Material Agreements

Lumen Technologies, Inc. entered into Superpriority Revolving/Term A Credit Agreement with Bank of America, N.A. valued at $489 million SP RCF-A, $467 million SP RCF-B, $377 million SP TLA (effective 2024-03-22).

“On the Effective Date, Lumen, as borrower, the lenders party thereto and BofA, as administrative agent and collateral agent, entered into the Superpriority Revolving/Term A Credit Agreement (the “ RCF/TLA Credit Agreement ”) providing for (i) a superpriority “first out” series A revolving credit facility with commitments of approximately $489 million (the “ SP RCF-A ”), (ii) a superpriority “second out” series B revolving credit facility with commitments of approximately $467 million (the “ SP RCF-B ”, and together with the SP RCF-A, the “ SP RCF ”) and (iii) a superpriority secured term loan facility in the amount of approximately $377 million (the “ SP TLA ”).”

Hempacco Co., Inc. entered into Securities Purchase Agreement with Mast Hill Fund, L.P. valued at $341,360 aggregate purchase price (effective 2024-03-26).

“Effective March 26, 2024, Hempacco Co., Inc. (the “ Company ”), entered into a securities purchase agreement (the “ SPA ”) with Mast Hill Fund, L.P., a Delaware limited partnership (“ Mast Hill ”), pursuant to which the Company sold, and Mast Hill purchased, (i) a convertible promissory note in the principal amount of $379,288.88 (the “ Note ”), and (ii) warrants to purchase 113,786 shares of Company common stock (the “ Warrants ”), for an aggregate purchase price of $341,360 (the “ Transaction ”), and the Company also entered into a registration rights agreement with Mast Hill (the “ RRA ”).”

Xilio Therapeutics, Inc. entered into Investor Rights Agreement with Gilead Sciences, Inc. (effective 2024-03-27).

“Pursuant to the terms of an investor rights agreement (the "Investor Rights Agreement") to be entered into between Gilead and the Company at the closing of the Initial Gilead Private Placement”

Xilio Therapeutics, Inc. entered into Stock Purchase Agreement with Gilead Sciences, Inc. valued at approximately $13.5 million (effective 2024-03-27).

“on March 27, 2024, the Company entered into a stock purchase agreement with Gilead (the "Stock Purchase Agreement") pursuant to which the Company agreed to initially issue and sell 6,860,223 of its shares of Common Stock to Gilead in a private placement at a purchase price of $1.97 per share for an aggregate purchase price of approximately $13.5 million”

Xilio Therapeutics, Inc. entered into License Agreement with Gilead Sciences, Inc. valued at approximately $43.5 million in upfront payments (effective 2024-03-27).

“On March 27, 2024, Xilio Development, Inc. ("Xilio Development"), a wholly-owned subsidiary of Xilio Therapeutics, Inc. (the "Company"), entered into an exclusive license agreement (the "License Agreement") with Gilead Sciences, Inc. ("Gilead")”

Embecta Corp. amended "LSA Amendment" with Becton, Dickinson and Company (effective 2024-03-28).

“Embecta Corp. (“Embecta”) entered into (i) a second amendment (the “TSA Amendment”) to the Transition Services Agreement (as amended, the “TSA”), dated as of March 31, 2022 and previously amended as of July 1, 2022 by and between Embecta and Becton, Dickinson and Company (“BD"), and (ii) a second amendment (the “LSA Amendment”) to the Logistics Services Agreement (as amended, the “LSA”), dated January 1, 2022 and previously amended as of November 20, 2023, by and between Embecta and BD.”

Embecta Corp. amended "TSA Amendment" with Becton, Dickinson and Company (effective 2024-03-28).

“Embecta Corp. (“Embecta”) entered into (i) a second amendment (the “TSA Amendment”) to the Transition Services Agreement (as amended, the “TSA”), dated as of March 31, 2022 and previously amended as of July 1, 2022 by and between Embecta and Becton, Dickinson and Company (“BD"), and (ii) a second amendment (the “LSA Amendment”) to the Logistics Services Agreement (as amended, the “LSA”), dated January 1, 2022 and previously amended as of November 20, 2023, by and between Embecta and BD.”

