Entry into or termination of material definitive agreements (Items 1.01/1.02).
ALBEMARLE CORP entered into Underwriting Agreement with J.P. Morgan Securities LLC, as representative of the several underwriters (effective 2024-03-05).
“On March 5, 2024, Albemarle Corporation (the “Company”) entered into an underwriting agreement (the “ Underwriting Agreement ”) with J.P. Morgan Securities LLC, as representative of the several underwriters named in Schedule 1 thereto”
NN INC entered into Purchase and Sale and Escrow Agreement with Tenet Equity Funding SPE III, LLC valued at $16.8 million (effective 2024-03-05).
“On March 5, 2024, NN, Inc., a Delaware corporation (the "Company"), entered into that certain Purchase and Sale and Escrow Agreement (the “Agreement”) with Tenet Equity Funding SPE III, LLC, a Delaware limited liability company (the “Buyer”), to sell and leaseback (the “Sale Leaseback Transactions”) those certain facilities identified in the Agreement (the “Properties”), which are currently owned by subsidiaries of the Company. The aggregate purchase price for the Properties is $16.8 million”
ENBRIDGE INC entered into Mainline Tolling Settlement with Canada Energy Regulator (effective 2024-03-04).
“On March 4, 2024, the Canada Energy Regulator approved Enbridge Inc.’s (“Enbridge”) Mainline Tolling Settlement (“MTS”), which will be effective until December 31, 2028.”
Seneca Foods Corp amended Third Amendment with Bank of America, N.A., as agent, and the lenders party thereto (effective 2024-03-08).
“On March 8, 2024, Seneca Foods Corporation, Seneca Foods, LLC, Seneca Snack Company, Green Valley Foods, LLC, (collectively, the “Borrowers”), Marion Foods, Inc., Portland Food Products Company, and Gray & Company (collectively, the “Guarantors”, and together with the Borrowers, collectively, the “Company”), the financial institutions party thereto from time to time as lenders, Bank of America, N.A., a national banking association, as agent, as issuing bank and as syndication agent and BOFA Securities, Inc., a Delaware corporation, as lead arranger, entered into a Third Amendment (the “Amendment”) to Fourth Amended and Restated Loan and Security Agreement (the “Agreement”).”
PROGRESS SOFTWARE CORP /MA entered into Fourth Amended and Restated Credit Agreement with JPMorgan Chase Bank, N.A., Bank of America, N.A., Citibank, N.A., Wells Fargo Bank, N.A., Citizens Bank, N.A., PNC Bank, National Association, Silicon Valley Bank, a division of First-Citizens Bank & Trust Company, and TD Bank, N.A. valued at $900.0 million (effective 2024-03-07).
“On March 7, 2024, Progress Software Corporation (“ Progress ”) entered into a Fourth Amended and Restated Credit Agreement (the “ Credit Agreement ”) with each of the lenders party thereto (the “ Lenders ”), JPMorgan Chase Bank, N.A., as Administrative Agent, Bank of America, N.A., Citibank, N.A. and Wells Fargo Bank, N.A., as Syndication Agents, Citizens Bank, N.A., PNC Bank, National Association, Silicon Valley Bank, a division of First-Citizens Bank & Trust Company, and TD Bank, N.A., as Documentation Agents, and JPMorgan Chase Bank, N.A., BofA Securities, Inc., Citibank, N.A. and Wells Fargo Securities, LLC, as Joint Bookrunners and Joint Lead Arrangers, providing for a $900.0 million secured revolving credit facility”
SEKISUI HOUSE U.S., INC. amended Waiver and Consent with U.S. Bank National Association (effective 2024-03-05).
“Effective March 5, 2024, HomeAmerican Mortgage Corporation ("HomeAmerican"), a wholly-owned subsidiary of M.D.C. Holdings, Inc. ("MDC"), entered into a Waiver and Consent with U.S. Bank National Association, as Agent under HomeAmerican’s Amended and Restated Master Repurchase Agreement dated as of September 16, 2016, as amended (the "Repurchase Agreement").”
AVIS BUDGET GROUP, INC. amended Fourth Amended and Restated Series 2015-3 Supplement valued at increased from approximately $287.4 million to $310.0 million (effective 2024-03-04).
“On March 4, 2024 (the “Closing Date”), our Avis Budget Rental Car Funding (AESOP) LLC subsidiary (“ABRCF”) completed an amendment and restatement of its asset-backed variable-funding financing facilities, which provide a portion of the financing for our car rental fleet in the United States.”
