Material Agreements

CRESCENT BIOPHARMA, INC. entered into Securities Purchase Agreement with certain institutional and other accredited investors valued at approximately $185.0 million (effective 2025-12-04).

“On December 4, 2025, the Company entered into a Securities Purchase Agreement (the “Purchase Agreement”) for a private placement (the “Private Placement”) with certain institutional and other accredited investors (each, a “Purchaser” and collectively, the “Purchasers”). The closing of the Private Placement (the “Closing”) is expected to occur on December 8, 2025, subject to the satisfaction of customary closing conditions. Pursuant to the Purchase Agreement, the Purchasers agreed to purchase an aggregate of 13,795,685 ordinary shares with a par value of US$0.001 per share of the Company (the “Ordinary Shares”), at a purchase price per share of $13.41 (or, for certain investors in lieu of Ordinary Shares, pre-funded warrants (the “Pre-Funded Warrants”) to purchase shares of Ordinary Shares (the “Pre-Funded Warrant Shares”), at a purchase price per underlying Pre-Funded Warrant Share of $13.409, which represents the per share purchase price of the Ordinary Shares less the $0.001 per shar”

CRESCENT BIOPHARMA, INC. amended Amendment No. 1 to License Agreement with Paragon Therapeutics, Inc. (effective 2025-12-02).

“On December 2, 2025, Crescent OpCo entered into Amendment No. 1 (the “Amendment”) to the License Agreement, dated April 28, 2025, by and between Crescent OpCo and Paragon Therapeutics, Inc., a Delaware corporation (the “Paragon License”), relating to CR-001.”

CRESCENT BIOPHARMA, INC. entered into SKB105 License Agreement with Sichuan Kelun-Biotech Biopharmaceutical Co., Ltd. (effective 2025-12-02).

“On December 2, 2025 (the “Effective Date”), Crescent OpCo and Kelun-Biotech entered into a License and Collaboration Agreement (the “SKB105 License Agreement”), under which Kelun-Biotech granted Crescent OpCo an exclusive license to research, develop, manufacture and commercialize SKB105, Kelun-Biotech’s proprietary integrin beta-6-directed antibody-drug conjugate, in all territories outside the SKB Territory.”

CRESCENT BIOPHARMA, INC. entered into CR-001 License Agreement with Sichuan Kelun-Biotech Biopharmaceutical Co., Ltd. (effective 2025-12-02).

“On December 2, 2025, Crescent OpCo and Kelun-Biotech entered into a License Agreement (the "CR-001 License Agreement") under which Crescent OpCo granted Kelun-Biotech an exclusive, royalty-bearing license to research, develop, manufacture and commercialize CR-001, Crescent’s proprietary bispecific antibody directed to VEGF and PD-1, in greater China (including mainland China, Hong Kong, Macau and Taiwan) (collectively, the “SKB Territory”).”

Celanese Corp entered into Underwriting Agreement with BofA Securities, Inc., as representative of the other several underwriters named in Schedule A thereto valued at $600,000,000 aggregate principal amount of 7.000% Senior Notes due 2031 and $800,000,000 aggregate p (effective 2025-12-03).

“On December 3, 2025, Celanese Corporation ("Celanese"), its wholly-owned subsidiary Celanese US Holdings LLC (the "Issuer"), and certain subsidiaries of the Issuer (together with Celanese and the Issuer, the "Company Parties"), entered into an Underwriting Agreement with BofA Securities, Inc., as representative of the other several underwriters named in Schedule A thereto, providing for the offer and sale by the Issuer of $600,000,000 aggregate principal amount of 7.000% Senior Notes due 2031 and $800,000,000 aggregate principal amount of 7.375% Senior Notes due 2034 (collectively, the "Notes").”

GTJ REIT, INC. entered into Letter Agreement with Keybank National Association ("Key Bank") valued at $20 million term loan (effective 2025-12-02).

