secwatch / observer

Material Agreements

Entry into or termination of material definitive agreements (Items 1.01/1.02).

8-K items 1.01, 1.02 JSON
CLNV Clean Vision Corp

Clean Vision Corp entered into Securities Purchase Agreement with Investor (effective 2024-03-25).

“On March 25, 2024 (the “Issue Date”), the Company and Investor entered into a Securities Purchase Agreement (the “Purchase Agreement”), whereby: (i) the Company issued to the Investor (a) a convertible note in the aggregate principal amount of $666,666 (the “March 2024 Note”), and (b) a warrant initially exercisable to acquire up to 22,222,220 shares of Common Stock at an exercise price of $0.03 per share (the “March 2024 Warrant”); and (ii) the parties agreed to amend and restate the Existing Note and Existing Warrant as discussed below.”
MX MAGNACHIP SEMICONDUCTOR Corp

MAGNACHIP SEMICONDUCTOR Corp entered into Standard Credit Agreement with Korea Development Bank valued at KRW 40,000,000,000 (approximately $28.9 million) (effective 2024-03-26).

“executed a Standard Credit Agreement (together with its General Terms and Conditions, the “Loan Agreement”) with Korea Development Bank (“KDB”).”
FSBC FIVE STAR BANCORP

FIVE STAR BANCORP entered into Underwriting Agreement with Keefe, Bruyette & Woods, Inc. valued at 3,450,000 shares of common stock at $21.75 per share (effective 2024-03-28).

“On March 28, 2024, Five Star Bancorp (the “Company”), a holding company that operates through its wholly owned banking subsidiary, Five Star Bank (the “Bank”), entered into an underwriting agreement (the “Underwriting Agreement”) with Keefe, Bruyette & Woods, Inc., as representative of the several underwriters named in Schedule I thereto (collectively, the “Underwriters”), to issue and sell 3,450,000 shares of the Company’s common stock, no par value (“Common Stock”), at a public offering price of $21.75 per share in an underwritten public offering (the “Offering”).”
PFS PROVIDENT FINANCIAL SERVICES INC

PROVIDENT FINANCIAL SERVICES INC amended Second Amendment with Lakeland Bancorp, Inc. (effective 2024-03-29).

“On March 29, 2024, Provident Financial Services, Inc., a Delaware corporation (“Provident”), NL 239 Corp., a Delaware corporation and a direct, wholly owned subsidiary of Provident (“Merger Sub”), and Lakeland Bancorp, Inc., a New Jersey corporation (“Lakeland”), entered into Amendment No. 2 (the “Second Amendment”) to that certain Agreement and Plan of Merger (the “Original Merger Agreement”), dated as of September 26, 2022, by and among Provident, Merger Sub and Lakeland, as amended by Amendment No. 1 to the Original Merger Agreement, dated as of December 20, 2023 (the “First Amendment” and the Original Merger Agreement, as amended by the First Amendment and the Second Amendment, the “Merger Agreement”), by and among Provident, Merger Sub and Lakeland.”
LTBR LIGHTBRIDGE Corp

LIGHTBRIDGE Corp amended Modification No. 2 with Battelle Energy Alliance, LLC valued at approximately $635,000 (effective 2024-03-26).

“On March 26, 2024, Lightbridge Corporation (“Lightbridge” or the “Company”) and Battelle Energy Alliance, LLC (“Battelle”), the operating contractor of Idaho National Laboratory, entered into Modification No. 2 (“Modification No. 2”) to the Project Task Statement under the Strategic Partnership Project Agreement, dated December 9, 2022, as amended on May 23, 2023, by and between the Company and Battelle.”
UTHR UNITED THERAPEUTICS Corp

UNITED THERAPEUTICS Corp entered into Credit Agreement with Wells Fargo Bank, National Association valued at up to $1.2 billion (effective 2022-03-31).

“on March 31, 2022, United Therapeutics Corporation (the Company ) entered into a Credit Agreement (the Credit Agreement ) with certain of its subsidiaries party thereto, as guarantors, the lenders referred to therein, and Wells Fargo Bank, National Association ( Wells Fargo ), as administrative agent and as a swingline lender.”
EPD ENTERPRISE PRODUCTS PARTNERS L.P.