AVIS BUDGET GROUP, INC. amended Sixth Amended and Restated Series 2010-6 Supplement valued at increased from approximately $3.24 billion to $4.58 billion (effective 2024-03-04).
“On March 4, 2024 (the “Closing Date”), our Avis Budget Rental Car Funding (AESOP) LLC subsidiary (“ABRCF”) completed an amendment and restatement of its asset-backed variable-funding financing facilities, which provide a portion of the financing for our car rental fleet in the United States.”
HORMEL FOODS CORP /DE/ entered into Underwriting Agreement with BofA Securities, Inc., J.P. Morgan Securities LLC, U.S. Bancorp Investments, Inc. and Wells Fargo Securities, LLC, as representatives of the several underwriters valued at $500,000,000 (effective 2024-03-05).
“On March 5, 2024, Hormel Foods Corporation (the “ Company ”) entered into an Underwriting Agreement (the “ Underwriting Agreement ”) with BofA Securities, Inc., J.P. Morgan Securities LLC, U.S. Bancorp Investments, Inc. and Wells Fargo Securities, LLC, as representatives of the several underwriters listed in Schedule 1 therein (collectively, the “ Underwriters ”), pursuant to which the Company agreed to issue and sell and the Underwriters have severally agreed to purchase an aggregate principal amount of $500,000,000 principal amount of its 4.800% Notes due 2027 (the “ Notes ”)”
FULLER H B CO entered into Refinancing and Incremental Amendment with JPMorgan Chase Bank, N.A. and the various lenders party thereto valued at Refinancing of existing Term B loans and incremental increase to $994,000,000 aggregate principal (effective 2024-03-04).
“On March 4, 2024, H.B. Fuller Company, a Minnesota corporation (the “Company”), entered into a Refinancing and Incremental Amendment (the “Refinancing and Incremental Amendment”) with JPMorgan Chase Bank, N.A. as administrative agent (the “Administrative Agent”), the various lenders party thereto and certain of the Company’s subsidiaries, which amends the Second Amended and Restated Credit Agreement dated as of February 15, 2023, as previously amended, among the Company, the lenders from time to time party thereto and the Administrative Agent (as amended by the Refinancing and Incremental Amendment, the “Credit Agreement”).”
MARZETTI CO terminated Old Credit Agreement with JPMorgan Chase Bank, N.A. as Administrative Agent (effective 2024-03-06).
“On March 6, 2024, upon execution of the New Credit Agreement, the Company entered into an agreement with JPMorgan Chase Bank, N.A. to terminate its existing $150 million credit agreement (the “Old Credit Agreement”) dated March 19, 2020, as amended, between the Company, the Lenders party thereto (as defined in the Old Credit Agreement), and JPMorgan Chase Bank, N.A. as Administrative Agent.”
MARZETTI CO entered into New Credit Agreement with JPMorgan Chase Bank, N.A. as Administrative Agent valued at $150 million (effective 2024-03-06).
“On March 6, 2024, Lancaster Colony Corporation (the “Company”) entered into a new $150 million credit agreement (the “New Credit Agreement”) with the Lenders named in the New Credit Agreement and JPMorgan Chase Bank, N.A. as Administrative Agent.”
Sharplink, Inc. entered into Exchange Agreement with Alpha (effective 2024-03-06).
“r the “Company”), issued a warrant to Alpha Capital Anstalt (“Alpha”) to purchase 880,000 common shares (as adjusted for the 1-for-10 -reverse stock split) of the Company (the “2023 Warrant”).”
Sharplink, Inc. entered into Settlement Agreement with Alpha Capital Anstalt (effective 2024-01-19).
“r the “Company”), issued a warrant to Alpha Capital Anstalt (“Alpha”) to purchase 880,000 common shares (as adjusted for the 1-for-10 -reverse stock split) of the Company (the “2023 Warrant”).”
HPS Corporate Capital Solutions Fund entered into Facility Agreement with Steamboat SPV LLC (effective 2024-03-06).
“On March 6, 2024, HPS Corporate Capital Solutions Fund (the “ Fund ”) entered into a facility agreement with Steamboat SPV LLC (the “ Financing Provider ”), a special purpose vehicle organized by Cliffwater LLC (the “ Facility Agreement ”).”
Nova Vision Acquisition Corp amended Amendment No. 3 with Real Messenger Holdings Limited (effective 2024-03-07).
