Material Agreements

SONOCO PRODUCTS CO entered into Amended and Restated Credit Agreement with the lenders party thereto valued at $1,250 million revolving credit facility maturing May 3, 2029 (effective 2024-05-03).

“On May 3, 2024, Sonoco Products Company (the “Company”) entered into an Amended and Restated Credit Agreement (the “Agreement”) to extend the maturity and make certain other changes to the terms under the Company’s existing five-year credit agreement dated June 21, 2021.”

LAUREATE EDUCATION, INC. entered into Stock Purchase Agreement with Snow Phipps Group, LLC, Snow Phipps Group, L.P., Snow Phipps Group (B), L.P., Snow Phipps Group (Offshore), L.P., Snow Phipps Group (RPV), L.P. and SPG Co-Investment, L.P. valued at an aggregate purchase price of $30,958,422 (effective 2024-05-06).

“Effective May 6, 2024, Laureate Education, Inc. (the “Company”) entered into a Stock Purchase Agreement (the “Purchase Agreement”) with each of Snow Phipps Group, LLC, Snow Phipps Group, L.P., Snow Phipps Group (B), L.P., Snow Phipps Group (Offshore), L.P., Snow Phipps Group (RPV), L.P. and SPG Co-Investment, L.P. (each, a “Seller and together, the “Sellers”), pursuant to which the Company agreed to purchase an aggregate of 2,114,928 shares of the Company’s common stock from the Sellers at a purchase price of $14.64 per share for an aggregate purchase price of $30,958,422 (the “Purchase Price”).”

Air Transport Services Group, Inc. amended A&R Warrant-C with Amazon.com, Inc. (effective 2024-05-06).

“On May 6, 2024, ATSG and Amazon entered into that certain amended and restated Warrant-C (the “ A&R Warrant-C ”), which extended the term of the warrant to December 20, 2029.”

Air Transport Services Group, Inc. amended 2nd A&R Stockholder Agreement with Amazon.com, Inc. (effective 2024-05-06).

“On May 6, 2024, ATSG and Amazon entered into that certain Second Amended and Restated Stockholders Agreement (the “ 2 nd A&R Stockholder Agreement ”), which prohibits Amazon (including any person or entity whose beneficial ownership of the shares of ATSG common stock may be aggregated for purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934, as amended, and any other applicable U.S. Securities and Exchange Commission regulations (collectively, the “ Attribution Parties ”)) from acquiring shares of ATSG common stock (including through the exercise of warrants) to the extent such acquisition would result in Amazon and its Attribution Parties collectively holding more than 39.999% of the issued and outstanding shares of ATSG common stock (the “ Ownership Limit ”).”

Air Transport Services Group, Inc. amended 2018 Investment Agreement Amendment with Amazon.com, Inc. (effective 2024-05-06).

“On May 6, 2024, ATSG and Amazon entered into that certain Supplement and Amendment to 2018 Investment Agreement (the “ 2018 Investment Agreement Amendment ”), which provides for (i) ATSG to issue to Amazon the 2024 Subsequent Warrant (as defined below) concurrent with the entry into the 3 rd A&R ATSA, (ii) ATSG to issue to Amazon the Third Subsequent Warrant (as defined below) in the future, and (iii) additional modifications to the 2018 Investment Agreement, including those regarding updated representations by ATSG, the termination of the 2018 Investment Agreement and underlying warrants in the event a prohibitive legal order is entered, confidentiality, and a provision providing for the right of Amazon to sell shares of ATSG common stock to ATSG in the event that ATSG initiates a program to repurchase its common stock.”

Air Transport Services Group, Inc. amended 2016 Investment Agreement Amendment with Amazon.com, Inc. (effective 2024-05-06).

“On May 6, 2024, ATSG and Amazon entered into that certain Amendment to 2016 Investment Agreement and Participation Notice and Acknowledgement (the “ 2016 Investment Agreement Amendment ”), which further amended the 2016 Investment Agreement such that, if ATSG initiates a program to repurchase its common stock and, pursuant to Amazon’s corresponding right under the 2016 Investment Agreement, Amazon elects to sell shares of ATSG common stock to ATSG, the 2016 Investment Agreement Amendment provides that the sale price shall be the volume weighted average price of ATSG’s common stock (“ VWAP ”) for the 30 trading days preceding ATSG’s notice to Amazon of such repurchase program.”