Cactus Acquisition Corp. 1 Ltd entered into Promissory Note with Energi Holding Limited valued at $600,000 (effective 2024-03-25).

“On March 25, 2024, the Company issued an unsecured promissory note to Energi Holding Limited (the " Lender ") with a principal amount up to $600,000 (the " Note ").”

Better For You Wellness, Inc. entered into Amended and Restated Asset Purchase Agreement with The Ideation Lab, LLC valued at 300,000 shares of Series A Preferred Stock (effective 2023-12-04).

“On March 25, 2024, Better For You Wellness, Inc., a Nevada corporation (the “ Company ”), entered into an Amended and Restated Asset Purchase Agreement (the “ Agreement ”) with The Ideation Lab, LLC, an Ohio Limited Liability Company (“ TIL ”) pursuant to which the Company agreed to purchase assets owned by TIL for 300,000 shares of the Company’s shares of Series A Preferred Stock.”

OPAL Fuels Inc. amended First Amendment to Landfill Gas Purchase Agreement with Polk County valued at Amendment provides for the Company to construct, at its sole expense, an additional flare for the re (effective 2024-03-06).

“On March 27, 2024, a wholly-owned subsidiary of OPAL Fuels Inc. (referred to herein as the “ Company ”) entered into a First Amendment (the “ Amendment ”) to the Landfill Gas Purchase Agreement dated May 2, 2023 between the Company and Polk County, a political subdivision of the State of Florida (“ Polk ”).”

OPAL Fuels Inc. entered into Site Lease with Polk County valued at Payments by the Company to Polk in consideration for the Site Lease are de minimis. (effective 2024-03-20).

“On March 27, 2024, the Company entered into a lease and access agreement (the “ Site Lease ”), which is effective as of March 20, 2024, with Polk that provides the Company with the right to build and operate the Facility on a parcel of real property located at or near the landfill.”

AEON Biopharma, Inc. entered into Subscription Agreement with Daewoong Pharmaceutical Co., LTD. valued at up to $15.0 million (effective 2024-03-19).

“on March 19, 2024, AEON Biopharma, Inc. (“AEON” or the “Company”) and AEON Biopharma Sub, Inc., a subsidiary of the Company (“AEON Sub”), entered into a subscription agreement (the “Subscription Agreement”) with Daewoong Pharmaceutical Co., LTD. (“Daewoong”) relating to the sale and issuance by the Company of senior secured convertible notes in the principal amount of up to $15.0 million”

ARKO Corp. terminated Registration Rights Agreement with ARKO and Transit (effective 2024-03-26).

“As disclosed in Item 1.01 of this Current Report on Form 8-K, pursuant to the Purchase Agreement Amendment, the Registration Rights Agreement terminated.”

ARKO Corp. amended Credit Agreement Amendment with GPMP, the Administrative Agent and the guarantors and lenders party thereto (effective 2024-03-26).

“On March 26, 2024, GPMP, the Administrative Agent and the guarantors and lenders party thereto entered into an amendment to the Credit Agreement (the “Credit Agreement Amendment”), which facilitated the borrowing and use of up to $36.5 million of the existing line of credit under the Credit Agreement for the settlement of the Installment Payments as provided for in the Purchase Agreement Amendment.”

ARKO Corp. amended Amendment No. 2 to the Purchase Agreement with Transit Energy Group, LLC (Seller) and GPM Investments, LLC (Buyer) (effective 2024-03-26).

“On March 26, 2024, Buyer and Seller entered into Amendment No. 2 to the Purchase Agreement (the “Purchase Agreement Amendment”), pursuant to which, in full satisfaction of all Installment Payments, (i) ARKO repurchased the First Installment Shares from Transit for an aggregate purchase price of approximately $19.3 million in cash, or $5.66 per share, and (ii) and Buyer paid to Seller an additional amount in cash equal to approximately $17.2 million in satisfaction of the second Installment Payment, which would have otherwise been due on March 1, 2025.”