“On December 2, 2025, GTJ Realty, LP (the “Operating Partnership”), a Delaware limited partnership and the operating partnership of GTJ REIT, Inc. (the “Company”), entered into a letter agreement (the “Letter Agreement”) supplementing the First Amended and Restated Credit Agreement, dated October 22, 2021, as amended on August 5, 2022 (as amended, the “First Amended and Restated Credit Agreement”), with Keybank National Association (“Key Bank”) and the Company and certain direct and indirect subsidiaries of the Company as guarantors.”

Western Midstream Operating, LP amended Fifteenth Supplemental Indenture with Computershare Trust Company, National Association valued at $600,000,000 aggregate principal amount of 4.800% Senior Notes due 2031 and $600,000,000 aggregate p (effective 2025-12-04).

“as supplemented by the Fifteenth Supplemental Indenture (the “Supplemental Indenture”), dated as of December 4, 2025, by and between the Partnership and the Trustee, setting forth the specific terms applicable to the Notes (the Base Indenture, as supplemented by the Supplemental Indenture, the “Indenture”).”

Western Midstream Partners, LP entered into Fifteenth Supplemental Indenture with Computershare Trust Company, National Association valued at $1,200,000,000 (effective 2025-12-04).

“On December 4, 2025, Western Midstream Operating, LP (“WES Operating”), a subsidiary of Western Midstream Partners, LP (NYSE: WES) (“WES”), completed the public offering of $600,000,000 aggregate principal amount of 4.800% Senior Notes due 2031 (the “2031 Notes”) and $600,000,000 aggregate principal amount of 5.500% Senior Notes due 2035 (the “2035 Notes” and, together with the 2031 Notes, the “Notes”). The terms of the Notes are governed by the Indenture, dated as of May 18, 2011 (the “Base Indenture”), by and among WES Operating, the subsidiary guarantors named therein and Computershare Trust Company, National Association (successor to Wells Fargo Bank, National Association), as trustee (the “Trustee”), as supplemented by the Fifteenth Supplemental Indenture (the “Supplemental Indenture”), dated as of December 4, 2025, by and between WES Operating and the Trustee, setting forth the specific terms applicable to the Notes (the Base Indenture, as supplemented by the Supplemental Indentu”

NIOCORP DEVELOPMENTS LTD entered into Purchase of Manufacturing Assets and Intellectual Property with FEA Materials LLC valued at $8.4 million (effective 2025-12-04).

“NioCorp Advanced Metals and Alloys LLC (“ NAMA ”), a newly formed subsidiary of NioCorp and its operating company Elk Creek Resources Corp. (“ ECRC ”), completed the all-cash $8.4 million purchase of FEA’s assets and IP on December 4, 2025.”

Boxlight Corp amended Forbearance Agreement and Tenth Amendment and Waiver to Credit Agreement with Whitehawk Finance LLC and White Capital Partners LP valued at approximately $32.2 million (effective 2025-12-02).

“On December 2, 2025, Boxlight Corporation, a Nevada corporation (the “Company”), and its subsidiaries entered into a Forbearance Agreement and Tenth Amendment and Waiver to Credit Agreement (the “Tenth Amendment”) with Whitehawk Finance LLC, as the lender (the “Lender”) and White Capital Partners LP, as collateral agent (the “Collateral Agent”).”

Sports Entertainment Gaming Global Corp entered into Securities Purchase Agreement with Evergreen Capital Management, LLC valued at $2,875,000 (effective 2025-12-02).

“On December 2, 2025, Lottery.com Inc. (the “ Company ” or the “ Registrant ”) and Evergreen Capital Management, LLC., a Nevada company, (the “ Purchaser ”) entered into a fully-executed Securities Purchase Agreement (the “ Agreement ”).”

MAMMOTH ENERGY SERVICES, INC. entered into Agreement with Qualus, LLC valued at $30.0 million (effective 2025-12-02).

