Material Agreements

Celularity Inc entered into RWI Forbearance Agreement with Resorts World Inc Pte Ltd (effective 2024-03-13).

“On March 13, 2024, Celularity and Resorts World Inc Pte Ltd, or RWI, entered into a forbearance agreement, or the RWI Forbearance Agreement, with respect to the Second Amended and Restated Loan Agreement”

Celularity Inc entered into Registration Rights Agreement with YA II PN, LTD (effective 2024-03-13).

“in connection with the entry into the SEPA, on March 13, 2024, Celularity entered into a registration rights agreement with Yorkville”

Celularity Inc entered into Standby Equity Purchase Agreement with YA II PN, LTD valued at up to $10.0 million (effective 2024-03-13).

“On March 13, 2024, Celularity Inc., or Celularity, entered into a Standby Equity Purchase Agreement, or the SEPA, with YA II PN, LTD, a Cayman Islands exempt limited partnership, or Yorkville.”

Greenbrook TMS Inc. entered into Twenty-Seventh Amendment to Credit Agreement with Madryn Fund Administration, LLC valued at US$2,538,071 in new senior secured term loans; aggregate principal ~US$92 million (effective 2024-03-15).

“On March 15, 2024, the Company entered into the twenty-seventh amendment (the “ Amendment ”) to the Company’s credit agreement, dated as of July 14, 2022 (as previously amended and as amended by the Amendment, the “ Credit Agreement ”), by and among the Company, certain of its subsidiaries party thereto as guarantors, Madryn Fund Administration, LLC, as administrative agent (“ Madryn ”) and the lenders party thereto.”

CURO Group Holdings Corp. amended 2.0L Notes Forbearance Agreement with certain beneficial owners (or nominees, investment managers, advisors or subadvisors for the beneficial owners) of approximately 74% of the outstanding aggregate principal amount of 7.500% Senior Secured Notes due 2028 (effective 2024-03-15).

“On March 15, 2024, the Company received notice on behalf of 2.0L Forbearing Noteholders constituting Requisite Forbearing 2.0L Noteholders, consenting to an extension of the scheduled expiration date under the 2.0L Notes Forbearance Agreement to March 25, 2024.”

CURO Group Holdings Corp. amended 1.5L Notes Forbearance Agreement with certain beneficial owners (or nominees, investment managers, advisors or subadvisors for the beneficial owners) of approximately 84% of the outstanding aggregate principal amount of the Company’s outstanding 7.500% Senior 1.5 Lien Secured Notes due 2028 (effective 2024-03-15).

“On March 15, 2024, the Company received notices on behalf of 1.5L Forbearing Noteholders constituting Requisite Forbearing 1.5L Noteholders, consenting to an extension of the scheduled expiration date under the 1.5L Notes Forbearance Agreement to March 25, 2024.”

Kinetik Holdings Inc. entered into Underwriting Agreement with Goldman Sachs & Co. LLC, as representative of the several underwriters (effective 2024-03-13).

“On March 13, 2024, Kinetik Holdings Inc., a Delaware corporation (the “ Company ”) and Apache Midstream LLC (the “ Selling Stockholder ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) with Goldman Sachs & Co. LLC, as representative of the several underwriters named therein”

Grom Social Enterprises, Inc. amended First Note Amendment to Convertible Promissory Note with Generating Alpha Ltd. valued at Added that Conversion Price shall not be less than $0.25 (effective 2024-03-11).

“In connection with the Second Amendment, the Company also entered into an amendment (the “ First Note Amendment ”) to the Convertible Promissory Note originally dated November 9, 2023 (together with the First Note Amendment, the “ Note ”) with the Investor, pursuant to which Section 1.1(a) of the Note was amended to add that in no event shall the Conversion Price (as defined in the Note) be less than $0.25.”

Grom Social Enterprises, Inc. entered into Registration Rights Agreement with Generating Alpha Ltd. valued at Company to file registration statement within 60 days and have it declared effective within 30-90 da (effective 2024-03-11).

