Material Agreements

ACURA PHARMACEUTICALS, INC amended Amended Agreement with Abuse Deterrent Pharma, LLC (effective 2024-03-25).

“On March 25, 2024, Acura Pharmaceuticals, Inc. (“we” “Acura” or the “Company”), received the executed agreement to further amend the June 28, 2019 License, Development and Commercialization Agreement (“Agreement”) with Abuse Deterrent Pharma, LLC (“AD Pharma”), for the development of LTX-03 (hydrocodone bitartrate with acetaminophen) immediate-release tablets utilizing Acura’s patented LIMITx technology which addresses the consequences of excess oral administration of opioid tablets, the most prevalent route of opioid overdose and abuse. The amendment to the Agreement extends the FDA’s acceptance date of a New Drug Application (“NDA”) for LTX-03 to June 30, 2024 (“NDA Acceptance Date”) (“Amended Agreement”).”

Black Hawk Acquisition Corp amended Letter Agreement with EF Hutton LLC (effective 2024-03-25).

“on March 25, 2024, the Company entered into a letter agreement (the “Letter Agreement”) with EF Hutton LLC, as representative of the several underwriters named on Schedule A of the Underwriting Agreement, to amend the Underwriting Agreement”

Black Hawk Acquisition Corp amended Subscription Agreement with the Sponsor (effective 2024-03-20).

“Subscription Agreement, dated October 16, 2023, as amended, by and between the Company and the Sponsor on November 13, 2023 and March 20, 2024”

Black Hawk Acquisition Corp entered into Registration Rights Agreement with the Sponsor (effective 2024-03-20).

“● Registration Rights Agreement, dated March 20, 2024, by and between the Company and the Sponsor, a copy of which is filed as Exhibit”

Black Hawk Acquisition Corp entered into Investment Management Trust Agreement with Continental Stock Transfer & Trust Company, as trustee (effective 2024-03-20).

“Investment Management Trust Agreement, dated March 20, 2024, by and between the Company and Continental Stock Transfer & Trust Company, as trustee”

Black Hawk Acquisition Corp entered into Underwriting Agreement with EF Hutton LLC (effective 2024-03-20).

“Underwriting Agreement, dated March 20, 2024, by and between the Company and EF Hutton LLC (the “Underwriting Agreement”)”

MGO Global Inc. entered into Deed of Novation, Assignment and Assumption with Centric Brands LLC valued at $2,000,000 (effective 2024-03-21).

“On March 21, 2024, MGO LLC, Centric and LMM signed a Deed of Novation, Assignment and Assumption (the “Deed”) providing for MGO LLC to assign all of its rights and obligations under the License Agreement to Centric, and the agreement by Centric to assume all of MGO LLC’s rights and obligations in respect of the License Agreement with effect on and from March 21, 2024.”

MAIA Biotechnology, Inc. entered into Securities Purchase Agreement with certain accredited investors valued at approximately $1.33 million (effective 2024-03-25).

“On March 25, 2024, MAIA Biotechnology, Inc. (the “ Company ”) entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with certain accredited investors (the “ Investors ”) for the issuance and sale in a private placement (the “ Private Placement ”) of (i) 578,643 shares (the “ Shares ”) of the Company’s common stock, par value $0.0001 per share (“ Common Stock ”), and (ii) warrants (the “ Warrants ”) to purchase up to 578,643 shares of Common Stock, at a price per share of $2.295, for an aggregate purchase price of approximately $1.33 million.”

HCM Acquisition Corp terminated Second Amended and Restated Investment Management Trust Agreement with Continental Stock Transfer & Trust Company (effective 2024-01-19).

“the Second Amended and Restated Investment Management Trust Agreement, dated January 19, 2024, by and between HCM and Continental Stock Transfer & Trust Company, as trustee, terminated pursuant to its terms”

Trump Media & Technology Group Corp. entered into Disputed Shares Escrow Agreements with Odyssey Transfer and Trust Company valued at 3,579,480 shares of TMTG Common Stock (ARC); 1,087,552 shares of TMTG Common Stock (Non-ARC Class B) (effective 2024-03-21).

“on March 21, 2024, Digital World entered into two escrow agreements with Odyssey Transfer and Trust Company, a Minnesota corporation, as escrow agent (the “ Escrow Agent ”), as follows: (i) an escrow agreement for the benefit of ARC (the “ ARC Escrow Agreement ”), pursuant to which TMTG deposited into escrow 3,579,480 shares of TMTG Common Stock, and (ii) an escrow agreement for the benefit of the holders of Digital World Class B Common Stock other than the Sponsor (the “ Non-ARC Class B Shareholders Escrow Agreement, ” and together with the ARC Escrow Agreement, the “ Disputed Shares Escrow Agreements ”), pursuant to which TMTG deposited into escrow 1,087,552 shares of TMTG Common Stock, which amounts represent the difference between the actual conversion ratio, determined by Digital World’s board of directors upon closing of the Business Combination (which was determined to be 1.348:1), and a conversion ratio of 2.00.”