Airspan Networks Holdings Inc. amended NPA Amendment with DBFIP ANI LLC (effective 2024-03-25).

“On March 25, 2024, the Company also entered into Amendment No. 1 to Limited Waiver and Consent, Seventh Amendment to Senior Secured Convertible Note Purchase and Guarantee Agreement and Reaffirmation of Note Documents (the “NPA Amendment”) among the Company, ANI, certain subsidiaries of the Company, as guarantors, the purchasers party thereto (the “Purchasers”) and DBFIP ANI LLC, as the administrative and collateral agent and trustee”

Airspan Networks Holdings Inc. amended Credit Agreement Amendment with DBFIP ANI LLC (effective 2024-03-25).

“On March 25, 2024, Airspan Networks Holdings Inc., a Delaware corporation (the “Company”), entered into Amendment No. 1 to Limited Waiver and Consent, Sixth Amendment and Restatement of Credit Agreement and Reaffirmation of Loan Documents (the “Credit Agreement Amendment”), among the Company, Airspan Networks Inc., a Delaware corporation (“ANI”), certain subsidiaries of the Company, as guarantors, the lenders party thereto (collectively, the “Lenders”) and DBFIP ANI LLC, as administrative agent and collateral agent”

NEXTNRG, INC. entered into Note with NextNRG Holding Corp. (formerly Next Charging, LLC) valued at $110,000 (effective 2024-03-26).

“On March 26, 2024, EzFill Holdings, Inc. (the “Company”) and NextNRG Holding Corp. (formerly Next Charging, LLC) (“Next”) entered into a promissory note (the “Note”) for the sum of $110,000 (the “Loan”)”

Trinity Capital Inc. entered into Underwriting Agreement with Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC and RBC Capital Markets, LLC, as representatives of the several underwriters valued at $115,000,000 aggregate principal amount (effective 2024-03-25).

“On March 25, 2024, Trinity Capital Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company and Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC and RBC Capital Markets, LLC, as representatives of the several underwriters named in Schedule 1 thereto, in connection with the issuance and sale of $115,000,000 aggregate principal amount of the Company’s 7.875% Notes due 2029”

Angel Oak Mortgage REIT, Inc. entered into Master Repurchase Agreement with Global Investment Bank 2 (effective 2024-03-28).

“THIS MASTER REPURCHASE AGREEMENT is made and entered into as of March 28, 2024 (as may be amended, restated, supplemented or otherwise modified from time to time, this “ Agreement ”), by and among * Global Investment Bank 2 (“ Buyer ”), AOMR TRS SPE, LLC, a Delaware limited liability company (“ Seller ”), and Spruce Mortgage Trust, a Delaware statutory trust (“ Trust Subsidiary ”).”

Erasca, Inc. entered into Purchase Agreement with the purchasers named therein (the "Purchasers") valued at approximately $45 million (effective 2024-03-27).

“On March 27, 2024, Erasca, Inc. (the “Company”) entered into a stock purchase agreement (the “Purchase Agreement”) with the purchasers named therein (the “Purchasers”), for the private placement (the “Private Placement”) of 21,844,660 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), at a price of $2.06 per Share. The aggregate gross proceeds for the Private Placement are expected to be approximately $45 million, before deducting offering fees and expenses.”

Blackstone Secured Lending Fund terminated a atm program with Truist Securities, Inc., RBC Capital Markets, LLC, Compass Point Research & Trading, LLC, Raymond James & Associates, Inc., Drexel Hamilton, LLC (effective 2024-03-28).