“In connection with the March 2024 SPA, the Company entered into a Registration Rights Agreement (the “ Registration Rights Agreement ”) with the Investor, pursuant to which the Company has agreed to use its commercially reasonable efforts to file a registration statement (the “ Registration Statement ”) with the SEC on a date no later than sixty (60) days following the date thereof and to have the Registration Statement declared effective by the SEC within thirty (30) calendar days, but no more than ninety (90) calendar days, after the Company has filed the Registration Statement.”

Grom Social Enterprises, Inc. entered into March 2024 SPA with Generating Alpha Ltd. valued at Up to $25 million of Common Stock; purchase price 85% of lowest traded price during 10 Trading Days; (effective 2024-03-11).

“On March 11, 2024, the Company entered into a Securities Purchase Agreement (the “ March 2024 SPA ”) with the Investor, pursuant to which the Company has agreed to issue and sell to the Investor from time to time up to $25 million of Common Stock.”

Grom Social Enterprises, Inc. amended Second Amendment to the November 2023 SPA with Generating Alpha Ltd. valued at Exercise price of Warrants A and C amended from $1.78 to $0.001 per share (effective 2024-03-11).

“On March 11, 2024, Grom Social Enterprises, Inc., a Florida corporation (the “ Company ”), entered into a second amendment agreement (the “ Second Amendment ”) to the Securities Purchase Agreement originally dated November 9, 2023 and previously amended on November 20, 2023 (the “ First Amendment ”, and together with the Second Amendment, the “ November 2023 SPA ”) with Generating Alpha Ltd., a Saint Kitts and Nevis Corporation (the “ Investor ”).”

Flutter Entertainment plc entered into First Incremental Assumption Agreement with Deutsche Bank AG, New York Branch valued at $514.375 million (effective 2024-03-14).

“Flutter Entertainment plc (the "Company") and certain of its subsidiaries entered into the First Incremental Assumption Agreement (the "Assumption Agreement") to the Term Loan A, Term Loan B and Revolving Credit Facility Agreement dated as of November 24, 2023 (as amended, the "Credit Agreement"). After giving effect to the Assumption Agreement, the aggregate principal amount of term B loans outstanding under the Credit Agreement will increase by $514.375 million”

Super League Enterprise, Inc. entered into Mutual General Release and Settlement Agreement with 3i, LP, Nomis Bay Ltd., and BPY Limited (effective 2024-03-12).

“On March 12, 2024, Super League Enterprise, Inc. (the “ Company ”), entered into that certain Mutual General Release and Settlement Agreement (the “ Agreement ”) with 3i, LP, a Delaware limited partnership (“ 3i ”), Nomis Bay Ltd., a Bermuda Corporation (“ Nomis ”), and BPY Limited, a Bermuda Corporation (“ BPY ”) (together with 3i and Nomis, the “ Investors ”), whereby the Company, among other things, issued an aggregate of 500,000 shares of the Company’s common stock”

Rithm Property Trust Inc. terminated At-the-Market Issuance Sales Agreements with Raymond James & Associates, Inc. (effective 2024-03-15).

“On March 15, 2024, the Company sent termination notices to JMP Securities LLC and Raymond James & Associates, Inc., which acted as its sales agents pursuant to those certain At-the-Market Issuance Sales Agreements, each entered into on August 20, 2021.”

Rithm Property Trust Inc. terminated At-the-Market Issuance Sales Agreements with JMP Securities LLC (effective 2024-03-15).

“On March 15, 2024, the Company sent termination notices to JMP Securities LLC and Raymond James & Associates, Inc., which acted as its sales agents pursuant to those certain At-the-Market Issuance Sales Agreements, each entered into on August 20, 2021.”

Rithm Property Trust Inc. entered into At-the-Market Issuance Sales Agreement with BTIG, LLC valued at up to $100 million (effective 2024-03-15).

“On March 15, 2024, Great Ajax Corp., a Maryland corporation (the “Company”), entered into an Amended and Restated At-the-Market Issuance Sales Agreement with B. Riley Securities, Inc., amending and restating the At-the-Market Issuance Sales Agreement the parties previously entered into on August 20, 2021, and an At-the-Market Issuance Sales Agreement (together, the “Agreements”) with BTIG, LLC, both as the Company’s sales agents (together, the “Agents”).”