“y and between NOVA and Real Messenger Holdings Limited, a Cayman Islands exempted company (the “ Company ”). On June 29, 2023, Real Messenger Corporation, a Cayman Islands exempted company wholly owned subsidiary of Parent (“ Purchaser ”),”
Marpai, Inc. entered into Securities Purchase Agreement with HillCour Investment Fund, LLC valued at $1.65 per share (effective 2024-03-07).
“On March 7, 2024, Marpai Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with HillCour Investment Fund, LLC, an entity controlled by the Company’s Chief Executive Officer, Damien Lamendola, pursuant to which the Company agreed to issue and sell 910,000 shares of its Class A common stock (the “Common Stock”) in a private placement, at a purchase price of $1.65 per share”
SoFi Technologies, Inc. entered into Indenture with U.S. Bank Trust Company, National Association (effective 2024-03-08).
“The notes were issued pursuant to, and are governed by, an indenture (the “Indenture”), dated as of March 8, 2024, between the Company and U.S. Bank Trust Company, National Association, as trustee”
Academy Sports & Outdoors, Inc. amended ABL Amendment with JPMorgan Chase Bank, N.A. (effective 2024-03-08).
“On March 8, 2024 Academy, Ltd. (“Academy”), a wholly-owned subsidiary of Academy Sports and Outdoors, Inc. (the “Company”), as borrower, New Academy Holding Company, LLC, Associated Investors, L.L.C. and Academy Managing Co., L.L.C., each a direct or indirect, wholly-owned subsidiary of the Company, as guarantors, entered into an amendment (the “ABL Amendment”) to the First Amended and Restated ABL Credit Agreement, dated as of July 2, 2015, with JPMorgan Chase Bank, N.A. as the administrative agent and collateral agent, letter of credit issuer and swingline lender, and the several lenders party thereto”
MP Materials Corp. / DE entered into Capped Call Transactions with certain financial institutions (collectively, the 'Counterparties') valued at approximately $65.3 million (effective 2024-03-04).
“On March 6, 2024, in connection with the Initial Purchasers’ exercise of their option to purchase the Additional Notes, the Company entered into privately negotiated additional capped call transactions (the “Additional Capped Call Transactions,” and together with the Base Capped Call Transactions, the “Capped Call Transactions”) with the Counterparties.”
MP Materials Corp. / DE entered into Indenture with U.S. Bank Trust Company, National Association (effective 2024-03-07).
“The Company issued the Notes under an indenture, dated as of March 7, 2024 (the “Indenture”), between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”).”
New Fortress Energy Inc. entered into 8.750% Senior Secured Notes due 2029 Indenture with U.S. Bank Trust Company, National Association valued at $750,000,000 aggregate principal amount of 8.750% senior secured notes due 2029 (effective 2024-03-08).
“On March 8, 2024 (the “Issue Date”), New Fortress Energy Inc. (the “Company”) closed its previously announced private offering of $750,000,000 aggregate principal amount of 8.750% senior secured notes due 2029 (the “Notes”). The Notes were issued pursuant to an indenture, dated as of March 8, 2024 (the “Indenture”), by and among the Company, the subsidiary guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee and as notes collateral agent.”
Sharps Technology Inc. entered into Logistics Services Agreement with Owens & Minor Distribution, Inc. (effective 2024-03-08).
“On March 8, 2024, the Company entered into a logistics service agreement with Owens & Minor Distribution, Inc., (hereinafter “O&M”) for the Company’s use of O&M’s logistics services.”
Sharps Technology Inc. entered into Cooperative Sales and Distribution Agreement with Roncadelle Operations s.r.l. (effective 2024-03-04).
“On March 4, 2024 (the “Effective Date”), Sharps Technology, Inc. (and its wholly-owned subsidiary Sharps Technology Acquisition Corp., collectively, (the “Company”) entered into a Cooperative Sales and Distribution agreement (the “Agreement) with Roncadelle Operations s.r.l (hereinafter, “ROP”).”
bioAffinity Technologies, Inc. entered into Securities Purchase Agreement with four institutional investors valued at aggregate gross proceeds of approximately $2.5 million (effective 2024-03-06).
“On March 6, 2024, bioAffinity Technologies, Inc. (the "Company") entered into a Securities Purchase Agreement (the "Purchase Agreement") with four institutional investors (the "Purchasers"), pursuant to which the Company will issue to the Purchasers, (i) in a registered direct offering, 1,600,000 shares of the Company’s common stock (the "Shares"), par value $0.007 per share ("Common Stock") and (ii) in a concurrent private placement, warrants to purchase an aggregate of 1,600,000 shares of Common Stock (the "Common Warrants") with an exercise price of $1.64.”
