company, LLC (effective 2024-04-01).

“On April 1, 2024, upon consummation of the Merger (as defined and described in further detail below), APA Corporation, a Delaware corporation (“APA”), entered into an Amended and Restated Warrant Agreement (the “Warrant Agreement”) with American Stock Transfer and Trust Company, LLC (“AST”), as warrant agent, and, solely with respect to certain provisions therein, Callon Petroleum Company, a Delaware corporation (“Callon”), to, among other things, establish warrants that have terms that are substantially similar to the warrants that were issued by Callon on December 20, 2019 (the “Callon Warrants”).”

AdTheorent Holding Company, Inc. entered into Agreement and Plan of Merger with Cadent, LLC, Award Merger Sub, Inc., Novacap Cadent Acquisition Company, Inc., Novacap Cadent Holdings, Inc. (effective 2024-04-01).

“On April 1, 2024, AdTheorent Holding Company, (the “Company”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Cadent, LLC”

AlTi Global, Inc. entered into Membership Interest Purchase Agreement with East End Advisors, LLC valued at approximately $76 million (effective 2024-04-01).

“On April 1, 2024, AlTi Global, Inc., a Delaware corporation (the “ Company ”), entered into a Membership Interest Purchase Agreement (the “ Purchase Agreement ”) by and among the Company, AlTi Global Wealth Management Holdings Limited, a UK private limited company (“ Purchaser ”), East End Advisors, LLC, a New York limited liability company (“ EEA ”), EEA Holding Company, LLC, a Delaware limited liability company (“ Seller ”), and, for the limited purposes set forth therein, David Salomon, Richard Salomon, Peter Nadosy and Brian Clifford.”

Nocturne Acquisition Corp terminated Agreement and Plan of Merger and Reorganization with Cognos Therapeutics, Inc. (effective 2024-03-31).

“f Nocturne (“Merger Sub”), and Cognos Therapeutics, Inc., a Delaware corporation (“Cognos”), with respect to a proposed initial business combination (such proposed business combination the “Merger”).”

Guerrilla RF, Inc. entered into Amendment No. 1 to Amended and Restated Loan Agreement with Salem Investment Partners V, Limited Partnership valued at Extended maturity of $12.0 million loan facility from April 30, 2024 to January 31, 2026; interest r (effective 2024-04-01).

“Contemporaneously with the closing of the Private Placement and the Debt Conversion, the Company entered into Amendment No. 1 to Amended and Restated Loan Agreement (the “Salem Amendment”) with its primary lender, Salem Investment Partners V, Limited Partnership ("Salem").”

Guerrilla RF, Inc. entered into Securities Purchase Agreement with 11 accredited investors valued at Sale of approximately 1.4 million shares of common stock and warrants at $2.50 per unit, plus debt c (effective 2024-04-01).

“On April 1, 2024, Guerrilla RF, Inc. (the “Company”) announced it completed a private placement equity financing (the “Private Placement”), selling approximately 1.4 million shares of its common stock, par value $0.0001 per share (“Common Stock”), and accompanying warrants (“Warrants”) to purchase approximately 1.4 million shares of its Common Stock pursuant to a securities purchase agreement (the “Securities Purchase Agreement”) between the Company and 11 accredited investors (the “Purchasers”).”

Airspan Networks Holdings Inc. entered into Restructuring Support Agreement with Consenting Stakeholders (consenting senior secured creditors, consenting subordinated term loan lenders, and consenting subordinated convertible noteholder) (effective 2024-03-29).

“On March 29, 2024, Airspan Networks Holdings Inc., a Delaware corporation (the “Company” or “Airspan”), entered into a Restructuring Support Agreement (including all exhibits thereto, collectively, the “RSA”) with (i) certain of its affiliates and subsidiaries (as set forth in the RSA, and together with the Company, the “Company Parties”); (ii) certain Consenting Senior Secured Creditors, (iii) certain Consenting Subordinated Term Loan Lenders and (iv) certain Consenting Subordinated Convertible Noteholder (as each such term is defined in the RSA, and collectively, other than the Company Parties, the “Consenting Stakeholders”).”