Air Transport Services Group, Inc. amended 3rd A&R ATSA with Amazon.com Services LLC (effective 2024-05-06).

“On May 6, 2024, Air Transport Services Group, Inc. (“ ATSG ”), through its subsidiary, Airborne Global Solutions, Inc., entered into a Third Amended and Restated Air Transportation Services Agreement (the “ 3rd A&R ATSA ”) with Amazon.com Services LLC (“ ASL ”), a subsidiary of Amazon.com, Inc. (“ Amazon ”), effective on May 6, 2024, pursuant to which ATSG, through its subsidiary air carriers, will sublease and operate 10 additional Boeing 767 freighter aircraft to be provided by ASL, with the potential to add up to 10 additional Boeing 767 freighter aircraft.”

LIGAND PHARMACEUTICALS INC entered into Purchase and Sale Agreement, dated May 6, 2024 (the "Agreement") with Agenus Inc., Agenus Royalty Fund, LLC, and Agenus Holdings 2024, LLC (collectively, "Sellers") valued at $75 million (effective 2024-05-06).

“On May 6, 2024, Ligand Pharmaceuticals Incorporated (“Ligand”) entered into that certain Purchase and Sale Agreement, dated May 6, 2024 (the “Agreement”), with Agenus Inc., Agenus Royalty Fund, LLC, and Agenus Holdings 2024, LLC (collectively, “Sellers”), where Ligand will obtain certain royalty rights for an aggregate purchase price of $75 million.”

STAR EQUITY HOLDINGS, INC. entered into Commercial Purchase Agreement with HJ Development L.L.P. valued at $2.8 million (effective 2024-05-06).

“On May 6, 2024, 791 Rose Drive, LLC (“791 Rose Seller”), a wholly-owned subsidiary of the Company entered into a Commercial Purchase Agreement (the “791 Rose Purchase Agreement”) with HJ Development L.L.P. (the “791 Rose Buyer”), an unaffiliated third party, pursuant to which the parties agreed to consummate a sale and leaseback transaction (the “791 Rose Sale and Leaseback Transaction”).”

STAR EQUITY HOLDINGS, INC. entered into Purchase and Sale Agreement with MAG Capital Partners Acquisition LLC valued at $6.1 million (effective 2024-05-06).

“On May 6, 2024, 300 Park Street LLC (“300 Park Seller”), a wholly-owned subsidiary of Star Equity Holdings, Inc., (the “Company”), entered into a Purchase and Sale Agreement (the “300 Park Purchase Agreement”) with MAG Capital Partners Acquisition LLC (the “300 Park Buyer”), an unaffiliated third party, pursuant to which the parties agreed to consummate a sale and leaseback transaction (the “300 Park Sale and Leaseback Transaction”).”

SVB FINANCIAL GROUP entered into Purchase Agreement with newly created entity affiliated with Pinegrove Capital Partners and backed by permanent capital from Brookfield Asset Management and Sequoia Heritage (effective 2024-05-02).

“On May 2, 2024, the Company entered into a definitive purchase agreement (the “Purchase Agreement”) with a newly created entity affiliated with Pinegrove Capital Partners and backed by permanent capital from Brookfield Asset Management and Sequoia Heritage, for the sale of SVB Capital, its investment platform business.”

REGIS CORP entered into Stock Purchase Agreement with EEG, Inc. and Franklin Schoeneman valued at $1.00 (effective 2024-05-02).

“On May 2, 2024, Regis Corporation (the “Company”) entered into a Stock Purchase Agreement (the “Purchase Agreement”) with EEG, Inc. (“EEG”) and Franklin Schoeneman. Pursuant to the Purchase Agreement, at the closing on May 2, 2024, the Company sold to EGG the Company’s entire 55.1% ownership interest in EEG for an aggregate purchase price of $1.00, and no longer has any interest the operation of cosmetology schools.”