“On December 2, 2025, Mammoth Energy Partners LLC ("MEP"), a subsidiary of Mammoth Energy Services, Inc. (“Mammoth” or the “Company”), entered into an Equity Purchase Agreement (the “Agreement”), as the seller, with Qualus, LLC (“Qualus”), as the buyer, and Aquawolf LLC ("Aquawolf"), MEP's wholly-owned subsidiary and the subject of the sale, as a party to the Agreement.”

Denali Therapeutics Inc. entered into Royalty Agreement with Royalty Pharma plc valued at up to $275 million (effective 2025-12-04).

“On December 4, 2025, Denali Therapeutics Inc. (“Denali” or the “Company”) entered into a synthetic royalty funding agreement (the “Royalty Agreement”) with Royalty Pharma plc (“Royalty Pharma”).”

Oklo Inc. entered into Sales Agreement with Goldman Sachs & Co. LLC, BofA Securities, Inc., Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, Barclays Capital Inc., TD Securities (USA) LLC, Guggenheim Securities, LLC, B. Riley Securities, Inc. and William Blair & Company, L.L.C. valued at $1,500,000,000 (effective 2025-12-04).

“On December 4, 2025, Oklo Inc. (the “Company”) entered into an equity distribution agreement (the “Sales Agreement”) with Goldman Sachs & Co. LLC, BofA Securities, Inc., Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, Barclays Capital Inc., TD Securities (USA) LLC, Guggenheim Securities, LLC, B. Riley Securities, Inc. and William Blair & Company, L.L.C. under which the Company may offer and sell, from time to time in its sole discretion, shares of the Company’s Class A common stock, par value $0.0001 per share (the “Common Stock”), with aggregate gross sales proceeds of up to $1,500,000,000”

Nauticus Robotics, Inc. entered into Exchange Agreements with certain institutional investors (effective 2025-12-03).

“On December 3, 2025, Nauticus Robotics, Inc., a Delaware corporation (the “Company”), and certain institutional investors each entered into an Amendment and Exchange Agreement (collectively, the “Exchange Agreements"), by and among the Company and a certain institutional investor, pursuant to which such investor may exchange (collectively, the "Exchanges"), in one or more exchanges, portions of certain secured convertible term loans of the Company (the “Existing Convertible Securities”) and certain original issue discount senior secured convertible debentures due 2026 of the Company (the “Existing Debentures”, and together with the Existing Convertible Securities, the “Existing Securities”), into 3,814 of Series C preferred convertible stock (the “Series C Preferred Stock”)”

Blue Owl Technology Income Corp. amended First Amendment to Credit Agreement with The Bank of Nova Scotia, as administrative agent, State Street Bank and Trust Company, as collateral agent, collateral administrator, custodian and document custodian, and the lenders party thereto (effective 2025-12-01).

“On December 1, 2025 (the “First Amendment Closing Date”), Tech Income Funding IV LLC (“Tech Income Funding IV”) executed the First Amendment to Credit Agreement (the “Amendment”), which amends that certain Credit Agreement, dated as of June 12, 2025, by and among Tech Income Funding IV, as borrower, The Bank of Nova Scotia, as administrative agent, State Street Bank and Trust Company, as collateral agent, collateral administrator, custodian and document custodian, and the lenders party thereto.”

KESTRA MEDICAL TECHNOLOGIES, LTD. entered into Underwriting Agreement with BofA Securities, Inc., Piper Sandler & Co., J.P. Morgan Securities LLC and Goldman Sachs & Co. LLC, as representatives of the several underwriters named therein valued at approximately $148.4 million (effective 2025-12-02).

“On December 2, 2025, Kestra Medical Technologies, Ltd., a Bermuda exempted company (the “ Company ”) entered into an Underwriting Agreement (the “ Underwriting Agreement ”) with BofA Securities, Inc., Piper Sandler & Co., J.P. Morgan Securities LLC and Goldman Sachs & Co. LLC, as representatives of the several underwriters named therein (collectively, the “ Underwriters ”), related to an underwritten public offering (the “ Offering ”) of 6,900,000 common shares, par value $1.00 per share (the “ Common Shares ”), at a purchase price per share of $23.00 (the “ Offering Price ”).”