VICI PROPERTIES INC. entered into Underwriting Agreement with Wells Fargo Securities, LLC, J.P. Morgan Securities LLC, BofA Securities, Inc. and Goldman Sachs & Co. LLC, as representatives of the several underwriters valued at $550 million aggregate principal amount of 5.750% Senior Notes due 2034 and $500 million aggregate p (effective 2024-03-07).
“entered into an underwriting agreement (the “Underwriting Agreement”) with Wells Fargo Securities, LLC, J.P. Morgan Securities LLC, BofA Securities, Inc. and Goldman Sachs & Co. LLC, as representatives of the several underwriters listed on Schedule I thereto (collectively, the “Underwriters”), pursuant to which VICI LP agreed to issue and sell $550 million aggregate principal amount of 5.750% Senior Notes due 2034”
Quoin Pharmaceuticals, Ltd. entered into Placement Agency Agreement with A.G.P./Alliance Global Partners valued at cash fee of 7.0% of the aggregate gross proceeds (effective 2024-03-04).
“Pursuant to that certain placement agency agreement, dated March 4, 2024, by and between the Company and the Placement Agent (the "Placement Agency Agreement"), the Placement Agent was paid a cash fee of 7.0% of the aggregate gross proceeds to the Company from the sale of the ADSs, Pre Funded-Funded Warrants and Warrants in the Offering and the Company reimbursed the Placement Agent for (i) non-accountable expenses in an amount of 1.0% of the aggregate gross proceeds raised in the Offering and (ii) accountable expenses of the Placement Agent of $125,000 related to the legal fees.”
LivaNova PLC entered into Indenture with Citibank, N.A., as trustee valued at $345 million aggregate principal amount (effective 2024-03-08).
“On March 8, 2024, LivaNova PLC (“LivaNova”) issued $345 million aggregate principal amount of its 2.50% convertible senior notes due 2029 (the “Notes”), including $45 million aggregate principal amount issued pursuant to the exercise in full of the initial purchasers’ option to purchase additional Notes. The Notes were issued pursuant to an indenture, dated as of March 8 , 2024 (the “Indenture”), between LivaNova and Citibank, N.A., as trustee.”
Sabre Corp entered into First Supplemental Indenture with Computershare Trust Company, N.A. valued at approximately $50.1 million (effective 2024-03-07).
“Sabre GLBL issued approximately $50.1 million in additional aggregate principal amount of its 8.625% Senior Secured Notes due 2027”
Avinger Inc entered into Securities Purchase Agreement with Zylox-Tonbridge Medical Limited valued at $15 million (effective 2024-03-04).
“the Company and Zylox-Tonbridge Medical Limited, a wholly-owned subsidiary of Zylox-Tonbridge (the “Purchaser”), entered into a Securities Purchase Agreement (the “Purchase Agreement”), pursuant to which the Purchaser agreed to purchase, in two tranches, up to an aggregate of $15 million in shares of the Company’s common stock”
Avinger Inc entered into Strategic Cooperation and Framework Agreement with Zylox-Tonbridge Medical Technology Co., Ltd. (effective 2024-03-04).
“on March 4, 2024, the Company and Zylox-Tonbridge also entered into a Strategic Cooperation and Framework Agreement in conjunction with the Initial Closing (the “Collaboration Agreement””
Avinger Inc entered into License and Distribution Agreement with Zylox-Tonbridge Medical Technology Co., Ltd. (effective 2024-03-04).
“On March 4, 2024, Avinger, Inc. (“Avinger” or the “Company”) entered into a License and Distribution Agreement (the “License Agreement”) with Zylox-Tonbridge Medical Technology Co., Ltd. (“Zylox-Tonbridge”) effective as of the Initial Closing (defined below)”
Kosmos Energy Ltd. entered into Indenture with Wilmington Trust, National Association valued at $400 million aggregate principal amount (effective 2024-03-08).
“The Company issued such Notes under the indenture dated March 8, 2024 (the “Indenture”) among the Company, the guarantors named therein (the “Guarantors”) and Wilmington Trust, National Association, as trustee.”
OptiNose, Inc. amended Second Amendment with BioPharma Credit PLC (effective 2024-03-08).