CITIZENS, INC. amended First Amendment to Credit Agreement with Regions Bank valued at $20,000,000 senior secured revolving credit facility (effective 2024-05-03).

“On May 3, 2024, Citizens, Inc. (the “Company”) entered into the First Amendment to Credit Agreement with Regions Bank (the “Lender”)”

Churchill Capital Corp IX/Cayman entered into Administrative Support Agreement with an affiliate of the Sponsor valued at Administrative Support Agreement between Churchill Capital Corp IX and an affiliate of the Sponsor (effective 2024-05-01).

“An Administrative Support Agreement, dated May 1, 2024, by and between the Company and an affiliate of the Sponsor, a copy of which is attached as Exhibit 10.5 hereto and incorporated herein by reference.”

Churchill Capital Corp IX/Cayman entered into Letter Agreement with officers, directors, and the Sponsor valued at Letter Agreement among Churchill Capital Corp IX, its officers, its directors and its sponsor (effective 2024-05-01).

“A Letter Agreement, dated May 1, 2024, by and among the Company, its officers, its directors and the Sponsor, a copy of which is attached as Exhibit 10.4 hereto and incorporated herein by reference.”

Churchill Capital Corp IX/Cayman entered into Private Placement Units Purchase Agreement with Churchill Sponsor IX LLC valued at Private Placement Units Purchase Agreement between Churchill Capital Corp IX and its sponsor Churchi (effective 2024-05-01).

“A Private Placement Units Purchase Agreement, dated May 1, 2024 (the “ Private Placement Units Purchase Agreement ”), by and between the Company and the Company’s sponsor, Churchill Sponsor IX LLC (the “ Sponsor ”), a copy of which is attached as Exhibit 10.3 hereto and incorporated herein by reference.”

Churchill Capital Corp IX/Cayman entered into Registration Rights Agreement with certain security holders valued at Registration Rights Agreement by and among Churchill Capital Corp IX and certain security holders (effective 2024-05-01).

“A Registration Rights Agreement, dated May 1, 2024, by and among the Company and certain security holders, a copy of which is attached as Exhibit 10.2 hereto and incorporated herein by reference.”

Churchill Capital Corp IX/Cayman entered into Investment Management Trust Agreement with Continental Stock Transfer & Trust Company valued at Investment Management Trust Agreement between Churchill Capital Corp IX and Continental Stock Transf (effective 2024-05-01).

“An Investment Management Trust Agreement, dated May 1, 2024, by and between the Company and Continental Stock Transfer & Trust Company, as trustee, a copy of which is attached as Exhibit 10.1 hereto and incorporated herein by reference.”

Churchill Capital Corp IX/Cayman entered into Private Warrant Agreement with Continental Stock Transfer & Trust Company valued at Private Warrant Agreement between Churchill Capital Corp IX and Continental Stock Transfer & Trust C (effective 2024-05-01).

“A Private Warrant Agreement, dated May 1, 2024, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent, a copy of which is attached as Exhibit 4.2 hereto and incorporated herein by reference.”

Churchill Capital Corp IX/Cayman entered into Public Warrant Agreement with Continental Stock Transfer & Trust Company valued at Public Warrant Agreement between Churchill Capital Corp IX and Continental Stock Transfer & Trust Co (effective 2024-05-01).

“A Public Warrant Agreement, dated May 1, 2024, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent, a copy of which is attached as Exhibit 4.1 hereto and incorporated herein by reference.”

Churchill Capital Corp IX/Cayman entered into Underwriting Agreement with Citigroup Global Markets Inc. valued at Underwriting agreement between Churchill Capital Corp IX and Citigroup Global Markets Inc. for IPO o (effective 2024-05-01).

“An Underwriting Agreement, dated May 1, 2024, by and between the Company and Citigroup Global Markets Inc., as representative of the several underwriters, a copy of which is attached as Exhibit 1.1 hereto and incorporated herein by reference.”

BLUM HOLDINGS, INC. entered into Advisory and Consulting Agreement with Coastal Pine Holdings, Inc. valued at $940,974 (effective 2024-05-01).