Verses AI Inc. entered into Warrant Certificate with Sorbie Investments LLP valued at 616,667 Warrant Shares exercisable at CAD$7.00 per share until November 6, 2028 (effective 2025-11-06).

“In connection with the foregoing transactions, on November 6, 2025, the Company issued a Warrant Certificate (the " Warrant ") to SILP, which Warrant represents the right to subscribe for 616,667 Common Shares (" Warrant Shares ") until November 6, 2028.”

Verses AI Inc. entered into Master Agreement with Sorbie Bornholm LP valued at Additional terms for Subscription Agreement and Sharing Agreement (effective 2025-10-31).

“In connection with the Subscription Agreement and the Sharing Agreement, on October 31, 2025, the Company and SBLP entered into a Master Agreement and related schedules (the " Master Agreement ") which provides additional terms for the transactions contemplated by the Subscription Agreement and Sharing Agreement, including obligations of the parties, representations, covenants, events of default, and termination events.”

Verses AI Inc. entered into Sharing Agreement with Sorbie Bornholm LP valued at CAD$14,000,000 notional amount, 11 periodic settlement tranches of $1,209,091 each, Benchmark Price (effective 2025-10-31).

“On October 31, 2025, the Company and SBLP also entered into a Sharing Arrangement Transaction (the " Sharing Agreement ") which provided additional terms for the transactions contemplated by the Subscription Agreement and other offering documents.”

Verses AI Inc. entered into Subscription Agreement with Sorbie Bornholm LP valued at CAD$14,000,000 notional amount, plus CAD$700,000 at closing, for 2,333,334 Units at CAD$6.00 per uni (effective 2025-10-31).

“Effective as of October 31, 2025, Verses AI Inc. (the " Company ") entered into a Subscription Agreement (the " Subscription Agreement ") with Sorbie Bornholm LP (" SBLP ") and Sorbie Investments LLP (" SILP ") pursuant to which the Company could receive an aggregate notional amount of CAD$14,000,000, pursuant to the terms of a Sharing Arrangement Transaction, in exchange for the issuance of a total of 2,333,334 units of the Company’s securities at a price of CAD$6.00 per unit (the " Units ").”

Independence Power Holdings, Inc. entered into Recapitalization Letter Agreement with Energizer Systems, LLC valued at binding letter agreement setting forth principal terms of a recapitalization and reorganization invo (effective 2025-11-26).

“Additionally, on November 26, 2025, the Company entered into a binding letter agreement (the “Recapitalization Letter Agreement” and, together with the “Warrant Letter Agreement,” the “Letter Agreements”) with Energizer Systems.”

Independence Power Holdings, Inc. entered into Warrant Letter Agreement with Energizer Systems, LLC, Independence Power, Inc., Homeland Digital, LLC, Emergent Ventures, LLC valued at binding letter agreement setting forth principal terms of recapitalization and reorganization in con (effective 2025-11-26).

“On November 26, 2025, TriUnity Business Services Limited (the “Company”) entered into a binding letter agreement (the “Warrant Letter Agreement”) with Energizer Systems, LLC (“Energizer Systems”), Independence Power, Inc. (“Independence Power” and, together with Energizer, the “Independence Parties”), Homeland Digital, LLC (“Homeland”) and Emergent Ventures, LLC (together with Homeland, the “Emergent Parties”).”

VisionWave Holdings, Inc. entered into Share Purchase Agreement with BladeRanger Ltd. and Solar Drone Ltd. valued at $21,600,000 (effective 2025-12-03).