Assure Holdings Corp. amended Amendment with National Neuromonitoring Services, LLC (effective 2024-03-26).

“On March 26, 2024, Assure Holdings Corp., a Nevada corporation (“Assure” or “Parent”), and its subsidiaries, Assure Neuromonitoring, LLC, Assure Networks, LLC, Assure Networks Texas Holdings, LLC and Assure Networks Texas Holdings II, LLC (collectively, the “Sellers’) entered into amendment number one (the “Amendment”) to that certain asset purchase agreement dated March 11, 2024”

MSP Recovery, Inc. amended A&R Note with Nomura Securities International, Inc. valued at approximately $30.0 million (effective 2024-03-26).

“On March 26, 2024, the Company further amended and restated the Nomura Note (the "A&R Note") to: (i) increase the principal amount to approximately $30.0 million”

MSP Recovery, Inc. amended MTA Amendment No. 3 and Amendment No. 2 to the Amended and Restated Security Agreement with Virage Capital Management, LP and Virage Recovery Master, LP (effective 2024-04-01).

“On April 1, 2024, the Company entered into the MTA Amendment No. 3 and Amendment No. 2 to the Amended and Restated Security Agreement ("Third Virage MTA Amendment")”

Perella Weinberg Partners entered into Vesting Acceleration Agreements with holders of partnership units of AdCo Professionals and VoteCo Professionals, Perella Weinberg Partners LLC, PWP GP, VoteCo Professionals and PWP OpCo valued at vesting acceleration for OpCo Accelerated Units and VoteCo Accelerated Units between April 2, 2024 a (effective 2024-04-01).

“In connection with the Merger, on April 1, 2024, the Company entered into vesting acceleration agreements (collectively, the “Vesting Acceleration Agreements”), with certain holders of partnership units of AdCo Professionals and VoteCo Professionals, Perella Weinberg Partners LLC, PWP GP, VoteCo Professionals and PWP OpCo, pursuant to which, among other things, the vesting will be accelerated for (i) Partnership Class A-2 Common Units (“VCUs”) and Partnership Class A-3 Common Units (“ACUs”) of PWP OpCo (collectively, the “OpCo Accelerated Units”) and (ii) corresponding VCUs and ACUs of VoteCo Professionals (collectively, the “VoteCo Accelerated Units”, and together with the OpCo Accelerated Units, the “Accelerated Units”) on a day determined by PWP GP, in its sole discretion, between April 2, 2024 and May 16, 2024 (the “Vesting Acceleration”).”

Perella Weinberg Partners entered into Agreement and Plan of Merger with PWP OpCo and AdCo Professionals valued at Merger of AdCo Professionals into PWP OpCo; no consideration exchanged (effective 2024-04-01).

“On April 1, 2024, as part of an internal reorganization and in accordance with Section 17-211 of the Act, AdCo Professionals merged with and into PWP OpCo (the “Merger”).”

Canopy Growth Corp amended sixth amendment to the Floating Share Arrangement Agreement with Canopy USA, LLC and Acreage Holdings, Inc. (effective 2024-03-29).

“On March 29, 2024, the Company, Canopy USA and Acreage entered into a sixth amendment to the Floating Share Arrangement Agreement (the “ Amendment ”).”

Serina Therapeutics, Inc. entered into Merger Agreement with AgeX, Merger Sub (effective 2024-03-26).

“reviously disclosed, on August 29, 2023, AgeX, Merger Sub and Serina entered into the Merger Agreement. Upon the terms and subject to”

ELUTIA INC. amended Second Amendment with SWK Funding LLC (effective 2024-03-27).

“On March 27, 2024, Elutia Inc., a Delaware corporation (the “Company”), entered into a Second Amendment (the “Amendment”) to that certain Credit Agreement, dated as of August 10, 2022, by and among the Company, as Borrower, SWK Funding LLC, as Agent, and the lenders from time to time party thereto (as amended and supplemented from time to time, the “SWK Facility”).”

Vistra Corp. entered into Credit Agreement with Borrower, Lenders, Citibank (as Administrative Agent and Collateral Agent) valued at $700,000,000.00 (effective 2024-03-26).