“On May 1, 2024, Blum Holdings, Inc. (the "Company"), through its wholly-owned subsidiary Blum Management Holdings, Inc. (“Blum Management”), executed an advisory and consulting engagement letter (the "Advisory and Consulting Agreement" or the "Agreement") with Coastal Pine Holdings, Inc.”

Fidelity Private Credit Fund entered into Revolving Credit and Security Agreement with BNP Paribas, as administrative agent; Virtus Group, LP, as collateral administrator; State Street Bank and Trust Company, as collateral agent; the lenders party thereto valued at $250,000,000 (effective 2024-05-02).

“On May 2, 2024, Fidelity Private Credit Fund BSPV LLC (the “BSPV”), as Borrower, a subsidiary of Fidelity Private Credit Fund (the “Fund”), entered into a revolving credit facility (the “Facility”) pursuant to a Revolving Credit and Security Agreement (the “Agreement”), with BNP Paribas, as administrative agent, Virtus Group, LP, as collateral administrator, State Street Bank and Trust Company, as collateral agent, the Fund, as equityholder and investment advisor, and the lenders party thereto (the “Lenders”).”

ConnectM Technology Solutions, Inc. amended Trust Amendment with Continental Stock Transfer & Trust Company (effective 2024-05-07).

“Monterey Capital Acquisition Corporation (the “Company” or “MCAC”) entered into Amendment No. 2 to the Investment Management Trust Agreement, dated as of May 10, 2022 (the “Trust Agreement”), with Continental Stock Transfer & Trust Company on May 7, 2024 (the “Trust Amendment”).”

Strong Global Entertainment, Inc. entered into Acquisition Agreement with FG Acquisition Corp. valued at $30 million (effective 2024-05-03).

“On May 3, 2024, Strong Global Entertainment, Inc. (the “Company”) entered into an acquisition agreement (the “Acquisition Agreement”) with FG Acquisition Corp., a special purpose acquisition company incorporated under the laws of British Columbia (“FGAC")”

Eightco Holdings Inc. amended Amendment to Membership Interest Purchase Agreement with Forever 8 Fund, LLC, the Sellers, and Paul Vassilakos valued at $37,000,000 (effective 2024-05-06).

“On May 6, 2024, Eightco Holdings Inc. (the “Company”) entered into an amendment (the “Amendment”) to the previously disclosed Membership Interest Purchase Agreement, dated September 14, 2022 (the “MIPA”), by and among the Company, Forever 8 Fund, LLC (“Forever 8”), the members of Forever 8 set forth on the signature pages thereto (the “Sellers”) and Paul Vassilakos, in his capacity as representative of the Sellers.”

LAMF Global Ventures Corp. I entered into Holdco Registration Rights Agreement with LAMF, Holdco, Sponsor and other parties valued at Entry into Holdco Registration Rights Agreement replacing prior registration rights agreement (effective 2024-05-01).

“that certain Registration Rights Agreement, dated as of May 1, 2024, by and among LAMF, Holdco, the Sponsor and the other parties thereto, as contemplated by the Business Combination Agreement (the “Holdco Registration Rights Agreement”)”

LAMF Global Ventures Corp. I terminated Registration Rights Agreement with Sponsor and Holders valued at Terminated and replaced Registration Rights Agreement dated November 10, 2021 with Holdco Registrati (effective 2024-05-01).

“(iv) and Registration Rights Agreement, dated November 10, 2021, by and among LAMF, the Sponsor and the Holders signatory thereto, which was terminated and replaced by that certain Registration Rights Agreement, dated as of May 1, 2024, by and among LAMF, Holdco, the Sponsor and the other parties thereto, as contemplated by the Business Combination Agreement (the “Holdco Registration Rights Agreement”)”

LAMF Global Ventures Corp. I terminated Letter Agreement with officers, directors and Sponsor valued at Terminated Letter Agreement dated November 10, 2021 in connection with business combination closing (effective 2024-05-01).

“(iii) the Letter Agreement, dated as of November 10, 2021, made in favor of LAMF by each officer and director of LAMF and Sponsor, which included covenants of such persons to vote in favor of LAMF’s initial business combination and not to participate in the SPAC Redemptions, among other things”

LAMF Global Ventures Corp. I terminated Administrative Services Agreement with LAMF SPAC Holdings I LLC valued at Terminated Administrative Services Agreement dated November 10, 2021 in connection with business com (effective 2024-05-01).