“This SHARE PURCHASE AGREEMENT (this “ Agreement ”) is entered into as of December 3, 2025 (the “ Effective Date ”), by and among VisionWave Holdings, Inc., a Delaware corporation listed on Nasdaq under the ticker “VWAV” (“ Buyer ”), BladeRanger Ltd., a company organized under the laws of Israel and listed on the Tel Aviv Stock Exchange under the ticker “BLRN” (“ Seller ”), and, solely for purposes of acknowledgment and certain covenants herein, Solar Drone Ltd., an Israeli corporation (the “ Company ”).”

Park Dental Partners, Inc. entered into Underwriting Agreement with Northland Securities, Inc. valued at 1,535,000 shares of Common Stock at $13.00 per share (effective 2025-12-02).

“On December 2 , 2025, in connection with the pricing of the IPO, the Company and Northland Securities, Inc. (the “Representative”), as representative of the several underwriters (the “Underwriters”), entered into an underwriting agreement (the “Underwriting Agreement”), pursuant to which the Company agreed to offer and sell, and the Underwriters agreed to purchase, 1,535,000 shares of the Common Stock.”

SilverBox Corp V entered into Administrative Services Agreement with SilverBox Sponsor V, LLC valued at Sponsor agrees to provide office space and administrative services for $10,000 per month until initi (effective 2025-12-02).

“an Administrative Services Agreement, dated December 2, 2025, between the Company and the Sponsor, pursuant to which the Sponsor has agreed to make available office space and certain administrative and support services, as may be required by the Company from time to time, for $10,000 per month until the earlier of the Company’s initial business combination or liquidation”

SilverBox Corp V entered into Letter Agreement with SilverBox Sponsor V, LLC and each director and officer of the Company valued at Sponsor and directors/officers agree to vote shares in favor of initial business combination, facili (effective 2025-12-02).

“a Letter Agreement, dated December 2, 2025, among the Company, the Sponsor and each of the directors and officers of the Company, pursuant to which the Sponsor and each of the directors and officers of the Company have agreed to vote any Class A Ordinary Shares held by him, her or it in favor of the Company’s initial business combination; to facilitate the liquidation and winding up of the Company if an initial business combination is not consummated within 24 months or such longer period as is approved by the Company’s shareholders; to certain transfer restrictions with respect to the Company’s securities; and, as to the Sponsor, certain indemnification obligations”

SilverBox Corp V entered into Registration Rights Agreement with SilverBox Sponsor V, LLC and other Holders valued at Provides for customary demand and piggy-back registration rights for the Holders and certain transfe (effective 2025-12-02).

“a Registration Rights Agreement, dated December 2, 2025, among the Company, the Sponsor and the other Holders (as defined therein) signatory thereto, which provides for customary demand and piggy-back registration rights for the Holders, as well as certain transfer restrictions applicable to the Holders with respect to the Company securities they hold”

SilverBox Corp V entered into Investment Management Trust Agreement with Continental Stock Transfer & Trust Company valued at Establishes trust account for net proceeds of IPO and certain proceeds from sale of Private Placemen (effective 2025-12-02).

“an Investment Management Trust Agreement, dated December 2, 2025, between the Company and Continental Stock Transfer & Trust Company, as trustee, which establishes the trust account that will hold the net proceeds of the IPO and certain of the proceeds of the sale of the Private Placement Units, and sets forth the responsibilities of the trustee; the procedures for withdrawal and direction of funds from the trust account; and indemnification of the trustee by the Company under the agreement”

SilverBox Corp V entered into Underwriting Agreement with Santander US Capital Markets LLC valued at Gross proceeds of $276,000,000 from the sale of 27,600,000 units at $10.00 per unit (effective 2025-12-02).

“an Underwriting Agreement, dated December 2, 2025, between the Company and Santander US Capital Markets LLC, as representative of the several underwriters named in Schedule I thereto, which contains customary representations and warranties by the Company, conditions to closing and indemnification obligations of the Company and the underwriters”

KEWAUNEE SCIENTIFIC CORP /DE/ terminated Seller Notes with Richard A. Peters, William F. Peters, Rita Peters Revocable Trust, Richard A. Peters Revocable Trust, Karan A. Peters Revocable Trust, William F. Peters 2023 Irrevocable Trust dated December 20, 2023, William F. Peters Revocable Trust valued at $23.0 million (effective 2025-12-04).