“On March 26, 2024 (the “Effective Date”), Vistra Zero Operating Company, LLC (in such capacity, the “Borrower”), an indirect, non-wholly owned subsidiary of Vistra Corp. (the “Company”), and the direct owner and operator of the Company’s 1.4 gigawatts of operating solar and battery storage facilities, entered into a Credit Agreement (the “Credit Agreement”) among the Borrower, the Lenders party thereto, Citibank, N.A., as Administrative Agent and Collateral Agent, and the other parties named therein.”

Cardlytics, Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $172.5 million principal amount (effective 2024-04-01).

“On April 1, 2024, Cardlytics, Inc. (the “Company”) completed its previously announced private offering (the “Offering”) of $172.5 million principal amount of its 4.25% Convertible Senior Notes due 2029 (the “Notes”), including the exercise in full of the initial purchasers’ option to purchase up to an additional $22.5 million principal amount of Notes. The Notes were issued pursuant to, and are governed by, an indenture (the “Indenture”), dated as of April 1, 2024, between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”).”

RHYTHM PHARMACEUTICALS, INC. entered into Investment Agreement with certain affiliates of Perceptive Advisors LLC and certain other investors valued at $150,000,000 (effective 2024-04-01).

“On April 1, 2024, Rhythm Pharmaceuticals, Inc., a Delaware corporation (the “Company”), entered into an Investment Agreement (the “Investment Agreement”) with certain affiliates of Perceptive Advisors LLC (“Perceptive”) and certain other investors (each, an “Investor” and collectively, the “Investors”), relating to the issuance and sale of 150,000 shares of a new series of the Company’s Series A Convertible Preferred Stock, par value $0.001 per share, titled the “Series A Convertible Preferred Stock” (the “Convertible Preferred Stock”), for an aggregate purchase price of $150,000,000, or $1,000 per share (the “Issuance”).”

flooidCX Corp. terminated Agreement and Plan of Merger with Quantum Energy, Inc. (effective 2024-03-21).

“on March 21, 2024 the parties entered into a termination agreement which officially terminated the merger and the merger agreement”

Superior Drilling Products, Inc. amended Fifth Amended and Restated Loan Agreement with Tronco Energy Corporation (effective 2024-03-31).

“Effective March 31, 2024, Superior Drilling Products, Inc. (the “Company”) entered into the Fifth Amended and Restated Loan Agreement (the “Loan Agreement”) and the Fifth Amended and Restated Promissory Note (the “Note”) with Tronco Energy Corporation (“Tronco”).”

Greenwave Technology Solutions, Inc. entered into a equity purchase with DWM Properties LLC valued at $10,000,000 (effective 2024-03-29).

“On March 29, 2024, Greenwave Technology Solutions, Inc., a Delaware corporation (the “Company”), entered into an exchange agreement with DWM Properties LLC (the “Holder”), whereby the Company and Holder agreed to exchange $10,000,000 of that certain Secured Promissory Note, dated July 31, 2023, issued by the Company to the Holder for shares of the Company’s newly created Series D Convertible Preferred Stock (the “Preferred Stock”).”

Liberty Media Corp entered into Shareholders’ Agreement with Buyer, Dorna, and Initial Management Holders (effective 2024-03-29).

“Concurrent with the entry into the Purchase Agreement and as further contemplated by the Purchase Agreement, Buyer, Dorna and certain Management Sellers (the “ Initial Management Holders ”) entered into a shareholders’ agreement (the “ Shareholders’ Agreement ”),”

Liberty Media Corp entered into Share Purchase Agreement with Libertad Especia, S.L.U., Global Racing LX2 S.à.r.l., Global Racing LX1 S.à.r.l., and certain Management Sellers valued at aggregate equity value of approximately €3.502 billion (effective 2024-03-29).