ENTERPRISE PRODUCTS PARTNERS L.P. entered into 364-Day Revolving Credit Agreement with Citibank, N.A., as Administrative Agent, and certain financial institutions named therein, as Co-Syndication Agents and Co-Documentation Agents valued at $1.5 billion (effective 2024-03-29).

“On March 29, 2024, Enterprise Products Operating LLC, a Texas limited liability company (“EPO”) and the operating subsidiary of Enterprise Products Partners L.P., a Delaware limited partnership (the “Partnership”), entered into a 364-Day Revolving Credit Agreement among EPO, as Borrower, the Lenders party thereto, Citibank, N.A., as Administrative Agent, and certain financial institutions named therein, as Co-Syndication Agents and Co-Documentation Agents (the “364-Day Credit Agreement”).”
NXPL NextPlat Corp

NextPlat Corp entered into Stock Purchase Agreement with James T. McKinley valued at $760,000.00 (effective 2024-03-25).

“On March 25, 2024, NextPlat Corp (NASDAQ: NXPL, NXPLW) (the “Company” or “NextPlat”) entered into a Stock Purchase Agreement (the “SPA”) with James T. McKinley (“Seller”), pursuant to which the Company agreed to purchase all of the issued and outstanding shares of common stock of Outfitter Satellite, Inc. (“Outfitter”) in an all-cash transaction (the “Acquisition”) for an aggregate purchase price of $760,000.00”
OPK OPKO HEALTH, INC.

OPKO HEALTH, INC. entered into Asset Purchase Agreement with Laboratory Corporation of America Holdings valued at approximately $237,500,000 in cash (effective 2024-03-27).

“On March 27, 2024, OPKO Health, Inc., a Delaware corporation (“ OPKO ”), its wholly owned subsidiary, BioReference Health, LLC (“ BioReference ” and together with OPKO, “ Seller ”), and Laboratory Corporation of America Holdings, a Delaware corporation (“ Buyer ”), entered into an Asset Purchase Agreement (the “ Purchase Agreement ”).”
AMERICAN HONDA FINANCE CORP

AMERICAN HONDA FINANCE CORP entered into Third Amended and Restated Credit Agreement with Canadian Imperial Bank of Commerce, as administrative agent, joint bookrunner and co-lead arranger; RBC Capital Markets, as joint bookrunner and co-lead arranger; BMO Capital Markets, as joint bookrunner and co-lead arranger; The Toronto-Dominion Bank, as co-arranger and co-syndication agent; MUFG B valued at C$2,000,000,000 ($1,472,428,771) (effective 2024-03-25).

“On March 25, 2024, Honda Canada Finance Inc. (“HCFI”), a subsidiary of American Honda Finance Corporation, entered into its C$2,000,000,000 ($1,472,428,771) Third Amended and Restated Credit Agreement, among HCFI, as the borrower, the lenders party thereto, and Canadian Imperial Bank of Commerce, as administrative agent, joint bookrunner and co-lead arranger, RBC Capital Markets, as joint bookrunner and co-lead arranger, BMO Capital Markets, as joint bookrunner and co-lead arranger, The Toronto-Dominion Bank, as co-arranger and co-syndication agent, MUFG Bank, Ltd., Canada Branch, as co-arranger and co-syndication agent, Bank of Montreal, as co-syndication agent, Royal Bank of Canada, as co-syndication agent, Mizuho Bank, Ltd., Canada Branch, as documentation agent (the “Credit Agreement”).”
CPMV Mosaic ImmunoEngineering Inc.

Mosaic ImmunoEngineering Inc. terminated License Agreement with Case Western Reserve University (effective 2024-03-22).

“on March 22, 2024, the Company received a letter of termination from CWRU terminating our Agreement effective immediately due to our financial default”
CLSK CLEANSPARK, INC.

CLEANSPARK, INC. amended Amendment No. 1 to the At the Market Offering Agreement with H.C. Wainwright & Co., LLC valued at up to $800,000,000 (effective 2024-03-28).