“The First Amendment amends the Loan Agreement, dated as of November 1, 2024 (the "Loan Agreement"), between the Company and PNC to, among other things, (i) permit the Company to repay in full the outstanding principal balances of the subordinated seller notes issued by the Company in connection with its acquisition of Nu Aire, Inc.”

KEWAUNEE SCIENTIFIC CORP /DE/ amended First Amendment to Loan Agreement with PNC Bank, National Association (effective 2025-12-04).

“On December 4, 2025, Kewaunee Scientific Corporation (the "Company") entered into a First Amendment to Loan Agreement (the "First Amendment") with PNC Bank, National Association ("PNC").”

S&P Global Inc. entered into Registration Rights Agreement with the Initial Purchasers (effective 2025-12-04).

“On December 4, 2025, in connection with the issuance of the Notes, the Company and the Guarantor entered into a registration rights agreement (the "Registration Rights Agreement") with the Initial Purchasers.”

S&P Global Inc. entered into Tenth Supplemental Indenture with U.S. Bank Trust Company, National Association, as trustee (effective 2025-12-04).

“as supplemented by the tenth supplemental indenture dated as of December 4, 2025, among the Company, the Guarantor and the Trustee (the "Tenth Supplemental Indenture" and, together with the Base Indenture, the "Indenture")”

S&P Global Inc. entered into purchase agreement with Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, and HSBC Securities (USA) Inc., as representatives of the several initial purchasers (effective 2025-12-01).

“The Notes were sold under a purchase agreement, dated as of December 1, 2025, entered into by and among the Company, Standard & Poor’s Financial Services LLC (the "Guarantor") and each of Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, and HSBC Securities (USA) Inc., as representatives of the several initial purchasers (the "Initial Purchasers") named therein, for resale in the United States to persons reasonably believed to be qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the "Securities Act") and outside the United States to non-U.S. persons in accordance with Regulation S under the Securities Act.”

S&P Global Inc. entered into a notes offering valued at $600,000,000 aggregate principal amount of the Company’s 4.250% Senior Notes due 2031 and $400,000,0 (effective 2025-12-04).

“On December 4, 2025, S&P Global Inc. (the “Company”) completed its previously announced private offering (the “Offering”) of $600,000,000 aggregate principal amount of the Company’s 4.250% Senior Notes due 2031 (the “2031 Notes”) and $400,000,000 aggregate principal amount of the Company’s 4.800% Senior Notes due 2035 (the “2035 Notes” and, together with the 2031 Notes, the “Notes”).”

MIDDLEBY Corp entered into Purchase Agreement with Rise Buyer LP, an affiliate of 26North Partners LP valued at $885 million (effective 2025-12-04).

“On December 4, 2025, The Middleby Corporation (the “Company”), Mosaic Merger Sub. Inc., a wholly owned subsidiary of the Company (“MMS”), Middleby Worldwide Inc., a wholly owned subsidiary of the Company (“MWW”), Middleby Outdoor IP Holdings, Inc., a wholly owned subsidiary of the Company (“MOIP” and, collectively with MMS and MWW, “Sellers”), RKG Group Partners LP (the “Partnership”), Rise Buyer LP, an affiliate of 26North Partners LP (“Buyer”), and Rise Merger Sub, LLC, a wholly owned subsidiary of Buyer (“Buyer Merger Sub”), entered into a partnership interest purchase agreement (the “Purchase Agreement”) pursuant to which the Company will sell a 51% stake in its Residential Kitchen business (the “Business”) to Buyer, in a transaction (the “Transaction”) valuing the Business at $885 million.”

ASSOCIATED BANC-CORP entered into Agreement and Plan of Merger with American National Corporation (effective 2025-11-30).