“On March 29, 2024, Liberty Media Corporation, a Delaware corporation (“ Liberty Media ”), agreed, subject to certain conditions, to acquire approximately 86% of the equity interests in Dorna Sports, S.L., a private limited company incorporated in Spain (“ Dorna ”), in a transaction with an aggregate equity value of approximately €3.502 billion (the “ Transaction ”). To effect the Transaction, Liberty Media entered into a Share Purchase Agreement (the “ Purchase Agreement ”), with Libertad Especia, S.L.U., a private limited company incorporated in Spain and a wholly owned subsidiary of Liberty Media (“ Buyer ”), Global Racing LX2 S.à.r.l., a company incorporated in Luxembourg (“ Institutional Seller ”), Global Racing LX1 S.à.r.l., a company incorporated in Luxembourg (“ LX1 Seller ”), and certain current Dorna management equity holders (the “ Management Sellers ” and together with the Institutional Seller and LX1 Seller, the “ Sellers ”).”

Ellington Credit Co amended Amendment No. 1 to the Fifth Amended and Restated Management Agreement with Ellington Residential Mortgage Management LLC (effective 2024-04-01).

“the Board of Trustees of the Company (the “Board”) unanimously approved Amendment No. 1 to the Fifth Amended and Restated Management Agreement, dated as of April 1, 2024 (the “Amendment”) with Ellington Residential Mortgage Management LLC, a Delaware limited liability company (the "Manager"), which removes certain provisions related to the Company’s qualification and maintenance of REIT status from Section 2 (Appointment and Duties of the Manager) of and the Investment Guidelines attached as Exhibit A to the Fifth Amended and Restated Management Agreement, dated as of March 13, 2018, by and between the Company and the Manager (the "Management Agreement" and, as amended by the Amendment, the "Amended Management Agreement").”

Atlas Lithium Corp entered into Securities Purchase Agreement with an accredited investor valued at approximately $30.0 million (effective 2024-03-28).

“On March 28, 2024, Atlas Lithium Corporation (the “ Company ”) entered into a Securities Purchase Agreement (the “ Purchase Agreement ”), with an accredited investor (the “ Investor ”), pursuant to which the Company agreed to sell and issue an aggregate of 1,871,250 shares of its common stock, par value $0.001 per share (the “ Registered Shares ”) in a registered direct offering (the “ Registered Offering ”) at a purchase price of $16.0321 per share.”

Block, Inc. amended Eighth Amendment to Revolving Credit Agreement with Goldman Sachs Bank USA, as administrative agent (effective 2024-03-29).

“On March 29, 2024, Block, Inc. (formerly known as Square, Inc.) (“Block”) entered into the Eighth Amendment to Revolving Credit Agreement, among Block, the lenders that are party thereto, and Goldman Sachs Bank USA, as administrative agent (the “Revolver Amendment”).”

Olo Inc. amended Third Amendment to the Restated Delivery Network Agreement with DoorDash, Inc. (effective 2024-03-30).

“Effective March 30, 2024 (the “Effective Date”), Olo Inc. (“Olo”) entered into a Third Amendment to the Restated Delivery Network Agreement (the “Third Amendment”), which further amends the Restated Delivery Network Agreement, dated April 22, 2021 (together with the subsequent amendments on July 30, 2021 and April 4, 2022, the “Agreement”), with DoorDash, Inc. (“DoorDash”).”

iBio, Inc. entered into Purchase Agreement with several institutional investors and an accredited investor valued at gross proceeds of approximately $15.1 million (effective 2024-03-26).

“On March 26, 2024, iBio, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with several institutional investors and an accredited investor (the “Purchasers”) for the issuance and sale in a private placement (the “Private Placement”) of the following securities for gross proceeds of approximately $15.1 million”

Capital Bancorp Inc entered into Agreement and Plan of Merger and Reorganization with Integrated Financial Holdings, Inc. (effective 2024-03-27).

“On March 27, 2024, Capital Bancorp, Inc., a Maryland corporation (“Capital”), and Integrated Financial Holdings, Inc., a North Carolina corporation (“IFHI”), entered into an Agreement and Plan of Merger and Reorganization (the “Merger Agreement”).”

INVO Fertility, Inc. entered into Purchase Agreement with Triton Funds LP valued at up to $850,000 (effective 2024-03-27).

“On March 27, 2024, INVO Bioscience, Inc., a Nevada corporation (the “ Company ”) entered into a purchase agreement (the “ Purchase Agreement ”) with Triton Funds LP (“ Triton ”), pursuant to which the Company agreed to sell, and Triton agreed to purchase, upon the Company’s request in one or more transactions, up to 1,000,000 shares of the Company’s common stock, par value $0.0001 per share, providing aggregate gross proceeds to the Company of up to $850,000.”