“Effective as of March 28, 2024, the Blackstone Parties and each of Truist, RBC, Compass, Raymond James and Drexel terminated the following agreements, which have been superseded by the Equity Distribution Agreements: (i) the Equity Distribution Agreement, dated as of December 1, 2023, by and among the Blackstone Parties and Truist, (ii) the Equity Distribution Agreement, dated as of December 1, 2023, by and among the Blackstone Parties and RBC, (iii) the Equity Distribution Agreement, dated as of December 1, 2023, by and among the Blackstone Parties and Compass, (iv) the Equity Distribution Agreement, dated as of December 1, 2023, by and among the Blackstone Parties and Raymond James and (v) the Equity Distribution Agreement, dated as of December 1, 2023, by and among the Blackstone Parties and Drexel”

Blackstone Secured Lending Fund entered into Equity Distribution Agreements with Truist Securities, Inc., RBC Capital Markets, LLC, Compass Point Research & Trading, LLC, Raymond James & Associates, Inc., BTIG, LLC, Drexel Hamilton, LLC valued at aggregate offering price of up to $500,000,000 (effective 2024-03-28).

“The equity distribution agreements with the Sales Agents described in the preceding sentence are collectively referred to herein as the “Equity Distribution Agreements.” The Equity Distribution Agreements provide that the Company may from time to time issue and sell shares of its common shares of beneficial interest, par value $0.001 per share (“Shares”), having an aggregate offering price of up to $500,000,000, through the Sales Agents, or to them as principal for their own respective accounts.”

Hoth Therapeutics, Inc. entered into Inducement Letter with a certain holder of existing warrants valued at aggregate gross proceeds of approximately $4.2 million (effective 2024-03-27).

“On March 27, 2024, Hoth Therapeutics, Inc., a Nevada corporation (the “ Company ”), entered into an inducement offer letter agreement (the “ Inducement Letter ”) with a certain holder (the “ Holder ”) of existing warrants (the “ Existing Warrants ”) to purchase shares of common stock of the Company.”

EFCAR, LLC entered into Underwriting Agreement with Citigroup Global Markets Inc., Barclays Capital Inc. and Deutsche Bank Securities Inc. (effective 2024-03-26).

“On March 26, 2024, EFCAR and Exeter Finance LLC (“Exeter”) entered into an Underwriting Agreement, dated as of March 26, 2024 (the “Underwriting Agreement”), with Citigroup Global Markets Inc., Barclays Capital Inc. and Deutsche Bank Securities Inc., acting on behalf of themselves and as representatives of the several underwriters named therein, for the sale of certain of the Notes.”

Stoke Therapeutics, Inc. entered into Underwriting Agreement with J.P. Morgan Securities LLC valued at approximately $119.8 million (effective 2024-03-27).

“On March 27, 2024, Stoke Therapeutics, Inc., a Delaware corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with J.P. Morgan Securities LLC as representative of the underwriters named therein (the “Underwriter”), pursuant to which the Company agreed to issue and sell 5,555,557 shares (the “Underwritten Shares”) of its common stock, par value $0.0001 per share (“Common Stock”) to the Underwriter in a public offering at a price of $13.50 per Underwritten Share”

Installed Building Products, Inc. amended Third Amendment with Royal Bank of Canada valued at $500 million (effective 2024-03-28).

“Installed Building Products, Inc., a Delaware corporation (the “ Company ”) and certain of its affiliates entered into Amendment No. 3 to Term Loan Credit Agreement (“ Third Amendment ”) with Royal Bank of Canada as term administrative agent and term collateral agent and the lenders party thereto”

Rexford Industrial Realty, Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $575,000,000 aggregate principal amount of its 4.375% Exchangeable Senior Notes due 2027 and $575,00 (effective 2024-03-28).

“On March 28, 2024, Rexford Industrial Realty, L.P. (the “Operating Partnership”), the operating partnership of Rexford Industrial Realty, Inc. (the “Company”), issued $575,000,000 aggregate principal amount of its 4.375% Exchangeable Senior Notes due 2027 (the “2027 Notes”) and $575,000,000 aggregate principal amount of its 4.125% Exchangeable Senior Notes due 2029 (the “2029 Notes” and, together with the 2027 Notes, the “Notes”)”

Summit Midstream Partners, LP amended Fourth Amendment to Loan and Security Agreement with Bank of America, N.A. (effective 2024-03-22).