“On March 28, 2024, the Company entered into Amendment No. 1 to the At the Market Offering Agreement with the Agent (the “ATM Agreement Amendment” and, together with the Original ATM Agreement, the “ATM Agreement”). Under the ATM Agreement, the Company may, but has no obligation to, following the filing date of the Prospectus Supplement (as defined below), issue and sell up to the lesser number of shares (the “Shares”) of the Company’s Common Stock, that does not exceed (a) $800,000,000 of shares of Common Stock”
VSAT VIASAT INC

VIASAT INC amended Refinancing Amendment with Barclays Bank plc, Bank of America, N.A., and the lenders and issuing banks party thereto (effective 2024-03-28).

“On March 28, 2024, Connect Midco Limited (“Holdings”), Connect Bidco Limited (“Bidco”), Connect Finco SARL (“Lux Finco”), Connect U.S. Finco LLC (“US Finco”) and certain other subsidiary loan parties (collectively, with Holdings, Bidco, Lux Finco and US Finco, “Inmarsat,” and all indirect wholly owned subsidiaries of Viasat, Inc. (“Viasat”)) entered into Amendment No. 4 to Credit Agreement with Barclays Bank plc, as existing administrative agent and collateral agent, Bank of America, N.A., as successor administrative agent and collateral agent, and the lenders and issuing banks party thereto (the “Refinancing Amendment”) to amend the existing Credit Agreement”
ORI OLD REPUBLIC INTERNATIONAL CORP

OLD REPUBLIC INTERNATIONAL CORP entered into Eighth Supplemental Indenture with Wilmington Trust Company, as trustee valued at $400,000,000 (effective 2024-03-28).

“The Company issued the Notes under an indenture dated as of August 15, 1992 (the “Base Indenture”), as supplemented by an eighth supplemental indenture dated as of March 28, 2024 (the “Eighth Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), each between the Company and Wilmington Trust Company, as trustee (the “Trustee”).”
ORI OLD REPUBLIC INTERNATIONAL CORP

OLD REPUBLIC INTERNATIONAL CORP entered into Underwriting Agreement with Morgan Stanley & Co. LLC and PNC Capital Markets LLC, as representatives of the several underwriters valued at $400,000,000 (effective 2024-03-25).

“On March 25, 2024, Old Republic International Corporation (the “Company”) priced a registered underwritten public offering of 5.750% Senior Notes due 2034 in the aggregate principal amount of $400,000,000 (the “Notes”) to be sold pursuant to an underwriting agreement that was entered into among the Company, and Morgan Stanley & Co. LLC and PNC Capital Markets LLC, as representatives of the several underwriters named therein, dated March 25, 2024 (the “Underwriting Agreement”).”
HD HOME DEPOT, INC.

HOME DEPOT, INC. entered into Agreement and Plan of Merger with Shingle Acquisition Holdings, Inc., a Delaware corporation valued at $18,250,000,000 (effective 2024-03-27).

“On March 27, 2024, The Home Depot, Inc., a Delaware corporation (the " Company "), Star Acquisition Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of the Company (" Merger Sub "), Shingle Acquisition Holdings, Inc., a Delaware corporation (" SRS "), and Shingle Acquisition, LP, a Delaware limited partnership, solely in its capacity as the initial Holder Representative, entered into an Agreement and Plan of Merger (the " Merger Agreement ")”
Oak Woods Acquisition Corp

Oak Woods Acquisition Corp amended Merger Agreement with Oak Woods Merger Sub, Inc., Huajin (China) Holdings Limited, Xuehong Li (effective 2024-06-28).

“Because the parties to the Business Combination intend to continue to work to effectuate the Business Combination in furtherance of its prior filings, they have executed an agreement to extend the date by which a Business Combination is required to be completed to June 28, 2024.”
NRXS Neuraxis, INC

Neuraxis, INC amended SPA with Flagstaff International, LLC valued at $5 million (effective 2024-03-22).

