Material Agreements

CONAGRA BRANDS INC. entered into Term Loan Agreement with Bank of America, N.A., as administrative agent and a lender, and the other lenders party thereto valued at $300.0 million (effective 2024-04-29).

“On April 29, 2024, Conagra Brands, Inc. (the “Company”) entered into a Term Loan Agreement (the “Term Loan Agreement”) with Bank of America, N.A. (“Bank of America”), as administrative agent and a lender, and the other lenders (if any) party thereto, providing for term loans to the Company in an aggregate principal amount of $300.0 million.”

ECD Automotive Design, Inc. entered into A&R Asset Purchase Agreement with BNMC Continuation Cars LLC and David W. Miller II valued at up to $1.25 million (effective 2024-04-24).

“On April 24, 2024, the Company entered into an Amended and Restated Asset Purchase Agreement (the A&R Asset Purchase Agreement") with Sellers, pursuant to which the Company agreed to purchase certain assets relating to vehicle builds, including the trademark "Brand New Muscle Car" (the "Purchased Assets") from Sellers in exchange for up to $1.25 million.”

Hempacco Co., Inc. entered into SPA with Mast Hill Fund, L.P. valued at $379,288.88 (effective 2024-04-24).

“Effective April 24, 2024, Hempacco Co., Inc. (the “ Company ”), entered into a securities purchase agreement (the “ SPA ”) with Mast Hill Fund, L.P., a Delaware limited partnership (“ Mast Hill ”), pursuant to which the Company sold, and Mast Hill purchased, (i) a convertible promissory note in the principal amount of $379,288.88 (the “ Note ”), and (ii) warrants to purchase 113,786 shares of Company common stock (the “ Warrants ”), for an aggregate purchase price of $341,360”

Real Good Food Company, Inc. amended Amendment to Amended and Restated Loan and Security Agreement with PMC Financial Services Group, LLC valued at Revised revolving credit facility maturity date extended to December 31, 2026; $90.0 million term lo (effective 2024-04-26).

“On April 26, 2024, Real Good Foods, LLC, a wholly owned subsidiary of The Real Good Food Company, Inc. (the “Company”), entered into an amendment (the “Amendment”) to its amended and restated Loan and Security Agreement with PMC Financial Services Group, LLC (“PMC”), dated June 30, 2016 (the “Existing Credit Facility”).”

Cycurion, Inc. amended Amended and Restated Business Combination Agreement with Western Acquisition Ventures Corp. and Western Acquisition Merger Inc. valued at Amendment to the Business Combination Agreement to amend economic terms at closing and extend termin (effective 2024-04-26).

“On April 26, 2024, the Parties amended and restated the Business Combination Agreement (the “ Amended and Restated Business Combination Agreement ”) to amend, among other things, certain economic terms at the closing of the Business Combination and the Termination Date to complete the Business Combination, defined in the Section 1.1 of the Business Combination Agreement, from December 31, 2023 to December 31, 2024.”

Aquaron Acquisition Corp. amended Trust Amendment with Continental Stock Transfer & Trust Company (effective 2023-04-30).

“As approved by its stockholders at the annual meeting of Stockholders held on April 30, 2024 (the “ Annual Meeting ”), Aquaron Acquisition Corp. (“ Aquaron ” or the “ Company ”) entered into an amendment to the Investment Management Trust Agreement, dated as of October 3, 2022 and as amended on June 29, 2023, with Continental Stock Transfer & Trust Company, on April 30, 2023 (the “ Trust Amendment ”).”

Akili, Inc. amended Shionogi Amendment with Shionogi & Co., Ltd. valued at $10.5 million within 30 business days of the Amendment Effective Date (effective 2024-04-26).

“On April 26, 2024, the Company and Shionogi entered into a further amendment (the “Shionogi Amendment”, and such date the “Amendment Effective Date”) to the Shionogi Agreement”

Janus International Group, Inc. amended Repricing Amendment with UBS AG, Stamford Branch; Goldman Sachs Bank USA (effective 2024-04-30).

“On April 30, 2024, Janus International Group, Inc. (the “Company”) completed a repricing pursuant to Amendment No. 7 (the “Repricing Amendment”) to that certain First Lien Credit and Guarantee Agreement (the “First Lien”), dated as of February 12, 2018, by and among Janus Intermediate, LLC, a wholly owned subsidiary of the Company (“Janus Intermediate”), Janus International Group, LLC, a wholly owned subsidiary of the Company (“Janus International”), UBS AG, Stamford Branch, as administrative agent and collateral agent, Goldman Sachs Bank USA, as successor administrative agent and collateral agent and the other parties thereto.”