“Summit Midstream Holdings, LLC, a Delaware limited liability company (“Holdings”), entered into that certain Fourth Amendment to Loan and Security Agreement (the “ABL Amendment”) by and among Summit, Holdings, the subsidiaries of Holdings party thereto, as subsidiary guarantors, and Bank of America, N.A., as administrative agent”

Summit Midstream Partners, LP entered into Purchase and Sale Agreement with MPLX LP valued at $625.0 million (effective 2024-03-22).

“On March 22, 2024, Summit Midstream Partners, LP (NYSE: SMLP), a Delaware limited partnership (“Summit” or the “Partnership”) and Summit Midstream Opco, LP, a Delaware limited partnership (“OpCo”) and an indirectly owned subsidiary of Summit, completed the sale of Summit Midstream Utica, LLC, a Delaware limited liability company (“Utica”), to a subsidiary of MPLX LP (NYSE: MPLX), a Delaware limited partnership (“MPLX”), for cash consideration of $625.0 million, subject to customary post-closing adjustments (the “Transaction”), pursuant to a Purchase and Sale Agreement, dated March 22, 2024 (the “Purchase Agreement”)”

Vital Energy, Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $800,000,000 aggregate principal amount (effective 2024-03-28).

“On March 28, 2024, Vital Energy, Inc. (the “Company”) completed a private offering (“the Offering”) of $800,000,000 aggregate principal amount of 7.875% senior notes due 2032 (the “Notes”). The Notes were issued pursuant to an indenture, dated as of March 28, 2024 (the “Indenture”), among the Company, Vital Midstream Services, LLC, a subsidiary of the Company (the “Guarantor”), and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”).”

Ideal Power Inc. entered into Underwriting Agreement with Titan Partners Group LLC, a division of American Capital Partners valued at approximately $13.6 million (effective 2024-03-25).

“On March 25, 2024, Ideal Power Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Titan Partners Group LLC, a division of American Capital Partners, as representative of the underwriters named therein (the “Underwriter”), relating to the underwritten public offering of 1,366,668 shares of the Company’s common stock”

STAG Industrial, Inc. amended Unsecured Term Loan F with Wells Fargo Bank, National Association, and the other lenders named therein valued at $200 million (effective 2024-03-25).

“On March 25, 2024, STAG Industrial, Inc., a Maryland corporation (the “ Company ”), and its operating partnership, STAG Industrial Operating Partnership, L.P., a Delaware limited partnership, entered into the second amended and restated term loan agreement with Wells Fargo Bank, National Association, and the other lenders named therein, to amend and restate that certain amended and restated term loan agreement, dated as of September 1, 2022, related to the Company’s $200 million unsecured term loan that was set to mature on January 12, 2025 (“ Unsecured Term Loan F ”).”

General Motors Co terminated November Facility with Bank of America, N.A., as administrative agent, and the other lenders named therein valued at $3.0 billion (effective 2024-03-28).

“On March 28, 2024, the Company terminated its $3.0 billion 364-Day Delayed Draw Term Loan Credit Agreement, dated as of November 29, 2023, with Bank of America, N.A., as administrative agent, and the other lenders named therein (the "November Facility").”

AIxCrypto Holdings, Inc. terminated License and Sublicense Agreement with Pan-RAS Holdings, Inc. (effective 2024-03-25).

“On March 25, 2024, as of March 16, 2024, we entered into a Termination Agreement with Pan-RAS Holdings, Inc., a New York corporation (“ Pan-RAS Holdings ”). The Termination Agreement terminated, without liability on either party, the License and Sublicense Agreement dated February 15, 2024 between us and Pan-RAS Holdings (the “ License and Sublicense Agreement ”).”

AUGUSTA GOLD CORP. entered into Amended and Restated Note with Augusta Investments Inc. valued at $22,793,852.82 (effective 2024-03-27).

“the Company issued an amended and restated Note to the Purchaser dated March 27, 2024 (the “Amended and Restated Note”). The Amended and Restated Note amends the Note to provide that the principal amount due and payable thereunder will be set forth on Schedule A thereto, as amended from time to time, by the mutual agreement of the parties. As issued on March 27, 2024, the Amended and Restated Note is for a principal amount of $22,793,852.82”

AUGUSTA GOLD CORP. amended Amendment Number One with Augusta Investments Inc. valued at US$22,232,561 (effective 2024-03-27).