“On March 22, 2024, the Company and Flagstaff entered into the third amendment to the SPA (the “Amendment”) to increase the investment amount from $3 million to $5 million”
LUMN Lumen Technologies, Inc.

Lumen Technologies, Inc. entered into Second Supplemental Indenture to Lumen 4.000% Senior Secured Notes due 2027 with Computershare Trust Company, N.A. valued at Eliminated restrictive covenants and released guarantees and security interests (effective 2024-03-22).

“On the Effective Date, Lumen, certain subsidiaries of Lumen party thereto and Computershare Trust Company, N.A., as trustee and notes collateral agent, entered into a second supplemental indenture to the indenture, dated as of January 24, 2020, governing Lumen’s 4.000% senior secured notes due 2027 (the “ Existing Lumen Notes ”), that, among other things, (i) eliminated substantially all of the restrictive covenants and certain events of default and (ii) released the guarantees of the Existing Lumen Notes and the security interests in the collateral securing such notes (the “ Lumen Supplemental Indenture ”).”
LUMN Lumen Technologies, Inc.

Lumen Technologies, Inc. entered into Amended and Restated Credit Agreement Amendment Agreement with Bank of America, N.A. valued at Amendment to Existing Lumen Credit Agreement; removed certain covenants, amended collateral agreemen (effective 2024-03-22).

“On the Effective Date, Lumen, as borrower, Bank of America, N.A. (“ BofA ”), as administrative agent and collateral agent, and the subsidiaries of Lumen, lenders and issuing banks party thereto entered into an amendment agreement (the “ Amendment Agreement ”) to that certain Amended and Restated Credit Agreement, dated as of January 31, 2020, among Lumen, the lenders and issuing banks party thereto and BofA, as administrative agent, collateral agent and swingline lender (as amended or otherwise modified prior to the date of the Amendment Agreement, the “ Existing Lumen Credit Agreement ” and, as amended, the “ Amended Lumen Credit Agreement ”).”
LUMN Lumen Technologies, Inc.

Lumen Technologies, Inc. entered into Superpriority Revolving/Term A Credit Agreement with Bank of America, N.A. valued at $489 million SP RCF-A, $467 million SP RCF-B, $377 million SP TLA (effective 2024-03-22).

“On the Effective Date, Lumen, as borrower, the lenders party thereto and BofA, as administrative agent and collateral agent, entered into the Superpriority Revolving/Term A Credit Agreement (the “ RCF/TLA Credit Agreement ”) providing for (i) a superpriority “first out” series A revolving credit facility with commitments of approximately $489 million (the “ SP RCF-A ”), (ii) a superpriority “second out” series B revolving credit facility with commitments of approximately $467 million (the “ SP RCF-B ”, and together with the SP RCF-A, the “ SP RCF ”) and (iii) a superpriority secured term loan facility in the amount of approximately $377 million (the “ SP TLA ”).”
Hempacco Co., Inc.

Hempacco Co., Inc. entered into Securities Purchase Agreement with Mast Hill Fund, L.P. valued at $341,360 aggregate purchase price (effective 2024-03-26).

“Effective March 26, 2024, Hempacco Co., Inc. (the “ Company ”), entered into a securities purchase agreement (the “ SPA ”) with Mast Hill Fund, L.P., a Delaware limited partnership (“ Mast Hill ”), pursuant to which the Company sold, and Mast Hill purchased, (i) a convertible promissory note in the principal amount of $379,288.88 (the “ Note ”), and (ii) warrants to purchase 113,786 shares of Company common stock (the “ Warrants ”), for an aggregate purchase price of $341,360 (the “ Transaction ”), and the Company also entered into a registration rights agreement with Mast Hill (the “ RRA ”).”
XLO Xilio Therapeutics, Inc.

Xilio Therapeutics, Inc. entered into Investor Rights Agreement with Gilead Sciences, Inc. (effective 2024-03-27).

“Pursuant to the terms of an investor rights agreement (the "Investor Rights Agreement") to be entered into between Gilead and the Company at the closing of the Initial Gilead Private Placement”
XLO Xilio Therapeutics, Inc.

