Material Agreements

ExlService Holdings, Inc. entered into ASR Agreement with Citibank, N.A. valued at $125 million (effective 2024-03-15).

“On March 15, 2024, ExlService Holdings, Inc. (the “Company”) entered into a master confirmation (the “Master ASR Confirmation”) and a supplemental confirmation (together with the Master ASR Confirmation, the “ASR Agreement”), with Citibank, N.A. (“Citibank”), as part of the Company’s previously announced $500 million common stock repurchase program. Under the ASR Agreement, the Company will pay an aggregate amount of $125 million to Citibank for an initial number of shares of the Company’s common stock”

bluebird bio, Inc. entered into Loan and Security Agreement with Hercules Capital, Inc., as administrative agent and collateral agent, and the several banks and other financial institutions or entities party thereto as lenders valued at $175.0 million (effective 2024-03-15).

“On March 15, 2024, bluebird bio, Inc. (the “Company”) entered into a Loan and Security Agreement (the “LSA”), by and among the Company, the several banks and other financial institutions or entities party thereto, as lenders, and Hercules Capital, Inc., as administrative agent and collateral agent.”

W&T OFFSHORE INC amended First Amendment to Credit Agreement with Munich Re Reserve Risk Financing, Inc. valued at $30.1 million (effective 2024-03-17).

“On March 17, 2024, Aquasition LLC (“A-I LLC”), a Delaware limited liability company and indirect, wholly-owned subsidiary of W&T Offshore, Inc., a Texas corporation (the “Company”), and Aquasition II LLC (“A-II LLC”), a Delaware limited liability company and indirect, wholly-owned subsidiary of the Company, entered into that certain First Amendment to Credit Agreement (the “Amendment”), by and among A-I LLC, as borrower, A-II LLC, as co-borrower (together in such capacity, the “Borrowers”), and Munich Re Reserve Risk Financing, Inc. (“Munich Re”), as lender, amending that certain Credit Agreement, dated as of May 19, 2021 (the “Credit Agreement”), among the Borrowers and Munich Re.”

BLACKBAUD INC terminated Third Amendment to Stockholder Rights Agreement with Broadridge Corporate Issuer Solutions, LLC (effective 2024-03-18).

“On March 18, 2024, Blackbaud, Inc., a Delaware corporation (the “ Company ”), and Broadridge Corporate Issuer Solutions, LLC, a Pennsylvania limited liability company, entered into the Third Amendment to Stockholder Rights Agreement, dated as of March 18, 2024 (the “ Amendment ”), which amended the Stockholder Rights Agreement, dated as of October 7, 2022, by and between the Company and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), a New York limited liability trust company, as amended by that certain Amendment to Stockholder Rights Agreement, dated as of October 2, 2023, and as further amended by that certain Second Amendment to the Stockholder Rights Agreement, dated as of January 26, 2024 (as amended, the “ Rights Agreement ”). The Amendment terminated the Rights Agreement by accelerating the expiration time of the Company’s preferred share purchase rights (each, a “ Right ” and, collectively, the “ Rights ”) to 5:00 P.M., New York City time, on M”

SCIENTIFIC ENERGY, INC entered into Stock Purchase Agreement with Faithful Securities Limited valued at $240,000 (effective 2024-03-13).

“On March 13, 2024, Scientific Energy, Inc., a Utah corporation (the “Company”) entered into a Stock Purchase Agreement (the “Agreement”) with Faithful Securities Limited (the “Investor”).”

ORAMED PHARMACEUTICALS INC. terminated Controlled Equity Offering Agreement with Cantor Fitzgerald & Co. valued at Terminated with no penalties; prior net proceeds of $26.25 million (effective 2024-03-17).

“On March 12, 2024, the Company delivered written notice to Cantor Fitzgerald & Co. (“Cantor Fitzgerald”) to terminate that certain Controlled Equity Offering Agreement, dated September 1, 2021, by and between the Company and Cantor Fitzgerald (the “Cantor Agreement”), effective as of March 17, 2024.”

ORAMED PHARMACEUTICALS INC. entered into ATM Agreement with Rodman & Renshaw LLC and StockBlock Securities LLC valued at $75,000,000 maximum aggregate offering price (effective 2024-03-18).