“On March 8, 2024, OptiNose, Inc. (the “Company”) entered in a Second Amendment (the “Second Amendment”) to its Amended and Restated Note Purchase Agreement dated November 21, 2022, as amended on March 5, 2024, among the Company, OptiNose US, Inc., the purchaser parties defined therein and BioPharma Credit PLC (as amended, the “A&R Note Purchase Agreement”).”
Sonoma Pharmaceuticals, Inc. amended Amendment No. 1 with Maxim Group LLC valued at up to $785,679 (effective 2024-03-08).
“On March 8, 2024, the Company entered into an amendment to the Agreement (“Amendment No. 1”) to provide for the sale of up to $785,679 of additional shares under the Agreement.”
Greystone Housing Impact Investors LP entered into Amended and Restated Capital on Demand TM Sales Agreement with JonesTrading Institutional Services LLC and BTIG, LLC valued at aggregate offering price of up to $50,000,000 (effective 2024-03-08).
“On March 8, 2024, Greystone Housing Impact Investors LP, a Delaware limited partnership (the “Partnership”), entered into an Amended and Restated Capital on Demand TM Sales Agreement (the “Sales Agreement”) with JonesTrading Institutional Services LLC and BTIG, LLC, as agents (each, an “Agent,” and collectively the “Agents”), pursuant to which the Partnership may offer and sell, from time to time through or to the Agents, beneficial unit certificates representing assigned limited partnership interests (“BUCs”) in the Partnership, having an aggregate offering price of up to $50,000,000 (the “Offering”).”
OLENOX INDUSTRIES INC. entered into Inducement Agreement with a certain holder of warrants to purchase shares of the Company’s common stock valued at approximately $494,213 (effective 2024-03-08).
“On March 8, 2024, Safe & Green Holdings Corp. (the “Company”) entered into a warrant inducement agreement (the “Inducement Agreement”) with a certain holder (the “Holder”) of warrants to purchase shares of the Company’s common stock”
TYSON FOODS, INC. entered into Indenture with The Bank of New York Mellon Trust Company, N.A. valued at $600,000,000 aggregate principal amount of its 5.400% Senior Notes due 2029 and $900,000,000 aggrega (effective 2024-03-08).
“On March 8, 2024, Tyson Foods, Inc. (the “Company”) completed its previously announced public offerings and sale of $600,000,000 aggregate principal amount of its 5.400% Senior Notes due 2029 (the “2029 Notes”) and $900,000,000 aggregate principal amount of its 5.700% Senior Notes due 2034 (the “2034 Notes” and, together with the 2029 Notes, the “Notes”).”
Resonate Blends, Inc. amended Share Exchange Agreement with Emergent Health Corp. valued at Amendment revised Sections 1.03(d)(v) and 5.05 of the Exchange Agreement to require a minimum invest (effective 2024-03-04).
“On March 4, 2024, Resonate Blends, Inc. (“ we ” or the “ Company ”) entered into an amendment (the “ Amendment ”) to the Share Exchange Agreement (the “ Exchange Agreement ”) with Emergent Health Corp. (“ EMGE ”) and the holders of Series Class A Preferred Stock, the Series C Convertible Non-Voting Preferred Stock and the Class F Preferred Stock of EMGE. The Amendment revised Sections 1.03(d)(v) and 5.05 of the Exchange Agreement to require a minimum investment of $250,000 instead of $500,000 prior to Closing.”
ROYAL CARIBBEAN CRUISES LTD entered into Indenture with The Bank of New York Mellon Trust Company, N.A. valued at $1.25 billion (effective 2024-03-07).
“On March 7, 2024, Royal Caribbean Cruises Ltd. (the “Company”) completed its previously announced offering of $1.25 billion aggregate principal amount of 6.250% Senior Notes due 2032 (the “Notes”).”
MICROCHIP TECHNOLOGY INC entered into First Supplemental Indenture with Computershare Trust Company, National Association valued at $1,000,000,000 aggregate principal amount (effective 2024-03-07).
“On March 7, 2024, Microchip Technology Incorporated, a Delaware corporation (the “Company”), issued $1,000,000,000 aggregate principal amount of its 5.050% Senior Notes due 2029 (the “Notes”) in a public offering.”
Fresh Tracks Therapeutics, Inc. terminated Termination Agreement with Carna Biosciences, Inc. (effective 2024-03-05).