Xilio Therapeutics, Inc. entered into Stock Purchase Agreement with Gilead Sciences, Inc. valued at approximately $13.5 million (effective 2024-03-27).

“on March 27, 2024, the Company entered into a stock purchase agreement with Gilead (the "Stock Purchase Agreement") pursuant to which the Company agreed to initially issue and sell 6,860,223 of its shares of Common Stock to Gilead in a private placement at a purchase price of $1.97 per share for an aggregate purchase price of approximately $13.5 million”
XLO Xilio Therapeutics, Inc.

Xilio Therapeutics, Inc. entered into License Agreement with Gilead Sciences, Inc. valued at approximately $43.5 million in upfront payments (effective 2024-03-27).

“On March 27, 2024, Xilio Development, Inc. ("Xilio Development"), a wholly-owned subsidiary of Xilio Therapeutics, Inc. (the "Company"), entered into an exclusive license agreement (the "License Agreement") with Gilead Sciences, Inc. ("Gilead")”
EMBC Embecta Corp.

Embecta Corp. amended "LSA Amendment" with Becton, Dickinson and Company (effective 2024-03-28).

“Embecta Corp. (“Embecta”) entered into (i) a second amendment (the “TSA Amendment”) to the Transition Services Agreement (as amended, the “TSA”), dated as of March 31, 2022 and previously amended as of July 1, 2022 by and between Embecta and Becton, Dickinson and Company (“BD"), and (ii) a second amendment (the “LSA Amendment”) to the Logistics Services Agreement (as amended, the “LSA”), dated January 1, 2022 and previously amended as of November 20, 2023, by and between Embecta and BD.”
EMBC Embecta Corp.

Embecta Corp. amended "TSA Amendment" with Becton, Dickinson and Company (effective 2024-03-28).

“Embecta Corp. (“Embecta”) entered into (i) a second amendment (the “TSA Amendment”) to the Transition Services Agreement (as amended, the “TSA”), dated as of March 31, 2022 and previously amended as of July 1, 2022 by and between Embecta and Becton, Dickinson and Company (“BD"), and (ii) a second amendment (the “LSA Amendment”) to the Logistics Services Agreement (as amended, the “LSA”), dated January 1, 2022 and previously amended as of November 20, 2023, by and between Embecta and BD.”
Cactus Acquisition Corp. 1 Ltd

Cactus Acquisition Corp. 1 Ltd entered into Promissory Note with Energi Holding Limited valued at $600,000 (effective 2024-03-25).

“On March 25, 2024, the Company issued an unsecured promissory note to Energi Holding Limited (the " Lender ") with a principal amount up to $600,000 (the " Note ").”
Better For You Wellness, Inc.

Better For You Wellness, Inc. entered into Amended and Restated Asset Purchase Agreement with The Ideation Lab, LLC valued at 300,000 shares of Series A Preferred Stock (effective 2023-12-04).

“On March 25, 2024, Better For You Wellness, Inc., a Nevada corporation (the “ Company ”), entered into an Amended and Restated Asset Purchase Agreement (the “ Agreement ”) with The Ideation Lab, LLC, an Ohio Limited Liability Company (“ TIL ”) pursuant to which the Company agreed to purchase assets owned by TIL for 300,000 shares of the Company’s shares of Series A Preferred Stock.”
OPAL OPAL Fuels Inc.

OPAL Fuels Inc. amended First Amendment to Landfill Gas Purchase Agreement with Polk County valued at Amendment provides for the Company to construct, at its sole expense, an additional flare for the re (effective 2024-03-06).

“On March 27, 2024, a wholly-owned subsidiary of OPAL Fuels Inc. (referred to herein as the “ Company ”) entered into a First Amendment (the “ Amendment ”) to the Landfill Gas Purchase Agreement dated May 2, 2023 between the Company and Polk County, a political subdivision of the State of Florida (“ Polk ”).”
OPAL OPAL Fuels Inc.

OPAL Fuels Inc. entered into Site Lease with Polk County valued at Payments by the Company to Polk in consideration for the Site Lease are de minimis. (effective 2024-03-20).