“(ii) that certain Administrative Services Agreement, dated as of November 10, 2021, between LAMF and LAMF SPAC Holdings I LLC (the “Sponsor”), pursuant to which the Sponsor and/or its affiliates provided office space and secretarial and administrative services to LAMF for a fee of $20,000 per month”

LAMF Global Ventures Corp. I terminated Investment Management Trust Agreement with Continental Stock Transfer & Trust Company valued at Terminated Investment Management Trust Agreement dated November 10, 2021 in connection with business (effective 2024-05-01).

“On the Closing Date, in connection with the consummation of the Business Combination, the following material agreements of LAMF terminated in accordance with their terms: (i) that certain Investment Management Trust Agreement, dated as of November 10, 2021 (the “Investment Management Trust Agreement”), between LAMF and Continental”

LAMF Global Ventures Corp. I entered into Warrant Assignment, Assumption and Amendment Agreement with Continental Stock Transfer & Trust Company valued at Entry into Warrant Assignment, Assumption and Amendment Agreement assigning existing warrant agreeme (effective 2024-04-30).

“On April 30, 2024, LAMF, Holdco and Continental Stock Transfer & Trust Company (“Continental”) entered into that certain Warrant Assignment, Assumption and Amendment Agreement (the “New Warrant Agreement”).”

Rubicon Technologies, Inc. entered into Securities Purchase Agreement with MBI Holdings, LP valued at aggregate purchase price of $20,000,000 (effective 2024-05-07).

“On May 7, 2024, the Company entered into a Securities Purchase Agreement (the “ Purchase Agreement ”), by and between the Company and MBI Holdings, LP (the “ Buyer ”), an affiliate of Rodina.”

Rubicon Technologies, Inc. entered into Asset Purchase Agreement with Wastech Corp. valued at approximate aggregate purchase price of $68,000,000 (effective 2024-05-07).

“On May 7, 2024, Rubicon Technologies, Inc. (the “ Company ”), a company incorporated under the laws of the State of Delaware, entered into an Asset Purchase Agreement (the “ Asset Purchase Agreement ”) by and among the Company , Rubicon Technologies Holdings, LLC, a Delaware limited liability company (“ Holdings ”), Wastech Corp. (“ Wastech ”), an affiliate of Rodina Capital (“ Rodina ”), and, solely for purposes of guaranteeing certain obligations of Wastech under the Asset Purchase Agreement, GAFAPA, S.A. de C.V., an affiliate of Rodina.”

Invest Acquisition Corp amended Third Amendment to the Business Combination Agreement with Pubco, OpSec and the OpSec Shareholders (effective 2024-05-03).

“On May 3, 2024, the Company entered into that certain Third Amendment to the Business Combination Agreement (the “Third BCA Amendment” and, the Original Business Combination Agreement, as amended by the First BCA Amendment, the Second BCA Amendment and the Third BCA Amendment, the “Business Combination Agreement”) with Pubco, OpSec and the OpSec Shareholders.”

Franklin BSP Capital Corp entered into Registration Rights Agreement with J.P. Morgan Securities LLC, BofA Securities, Inc., SMBC Nikko Securities America, Inc. and Wells Fargo Securities, LLC (effective 2024-05-06).

“In connection with the Notes Offering, the Company entered into a Registration Rights Agreement, dated as of May 6, 2024 (the “Registration Rights Agreement”), with J.P. Morgan Securities LLC, BofA Securities, Inc., SMBC Nikko Securities America, Inc. and Wells Fargo Securities, LLC, as the representatives of the initial purchasers of the Notes.”

Franklin BSP Capital Corp entered into Third Supplemental Indenture with U.S. Bank Trust Company, National Association valued at $300,000,000 aggregate principal amount (effective 2024-05-06).