Rithm Property Trust Inc. entered into Amended and Restated At-the-Market Issuance Sales Agreement with B. Riley Securities, Inc. valued at up to $100 million (effective 2024-03-15).

“On March 15, 2024, Great Ajax Corp., a Maryland corporation (the “Company”), entered into an Amended and Restated At-the-Market Issuance Sales Agreement with B. Riley Securities, Inc., amending and restating the At-the-Market Issuance Sales Agreement the parties previously entered into on August 20, 2021, and an At-the-Market Issuance Sales Agreement (together, the “Agreements”) with BTIG, LLC, both as the Company’s sales agents (together, the “Agents”).”

Pangaea Logistics Solutions Ltd. entered into At Market Issuance Sales Agreement with B. Riley Securities, Inc., Fearnley Securities, Inc. and A.G.P./Alliance Global Partners valued at up to $25,000,000 (effective 2024-03-14).

“On March 14, 2024, Pangaea Logistics Solutions Ltd. (the “Company”) entered into an at market issuance sales agreement (the “At Market Issuance Sales Agreement”) with B. Riley Securities, Inc., Fearnley Securities, Inc. and A.G.P./Alliance Global Partners as sales agents (each, a “Sales Agent” and collectively, the “Sales Agents”), to sell shares of common stock, par value $0.0001 per share, of the Company (the “Common Stock”) having aggregate sales proceeds of up to $25,000,000”

Ashford Inc. entered into Third Amended and Restated Advisory Agreement with Ashford Hospitality Trust, Inc., Ashford Hospitality Limited Partnership, Ashford TRS Corporation, Ashford Hospitality Advisors LLC valued at Advisory agreement with revised terms (effective 2024-03-12).

“On March 12, 2024, Ashford Inc. (the “ Company ”) entered into the Third Amended and Restated Advisory Agreement (the “ Advisory Agreement ”) with Ashford Hospitality Trust, Inc. (“ Ashford Trust ”), Ashford Hospitality Limited Partnership (the “ Operating Partnership ”), Ashford TRS Corporation (“ Ashford TRS ”) and Ashford Hospitality Advisors LLC (together with the Company, the “ Advisor ”).”

TON Strategy Co entered into subscription agreements with certain institutional investors valued at gross proceeds to the Company of $900,000 (effective 2024-03-15).

“On March 15, 2024, Verb Technology Company, Inc, a Nevada corporation (the “Company”), entered into subscription agreements with certain institutional investors, pursuant to which the Company agreed to issue and sell to the investors 3,750,000 shares (the “Shares”) of Common Stock, par value $0.0001 per share of the Company at a price of $0.24 per share for gross proceeds to the Company of $900,000.”

Vital Energy, Inc. entered into Purchase Agreement with BofA Securities, Inc., as representative of the several initial purchasers named in Schedule A to the Purchase Agreement valued at $800.0 million aggregate principal amount (effective 2024-03-14).

“On March 14, 2024, Vital Energy, Inc. (the “Company”) and its wholly-owned subsidiary, Vital Midstream Services, LLC, entered into a purchase agreement (the “Purchase Agreement”) with BofA Securities, Inc., as representative of the several initial purchasers named in Schedule A to the Purchase Agreement (together, the “Initial Purchasers”), providing for the offer and sale by the Company (the “Offering”) of $800.0 million aggregate principal amount of the Company’s 7.875% senior unsecured notes due 2032 (the “Notes”).”

Annovis Bio, Inc. entered into Securities Purchase Agreement with an institutional investor valued at aggregate gross proceeds of $1,025,000 (effective 2024-03-15).

“On March 15, 2024, Annovis Bio, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with an institutional investor (the “Buyer”).”

Bravo Multinational Inc. entered into Letter of Intent with Pythia Journeys, LLC valued at Formation of BAC; contribution of licenses, technology, and exclusive content; $75,000,000 financing (effective 2024-03-11).