“On March 27, 2024, the Company entered into a lease and access agreement (the “ Site Lease ”), which is effective as of March 20, 2024, with Polk that provides the Company with the right to build and operate the Facility on a parcel of real property located at or near the landfill.”
AEON AEON Biopharma, Inc.

AEON Biopharma, Inc. entered into Subscription Agreement with Daewoong Pharmaceutical Co., LTD. valued at up to $15.0 million (effective 2024-03-19).

“on March 19, 2024, AEON Biopharma, Inc. (“AEON” or the “Company”) and AEON Biopharma Sub, Inc., a subsidiary of the Company (“AEON Sub”), entered into a subscription agreement (the “Subscription Agreement”) with Daewoong Pharmaceutical Co., LTD. (“Daewoong”) relating to the sale and issuance by the Company of senior secured convertible notes in the principal amount of up to $15.0 million”
ARKO ARKO Corp.

ARKO Corp. terminated Registration Rights Agreement with ARKO and Transit (effective 2024-03-26).

“As disclosed in Item 1.01 of this Current Report on Form 8-K, pursuant to the Purchase Agreement Amendment, the Registration Rights Agreement terminated.”
ARKO ARKO Corp.

ARKO Corp. amended Credit Agreement Amendment with GPMP, the Administrative Agent and the guarantors and lenders party thereto (effective 2024-03-26).

“On March 26, 2024, GPMP, the Administrative Agent and the guarantors and lenders party thereto entered into an amendment to the Credit Agreement (the “Credit Agreement Amendment”), which facilitated the borrowing and use of up to $36.5 million of the existing line of credit under the Credit Agreement for the settlement of the Installment Payments as provided for in the Purchase Agreement Amendment.”
ARKO ARKO Corp.

ARKO Corp. amended Amendment No. 2 to the Purchase Agreement with Transit Energy Group, LLC (Seller) and GPM Investments, LLC (Buyer) (effective 2024-03-26).

“On March 26, 2024, Buyer and Seller entered into Amendment No. 2 to the Purchase Agreement (the “Purchase Agreement Amendment”), pursuant to which, in full satisfaction of all Installment Payments, (i) ARKO repurchased the First Installment Shares from Transit for an aggregate purchase price of approximately $19.3 million in cash, or $5.66 per share, and (ii) and Buyer paid to Seller an additional amount in cash equal to approximately $17.2 million in satisfaction of the second Installment Payment, which would have otherwise been due on March 1, 2025.”
Airspan Networks Holdings Inc.

Airspan Networks Holdings Inc. amended NPA Amendment with DBFIP ANI LLC (effective 2024-03-25).

“On March 25, 2024, the Company also entered into Amendment No. 1 to Limited Waiver and Consent, Seventh Amendment to Senior Secured Convertible Note Purchase and Guarantee Agreement and Reaffirmation of Note Documents (the “NPA Amendment”) among the Company, ANI, certain subsidiaries of the Company, as guarantors, the purchasers party thereto (the “Purchasers”) and DBFIP ANI LLC, as the administrative and collateral agent and trustee”
Airspan Networks Holdings Inc.

Airspan Networks Holdings Inc. amended Credit Agreement Amendment with DBFIP ANI LLC (effective 2024-03-25).

“On March 25, 2024, Airspan Networks Holdings Inc., a Delaware corporation (the “Company”), entered into Amendment No. 1 to Limited Waiver and Consent, Sixth Amendment and Restatement of Credit Agreement and Reaffirmation of Loan Documents (the “Credit Agreement Amendment”), among the Company, Airspan Networks Inc., a Delaware corporation (“ANI”), certain subsidiaries of the Company, as guarantors, the lenders party thereto (collectively, the “Lenders”) and DBFIP ANI LLC, as administrative agent and collateral agent”
NXXT NEXTNRG, INC.

NEXTNRG, INC. entered into Note with NextNRG Holding Corp. (formerly Next Charging, LLC) valued at $110,000 (effective 2024-03-26).