TriSalus Life Sciences, Inc. entered into Credit Agreement with OrbiMed Royalty & Credit Opportunities IV, LP valued at Up to $50 million senior secured credit facility, $25 million initial borrowing on April 30, 2024, $ (effective 2024-04-30).

“On April 30, 2024 (the “ Closing Date ”), TriSalus Life Sciences, Inc., a Delaware corporation (the “ Company ”) and TriSalus Operating Life Sciences, Inc., a Delaware corporation and wholly owned subsidiary of the Company (the “ Borrower ”) entered into a Credit Agreement (the “ Credit Agreement ”), by and between the Company, as parent, the Borrower, as borrower, OrbiMed Royalty & Credit Opportunities IV, LP, a Delaware limited partnership (the “ Initial Lender ”), as a lender, and each other lender that may from time to time become a party thereto (each, including the Initial Lender, and together with their affiliates, successors, transferees and assignees, the “ Lenders ”), and OrbiMed Royalty & Credit Opportunities IV, LP, as administrative agent for the Lenders (in such capacity, the “ Administrative Agent ”).”

Acreage Holdings, Inc. amended seventh amendment to the Floating Share Arrangement Agreement with Canopy Growth Corporation and Canopy USA, LLC (effective 2024-04-25).

“On April 25, 2024, Acreage, Canopy and Canopy USA entered into a seventh amendment to the Floating Share Arrangement Agreement (the “Amendment”).”

FIRSTSUN CAPITAL BANCORP amended First Amendment to Acquisition Finance Securities Purchase Agreement with Wellington Management and certain other institutional accredited investors valued at Additional investment of $45 million for an aggregate total investment of $140 million; sale and iss (effective 2024-04-30).

“Concurrently with its entry into the Amendment, on April 30, 2024, FirstSun entered into a First Amendment to Acquisition Finance Securities Purchase Agreement (the “ AFSPA Amendment ”) dated January 16, 2024, with certain funds managed by Wellington Management (“ Wellington ”) and certain other institutional accredited investors (each, an “ Additional Investor ” and, collectively with Wellington, the “ Investors ”).”

FIRSTSUN CAPITAL BANCORP amended Amendment No. 1 to Agreement and Plan of Merger with HomeStreet, Inc., Dynamis Subsidiary, Inc. valued at Increase in FirstSun's total equity capital raise from $175 million to up to $235 million; reduced E (effective 2024-04-30).

“On April 30, 2024, FirstSun Capital Bancorp, a Delaware corporation (“ FirstSun ”), entered into Amendment No. 1 (the “ Amendment ”) to the Agreement and Plan of Merger, dated January 16, 2024 (the “ Merger Agreement ”), by and among HomeStreet, Inc., a Washington corporation (“ HomeStreet ”), FirstSun, and Dynamis Subsidiary, Inc., a Washington corporation and wholly owned subsidiary of FirstSun (“ Merger Sub ”).”

Simply Good Foods Co entered into Purchase Agreement with Safe Brands, LLC valued at $280,000,000 (effective 2024-04-29).

“On April 29, 2024, Simply Good Foods USA, Inc., a New York corporation (“ Simply USA ”), entered into a Stock Purchase Agreement (the “ Purchase Agreement ”) with Safe Brands, LLC, a Delaware limited liability company (“ Seller ”), and Only What You Need, Inc., a Delaware corporation (“ Target ”).”

Datavault AI Inc. entered into the Placement Agency Agreement with Maxim Group LLC (the “Placement Agent”) valued at 8.0% of the gross proceeds raised in the Offerings (effective 2024-04-26).

“on April 26, 2024, the Company entered into a placement agency agreement (the “Placement Agency Agreement”) with Maxim Group LLC (the “Placement Agent”), pursuant to which the Placement Agent agreed to act as placement agent on a “reasonable best efforts” basis in connection with the Offerings.”

Datavault AI Inc. entered into the Purchase Agreement with certain purchasers signatory to that certain securities purchase agreement dated April 26, 2024 valued at aggregate gross proceeds of approximately $2.4 million (effective 2024-04-30).

“On April 30, 2024, WiSA Technologies, Inc. (the “Company”), closed (the “Closing”) an offering with certain purchasers signatory to that certain securities purchase agreement dated April 26, 2024 (the “Purchase Agreement”).”