Gevo, Inc. entered into Reimbursement Agreement with Citibank, N.A. (effective 2024-04-01).

“The First Supplemental Indenture, the Reimbursement Agreement and the First Supplemental Bond Financing Agreement were all executed and delivered on April 1, 2024 in connection with the remarketing and conversion of the Bonds”

Gevo, Inc. amended First Supplemental Bond Financing Agreement with Iowa Finance Authority valued at $68,155,000 (effective 2024-04-01).

“the Original Bond Financing Agreement was amended by a First Supplemental Bond Financing Agreement dated as of April 1, 2024 (the “First Supplemental Bond Financing Agreement,” and together with the Original Bond Financing Agreement, the “Bond Financing Agreement”) between the Issuer and the Company”

Gevo, Inc. amended First Supplemental Indenture with Citibank, N.A., as trustee (effective 2024-04-01).

“the Original Indenture was amended by a First Supplemental Indenture dated as of April 1, 2024 (the “First Supplemental Indenture,” and together with the Original Indenture, the “Indenture”) between the Issuer and the Trustee”

Mueller Water Products, Inc. amended ABL Agreement (effective 2024-03-28).

“On March 28, 2024, Mueller Water Products, Inc. (the “Company”) amended its asset based lending credit agreement (the “ABL Agreement”) to, among other things, (i) extend its maturity date from July 29, 2025 to the earlier of (a) March 28, 2029”

VAPOTHERM INC amended Amendment No. 7 to Loan and Security Agreement with SLR Investment Corp., as Collateral Agent, and the lenders party thereto valued at $4.0 million senior secured term loan B facility (effective 2024-03-26).

“On March 26, 2024 (the “Effective Date”), Vapotherm, Inc. (the “Company”) entered into an Amendment No. 7 to Loan and Security Agreement with SLR Investment Corp., as Collateral Agent, and the lenders party thereto (the “Seventh Amendment,” together with the Loan and Security Agreement, the “Amended Loan and Security Agreement”). The Seventh Amendment established a $4.0 million senior secured term loan B facility (the “Term Loan B Facility”).”

ANGIODYNAMICS INC entered into Settlement Agreement with Becton, Dickinson and Company, C.R. Bard, Inc. and Bard Peripheral Vascular Inc. valued at one-time lump sum payment to BD in the amount of $7 million, $3 million of which will be payable wit (effective 2024-03-31).

“On March 31, 2024, AngioDynamics and BD entered into a Settlement Agreement (the “Settlement Agreement”) to resolve the Actions.”

VACCINEX, INC. entered into Private Placement Purchase Agreement with Private Placement Investors valued at aggregate gross proceeds of approximately $1.25 million (effective 2024-03-27).

“On March 27, 2024, the Company entered into a securities purchase agreement (the “Private Placement Purchase Agreement”) pursuant to which the Company agreed to issue and sell to the purchasers named therein (the “Private Placement Investors”) an aggregate of 159,683 shares (“Private Placement Shares”) of Common Stock together with warrants (“Private Placement Warrants”) to purchase up to 159,683 shares of Common Stock at a combined price of $7.77 per Private Placement Share and accompanying Private Placement Warrant (together, the “Private Placement Securities”) (the “Additional Private Placement”).”

VACCINEX, INC. entered into Advisory Agreement with A.G.P./Alliance Global Partners valued at cash fee equal to $140,000 and reimbursement of $75,000 (effective 2024-03-27).

“In connection with the AGP Transactions, on March 27, 2024, the Company entered into a financial advisory agreement (the “Advisory Agreement”) with A.G.P./Alliance Global Partners (the “Financial Advisor”).”

VACCINEX, INC. entered into RDO Purchase Agreement with purchasers named therein valued at aggregate gross proceeds of approximately $1.5 million (effective 2024-03-27).