“On March 26, 2024, EzFill Holdings, Inc. (the “Company”) and NextNRG Holding Corp. (formerly Next Charging, LLC) (“Next”) entered into a promissory note (the “Note”) for the sum of $110,000 (the “Loan”)”
TRIN Trinity Capital Inc.

Trinity Capital Inc. entered into Underwriting Agreement with Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC and RBC Capital Markets, LLC, as representatives of the several underwriters valued at $115,000,000 aggregate principal amount (effective 2024-03-25).

“On March 25, 2024, Trinity Capital Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company and Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC and RBC Capital Markets, LLC, as representatives of the several underwriters named in Schedule 1 thereto, in connection with the issuance and sale of $115,000,000 aggregate principal amount of the Company’s 7.875% Notes due 2029”
AOMR Angel Oak Mortgage REIT, Inc.

Angel Oak Mortgage REIT, Inc. entered into Master Repurchase Agreement with Global Investment Bank 2 (effective 2024-03-28).

“THIS MASTER REPURCHASE AGREEMENT is made and entered into as of March 28, 2024 (as may be amended, restated, supplemented or otherwise modified from time to time, this “ Agreement ”), by and among * Global Investment Bank 2 (“ Buyer ”), AOMR TRS SPE, LLC, a Delaware limited liability company (“ Seller ”), and Spruce Mortgage Trust, a Delaware statutory trust (“ Trust Subsidiary ”).”
ERAS Erasca, Inc.

Erasca, Inc. entered into Purchase Agreement with the purchasers named therein (the "Purchasers") valued at approximately $45 million (effective 2024-03-27).

“On March 27, 2024, Erasca, Inc. (the “Company”) entered into a stock purchase agreement (the “Purchase Agreement”) with the purchasers named therein (the “Purchasers”), for the private placement (the “Private Placement”) of 21,844,660 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), at a price of $2.06 per Share. The aggregate gross proceeds for the Private Placement are expected to be approximately $45 million, before deducting offering fees and expenses.”
BXSL Blackstone Secured Lending Fund

Blackstone Secured Lending Fund terminated a atm program with Truist Securities, Inc., RBC Capital Markets, LLC, Compass Point Research & Trading, LLC, Raymond James & Associates, Inc., Drexel Hamilton, LLC (effective 2024-03-28).

“Effective as of March 28, 2024, the Blackstone Parties and each of Truist, RBC, Compass, Raymond James and Drexel terminated the following agreements, which have been superseded by the Equity Distribution Agreements: (i) the Equity Distribution Agreement, dated as of December 1, 2023, by and among the Blackstone Parties and Truist, (ii) the Equity Distribution Agreement, dated as of December 1, 2023, by and among the Blackstone Parties and RBC, (iii) the Equity Distribution Agreement, dated as of December 1, 2023, by and among the Blackstone Parties and Compass, (iv) the Equity Distribution Agreement, dated as of December 1, 2023, by and among the Blackstone Parties and Raymond James and (v) the Equity Distribution Agreement, dated as of December 1, 2023, by and among the Blackstone Parties and Drexel”
BXSL Blackstone Secured Lending Fund

Blackstone Secured Lending Fund entered into Equity Distribution Agreements with Truist Securities, Inc., RBC Capital Markets, LLC, Compass Point Research & Trading, LLC, Raymond James & Associates, Inc., BTIG, LLC, Drexel Hamilton, LLC valued at aggregate offering price of up to $500,000,000 (effective 2024-03-28).

“The equity distribution agreements with the Sales Agents described in the preceding sentence are collectively referred to herein as the “Equity Distribution Agreements.” The Equity Distribution Agreements provide that the Company may from time to time issue and sell shares of its common shares of beneficial interest, par value $0.001 per share (“Shares”), having an aggregate offering price of up to $500,000,000, through the Sales Agents, or to them as principal for their own respective accounts.”
HOTH Hoth Therapeutics, Inc.

Hoth Therapeutics, Inc. entered into Inducement Letter with a certain holder of existing warrants valued at aggregate gross proceeds of approximately $4.2 million (effective 2024-03-27).