“On March 18, 2024, Oramed Pharmaceuticals Inc. (the “Company”) entered into an at the market offering agreement (the “ATM Agreement”) with Rodman & Renshaw LLC and StockBlock Securities LLC as sales agents (each, an “Agent” and together, the “Agents”), pursuant to which the Company may issue and sell in transactions that are deemed to be “at the market” offerings as defined in Rule 415 under the Securities Act of 1933, as amended (the “Securities Act”), shares of its common stock, par value $0.012 per share, having a maximum aggregate offering price of up to $75,000,000 from time to time through the Agents.”

STANDARD BIOTOOLS INC. entered into Exchange Agreement with Casdin Private Growth Equity Fund II, L.P., Casdin Partners Master Fund, L.P., Viking Global Opportunities Illiquid Investments Sub-Master LP and Viking Global Opportunities Drawdown (Aggregator) LP (effective 2024-03-18).

“On March 18, 2024, Standard BioTools Inc. (the “Company”) entered into an exchange agreement (the “Exchange Agreement”) with Casdin Private Growth Equity Fund II, L.P., Casdin Partners Master Fund, L.P., Viking Global Opportunities Illiquid Investments Sub-Master LP and Viking Global Opportunities Drawdown (Aggregator) LP (each, an “Investor” and, collectively, the “Investors”).”

Novo Integrated Sciences, Inc. entered into Assignment of Security Purchase Agreement and Promissory Note with RC Consulting Group LLC and RC Consulting Consortium Group LLC valued at Assignment of SPA and Note (effective 2024-03-18).

“On March 18, 2024, the Company entered into the Assignment of Security Purchase Agreement and Promissory Note (the “Assignment”) with RC Consulting Group LLC and RC Consulting Consortium Group LLC.”

Innovex International, Inc. entered into Agreement and Plan of Merger with Dril-Quip, Inc., Ironman Merger Sub, Inc., DQ Merger Sub, LLC (effective 2024-03-18).

“On March 18, 2024, Dril-Quip, Inc., a Delaware corporation (“ Parent ”), Ironman Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“ Merger Sub Inc. ”), and DQ Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent (“ Merger Sub LLC ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”) with Innovex Downhole Solutions Inc., a Delaware corporation (the “ Company ”)”

SUBURBAN PROPANE PARTNERS LP terminated Third Amended and Restated Credit Agreement with Bank of America, N.A. (effective 2024-03-15).

“The Credit Agreement amends and restates the Operating Partnership’s Third Amended and Restated Credit Agreement with Bank of America, N.A. dated as of March 5, 2020”

SUBURBAN PROPANE PARTNERS LP amended Fourth Amended and Restated Credit Agreement with Bank of America, N.A. as Administrative Agent, Swing Line Lender and L/C Issuer and the other lenders named therein valued at $500 million (effective 2024-03-15).

“On March 15, 2024, Suburban Propane Partners, L.P. (the “Partnership”) and Suburban Propane, L.P., a wholly-owned subsidiary of the Partnership (the “Operating Partnership”), entered into a Fourth Amended and Restated Credit Agreement (the “Credit Agreement”) with Bank of America, N.A. as Administrative Agent, Swing Line Lender and L/C Issuer and the other lenders named therein (collectively, the “Lenders”).”

AMCON DISTRIBUTING CO entered into Asset Purchase Agreement with Burklund Distributors, Inc. valued at approximately $18.9 million (effective 2024-03-11).

“On March 11, 2024, AMCON Distributing Company (the "Company"), entered into an asset purchase agreement (the "Asset Purchase Agreement") with Burklund Distributors, Inc.”

BRADY CORP entered into Put Option Letter with MML Capital Europe VI II S.A. and other institutional and individual holders (collectively, the "Sellers") valued at approximately EUR 123 million (approximately USD 133 million) (effective 2024-03-15).

“On March 15, 2024, Braton Europe S.A.R.L., a wholly-owned subsidiary of Brady Corporation (the “Company”), entered into a Put Option Letter (the “Put Option Letter”) with MML Capital Europe VI II S.A. and other institutional and individual holders (collectively, the “Sellers”), which own directly or indirectly 100% of the securities issued by Gravotech Holding (“Gravotech”), a French limited liability company (société par actions simplifiée).”