“On November 30, 2025, Associated Banc-Corp, a Wisconsin corporation (“Associated”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with American National Corporation, a Nebraska corporation (“American National”).”

GETTY REALTY CORP /MD/ entered into Note Purchase and Guaranty Agreement with the Purchasers valued at $250,000,000 (effective 2025-11-19).

“On November 19, 2025, Getty Realty Corp. (the “Company”) entered into a Note Purchase and Guaranty Agreement (the “Note Purchase Agreement”) with various purchasers named therein (the “Purchasers”) in connection with a private placement of senior unsecured notes.”

HOOKER FURNISHINGS Corp entered into Asset Purchase Agreement with Magnussen Home Furnishings, Inc. valued at approximately $4.8 million (effective 2025-12-01).

“On December 1, 2025, Hooker Furnishings Corporation (the “Company”) entered into an Asset Purchase Agreement (the “Asset Purchase Agreement”) with Magnussen Home Furnishings, Inc. (“Magnussen”) to sell the Company’s Pulaski Furniture (“PFC”) and Samuel Lawrence (“SLF”) casegoods brands, including specified assets and liabilities related to those brands.”

QUINSTREET, INC entered into Share Purchase Agreement with SIREN GROUP AG d/b/a HomeBuddy, certain shareholders, and Maxym Entin as representative valued at approximately $115.0 million in cash, plus $75.0 million in additional post-Closing payments (effective 2025-11-30).

“On November 30, 2025, QuinStreet, Inc., a Delaware corporation (“QuinStreet”) entered into a Share Purchase Agreement (the “Purchase Agreement”) by and among QuinStreet, SIREN GROUP AG d/b/a HomeBuddy, a company limited by shares ( Aktiengesellschaft) organized under the laws of Switzerland (“HomeBuddy”), the Shareholders listed on Schedule I thereto (each, a “Seller” and collectively, the “Sellers”) and Maxym Entin, solely in his capacity as the representative of the Shareholders, pursuant to which QuinStreet has agreed to purchase from the Sellers all of the issued and outstanding equity securities of HomeBuddy (the “Share Purchase”), upon the terms, in the manner and subject to the conditions set forth in the Purchase Agreement.”

APPLIED OPTOELECTRONICS, INC. entered into Credit Facility with Taishin International Bank valued at NT$100,000,000 line of credit and a US$2,000,000 line of credit (effective 2025-11-27).

“On November 27, 2025, Prime World International Holdings, Ltd. (“Prime World”), a wholly owned subsidiary of Applied Optoelectronics, Inc., entered into a credit facility with Taishin International Bank in Taiwan (the “Bank”), consisting of a NT$100,000,000 line of credit (the “NT$100M Credit Line”) and a US$2,000,000 line of credit (the “US$2M Credit Line", collectively, with the NT$100M Credit Line, the “Credit Facility”).”

IIOT-OXYS, Inc. entered into Securities Purchase Agreement, as amended with GHS Investments LLC valued at Up to $244,000 (original $210,000 plus amendment $34,000) (effective 2025-12-01).

“On December 1, 2025, IIOT-OXYS, Inc., a Nevada corporation (the “ Company ”), entered into a Securities Purchase Agreement, as amended, with GHS Investments LLC (“ GHS ”) in the amount of up to $210,000 (the “ SPA ”). On December 1, 2025, the Company and GHS entered into Amendment No. 2 to the SPA pursuant to which the aggregate number of shares of Series D Convertible Preferred Stock (the “ Series D Preferred Stock ”) could be issued was increased to up to 259 shares and a fifth additional Closing was added in the amount of up to 34 shares of Series D Preferred Stock for a Purchase Price of up to $34,000.”

Eventbrite, Inc. entered into Merger Agreement with Bending Spoons US Inc. and Everest Merger Sub Inc. valued at $4.50 in cash per share (effective 2025-12-01).