“On March 27, 2024, Vaccinex, Inc. (the “Company”) entered into a securities purchase agreement (the “RDO Purchase Agreement”) pursuant to which it agreed to issue and sell to the purchasers named therein (i) an aggregate of 193,000 shares (the “RDO Shares”) of the Company’s common stock (“Common Stock”) in a public offering and (ii) warrants (the “PIPE Warrants”) to purchase up to 193,000 shares of Common Stock in a concurrent private placement (collectively, the “AGP Transactions”).”

Applied Digital Corp. entered into PPA with YA II PN, LTD. valued at $50 million (effective 2024-03-27).

“On March 27, 2024, Applied Digital Corporation, a Nevada corporation (the “Company”) entered into a Prepaid Advance Agreement (the “PPA”) with YA II PN, LTD., a Cayman Islands exempt limited partnership (the “Investor”). In accordance with the terms of the PPA, the Investor has agreed to advance up to $50 million to the Company”

Veradigm Inc. amended Third Amendment with JPMorgan Chase Bank, N.A. valued at $400 million (effective 2024-03-29).

“On March 29, 2024, Veradigm Inc. (the “Company”) and Veradigm LLC, a wholly-owned subsidiary of the Company (the “Co-Borrower”), entered into an amendment (the “Third Amendment”) to the Third Amended and Restated Credit Agreement, dated as of April 29, 2022, as previously amended, among the Company, the Co-Borrower, the lenders party thereto (the “Lenders”) and JPMorgan Chase Bank, N.A., as administrative agent”

TXNM ENERGY INC entered into TNMP Revolver with Wells Fargo Bank, National Association valued at $200,000,000 revolving credit facility, increased to up to $225,000,000 via accordion feature (effective 2024-04-01).

“On April 1, 2024, Texas-New Mexico Power Company (“TNMP”), an indirect, wholly owned subsidiary of PNMR, entered into a $200.0 million secured credit agreement among TNMP, the lenders party thereto (the “TNMP Revolver Lenders”), and Wells Fargo, as administrative agent (the “TNMP Revolver”), which has a maturity date of March 30, 2029 (unless extended as noted below) and is filed as Exhibit 10.3 to this Current Report on Form 8-K.”

TXNM ENERGY INC amended Seventh Amendment to and Restatement of Credit Agreement with Wells Fargo Bank, National Association valued at $400,000,000 revolving credit facility, increased to up to $600,000,000 via accordion feature (effective 2024-04-01).

“On April 1, 2024, Public Service Company of New Mexico (“PNM”), a wholly owned subsidiary of PNMR, entered into a Seventh Amendment to and Restatement of Credit Agreement (the “PNM Revolver”) amending and restating its $400.0 million revolving credit agreement, among PNM, the lenders party thereto (the “PNM Revolver Lenders”) and Wells Fargo, as administrative agent.”

TXNM ENERGY INC amended Twelfth Amendment to and Restatement of Credit Agreement with Wells Fargo Bank, National Association valued at $300,000,000 revolving credit facility, increased to up to $400,000,000 via accordion feature (effective 2024-04-01).

“On April 1, 2024, PNM Resources, Inc. (“PNMR”) entered into a Twelfth Amendment to and Restatement of Credit Agreement (the “PNMR Revolver”) amending and restating its $300.0 million revolving credit agreement, among PNMR, the lenders party thereto (the “PNMR Revolver Lenders”) and Wells Fargo Bank, National Association (“Wells Fargo”), as administrative agent.”

SONIDA SENIOR LIVING, INC. entered into At-The-Market Issuance Sales Agreement with Mizuho Securities USA LLC valued at up to an aggregate offering price of $75,000,000 (effective 2024-04-01).

“On April 1, 2024, Sonida Senior Living, Inc. (the “ Company ”) entered into an At-The-Market Issuance Sales Agreement (the “ ATM Sales Agreement ”) with Mizuho Securities USA LLC, who is acting as the sole sales agent (the “ Agent ”).”

SIGA TECHNOLOGIES INC amended Amendment with Meridian Medical Technologies, LLC (effective 2024-03-27).

“On March 27, 2024, SIGA Technologies, Inc. (the “Company”) and Meridian Medical Technologies, LLC (“Meridian”) entered into an amendment (the “Amendment”) to the Promotion Agreement”