INVACARE HOLDINGS Corp amended Second Amendment to Loan and Security Agreement with White Oak Commercial Finance, LLC (effective 2024-03-13).

“On March 13, 2024, Invacare Holdings Corporation (the “ Company ”) entered into the Second Amendment to Loan and Security Agreement (the “ Second Amendment ”) by and among the Company, certain of the Company’s direct and indirect North American subsidiaries (the “ ABL Borrowers ”), certain other of the Company’s direct and indirect North American subsidiaries (together with the Company, the “ ABL Guarantors ”), Invacare International Holdings Corp., each lender party thereto (collectively, the “ Lenders ”), and White Oak Commercial Finance, LLC, as administrative and as collateral agent (the “ Agent ”).”

CORNING INC /NY entered into Construction Agency Agreement with BA Leasing BSC, LLC (effective 2024-03-12).

“a Construction Agency Agreement (the “Construction Agency Agreement”) between ST and BAL; and 3. a Lease, Mortgage, Assignment of Leases and Rents, Security Agreement and Fixture Filing (the “Lease”) between ST”

CORNING INC /NY entered into Transaction Agreement with BA Leasing BSC, LLC, Bank of America, N.A., and the persons named on Schedule II thereto, as "Participant Interest Parties" valued at not to exceed $835 million (effective 2024-03-12).

“A Transaction Agreement (the “Transaction Agreement”) among ST, as Lessee and Construction Agent, BA Leasing BSC, LLC, as Lessor (“BAL”), Bank of America, N.A., not in its individual capacity, except as expressly stated therein, but solely as Administrative Agent (“BofA”), and the persons named on Schedule II thereto, as “Participant Interest Parties””

CORNING INC /NY entered into Lease, Mortgage, Assignment of Leases and Rents, Security Agreement and Fixture Filing with BA Leasing BSC, LLC valued at not to exceed $835 million (effective 2024-03-12).

“On March 12, 2024, Solar Technology LLC (“ST”), a wholly-owned subsidiary of Corning Incorporated (the “Company”) entered into certain agreements related to the construction and leasing of a planned manufacturing facility in Hemlock, Michigan”

YOUNEEQAI TECHNICAL SERVICES, INC. amended Amendment to the Exclusive Rights Agreement with RC365 Holdings PLC (effective 2024-03-08).

“On March 8, 2024, RC365 Holdings PLC (“RC365”) and the Company executed an Amendment to the Exclusive Rights Agreement (“Amended Rights Agreement”).”

Oaktree Gardens OLP, LLC amended Joinder with Oversea-Chinese Banking Corporation Limited, New York Agency valued at increased from $125 million to $250 million (effective 2024-03-12).

“On March 12, 2024, Oaktree Gardens OLP, LLC (the “Company”) entered into a joinder (the “Joinder”) to the revolving credit agreement, dated September 26, 2023 (the “Credit Agreement”), by and among the Company, as initial borrower, Gardens Coinvest, LLC, as initial qualified borrower, Oaktree Gardens OLP SPV, L.P., as initial guarantor, Oaktree OLPG GP, L.P., as general partner, Oaktree OLPG GP Ltd, as ultimate general partner, Sumitomo Mitsui Banking Corporation, as the administrative agent, the sole bookrunner and lead arranger, and the lenders from time to time party thereto, pursuant to which Oversea-Chinese Banking Corporation Limited, New York Agency became a lender under the Company’s senior secured revolving credit facility (the “Credit Facility”).”

RICHTECH ROBOTICS INC. amended Standby Equity Purchase Agreement with YA II PN, Ltd. valued at Amended terms of each Note: (i) optional redemption with 10% premium on principal; (ii) Conversion P (effective 2024-03-14).