Alzamend Neuro, Inc. entered into the Guaranty with Ault Lending (effective 2024-04-29).

“Ault Lending Additional Closing On April 29, 2024, Alzamend Neuro, Inc., a Delaware corporation (the “ Company ”), pursuant to the Securities Purchase Agreement (the “ Agreement ”)”

Alzamend Neuro, Inc. entered into the Note with an accredited investor valued at $310,000 (effective 2024-04-29).

“Effective April 29, 2024, the Company issued to an accredited investor a term note (the “ Note ”) with a principal face amount of $310,000”

Alzamend Neuro, Inc. entered into the Securities Purchase Agreement with Ault Lending, LLC valued at $2.1 million (effective 2024-01-31).

“lzamend Neuro, Inc., a Delaware corporation (the “ Company ”), pursuant to the Securities Purchase Agreement (the “ Agreement ”) entered into with Ault Lending, LLC, a California limited liability company (“ Ault Lending ”) on January 31, 2024, sold”

American Strategic Investment Co. amended Amendment with Capital One, National Association (effective 2024-04-29).

“On April 29, 2024, ARC NYC 570SEVENTH, LLC, a wholly owned subsidiary (the “ Borrower ”) of New York City Operating Partnership, L.P. (the “ OP ”), the operating partnership of American Strategic Investment Co. (the “ Company ”), entered into a second amendment (the “ Amendment ”) to the term loan agreement, dated April 26, 2019 (as amended, the “ Loan Agreement ”), with the Company, as guarantor of certain enumerated recourse liabilities of the Borrower under the Loan Agreement, Capital One, National Association, as administrative agent (the “ Administrative Agent ”), and the other lenders party thereto (each a “ Lender ” and together, the “ Lenders ”).”

908 Devices Inc. entered into Equity Purchase Agreement with CAM2 Technologies, LLC (d/b/a RedWave Technology), CAM3 HoldCo, LLC, the beneficial sellers, and Jon Frattaroli as guarantor valued at $45.0 million (effective 2024-04-29).

“On April 29, 2024, 908 Devices Inc. (the “Company”), entered into an Equity Purchase Agreement (the “Purchase Agreement”) with CAM2 Technologies, LLC, a Connecticut limited liability company (d/b/a RedWave Technology) (“RedWave”), CAM3 HoldCo, LLC, a Connecticut limited liability company (“Seller Entity”), each of the holders of outstanding equity interests of Seller Entity (the “Beneficial Sellers”, together with the Seller Entity, the “Sellers”), and Jon Frattaroli, in his capacity as a guarantor for a Beneficial Seller that is an entity pursuant to Section 10.14 of the Purchase Agreement (the “Indirect Beneficial Seller”).”

Sunoco LP entered into Indenture with U.S. Bank Trust Company, National Association valued at $750 million in aggregate principal amount of its 7.000% Senior Notes due 2029 (the “2029 Notes”) an (effective 2024-04-30).

“On April 30, 2024, Sunoco LP (NYSE: SUN) (the “Partnership”) completed a private offering to eligible purchasers (the “Notes Offering”) of (i) $750 million in aggregate principal amount of its 7.000% Senior Notes due 2029 (the “2029 Notes”) and (ii) $750 million in aggregate principal amount of its 7.250% Senior Notes due 2032 (the “2032 Notes” and, collectively with the 2029 Notes, the “Notes”), along with the related guarantees of the Notes.”

Mechanics Bancorp amended Amendment No. 1 with FirstSun Capital Bancorp, a Delaware corporation, and Dynamis Subsidiary, Inc., a Washington corporation and wholly owned subsidiary of FirstSun (effective 2024-04-30).

“HomeStreet, Inc., a Washington corporation (“ HomeStreet ”), entered into Amendment No. 1 (the “ Amendment ”) to the Agreement and Plan of Merger, dated January 16, 2024 (the “ Merger Agreement ”), by and among HomeStreet , FirstSun Capital Bancorp, a Delaware corporation (“ FirstSun ”), and Dynamis Subsidiary, Inc., a Washington corporation and wholly owned subsidiary of FirstSun (“ Merger Sub ”).”

Citius Pharmaceuticals, Inc. entered into Purchase Agreement with certain institutional investors (effective 2024-04-25).

“On April 25, 2024, Citius Pharmaceuticals, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional investors for the issuance and sale, in a registered direct offering by the Company (the “Offering”), of 21,428,574 shares of the Company’s common stock, par value $0.001 per share (the “Shares”) and warrants (the “Warrants”) to purchase up to 21,428,574 shares of common stock.”