Longevity Health Holdings, Inc. entered into Membership Interest Purchase Agreement with Burns Ventures, LLC, H. Rodney Burns, AXO XP, LLC, and Protein Genomics, LLC (effective 2024-03-20).

“On March 20, 2024, Carmell Corporation, a Delaware corporation (the “Company”), and Axolotl Biologix, LLC, a Delaware limited liability company and a wholly owned subsidiary of the Company (“AxoBio”), entered into a Membership Interest Purchase Agreement (the “Purchase Agreement”), with the stockholders of AxoBio immediately before the Merger (as defined below), including Burns Ventures, LLC, a Texas limited liability company (“BVLLC”), H. Rodney Burns, an individual resident of Texas (“Burns”), AXO XP, LLC, an Arizona limited liability company (“AXPLLC”), and Protein Genomics, LLC, a Delaware corporation (“PGEN” and together with BVLLC, Burns, and AXPLLC, collectively, the “Buyers” and each, a “Buyer”), providing for, upon the terms and subject to the conditions set forth therein, the sale by the Company of all outstanding limited liability company interests of AxoBio to the Buyers (the “Sale”) for the consideration described in detail below.”

ARKO Corp. entered into Master Supply Agreement with Core-Mark International, Inc. (effective 2024-02-19).

“On March 21, 2024, GPM Investments, LLC, a Delaware limited liability company, a subsidiary of ARKO Corp., a Delaware corporation (the “Company”), entered into a Master Supply Agreement (the “Supply Agreement”), effective as of February 19, 2024 (the “Effective Date”), with Core-Mark International, Inc. (“Core-Mark”), a national wholesaler, which is the Company’s primary grocer serving substantially all of the Company’s retail locations.”

Hillman Solutions Corp. amended Second Term Loan Amendment with Jefferies Finance LLC (effective 2024-03-26).

“On March 26, 2024, Hillman Solutions Corp.’s (the “ Company ”) wholly‐owned subsidiaries, The Hillman Companies, Inc., (“ Holdings ”) and The Hillman Group, Inc. (the “ Borrower ”), entered into Amendment No. 2 to the existing term loan credit agreement (the “ Second Term Loan Amendment ”) with Jefferies Finance LLC, as administrative agent, to make certain changes to reduce the Applicable Rate of the term loan by 25 bps and eliminate the Term SOFR Adjustment”

ShiftPixy, Inc. entered into Asset Purchase Agreement with Neozene, Inc. Principals and affiliated Seller Entities valued at $16,500,000 (effective 2024-03-22).

“On March 22, 2024, ShiftPixy, Inc. (the “Company”) entered into an Asset Purchase Agreement (the “Asset Purchase Agreement”) with the owners of Neozene, Inc. (the “Principals”) and affiliated Seller Entities (collectively the “Sellers”) pursuant to which the Company will be acquiring substantially all of the assets of the Sellers”

Datavault AI Inc. entered into Warrant Amendment Agreement with certain holders (effective 2024-03-26).

“WiSA Technologies, Inc., a Delaware corporation (the “Company”), entered into a warrant amendment agreement (the “Warrant Amendment Agreement”), with certain holders (the “Holders”) of (i) certain common stock purchase warrants”

GD Culture Group Ltd entered into Placement Agency Agreement with Univest Securities, LLC valued at 810,277 shares of common stock at $1.144 per share; net proceeds approx. $830,000; placement agent f (effective 2024-03-22).

“On or about March 22, 2024, GD Culture Group Limited (the “Company”, “we”, “us” or “our”) entered into a placement agency agreement (the “Placement Agency Agreement”), with Univest Securities, LLC (the “Placement Agent” or “Univest”).”

BIOTRICITY INC. entered into Purchase Agreement with an institutional investor (effective 2024-03-25).

“On March 25, 2024, Biotricity Inc. (the “Company”) entered into a security purchase agreement (the “Purchase Agreement”) with an institutional investor (the “Investor”) for the issuance and sale, in a private placement offering (the “Private Placement”), of 110 shares of the Company’s Series B Convertible Preferred Stock, $0.001 par value (the “Series B Preferred Stock”), at a purchase price of $9,090.91 per share of Series B Convertible Preferred Stock, for gross proceeds of $1,000,000.”

U.S. SILICA HOLDINGS, INC. amended Amendment No. 1 to Credit Agreement with BNP Paribas valued at repricing transaction reduces margins by 75 bps, includes $25 million repayment (effective 2024-03-25).