“On March 11, 2024, Bravo Multinational, Inc. (“BRVO”), a Wyoming corporation entered into a legally binding letter of intent (the “Agreement”) with Pythia Journeys, LLC, a Puerto Rico limited liability company (“Journeys”).”

Workhorse Group Inc. entered into Securities Purchase Agreement with an institutional investor valued at up to an aggregate principal amount of $139,000,000 (effective 2024-03-15).

“on March 15, Workhorse Group Inc. (the “Company”) entered into a securities purchase agreement (the “Securities Purchase Agreement”) with an institutional investor (the “Investor”) under which the Company agreed to issue and sell pursuant to the Company’s Indenture, dated December 27, 2023 between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”), and a Second Supplemental Indenture to be entered into between the Company and the Trustee (collectively, the “Indenture”), in one or more registered public offerings by the Company directly to the Investor (the “Offering”), (i) senior secured convertible notes for up to an aggregate principal amount of $139,000,000 (the “Notes”)”

SELLAS Life Sciences Group, Inc. entered into Placement Agent Agreement with A.G.P./Alliance Global Partners (effective 2024-03-15).

“On March 15, 2024, the Company entered into a placement agency agreement (the “Placement Agent Agreement”) with A.G.P./Alliance Global Partners (“A.G.P.”) (the “Placement Agent”) pursuant to which the Company engaged A.G.P. as the exclusive placement agent in connection with the Offering.”

SELLAS Life Sciences Group, Inc. entered into Securities Purchase Agreement with institutional investors valued at approximately $20.0 million (effective 2024-03-15).

“On March 15, 2024, SELLAS Life Sciences Group, Inc., a Delaware corporation (the “Company”), entered into a Securities Purchase Agreement (the “Purchase Agreement”) with institutional investors (the “Investors”), pursuant to which the Company agreed to issue and sell, in a registered direct offering by the Company directly to the Investors (the “Registered Offering”), (i) an aggregate of 11,000,000 shares (the “Shares”) of common stock, par value $0.0001 per share, of the Company (“Common Stock”) and (ii) an aggregate of 2,029,316 pre-funded warrants exercisable for shares of Common Stock (the “Pre-Funded Warrants”) to the Investors.”

BlackRock Finance, Inc. amended Amendment No. 14 with Wells Fargo Bank, National Association (effective 2024-03-12).

“On March 12, 2024, BlackRock, Inc. (“BlackRock”) and certain of its subsidiaries entered into Amendment No. 14 (“Amendment No. 14”) to its Five-Year Revolving Credit Agreement”

Unique Logistics International, Inc. amended Waiver and Amendment No. 2 to Financing Agreement with CB Agent Services LLC, Alter Domus (US) LLC, and the Lenders valued at Waiver fee of $3,000,000 and warrants to purchase common stock (effective 2024-03-01).

“Effective March 1, 2024, the Parties entered into a waiver and amendment no. 2 to financing agreement (the “ Second Waiver ”), whereby the Agents and the Lenders agreed to waive (i) (a) that certain Event of Default that has occurred or may occur, due to the Loan Parties’ noncompliance with Section 7.03(a) of the Agreement for each of the fiscal quarters in the fiscal year ending May 31, 2024 and for the fiscal quarter ending August 31, 2024 (the “FCCR Event of Default”), (b) that certain Event of Default that has occurred or may occur, due to the Loan Parties’ noncompliance with Section 7.03(b) of the Agreement for each of the fiscal quarters in the fiscal year ending May 31, 2024 and for the fiscal quarter ending August 31, 2024 (the “Liquidity Event of Default”) and (c) that certain Event of Default that has occurred or may occur, due to the Loan Parties’ noncompliance with Section 7.03(c) of the Agreement for each of the fiscal quarters in the fiscal year ending May 31, 2024 and fo”

Molecular Templates, Inc. terminated Collaboration Agreement with Bristol Myers Squibb Company (effective 2024-06-13).