AIR LEASE CORP amended Ninth Amendment and Extension Agreement with JPMorgan Chase Bank, N.A. valued at approximately $7.8 billion (effective 2024-04-29).

“On April 29, 2024, Air Lease Corporation (the “Company”) entered into the Ninth Amendment and Extension Agreement (the “Ninth Amendment) to the Second Amended and Restated Credit Agreement which amended and extended its unsecured revolving credit facility”

Dare Bioscience, Inc. entered into Synthetic Royalty Purchase Agreement with XOMA (US) LLC (effective 2024-04-29).

“On April 29, 2024, Daré Bioscience, Inc. (“Daré” or the “Company”) entered into a Traditional Royalty Purchase Agreement and a Synthetic Royalty Purchase Agreement (together, the “Agreements”) with XOMA (US) LLC (“XOMA”).”

Dare Bioscience, Inc. entered into Traditional Royalty Purchase Agreement with XOMA (US) LLC valued at $22.0 million (effective 2024-04-29).

“On April 29, 2024, Daré Bioscience, Inc. (“Daré” or the “Company”) entered into a Traditional Royalty Purchase Agreement and a Synthetic Royalty Purchase Agreement (together, the “Agreements”) with XOMA (US) LLC (“XOMA”). In accordance with the Agreements, on April 29, 2024, XOMA paid $22.0 million to Daré”

Bank of Marin Bancorp amended Amendment Number Three with Shawn Devlin and Riley Gardner (the Kelly Trust Parties) (effective 2024-04-26).

“Bank of Marin Bancorp (Nasdaq: BMRC) (the “Company”) announced that on April 26, 2024, that the Company and Shawn Devlin and Riley Gardner (Devlin and Gardner collectively, the “Kelly Trust Parties”) have amended that certain previously disclosed agreement dated May 10, 2021 (the “Agreement”), previously amended by Amendment Number One dated March 31, 2022 and Amendment Number Two dated April 25, 2023”

CarParts.com, Inc. amended Amendment No. 1 to the Tax Benefits Preservation Plan with Computershare Trust Company, N.A. (effective 2024-04-24).

“On April 24, 2024, CarParts.com, Inc. (the “Company”) entered into Amendment No. 1 to the Tax Benefits Preservation Plan (the “Amendment”).”

Emergent BioSolutions Inc. amended Seventh Amendment with Wells Fargo Bank, National Association valued at $270.0 million (effective 2024-04-29).

“On April 29, 2024, Emergent BioSolutions Inc. (the “Company”) entered into a Consent, Waiver and Seventh Amendment to the Amended and Restated Credit Agreement (the “Seventh Amendment”) (the “Seventh Amendment”), among the Company, as borrower, Wells Fargo Bank, National Association, as administrative agent (in such capacity, the “Administrative Agent”) and certain lenders party thereto.”

Lexaria Bioscience Corp. entered into Warrant Exercise Agreement with an existing accredited investor valued at approximately $4.7 million (effective 2024-04-30).

“On April 30, 2024, Lexaria Bioscience Corp. (the “Company”) entered into a warrant exercise agreement (the “Warrant Exercise Agreement”) with an existing accredited investor (the “Investor”) to exercise in full an outstanding Common Stock Purchase Warrant (the “Exercise”) to purchase up to an aggregate of 2,917,032 shares of the Company’s common stock (the “Existing Warrant”).”

22nd Century Group, Inc. entered into General Release and Settlement Agreement with Omnia Capital LP valued at approximately $5.2 million (effective 2024-04-29).

“On April 29, 2024, 22nd Century Group, Inc. (the “Company”) entered into a General Release and Settlement Agreement (the “Agreement”) with Omnia Capital LP (“Omnia”).”

Applied Digital Corp. entered into Second Promissory Note with YA II PN, LTD. valued at $10,000,000 (effective 2024-04-24).

“d in a Current Report on Form 8-K filed with the Securities and Exchange Commission (the “SEC”) on April 1, 2024, Applied Digital Corporation, a Nevada corporation (the “Company”) entered into a Prepaid Advance Agreement (the “PPA”) dated March 27, 2024, with YA II PN, LTD., a Cayman Islands exempt limited partnership (the “Investor”). In accordance with the terms of the PPA, the Investor agreed to advance up to $50 million to the Company pursuant to two convertible unsecured promissory notes (the “Promissory Notes”), which are convertible into shares of the Company’s Common Stock, par value $0.001, per share (the “Common Shares”).”