“On March 27, 2024, Augusta Gold Corp. a Nevada corporation (the “Company”), entered into Amendment Number One (the “Amendment”) to its previously issued Secured Promissory Note Purchase Agreement dated on September 13, 2022 (the “Purchase Agreement”) with Augusta Investments Inc. (the “Purchaser”), pursuant to which the Purchaser agreed to purchase a secured promissory note in the amount of US$22,232,561 (the “Note”).”

AMC ENTERTAINMENT HOLDINGS, INC. entered into Equity Distribution Agreement with Citigroup Global Markets Inc., Barclays Capital Inc., B. Riley Securities, Inc. and Goldman Sachs & Co. LLC valued at $250,000,000 (effective 2024-03-28).

“On March 28, 2024, AMC Entertainment Holdings, Inc. (the “Company”) entered into an equity distribution agreement (the “Equity Distribution Agreement”) with Citigroup Global Markets Inc., Barclays Capital Inc., B. Riley Securities, Inc. and Goldman Sachs & Co. LLC as sales agents (each, a “Sales Agent” and collectively, the “Sales Agents”), to sell shares of Class A common stock, par value $0.01 per share, of the Company (the “Common Stock”), from time to time, having an aggregate offering price of $250,000,000, through an “at-the-market” offering program.”

Cannabis Bioscience International Holdings, Inc. entered into Securities Purchase Agreement with 1800 Diagonal Lending LLC valued at $66,000 (effective 2024-03-14).

“On March 14, 2024, the Registrant and 1800 Diagonal Lending LLC, a Virginia limited liability company, entered into a Securities Purchase Agreement (the “SPA”), under which the Registrant agreement to make, and the Lender agreed to purchase a promissory note, dated as of March 14, 2024, in the principal amount of $66,000 (the “Note”).”

Beam Global entered into Amended and Restated Lease Agreement with CRE South 25th Associates LLC (effective 2024-02-01).

“On February 1, 2024, Beam Global, a Nevada corporation (the “Company”), entered into an Amended and Restated Lease Agreement with CRE South 25 th Associates LLC, a Delaware limited liability company (the “Landlord”), pursuant to which the Company has agreed to rent up to approximately 37,800 square feet of manufacturing and office space at 2600 South 25 th Avenue, Broadview, Illinois (the “Lease Agreement”).”

SARATOGA INVESTMENT CORP. entered into Credit Agreement with Live Oak Banking Company valued at $50.0 million (effective 2024-03-27).

“March 27, 2024, Saratoga Investment Corp. (the “ Company ”) and its wholly owned special purpose subsidiary, Saratoga Investment Funding III LLC (“ SIF III ”), entered into a Credit and Security Agreement (the “ Credit Agreement ”), by and among SIF III, as borrower, the Company, as collateral manager and equityholder, the lenders from time to time parties thereto, Live Oak Banking Company (“ Live Oak ”), as administrative agent and collateral agent”

PGT Innovations, Inc. terminated Indenture with the guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee.

“satisfied and discharged all of the Company’s obligations under that certain Indenture, dated as of September 24, 2021, among the Company, the guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee”

PGT Innovations, Inc. terminated Credit Agreement with the lenders from time to time party thereto and Truist Bank.

“repaid all loans and discharged all obligations and terminated all credit commitments, security agreements and liens outstanding under the Credit Agreement, dated as of February 16, 2016 and as amended from time to time, among the Company, the lenders from time to time party thereto and Truist Bank as administrative agent”

ENvue Medical, Inc. entered into Agreement with Veranex, Inc. valued at approximately $1.1 million (effective 2024-03-22).

“On March 22, 2024, NanoVibronix, Inc., a New York corporation, (the “Company”), entered into a standalone services agreement (the “Agreement”), by and between the Company and Veranex, Inc., a Delaware corporation”

IGC Pharma, Inc. entered into 2024 Share Purchase Agreement with Bradbury Asset Management (Hong Kong) Limited valued at $3,000,000 (effective 2024-03-22).