“BMS notified the Company on March 13, 2024 that it does not intend to continue the research collaboration it entered into with the Company pursuant to the Collaboration Agreement and would be terminating the Collaboration Agreement in its entirety. The termination will be effective on June 13, 2024”

PLUMAS BANCORP amended Sale Agreement for the Non-Branch Offices with Mountainseed Real Estate Services, LLC (effective 2024-03-14).

“As previously reported, on January 19, 2024, Plumas Bank (the “Bank”), a wholly-owned subsidiary of Plumas Bancorp (the “Company”), entered into two agreements for the purchase and sale of real property (each, a “Sale Agreement”) with Mountainseed Real Estate Services, LLC, a Georgia limited liability company (“Mountainseed”).”

PLUMAS BANCORP entered into Sale Agreement with Mountainseed Real Estate Services, LLC valued at $7.9 million (effective 2024-01-19).

“As previously reported, on January 19, 2024, Plumas Bank (the “Bank”), a wholly-owned subsidiary of Plumas Bancorp (the “Company”), entered into two agreements for the purchase and sale of real property (each, a “Sale Agreement”) with Mountainseed Real Estate Services, LLC, a Georgia limited liability company (“Mountainseed”). One Sale Agreement provided for the sale to Mountainseed of up to nine properties owned and operated by the Bank as branches (the “Branches”) for an aggregate cash purchase price of approximately $25.7 million.”

CONSTELLATION ENERGY GENERATION LLC entered into Green Senior Notes due 2054 valued at $900,000,000 (effective 2024-03-15).

“On March 15, 2024 Constellation Energy Generation, LLC (Constellation) issued and sold $900,000,000 in aggregate principal amount of Green Senior Notes due 2054 (the Green Senior Notes).”

Applied Digital Corp. entered into Purchase and Sale Agreement with Mara Garden City LLC valued at $87,328,675.00 purchase price plus $9,971,235 additional consideration (effective 2024-03-14).

“On March 14, 2024, APLD – Rattlesnake Den I LLC (“Rattlesnake Den I”), a Delaware limited liability company and a subsidiary of Applied Digital Corporation, a Nevada corporation (the “Company”), entered into a purchase and sale agreement (the “Purchase and Sale Agreement”) with Mara Garden City LLC (“Mara Garden City”), a Delaware limited liability company and a subsidiary of Marathon Digital Holdings, Inc. (“Marathon”), pursuant to which Rattlesnake Den I agreed to sell to Mara Garden City (the “Transaction”) its data center facility located in Garden City, Texas (the “Facility”) consisting of the ground leasehold estate and interest held under the Ground Lease dated April 13, 2022 between Rattlesnake Den I, as tenant, and EDB, Ltd., a Texas limited liability company, as landlord (the “Ground Lease”), related to approximately 50 acres in Glasscock County, Texas and related tangible and intangible property and improvements (together with the Ground Lease, the “Property”).”

Track Group, Inc. entered into Sales, Licensing, Maintenance, and Services Agreement with Marion County Community Corrections Agency (effective 2024-03-11).

“Track Group, Inc. (the “ Company ”) entered into a new multi-year Sales, Licensing, Maintenance, and Services Agreement (the “ Agreement ”) with Marion County Community Corrections Agency, by and through the Marion County Community Corrections Board (collectively, “ Marion County ”)”

YUNHONG GREEN CTI LTD. entered into Stock Purchase Agreement for Series F Preferred Stock and Series F Investor Warrant with Agile Wisdom International Limited valued at $700,000 (effective 2024-03-11).

“On March 11, 2024, the Company entered into a Stock Purchase Agreement (the “Series F Preferred SPA”) with Agile Wisdom International Limited (the “Series F Investor”), pursuant to which the Company agreed to issue and sell, and the Series F Investor agreed to purchase, 70,000 shares of the Company’s newly created Series F Convertible Preferred Stock (“Series F Preferred”), at a purchase price of $10.00 per share, resulting in gross proceeds to the Company of $700,000”

YUNHONG GREEN CTI LTD. entered into Stock Purchase Agreement for Series E Preferred Stock / Series E Investor Warrant with Wickbur Holdings LLC valued at $1,300,000 (effective 2024-03-11).