“On May 6, 2024, Franklin BSP Capital Corporation (the “Company”) and U.S. Bank Trust Company, National Association (the “Trustee”) entered into a Third Supplemental Indenture (the “Third Supplemental Indenture”) to the Indenture, dated as of March 29, 2021, between the Company and the Trustee (the “Base Indenture” and, together with the Third Supplemental Indenture, the “Indenture”).”

Leafly Holdings, Inc. /DE amended Notice with each of the holders of the Note (effective 2024-05-07).

“On May 7, 2024, Leafly Holdings, Inc. (the “Company”) and each of the holders (each a “Holder” and collectively, the “Holders”) of that certain global note representing 8.00% Convertible Senior Notes due 2025 between the Company, Ankura Trust Company, as agent, and Continental Stock Transfer & Trust Company, as authentication agent, dated February 4, 2022 (the “Note”) executed a notice of conversion and consent (the “Notice”) to effect a temporary and limited adjustment to the conversion price under the Note.”

Synergy Empire Ltd entered into Purchase Agreement with Michael Tan and Andy Choe valued at $100,000 (effective 2024-05-01).

“On May 1, 2024, Synergy Empire Limited (the “ Company ”) entered into a Regulation S Stock Purchase Agreement (the “ Purchase Agreement ”) with two investors, Michael Tan and Andy Choe (collectively, the “ Investors ”), relating to the sale by the Company of an aggregate of 500,000 shares of the Company’s common stock, $.0001 par value per share (the “ Common Stock ”) at a price of $0.20 per share.”

AGILITI, INC. \DE amended First Amendment with the Borrower, the lenders party thereto, the subsidiary guarantors party thereto and JPMorgan Chase Bank, N.A., as administrative agent and collateral agent valued at $400 million (effective 2024-05-07).

“On May 7, 2024, Agiliti Health, Inc. (the “ Borrower ”) and Agiliti Holdco, Inc., each a subsidiary of the Company, and certain of their subsidiaries, entered into an amendment (the “ First Amendment ”) to the Borrower’s Amended and Restated Credit Agreement, dated May 1, 2023 (as amended, the “ Credit Agreement ”), among the Borrower, the lenders party thereto, the subsidiary guarantors party thereto and JPMorgan Chase Bank, N.A., as administrative agent and collateral agent. Among other things, the First Amendment increased the principal amount of initial term loans by $400 million under a new incremental term facility, which otherwise has the same terms as those applicable to the existing initial term loans under the Credit Agreement.”

IMAC Holdings, Inc. terminated Agreement and Plan of Merger with Theralink Technologies, Inc. (effective 2024-05-06).

“on May 6, 2024, the Company, IMAC Merger Sub, Inc. (“ Merger Sub ”) and Theralink entered into a Termination Agreement, which immediately terminated the Agreement and Plan of Merger, dated May 26, 2023, by and between the Company, Merger Sub and Theralink”

Aditxt, Inc. entered into Common Stock Purchase Agreement with an equity line investor (the 'Investor') valued at $150,000,000 (effective 2024-05-02).

“On May 2, 2024, Aditxt, Inc. (the “ Company ”) entered into a Common Stock Purchase Agreement (the “ Purchase Agreement ”) with an equity line investor (the “ Investor ”), pursuant to which the Investor has agreed to purchase from the Company, at the Company’s direction from time to time, in its sole discretion, from and after the date effective date of the Registration Statement (as defined below) and until the termination of the Purchase Agreement in accordance with the terms thereof, shares of the Company’s common stock having a total maximum aggregate purchase price of $150,000,000”

ENERGY RESOURCES 12, L.P. entered into Loan Agreement with BancFirst valued at $20 million revolving credit facility, initial borrowing base $10 million (effective 2024-05-02).

“On May 2, 2024, the Partnership and its wholly-owned subsidiary, as borrowers, entered into a loan agreement (“Loan Agreement”) with BancFirst (the “Lender”), which provides for a revolving credit facility (“Credit Facility”) with an approved maximum credit amount (“Maximum Credit Amount”) of $20 million, subject to borrowing base restrictions.”

Crypto Co amended First Amendment to that certain Promissory Note with AJB Capital Investments LLC (effective 2024-05-01).