“On March 14, 2024, the Company and the Investor entered into a letter agreement (the “ Letter Agreement ”) to amend the terms of each Note as follows: (i) the Company may redeem early a portion or all amounts (including principal and accrued and unpaid interest) outstanding under the Note (“ Optional Redemption ”) with at least 10 trading days’ prior written notice by the Company to the Investor. The outstanding principal balance being redeemed by the Company shall be subject to a 10% cash redemption premium. After receipt of the Redemption Notice, the Investor shall have 10 trading days to elect to convert all or any portion of the Note; and (ii) the Conversion Price (as defined in the Note), which is subject to a reset on May 28, 2024, shall in no event be lower than $1.50 per Common Share.”

RICHTECH ROBOTICS INC. entered into Standby Equity Purchase Agreement with YA II PN, Ltd. valued at up to $50 million (effective 2024-02-15).

“On February 15, 2024, Richtech Robotics Inc., a Nevada corporation (the “ Company ”) , entered into a Standby Equity Purchase Agreement (the “ Purchase Agreement ”) with YA II PN, Ltd. (the “ Investor ”), pursuant to which the Investor has agreed to purchase up to $50 million of the Company’s shares of Class B common stock, par value of $0.0001 per share (the “ Common Stock ”) over the course of 24 months after the date of the Purchase Agreement.”

Stepstone Private Credit Fund LLC amended Letter Agreement with StepStone Group Private Debt LLC (effective 2024-03-14).

“On March 14, 2024, Stepstone Private Credit Fund LLC (the “Company”) and StepStone Group Private Debt LLC, the Company’s investment adviser (the “Advisor”), entered into a letter agreement (the “Letter Agreement”) to renew the Amended and Restated Expense Limitation and Reimbursement Agreement, dated November 8, 2023, by and between the Company and the Advisor (the “Expense Limitation Agreement”) in accordance with its terms in order to extend the Limitation Period (as defined in the Expense Limitation Agreement) for an additional one-year term, ending on April 3, 2025.”

Sixth Street Lending Partners entered into Registration Rights Agreement with BofA Securities, Inc. valued at Registration rights obligations for the Notes (effective 2024-03-11).

“In connection with the offering of the Notes, the Company entered into a Registration Rights Agreement, dated as of March 11, 2024 (the “Registration Rights Agreement”), with BofA Securities, Inc., as representative of the several initial purchasers of the Notes.”

Sixth Street Lending Partners entered into Indenture (Base Indenture and First Supplemental Indenture) with U.S. Bank Trust Company, National Association valued at $600,000,000 6.500% Notes due 2029 (effective 2024-03-11).

“On March 11, 2024, Sixth Street Lending Partners (the “Company”) and U.S. Bank Trust Company, National Association (the “Trustee”), entered into a First Supplemental Indenture (the “First Supplemental Indenture”) to the Indenture, dated as of March 11, 2024, between the Company and the Trustee (the “Base Indenture”; and together with the First Supplemental Indenture, the “Indenture”), relating to the Company’s issuance, offer and sale of $600,000,000 aggregate principal amount of its 6.500% notes due 2029 (the “Notes”).”

TREASURE GLOBAL INC entered into Software Purchase Agreement with Myviko Holding Sdn. Bhd. valued at USD$1,000,000 worth of common stock (effective 2024-03-12).

“Treasure Global Inc (the “Company”) and Myviko Holding Sdn. Bhd. (the “Seller”) entered into a Software Purchase Agreement (the “Purchase Agreement”), in which the Seller agreed to transfer all rights, title and interest to the Company, including without limitation, all computer software and its source code and software licenses in exchange for the issuance of USD$1,000,000 worth of common stock”

Fidelity Private Credit Co LLC entered into Placement Agent Agreement with Fidelity Distributors Company LLC (effective 2024-03-11).

“In addition, the Board of Directors approved the Fund entering into a Placement Agent Agreement (“Placement Agent Agreement”) with Fidelity Distributors Company LLC, with respect to the private placement of its Units.”

Fidelity Private Credit Co LLC amended First Amended and Restated Limited Liability Company Agreement (effective 2024-03-11).

“approved an amendment of the Fund’s Limited Liability Company Agreement (“First Amended and Restated Limited Liability Company Agreement”)”

GAXOS.AI INC. entered into Registration Rights Agreement with the Purchaser (effective 2024-03-13).