Applied Digital Corp. entered into Prepaid Advance Agreement with YA II PN, LTD. valued at $50,000,000 (effective 2024-03-27).

“As previously reported in a Current Report on Form 8-K filed with the Securities and Exchange Commission (the “SEC”) on April 1, 2024, Applied Digital Corporation, a Nevada corporation (the “Company”) entered into a Prepaid Advance Agreement (the “PPA”) dated March 27, 2024, with YA II PN, LTD., a Cayman Islands exempt limited partnership (the “Investor”).”

WFN CREDIT CO LLC amended Eleventh Amendment to Transfer and Servicing Agreement with Comenity Bank valued at Reflected the Merchant Fee Inclusion (effective 2024-04-26).

“On April 26, 2024, the Transferor, the Servicer and the Issuer entered into the Eleventh Amendment to Transfer and Servicing Agreement (the “ TSA Amendment ”).”

WFN CREDIT CO LLC amended Fifth Amendment to Receivables Purchase Agreement with Comenity Bank valued at Reflected the Merchant Fee Inclusion (effective 2024-04-26).

“On April 26, 2024, Comenity, as RPA Seller and the Transferor, as purchaser, entered into the Fifth Amendment to Receivables Purchase Agreement (the “ RPA Amendment ”).”

WFN CREDIT CO LLC amended Thirteenth Amendment to Second Amended and Restated Pooling and Servicing Agreement with Comenity Bank valued at Effected updated requirements for trust accounts and reflected the Merchant Fee Inclusion (effective 2024-04-26).

“On April 26, 2024, WFN Credit Company, LLC, as transferor ( the “ Transferor ”), Comenity Bank (“ Comenity ”), as servicer (the “ Servicer ”), and U.S. Bank, as trustee (the “ Trustee ”), entered into the Thirteenth Amendment to Second Amended and Restated Pooling and Servicing Agreement (the “ PSA Amendment ”).”

WFN CREDIT CO LLC amended Second Amendment to Series 2023-A Indenture Supplement with U.S. Bank National Association valued at Reflected the Merchant Fee Inclusion and allocation of such included amounts to Series 2023-A (effective 2024-04-26).

“On April 26, 2024, World Financial Network Credit Card Master Note Trust, as issuer (the “ Issuer ”), and U.S. Bank National Association (“ U.S. Bank ”), as indenture trustee (the “ Indenture Trustee ”), entered into each of the Supplemental Indenture No. 8 to the Master Indenture (the “ Supplemental Indenture ”) and the Second Amendment to Series 2023-A Indenture Supplement (the “ Series 2023-A Amendment ”).”

WFN CREDIT CO LLC amended Supplemental Indenture No. 8 to the Master Indenture with U.S. Bank National Association valued at Updated requirements for trust accounts and reflected inclusion in Collections of merchant fees and (effective 2024-04-26).

“On April 26, 2024, World Financial Network Credit Card Master Note Trust, as issuer (the “ Issuer ”), and U.S. Bank National Association (“ U.S. Bank ”), as indenture trustee (the “ Indenture Trustee ”), entered into each of the Supplemental Indenture No. 8 to the Master Indenture (the “ Supplemental Indenture ”) and the Second Amendment to Series 2023-A Indenture Supplement (the “ Series 2023-A Amendment ”).”

TOYOTA AUTO FINANCE RECEIVABLES LLC entered into Sale and Servicing Agreement with Toyota Motor Credit Corporation valued at Servicing of the Receivables (effective 2024-04-30).

“a Sale and Servicing Agreement (the “Sale and Servicing Agreement”) among TAFR LLC, as seller, TMCC, as servicer (in such capacity, the “Servicer”) and sponsor, and the Trust, as issuer, pursuant to which TAFR LLC transferred the Receivables to the Trust and the Receivables are serviced by the Servicer;”

TOYOTA AUTO FINANCE RECEIVABLES LLC entered into Receivables Purchase Agreement with Toyota Motor Credit Corporation valued at $1,750,000,000 aggregate principal amount of notes (effective 2024-04-30).

“a Receivables Purchase Agreement (the “Receivables Purchase Agreement”) between Toyota Motor Credit Corporation (“TMCC”), as seller, and TAFR LLC, as purchaser, pursuant to”

Applied Digital Corp. amended AI Amendment with AI Bridge Funding LLC (effective 2024-04-26).