“On March 11, 2024, Yunhong Green CTI Ltd. (the “Company”), entered into a Stock Purchase Agreement (the “Series E Preferred SPA”) with Wickbur Holdings LLC (the “Series E Investor”), pursuant to which the Company agreed to issue and sell, and the Series E Investor agreed to purchase, 130,000 shares of the Company’s newly created Series E Convertible Preferred Stock (“Series E Preferred”), at a purchase price of $10.00 per share, resulting in gross proceeds to the Company of $1,300,000”

OLENOX INDUSTRIES INC. entered into Promissory Note with 1800 Diagonal Lending LLC valued at $149,500 (effective 2024-03-05).

“On March 5, 2024, Safe & Green Holdings Corp. (the “Company”) issued a Promissory Note (“Note”) in favor of 1800 Diagonal Lending LLC (the “Lender”) in the aggregate principal amount of $149,500 (the “Principal”), and an accompanying Securities Purchase Agreement, dated March 5, 2024 (the “SPA”).”

OLENOX INDUSTRIES INC. entered into Securities Purchase Agreement with 1800 Diagonal Lending LLC (effective 2024-03-05).

“On March 5, 2024, Safe & Green Holdings Corp. (the “Company”) issued a Promissory Note (“Note”) in favor of 1800 Diagonal Lending LLC (the “Lender”) in the aggregate principal amount of $149,500 (the “Principal”), and an accompanying Securities Purchase Agreement, dated March 5, 2024 (the “SPA”).”

FLAGSTAR BANK, NATIONAL ASSOCIATION amended Reverence Investment Agreement with Reverence Capital Partners L.P. (effective 2024-03-11).

“(“Liberty”), (b) affiliates of funds managed by Hudson Bay Capital Management, LP (“Hudson Bay”), (c) affiliates of funds managed by Reverence Capital Partners L.P. (“Reverence”) and (d) certain other investors (the “Other Investors” and, collectively with Liberty, Reverence and Hudson Bay, the “Investors”, and the investment agreements entered into with each of the Investors on March 7, 2024, collectively, the “Original Investment Agreements”).”

FLAGSTAR BANK, NATIONAL ASSOCIATION amended Hudson Bay Investment Agreements with Hudson Bay Capital Management, LP (effective 2024-03-11).

“(“Liberty”), (b) affiliates of funds managed by Hudson Bay Capital Management, LP (“Hudson Bay”), (c) affiliates of funds managed by Reverence Capital Partners L.P.”

FLAGSTAR BANK, NATIONAL ASSOCIATION amended Liberty Investment Agreement with Liberty 77 Capital L.P. (effective 2024-03-11).

“On March 11, 2024, NYCB entered into separate amendments to the Original Investment Agreements with Liberty (such agreement, as amended, the “Liberty Investment Agreement”)”

FLAGSTAR BANK, NATIONAL ASSOCIATION entered into Investment Agreements with affiliates of funds managed by Liberty 77 Capital L.P., Hudson Bay Capital Management, LP, Reverence Capital Partners L.P., and certain other investors valued at approximately $1.05 billion (effective 2024-03-07).

“the Investors invested an aggregate of approximately $1.05 billion in the Company in exchange for the sale and issuance of: (a) 76,630,965 shares of common stock, par value $0.01 per share, of NYCB (the “Common Stock”) at a purchase price per share of $2.00; (b) 192,062 shares of a new series of preferred stock”

Everforth Inc amended First Amendment to Third Amended and Restated Credit Agreement with Wells Fargo Bank, National Association, as administrative agent, and the lenders party thereto valued at $498,750,000 (effective 2024-03-13).

“On March 13, 2024, ASGN Incorporated (the “Company”) entered into a First Amendment to Third Amended and Restated Credit Agreement (the “Amendment”) with Wells Fargo Bank, National Association, as administrative agent, and the lenders party thereto.”

CADIZ INC entered into GSWC Agreement with Golden State Water Company (effective 2024-03-13).