“In connection with the Private Placement, the Company entered into a registration rights agreement (the “ Registration Rights Agreement ”), dated as of March 13, 2024, with the Purchaser, pursuant to which the Company agreed to prepare and file a registration statement with the Securities and Exchange Commission (the “ SEC ”) registering the resale of the securities issued in the Private Placement no later than 30 days after the date of the Registration Rights Agreement, and to use its best efforts to have the registration statement declared effective as promptly as practical thereafter, and in any event no later than 60 days following the date of the Registration Rights Agreement (or 90 days following the date of the Registration Rights Agreement in the event of a “full review” by the SEC).”

GAXOS.AI INC. entered into Purchase Agreement with an institutional investor valued at approximately $3.5 million (effective 2024-03-13).

“On March 13, 2024, Gaxos.ai Inc. (the “ Company ”) entered into a securities purchase agreement (the “ Purchase Agreement ”) with an institutional investor (“the “ Purchaser ”) for the issuance and sale in a private placement (the “ Private Placement ”) of (i) 108,000 shares of the Company’s common stock, par value $0.0001 per share (the “ Common Stock ”), (ii) pre-funded warrants to purchase up to 520,367 shares of Common Stock (the “ Pre-Funded Warrants ”) (ii) series A warrants to purchase up to 628,367 shares of Common Stock (the “ Series A Warrants ”), and (iii) series B warrants to purchase up to 628,367 shares of Common Stock (the “ Series B Warrants ” and together with the Series A Warrants, the “ Common Warrants ”).”

Solidion Technology Inc. entered into Securities Purchase Agreement with certain institutional investors valued at aggregate gross proceeds of approximately $3.85 million (effective 2024-03-13).

“On March 13, 2024, Solidion Technology, Inc. (the “ Company ”) entered into a private placement transaction (the “ Private Placement ”), pursuant to a Securities Purchase Agreement (the “ Subscription Agreement ”) with certain institutional investors (the “ Purchasers ”) for aggregate gross proceeds of approximately $3.85 million, before deducting fees to the placement agent and other expenses payable by the Company in connection with the Private Placement.”

Allarity Therapeutics, Inc. entered into Securities Purchase Agreement (Note) with 3i, LP valued at $660,000 senior convertible promissory note, 8% interest, conversion price $0.3501 (effective 2024-03-14).

“Item 1.01 Entry into a Material Definitive Agreement. Subsequent Closing As previously disclosed, on January 18, 2024, Allarity Therapeutics, Inc., a Delaware corporation (“we,” “our,” or the “Company”), entered into a Securities Purchase Agreement, as amended by the First Amendment to Securities Purchase Agreement, dated as of January 25, 2024 (as so amended, the “Purchase Agreement”) with 3i, LP, a Delaware limited partnership (the “Purchaser” and together with us, the “Parties”). On March 14, 2024 (the “Subsequent Closing”), we issued and sold to the Purchaser a senior convertible promissory note in an aggregate principal amount of $660,000 (the “Principal Amount”) due on March 14, 2025 (the “Note,” and together with the Notes issued on January 18, 2024 and February 13, 2024, and the Purchase Agreement, the “Transaction Documents”) for an aggregate purchase price of $600,000, representing an approximately 10% original issue discount (the “Transaction”).”

Rigetti Computing, Inc. entered into Sales Agreement with Needham & Company, LLC and B. Riley Securities, Inc. valued at up to $100.0 million (effective 2024-03-15).

“On March 15, 2024, Rigetti Computing, Inc. (the “Company”) entered into a sales agreement (the “Sales Agreement”) with Needham & Company, LLC and B. Riley Securities, Inc. (collectively, the “Agents”), pursuant to which the Company may sell from time to time, at its option, shares of the Company’s common stock through the Agents, as sales agent.”

Jaws Mustang Acquisition Corp entered into Note with Mustang Sponsor LLC valued at principal amount of up to $500,000 (effective 2024-03-13).

“On March 13, 2024, JAWS Mustang Acquisition Corporation (the “ Company ” or “ Jaws ”) issued a promissory note (the “ Note ”) in the principal amount of up to $500,000 to Mustang Sponsor LLC (the “ Payee ”).”