“On March 22, 2024, IGC Pharma, Inc. (“IGC” or the “Company”) entered into the 2024 Share Purchase Agreement (the “2024 SPA”) with Bradbury Asset Management (Hong Kong) Limited (“Bradbury”) relating to the sale and issuance by our company to the investors of an aggregate of 8,823,529 shares of our common stock, for a total purchase price of $3,000,000”

BATTALION OIL CORP entered into Series A-3 Purchase Agreement with Luminus Management LLC, Oaktree Capital Management LP, LSP Investment Advisors LLC valued at 20,000 shares of Series A-3 Redeemable Convertible Preferred Stock sold for aggregate purchase price (effective 2024-03-27).

“On March 27, 2024, the Company entered into a Purchase Agreement (the “ Series A-3 Purchase Agreement ”) with each of the purchasers set forth on Schedule A thereto (the “ Series A-3 Purchasers ”), pursuant to which the Company agreed to sell to the Buyers, in a private placement, an aggregate of 20,000 shares of Series A-3 Redeemable Convertible Preferred Stock, par value $0.0001 per share (the “ Series A-3 Preferred Stock ” and the purchase and sale of such shares of Series A-3 Preferred Stock , the “ Series A-3 Preferred Stock Transaction ”).”

BATTALION OIL CORP entered into Third Amendment to Credit Agreement with Macquarie Bank Limited valued at Amendment to Credit Agreement; no additional debt or proceeds; required $38 million Specified Additi (effective 2024-03-28).

“On March 28, 2024 (the “ Amendment Effective Date ”), Battalion Oil Corporation, a Delaware corporation (the “ Company ” or “ we ”), and its wholly owned subsidiary, Halcón Holdings, LLC (the “ Borrower ”) entered into a Third Amendment (the “ Third Amendment ”) to its Amended and Restated Senior Secured Credit Agreement dated as of November 24, 2021(as the same has been amended, restated, amended and restated, supplemented and modified from time to time prior to the date hereof, the “ Credit Agreement ”), by and among, inter alios , the Company, the Borrower, Macquarie Bank Limited, as administrative agent and certain other financial institutions party thereto, as lenders.”

OptimumBank Holdings, Inc. entered into subscription agreements with six investors (effective 2024-03-28).

“Effective March 28, 2024, OptimumBank Holdings, Inc. (the “Company”) entered into subscription agreements with six investors.”

W&T OFFSHORE INC amended Sixteenth Amendment with Alter Domus (US) LLC, as administrative agent, and certain of the Company's lenders and other parties thereto (effective 2024-03-28).

“On March 28, 2024, W&T Offshore, Inc. (together with its guarantor subsidiaries, the “Company”) entered into a Sixteenth Amendment to the Sixth Amended and Restated Credit Agreement (the “Sixteenth Amendment”) dated as of March 28, 2024, among the Company, certain of its guarantor subsidiaries, Alter Domus (US) LLC, as administrative agent, and certain of the Company’s lenders and other parties thereto (as heretofore amended, the “Credit Agreement”).”

AXIS CAPITAL HOLDINGS LTD amended a credit facility with Citibank Europe plc valued at $500 million (effective 2024-03-26).

“On March 26, 2024, AXIS Specialty Limited, AXIS Re SE, AXIS Specialty Europe SE, AXIS Insurance Company, AXIS Surplus Insurance Company and AXIS Reinsurance Company (the “Companies”), each a subsidiary of AXIS Capital Holdings Limited, a Bermuda company, amended their existing $500 million secured letter of credit facility with Citibank Europe plc to: (i) reduce the committed utilization capacity available under the facility to $300 million; (ii) enter into an uncommitted secured letter of credit facility with Citibank Europe plc; (iii) extend the tenors of issuable letters of credit to March 31, 2026; and (iv) make certain updates to the facility's collateral and fee arrangements.”