“On March 13, 2024, Cadiz Inc. (the “Company” or “Cadiz”) and Fenner Gap Mutual Water Company entered into a water supply agreement with Golden State Water Company (“GSWC”), an investor-owned utility serving the City of Barstow, California (“GSWC Agreement”).”

Avid Bioservices, Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $160.0 million aggregate principal amount of 7.00% Convertible Senior Notes due 2029 (effective 2024-03-12).

“On March 12, 2024, Avid Bioservices, Inc. (the “Company”) completed its previously announced private offering (the “Offering”) of $160.0 million aggregate principal amount of 7.00% Convertible Senior Notes due 2029 (the “Notes”). The Notes were issued pursuant to an indenture, dated March 12, 2024 (the “Indenture”), between the Company and U.S. Bank Trust Company, National Association, as trustee.”

DELUXE CORP entered into RFA with MUFG Bank, Ltd. valued at $80 million (effective 2024-03-13).

“On March 13, 2024 (the "Closing Date"), Deluxe Receivables LLC ("Borrower"), a special purpose company and wholly-owned subsidiary of Deluxe Corporation (the "Company"), a Minnesota corporation, entered into an accounts receivable financing facility (the "AR Facility") of up to $80 million with MUFG Bank, Ltd., as administrative agent (the "Administrative Agent") pursuant to a receivables financing agreement, dated as of the Closing Date (the "RFA"), among the Borrower, the Company, as servicer (the "Servicer"), the Administrative Agent and the group and agents and lenders party thereto.”

Global Star Acquisition Inc. amended First Amendment to the Merger Agreement with K Enter Holdings Inc. valued at The First Amendment (i) reduces the base value of the merger consideration to be received by Company (effective 2024-03-11).

“On March 11, 2024, the Company, K Enter, Purchaser, and Merger Sub entered into a First Amendment to the Merger Agreement (the "First Amendment") to amend certain of the terms of the Merger Agreement.”

Embrace Change Acquisition Corp. entered into Satisfaction and Discharge of Indebtedness Pursuant to Underwriting Agreement dated August 9, 2022 with EF Hutton LLC valued at $2,587,499 (effective 2024-03-04).

“On March 4, 2024, Embrace Change Acquisition Corp. (the “Company”) and EF Hutton LLC, formerly known as EF Hutton, division of Benchmark Investments, LLC (“EF Hutton”), the underwriter of the Company’s initial public offering, entered into a Satisfaction and Discharge of Indebtedness Pursuant to Underwriting Agreement dated August 9, 2022 (the “Satisfaction and Discharge Agreement”), pursuant to which, EF Hutton agrees to revise the deferred underwriting fee of three point five percent (3.50%) of the gross proceeds of the initial public offering, or $2,587,499, to (1) $750,000 in cash on the date of the closing of the initial business combination (the “Closing”) and (2) 200,000 of registered and unrestricted shares of the Company, shall be issued and delivered to EF Hutton at the Closing.”

PSQ Holdings, Inc. entered into Note Exchange Agreement with Participating Noteholders valued at $8.45 million of Replacement Notes, convertible into shares of Class A Common Stock, bearing interes (effective 2024-03-13).

“An aggregate of $8.45 million of Replacement Notes, convertible into shares of Class A Common Stock, were delivered to participating former holders of Credova subordinated notes and new investors in Credova subordinary notes issued prior to closing (the “Participating Noteholders”).”

PSQ Holdings, Inc. entered into Credova Merger Agreement with Cello Merger Sub, Inc., Credova Holdings, Inc., Samuel L. Paul valued at 2,920,993 newly-issued shares of Class A Common Stock (effective 2024-03-13).

“On March 13, 2024, PSQ Holdings, Inc. (the “Company” or “PSQ”) entered into an agreement and plan of merger (the “Credova Merger Agreement”) with Cello Merger Sub, Inc., a Delaware corporation and our wholly-owned subsidiary (“Merger Sub”), Credova Holdings, Inc., a Delaware corporation (“Credova”), and Samuel L. Paul, in the capacity as the Seller Representative in accordance with the terms of the Credova Merger Agreement.”