FiscalNote Holdings, Inc. amended Amendment No. 4 to the Credit Agreement (effective 2024-03-11).

“In connection with the completion of the sale of Board.org on the Closing Date, the Company also entered into Amendment No. 4 to the Credit Agreement (the “ Credit Agreement Amendment ”), pursuant to which, among other things, the lenders consented to the release the liens on Board.org’s assets and permitted the consummation of the sale in exchange for the permanent retirement of $65.7 million (the “ Pay-Down Amount ”) of term loans under the Credit Agreement and payment of approximately $7.1 million of related prepayment and exit fees.”

FiscalNote Holdings, Inc. entered into Equity Purchase Agreement with Exec Connect Intermediate LLC valued at $103.0 million (effective 2024-03-11).

“On the Closing Date, FiscalNote, Inc. (the “ Seller ”), an indirect wholly-owned subsidiary of the Company, and FiscalNote Boards LLC, a wholly-owned subsidiary of the Seller which operated the Board.org business, entered into an Equity Purchase Agreement (the “ Purchase Agreement ”) with Exec Connect Intermediate LLC (the “ Buyer ”), providing for the sale of the equity in FiscalNote Boards LLC to the Buyer for a total value of $103.0 million, consisting of $95.0 million in cash at closing and a potential earnout opportunity of up to $8.0 million.”

Applied UV, Inc. entered into Business Loan and Security Agreement with Cedar Advance LLC valued at $772,500 (effective 2024-03-10).

“On March 10, 2024, Applied UV, Inc. (the “Company”), SteriLumen, Inc. and MunnWorks, LLC (together with SteriLumen, Inc., the “Subsidiaries”) entered into a Business Loan and Security Agreement (the “Loan Agreement”) with Cedar Advance LLC (the “Lender”) pursuant to which the Company borrowed $772,500 (the “Loan Amount”) from the Lender”

FARADAY FUTURE INTELLIGENT ELECTRIC INC. entered into Settlement Agreement with Palantir Technologies, Inc. valued at $5.0 million (effective 2024-03-11).

“On March 11, 2024 (the “Effective Date”), the Company and Palantir entered into a settlement and release agreement (the “Settlement Agreement”)”

Assure Holdings Corp. entered into APA with National Neuromonitoring Services, LLC (effective 2023-03-11).

“On March 11, 2023, Assure Holdings Corp., a Nevada corporation (“Assure” or “Parent”), and its subsidiaries, Assure Neuromonitoring, LLC, Assure Networks, LLC, Assure Networks Texas Holdings, LLC and Assure Networks Texas Holdings II, LLC (collectively, the “Sellers’) entered into an asset purchase agreement (the “APA”) with National Neuromonitoring Services, LLC (“Purchaser”).”

Odyssey Semiconductor Technologies, Inc. entered into Asset Purchase Agreement with a large semiconductor company valued at $9,520,000 in cash (effective 2024-03-12).

“On March 12, 2024, Odyssey Semiconductor Technologies, Inc., a Delaware corporation (the “ Company ”), entered into an Asset Purchase Agreement (the “ Asset Purchase Agreement ”) with Odyssey Semiconductor, Inc., a Delaware corporation and wholly-owned subsidiary of the Company (“ Seller ”), JR2J, LLC, a Delaware limited liability company and wholly-owned subsidiary of the Seller (“ JR2J ”, together with the Seller and the Company, the “ Seller Parties ”), and a large semiconductor company (“ Buyer ”).”

Celularity Inc entered into RWI Forbearance Agreement with Resorts World Inc Pte Ltd (effective 2024-03-13).

“On March 13, 2024, Celularity and Resorts World Inc Pte Ltd, or RWI, entered into a forbearance agreement, or the RWI Forbearance Agreement, with respect to the Second Amended and Restated Loan Agreement”

Celularity Inc entered into Registration Rights Agreement with YA II PN, LTD (effective 2024-03-13).

“in connection with the entry into the SEPA, on March 13, 2024, Celularity entered into a registration rights agreement with Yorkville”

Celularity Inc entered into Standby Equity Purchase Agreement with YA II PN, LTD valued at up to $10.0 million (effective 2024-03-13).