“On March 27, 2024, Hoth Therapeutics, Inc., a Nevada corporation (the “ Company ”), entered into an inducement offer letter agreement (the “ Inducement Letter ”) with a certain holder (the “ Holder ”) of existing warrants (the “ Existing Warrants ”) to purchase shares of common stock of the Company.”
EFCAR, LLC

EFCAR, LLC entered into Underwriting Agreement with Citigroup Global Markets Inc., Barclays Capital Inc. and Deutsche Bank Securities Inc. (effective 2024-03-26).

“On March 26, 2024, EFCAR and Exeter Finance LLC (“Exeter”) entered into an Underwriting Agreement, dated as of March 26, 2024 (the “Underwriting Agreement”), with Citigroup Global Markets Inc., Barclays Capital Inc. and Deutsche Bank Securities Inc., acting on behalf of themselves and as representatives of the several underwriters named therein, for the sale of certain of the Notes.”
STOK Stoke Therapeutics, Inc.

Stoke Therapeutics, Inc. entered into Underwriting Agreement with J.P. Morgan Securities LLC valued at approximately $119.8 million (effective 2024-03-27).

“On March 27, 2024, Stoke Therapeutics, Inc., a Delaware corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with J.P. Morgan Securities LLC as representative of the underwriters named therein (the “Underwriter”), pursuant to which the Company agreed to issue and sell 5,555,557 shares (the “Underwritten Shares”) of its common stock, par value $0.0001 per share (“Common Stock”) to the Underwriter in a public offering at a price of $13.50 per Underwritten Share”
IBP Installed Building Products, Inc.

Installed Building Products, Inc. amended Third Amendment with Royal Bank of Canada valued at $500 million (effective 2024-03-28).

“Installed Building Products, Inc., a Delaware corporation (the “ Company ”) and certain of its affiliates entered into Amendment No. 3 to Term Loan Credit Agreement (“ Third Amendment ”) with Royal Bank of Canada as term administrative agent and term collateral agent and the lenders party thereto”
REXR Rexford Industrial Realty, Inc.

Rexford Industrial Realty, Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $575,000,000 aggregate principal amount of its 4.375% Exchangeable Senior Notes due 2027 and $575,00 (effective 2024-03-28).

“On March 28, 2024, Rexford Industrial Realty, L.P. (the “Operating Partnership”), the operating partnership of Rexford Industrial Realty, Inc. (the “Company”), issued $575,000,000 aggregate principal amount of its 4.375% Exchangeable Senior Notes due 2027 (the “2027 Notes”) and $575,000,000 aggregate principal amount of its 4.125% Exchangeable Senior Notes due 2029 (the “2029 Notes” and, together with the 2027 Notes, the “Notes”)”
Summit Midstream Partners, LP

Summit Midstream Partners, LP amended Fourth Amendment to Loan and Security Agreement with Bank of America, N.A. (effective 2024-03-22).

“Summit Midstream Holdings, LLC, a Delaware limited liability company (“Holdings”), entered into that certain Fourth Amendment to Loan and Security Agreement (the “ABL Amendment”) by and among Summit, Holdings, the subsidiaries of Holdings party thereto, as subsidiary guarantors, and Bank of America, N.A., as administrative agent”
Summit Midstream Partners, LP

Summit Midstream Partners, LP entered into Purchase and Sale Agreement with MPLX LP valued at $625.0 million (effective 2024-03-22).

“On March 22, 2024, Summit Midstream Partners, LP (NYSE: SMLP), a Delaware limited partnership (“Summit” or the “Partnership”) and Summit Midstream Opco, LP, a Delaware limited partnership (“OpCo”) and an indirectly owned subsidiary of Summit, completed the sale of Summit Midstream Utica, LLC, a Delaware limited liability company (“Utica”), to a subsidiary of MPLX LP (NYSE: MPLX), a Delaware limited partnership (“MPLX”), for cash consideration of $625.0 million, subject to customary post-closing adjustments (the “Transaction”), pursuant to a Purchase and Sale Agreement, dated March 22, 2024 (the “Purchase Agreement”)”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.