“On December 1, 2025, Eventbrite, Inc., a Delaware corporation (the “Company”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Bending Spoons US Inc., a Delaware corporation (“Parent”) and a wholly owned subsidiary of Bending Spoons S.p.A. (“Bending Spoons”), and Everest Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”), pursuant to which, among other things, Merger Sub will merge with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (the “Merger”).”

Scorpius Holdings, Inc. amended Second Restated Note with Elusys Holdings Inc. valued at $2,250,000 (effective 2025-12-02).

“On December 2, 2025, Scorpius Holdings, Inc. (the “Company”) issued a second amended and restated 1% convertible promissory note in the principal amount of $2,250,000 (the “Second Restated Note”) to Elusys Holdings Inc., a Delaware corporation, which is a company controlled by the Company’s Chairman, Chief Executive Officer and President, Jeffrey Wolf.”

Lunai Bioworks Inc. entered into At-the-Market Sales Agreement with Dawson James Securities, Inc. valued at up to $11.70 million (effective 2025-12-02).

“On December 2, 2025, Lunai Bioworks, Inc. (the “Company”) entered into an At-the-Market Sales Agreement (the “Sales Agreement”) with Dawson James Securities, Inc. (the “Sales Agent”), pursuant to which the Company may offer and sell (the “Offering”) shares of its common stock, par value $0.0001 per share (“Common Stock”), having an aggregate offering price of up to $11.70 million, from time to time through the Sales Agent as the Company’s sales agent.”

TILE SHOP HOLDINGS, INC. entered into Cooperation Agreement with Fund 1 Investments, LLC (effective 2025-12-03).

“On December 3, 2025, Tile Shop Holdings, Inc. (the “Company”) and Fund 1 Investments, LLC (“Fund 1”), the beneficial owner of approximately twenty-nine percent (29%) of the current outstanding shares of common stock of the Company, par value $0.0001 (the “Common Stock”), entered into a cooperation and support agreement (the “Cooperation Agreement”).”

Crypto Co entered into Debt Conversion Agreement with AJB Capital Investments LLC valued at $3,808,733 (effective 2025-11-26).

“On November 26, 2025 (the “Execution Date”), The Crypto Company (the “Company”) entered into a Debt Conversion Agreement (the “Agreement”) with AJB Capital Investments LLC (“Holder”).”

FORUM MARKETS Inc entered into Karus Series A Preferred Stock Rights Agreement with Karus and certain significant stockholders of Karus valued at Sets forth rights of Karus Series A Preferred Stock including liquidation preference, conversion rig (effective 2025-12-02).

“On December 2, 2025, ETHZilla Corporation (the “ Company ”, “ we ” and “ us ”), entered into (i) a Purchase and Subscription Agreement (the “ Karus Purchase Agreement ”) with Karus Inc., a Delaware corporation (“ Karus ”), (ii) separate Stock Purchase Agreements (the “ Karus Stock Purchase Agreements ”) with certain stockholders of Karus (the “ Karus Stockholders ”); and (iii) a Series A Preferred Stock Rights Agreement with Karus and certain significant stockholders of Karus (the “ Key Holders ”, and the “ Karus Rights Agreement ”).”

FORUM MARKETS Inc entered into Karus Stock Purchase Agreements with certain stockholders of Karus valued at 181,488 shares of common stock valued at $2 million for 310,945 shares of Karus common stock and 44, (effective 2025-12-02).

“On December 2, 2025, ETHZilla Corporation (the “ Company ”, “ we ” and “ us ”), entered into (i) a Purchase and Subscription Agreement (the “ Karus Purchase Agreement ”) with Karus Inc., a Delaware corporation (“ Karus ”), (ii) separate Stock Purchase Agreements (the “ Karus Stock Purchase Agreements ”) with certain stockholders of Karus (the “ Karus Stockholders ”); and (iii) a Series A Preferred Stock Rights Agreement with Karus and certain significant stockholders of Karus (the “ Key Holders ”, and the “ Karus Rights Agreement ”).”