“On April 26, 2024, Applied Digital Corporation (the “Company”) entered into Amendment No. 2 (the “AI Amendment”) to that certain Unsecured Promissory Note made by the Corporation on January 30, 2024 and amended on March 27, 2024 (as amended by the AI Amendment, the “AI Note”) in favor of AI Bridge Funding LLC (the “Holder”).”

Comstock Inc. entered into Non-Binding Memorandum of Understanding with Quantum Generative Materials LLC (Genmat) (effective 2024-04-25).

“On April 25, 2024, Comstock Inc. (the “Company”) entered into a non-binding memorandum of understanding (the “MOU”) with Genmat to effectively amend, restate, terminate and/or supersede agreements with Quantum Generative Materials LLC (“Genmat”) dated June 24, 2021.”

NORTHERN OIL & GAS, INC. amended Credit Agreement Amendment with Wells Fargo Bank, N.A., as administrative agent and collateral agent, and the lenders from time to time party thereto (effective 2024-04-29).

“On April 29, 2024, Northern Oil and Gas, Inc. (the “Company”) entered into an amendment (the “Credit Agreement Amendment”) to its Third Amended and Restated Credit Agreement, dated June 7, 2022, governing the Company’s revolving credit facility with Wells Fargo Bank, N.A., as administrative agent and collateral agent, and the lenders from time to time party thereto.”

GT Biopharma, Inc. amended Amendment No. 1 to Settlement and Investment Agreement with Cytovance Biologics, Inc. (effective 2024-04-25).

“On April 25, 2024, the Registrant entered into Amendment No. 1 to Settlement and Investment Agreement (the “Amendment”) with Cytovance to increase the limit on Cytovance’s ownership of shares of the Registrant’s common stock from 4.9% to 9.9% of the outstanding shares of the Registrant’s common stock.”

Bimergen Energy Corp amended Amendment No. 1 to the MIPA with Emergen Energy LLC, Bridgelink Development, LLC, and C & C Johnson Holdings LLC (effective 2024-04-24).

“On April 24, 2024, the Company, Emergen, Bridgelink and C&C entered into Amendment No. 1 to the MIPA (the “Amendment”) to amend Section 2.02(b)(i) of the MIPA”

Bimergen Energy Corp entered into Membership Interest Purchase Agreement with Emergen Energy LLC, Bridgelink Development, LLC, and C & C Johnson Holdings LLC (effective 2024-04-14).

“On April 14, 2024, the Company, Emergen Energy LLC, a Delaware limited liability company (“Emergen”), Bridgelink Development, LLC, a Delaware limited liability company (“Bridgelink”) and C & C Johnson Holdings LLC, the sole member of Bridgelink (“C&C”) entered into a Membership Interest Purchase Agreement (the “MIPA”)”

LIVE VENTURES Inc entered into Cooperation Agreement with Isaac Capital Group LLC, LL Flooring Holdings, Inc (effective 2024-04-29).

“On April 29, 2024, Live Ventures Incorporated (the “Company”) entered into a cooperation agreement (the “Cooperation Agreement”) with Isaac Capital Group LLC, a Delaware limited liability company (“ICG,” and together with the Company, the “Live Parties”), and LL Flooring Holdings, Inc, a Delaware corporation (“LL Flooring”).”

HEARTLAND FINANCIAL USA INC entered into Agreement and Plan of Merger with UMB Financial Corporation (effective 2024-04-28).

“On April 28, 2024 (the “Signing Date”), Heartland Financial USA, Inc., a Delaware corporation (“HTLF”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with UMB Financial Corporation, a Missouri corporation (“UMB”) and Blue Sky Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of UMB (“Blue Sky Merger Sub”).”

MASONITE INTERNATIONAL CORP amended Fourth Supplemental Indenture to the Indenture with Computershare Trust Company, N.A., as trustee valued at $441,351,000 (effective 2024-04-29).

“On April 29, 2024, Masonite, the Guarantors and the Trustee accordingly entered into the Fourth Supplemental Indenture to the Indenture (the “Supplemental Indenture”) in order to adopt the Proposed Amendments.”

RADIAN GROUP INC amended Amendment No. 3 with Bank of Montreal valued at $400 million (effective 2024-04-24).

“On April 24, 2024, RMC, the Company and BMO entered into Amendment No. 3 to the MRA (“Amendment No. 3”) to increase the size of the mortgage loan purchase facility from $150 million to $400 million.”