“On March 13, 2024, Celularity Inc., or Celularity, entered into a Standby Equity Purchase Agreement, or the SEPA, with YA II PN, LTD, a Cayman Islands exempt limited partnership, or Yorkville.”

Greenbrook TMS Inc. entered into Twenty-Seventh Amendment to Credit Agreement with Madryn Fund Administration, LLC valued at US$2,538,071 in new senior secured term loans; aggregate principal ~US$92 million (effective 2024-03-15).

“On March 15, 2024, the Company entered into the twenty-seventh amendment (the “ Amendment ”) to the Company’s credit agreement, dated as of July 14, 2022 (as previously amended and as amended by the Amendment, the “ Credit Agreement ”), by and among the Company, certain of its subsidiaries party thereto as guarantors, Madryn Fund Administration, LLC, as administrative agent (“ Madryn ”) and the lenders party thereto.”

CURO Group Holdings Corp. amended 2.0L Notes Forbearance Agreement with certain beneficial owners (or nominees, investment managers, advisors or subadvisors for the beneficial owners) of approximately 74% of the outstanding aggregate principal amount of 7.500% Senior Secured Notes due 2028 (effective 2024-03-15).

“On March 15, 2024, the Company received notice on behalf of 2.0L Forbearing Noteholders constituting Requisite Forbearing 2.0L Noteholders, consenting to an extension of the scheduled expiration date under the 2.0L Notes Forbearance Agreement to March 25, 2024.”

CURO Group Holdings Corp. amended 1.5L Notes Forbearance Agreement with certain beneficial owners (or nominees, investment managers, advisors or subadvisors for the beneficial owners) of approximately 84% of the outstanding aggregate principal amount of the Company’s outstanding 7.500% Senior 1.5 Lien Secured Notes due 2028 (effective 2024-03-15).

“On March 15, 2024, the Company received notices on behalf of 1.5L Forbearing Noteholders constituting Requisite Forbearing 1.5L Noteholders, consenting to an extension of the scheduled expiration date under the 1.5L Notes Forbearance Agreement to March 25, 2024.”

Kinetik Holdings Inc. entered into Underwriting Agreement with Goldman Sachs & Co. LLC, as representative of the several underwriters (effective 2024-03-13).

“On March 13, 2024, Kinetik Holdings Inc., a Delaware corporation (the “ Company ”) and Apache Midstream LLC (the “ Selling Stockholder ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) with Goldman Sachs & Co. LLC, as representative of the several underwriters named therein”

Grom Social Enterprises, Inc. amended First Note Amendment to Convertible Promissory Note with Generating Alpha Ltd. valued at Added that Conversion Price shall not be less than $0.25 (effective 2024-03-11).

“In connection with the Second Amendment, the Company also entered into an amendment (the “ First Note Amendment ”) to the Convertible Promissory Note originally dated November 9, 2023 (together with the First Note Amendment, the “ Note ”) with the Investor, pursuant to which Section 1.1(a) of the Note was amended to add that in no event shall the Conversion Price (as defined in the Note) be less than $0.25.”

Grom Social Enterprises, Inc. entered into Registration Rights Agreement with Generating Alpha Ltd. valued at Company to file registration statement within 60 days and have it declared effective within 30-90 da (effective 2024-03-11).

“In connection with the March 2024 SPA, the Company entered into a Registration Rights Agreement (the “ Registration Rights Agreement ”) with the Investor, pursuant to which the Company has agreed to use its commercially reasonable efforts to file a registration statement (the “ Registration Statement ”) with the SEC on a date no later than sixty (60) days following the date thereof and to have the Registration Statement declared effective by the SEC within thirty (30) calendar days, but no more than ninety (90) calendar days, after the Company has filed the Registration Statement.”

Grom Social Enterprises, Inc. entered into March 2024 SPA with Generating Alpha Ltd. valued at Up to $25 million of Common Stock; purchase price 85% of lowest traded price during 10 Trading Days; (effective 2024-03-11).

“On March 11, 2024, the Company entered into a Securities Purchase Agreement (the “ March 2024 SPA ”) with the Investor, pursuant to which the Company has agreed to issue and sell to the Investor from time to time up to $25 million of Common Stock.”