“On March 5, 2024, Fresh Tracks Therapeutics, Inc. (the “Company”) and Carna Biosciences, Inc. (“Carna”) entered into a Termination of License Agreement (the “Termination Agreement”), pursuant to which the parties agreed to terminate, effective as of March 1, 2024, that certain Exclusive License Agreement, dated as of February 2, 2022, by and between Carna and the Company (the “Carna License Agreement”), subject to the survival of certain provisions regarding indemnification, confidentiality, dispute resolution, record retention, audit rights, taxes and ownership of inventions.”
NAPCO SECURITY TECHNOLOGIES, INC entered into Underwriting Agreement with Needham & Company, LLC and Cowen and Company, LLC (effective 2024-03-05).
“On March 5, 2024, NAPCO Security Technologies, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Needham & Company, LLC and Cowen and Company, LLC (the “Underwriters”) and the Company’s President, Chief Executive Officer and Chairman of the Board of Directors, Richard L. Soloway (the “Selling Stockholder”), relating to the sale by the Selling Stockholder of an aggregate of 2,000,000 shares of the Company’s common stock, $0.01 par value per share (the “Common Stock”) owned by the Selling Stockholder in an underwritten secondary public offering, at a price to the public of $40.75 per share.”
Drilling Tools International Corp entered into Agreement and Plan of Merger with Superior Drilling Products, Inc. (effective 2024-03-06).
“On March 6, 2024, Drilling Tools International Corporation, a Delaware corporation (the “ Company ”), Superior Drilling Products, Inc., a Utah corporation (“ SDPI ”), DTI Merger Sub I, Inc., a Delaware corporation (“ Merger Sub I ”), and DTI Merger Sub II, LLC, a Delaware limited liability company (“ Merger Sub II ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”)”
Aetherium Acquisition Corp entered into Business Combination Agreement with Capital A Berhad, Capital A International, Aether Merger Sub Inc., Brand AA Sdn Bhd valued at $1,150,000,000 (effective 2024-02-28).
“On February 28, 2024, Aetherium Acquisition Corp, a Delaware corporation (“ Aetherium ” or “ Purchaser ”), entered into a definitive Business Combination Agreement”
MultiSensor AI Holdings, Inc. entered into Lock-Up Waiver Agreement (effective 2024-03-07).
“the Company entered into an agreement to waive the lock-up restrictions (the “Lock-Up Waiver Agreement”) with respect to 2,123,746 shares of the Company’s common stock”
MultiSensor AI Holdings, Inc. terminated Earnout Waiver Agreement (effective 2024-03-07).
“MultiSensor AI Holdings, Inc. (the “Company”) today entered into an agreement (the “Earnout Waiver Agreement”) to terminate a provision of the Business Combination Agreement”
Ventyx Biosciences, Inc. entered into Registration Rights Agreement with the Purchasers (effective 2024-03-06).
“In connection with the Private Placement, the Company and the Purchasers entered into a Registration Rights Agreement, dated March 6, 2024 (the “ Registration Rights Agreement ”), providing for the registration for resale of the Shares that are not then registered on an effective registration statement”
Ventyx Biosciences, Inc. entered into Stock Purchase Agreement with certain qualified institutional buyers and institutional accredited investors valued at approximately $100.0 million (effective 2024-03-06).
“On March 6, 2024, Ventyx Biosciences, Inc. (the “ Company ”) entered into a Stock Purchase Agreement (the “ Purchase Agreement ”) for a private placement (the “ Private Placement ”) with certain qualified institutional buyers and institutional accredited investors (each, a “ Purchaser ” and collectively, the “ Purchasers ”).”
FLYEXCLUSIVE INC. entered into Securities Purchase Agreement with EnTrust Emerald (Cayman) LP valued at approximately $25 million (effective 2024-03-04).
“On March 4, 2024 (the “Effective Date” or the “Initial Issue Date”), flyExclusive, Inc., a Delaware corporation (the “Company”) entered into a Securities Purchase Agreement (the “Agreement”) with EnTrust Emerald (Cayman) LP, a Cayman Islands limited partnership (the “Purchaser”), pursuant to which the Company agreed to issue and sell to the Purchaser 25,000 shares of Series A Non-Convertible Redeemable Preferred Stock, par value $0.0001 per share (the “Series A Preferred Stock”), at a purchase price of $1,000 per share and a warrant (the “Warrant”) to purchase shares of the Company’s Class A common stock, par value $0.0001 per share (the “Common Stock”). The transaction closed on the Effective Date and provides the Company approximately $25 million of capital.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.