“On May 1, 2024, the Crypto Company (the “Company”) and AJB Capital Investments LLC entered into a First Amendment to that certain Promissory Note dated as of April 12, 2024 (“Existing Note”).”

Alzamend Neuro, Inc. terminated Agreement with Ascendiant Capital Markets, LLC (effective 2024-05-16).

“Item 1.02 Termination of a Material Agreement On May 6, 2024, Alzamend Neuro, Inc. (the “ Company ”) provided written notice to Ascendiant Capital Markets, LLC, as sales agent (the “ Agent ”) of its election to terminate the At-the-Market (“ ATM ”) Issuance Sales Agreement (the “ Agreement” ), dated September 8, 2023, between the Company and the Agent with regards to sales of the Company’s common stock under the Agreement. The Company had sold 1.08 million shares of common stock and raised approximately $1.3 million in gross proceeds, or approximately $1.20 per share, under the ATM. The termination is effective as of May 16, 2024. The material terms of the Agreement are summarized in the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 8, 2023.”

Digital Brands Group, Inc. entered into Inducement Agreement with accredited investor valued at $3,216,857.50 (effective 2024-05-03).

“On May 3, 2024, the Company entered into that certain inducement offer to exercise common stock purchase warrants with the Investor (the “Inducement Agreement"), pursuant to which (i) the Company agreed to lower the exercise price of the Existing Warrants to $3.13 per share and (ii) the Investor agreed to exercise the Existing Warrants into 1,027,750 shares of Common Stock (the “Exercise Shares") by payment of the aggregate exercise price of $3,216,857.50”

PAVmed Inc. entered into Subscription Agreement with certain accredited investors valued at approximately $11.6 million (effective 2024-05-01).

“entered into subscription agreements (each, a “ Subscription Agreement ”) with certain accredited investors (collectively, the “ Investors ”), which agreements provided for the sale to the Investors of approximately 11,634 shares of Lucid Diagnostics’ newly designated Series B-1 Convertible Preferred Stock, par value $0.001 per share (the “ Series B-1 Preferred Stock ”), at a purchase price of $1,000 per share (collectively, the “ Offering ”). The gross proceeds to Lucid Diagnostics of the Offering were approximately $11.6 million.”

Grayscale Bitcoin Trust ETF amended Amendment No. 2 with CSC Delaware Trust Company (effective 2024-05-07).

“On May 7, 2024, Grayscale Investments, LLC, the sponsor (the “Sponsor”) of Grayscale Bitcoin Trust (BTC) (the “Trust”), and CSC Delaware Trust Company, the trustee (the “Trustee”) of the Trust, entered into Amendment No. 2 ( “Amendment No. 2”) to the Seventh Amended and Restated Declaration of Trust and Trust Agreement, dated as of March 15, 2024, as amended by Amendment No. 1 thereto dated as of March 15, 2024 (the “Seventh A&R Trust Agreement”)”

TheRealReal, Inc. entered into Indenture with GLAS Trust Company LLC valued at $135,000,000 (effective 2024-02-29).

“On the Effective Date, in connection with the Exchange Transactions, the Company issued $135,000,000 in aggregate principal amount of New Notes pursuant to that certain Indenture, dated as of the Effective Date (the “Indenture”), by and among the Company, the Guarantors (as defined in the Indenture) party thereto from time to time and GLAS Trust Company LLC, as trustee and notes collateral agent.”

TheRealReal, Inc. entered into Exchange Agreements with certain Noteholders valued at $135,000,000 (effective 2024-02-29).

“On February 29, 2024 (the “Effective Date”), the Company entered into private, separately negotiated exchange agreements (collectively, the “Exchange Agreements”) with certain Noteholders (as defined therein), pursuant to which the parties agreed to exchange (i) $145,751,000 in aggregate principal amount of the holders’ 3.00% Convertible Senior Notes due 2025 and (ii) $6,480,000 in aggregate principal amount of the holders’ 1.00% Convertible Senior Notes due 2028 (clauses (i) and (ii) together, the “Exchanged Notes”) for (a) $135,000,000 in aggregate principal amount of the Company’s 4.25%/8.75% PIK/Cash Senior Secured Notes due 2029”