secwatch / observer
8-K filed April 30, 2024, 7:59 PM ET ticker APLD CIK 0001144879
debt confidence high sentiment neutral materiality 0.55

Applied Digital draws second $10M convertible note, completing $50M PPA with YA II PN

Applied Digital Corp.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

Applied Digital Corp. incurred convertible notes of $10 million with YA II PN, LTD..

Instrument
convertible notes
Principal
$10 million
Counterparty
YA II PN, LTD.
Event
incurrence
Exact text from the filing
issue discount and a deduction of a $25,000 due diligence fee (the “First Promissory Note”). Under the PPA, the issuance of the second Promissory Note in the principal amount of $10 million in consideration of a cash payment by the Investor of $9.5 million, representing a five percent original issue discount (the “Second Promissory Note”) was subject to the
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Applied Digital Corp. entered into Second Promissory Note with YA II PN, LTD. valued at $10,000,000 (effective 2024-04-24).

Action
entry
Agreement
notes offering
Counterparty
YA II PN, LTD.
Value
$10,000,000
Effective
2024-04-24
Exact text from the filing
d in a Current Report on Form 8-K filed with the Securities and Exchange Commission (the “SEC”) on April 1, 2024, Applied Digital Corporation, a Nevada corporation (the “Company”) entered into a Prepaid Advance Agreement (the “PPA”) dated March 27, 2024, with YA II PN, LTD., a Cayman Islands exempt limited partnership (the “Investor”). In accordance with the terms of the PPA, the Investor agreed to advance up to $50 million to the Company pursuant to two convertible unsecured promissory notes (the “Promissory Notes”), which are convertible into shares of the Company’s Common Stock, par value $0.001, per share (the “Common Shares”).
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Applied Digital Corp. entered into Prepaid Advance Agreement with YA II PN, LTD. valued at $50,000,000 (effective 2024-03-27).

Action
entry
Agreement
credit facility
Counterparty
YA II PN, LTD.
Value
$50,000,000
Effective
2024-03-27
Exact text from the filing
As previously reported in a Current Report on Form 8-K filed with the Securities and Exchange Commission (the “SEC”) on April 1, 2024, Applied Digital Corporation, a Nevada corporation (the “Company”) entered into a Prepaid Advance Agreement (the “PPA”) dated March 27, 2024, with YA II PN, LTD., a Cayman Islands exempt limited partnership (the “Investor”).
View on SEC.gov

311 debt financings filed in the last 30 days. Browse all debt financings →

Applied Digital Corp. filing history →

Source: SEC EDGAR
accession 0001144879-24-000097
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