“On March 25, 2024, U.S. Silica Holdings, Inc. (the “Company”), through its subsidiaries, USS Holdings, Inc. (“Parent”), as guarantor, U.S. Silica Company (“U.S. Silica”), as borrower, and certain of U.S. Silica’s subsidiaries, as additional guarantors, entered into Amendment No. 1 to Credit Agreement (the “Repricing Amendment”), dated as of March 25, 2024, with BNP Paribas, as administrative agent (the “Agent”) for the lenders consenting to the Repricing Amendment, which amends certain terms in that certain Fourth Amended and Restated Credit Agreement, dated as of March 23, 2023 (the “Credit Agreement”), by and among Parent, U.S. Silica, certain of U.S. Silica’s subsidiaries party thereto, the lenders party thereto and the Agent.”

KALA BIO, Inc. entered into Securities Purchase Agreement with certain institutional investors named therein valued at aggregate gross proceeds of approximately $8.6 million (effective 2024-03-25).

“On March 25, 2024, KALA BIO, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with certain institutional investors named therein (the “Purchasers”), pursuant to which the Company agreed to issue and sell, in a private placement priced at-the-market under Nasdaq rules, shares (the “Preferred Shares”) of Series G Convertible Non-Redeemable Preferred Stock, par value $0.001 per share, of the Company (the “Series G Preferred Stock”), for aggregate gross proceeds of approximately $8.6 million (the “Private Placement”).”

Immunome Inc. entered into BMS License with Bristol-Myers Squibb Company valued at up to approximately $142 million.

“In November 2017, Ayala entered into a License Agreement with Bristol-Myers Squibb Company (“BMS”), as amended by that certain First Amendment to License Agreement dated as of May 4, 2020 (the “BMS License”).”

ONE Group Hospitality, Inc. entered into Investment Agreement with HPC III Kaizen LP, HPS Investment Partners, LLC valued at 160,000 shares of Series A Preferred Stock at $1,000 per share; Penny Warrants for 5.33% fully dilut (effective 2024-03-26).

“the Company, HPC III Kaizen LP, an affiliate of Hill Path Capital LP (“HPC Investor”), and HPS Investment Partners, LLC (“HPS Investor” and collectively with HPC Investor, “Investors”) entered into an investment agreement (the “Investment Agreement”) whereby the Investors agreed to purchase (a) an aggregate of 160,000 shares of the Company’s Series A Preferred Stock, par value $0.0001 per share (the “Preferred Stock”), at a price and with a liquidation preference of $1,000 per share; (b) warrants (in the form attached to the Investment Agreement, the “Penny Warrants”) to purchase a number of shares of Common Stock of the Company that in the aggregate will represent 5.33% of the fully diluted shares of Common Stock of the Company at closing at an exercise price of $0.01 per share; and (c) warrants (in the form attached to the Investment Agreement, the “Market Warrants”) to purchase, in the aggregate, 1,066,667 shares of Common Stock of the Company, at an exercise price of $10.00 per sha”

ONE Group Hospitality, Inc. entered into Stock Purchase Agreement with Safflower Holdings LLC valued at $365.0 million in cash (effective 2024-03-26).

“On March 26, 2024, The ONE Group Hospitality, Inc. (the “Company”), TOG Kaizen Acquisition, LLC, a wholly owned subsidiary of the Company (“Buyer”), Safflower Holdings LLC and Safflower Holdings Corp. entered into a stock purchase agreement (the “Stock Purchase Agreement”) pursuant to which Buyer will purchase 100% of the issued and outstanding equity interests of Safflower Holdings Corp. from Safflower Holdings LLC, for $365.0 million in cash”

Celsius Holdings, Inc. amended Amendment No. 1 with PepsiCo, Inc. (effective 2024-03-23).

“On March 23, 2024, Celsius Holdings, Inc., a Nevada Corporation (the “Company”) entered into an Amendment No. 1 (the “Amendment”) to its Distribution Agreement (the “Agreement”) dated August 1, 2022 with PepsiCo, Inc. (“Distributor”)”

Sintx Technologies, Inc. entered into Placement Agency Agreement with Maxim Group LLC valued at cash placement fee equal to 8.0% of gross proceeds plus reimbursement of certain expenses and legal (effective 2024-03-25).

“On March 25, 2024, SINTX Technologies, Inc. (the “Company”) entered into a stock purchase agreement (the “Purchase Agreement”) with a certain investor named therein (the “Purchasers”), and a placement agency agreement dated as of March 25, 2024 (the “PAA”) with Maxim Group LLC (the “Placement Agent”), pursuant to which the Company agreed to issue and sell to the Purchasers an aggregate of 28,400,000 shares (the “Shares”) of the Company’s common stock, par value $0.01 per share (the “Offering”).”

Sintx Technologies, Inc. entered into Stock Purchase Agreement with certain investor named therein valued at aggregate proceeds of approximately $1.3 million (effective 2024-03-25).

“On March 25, 2024, SINTX Technologies, Inc. (the “Company”) entered into a stock purchase agreement (the “Purchase Agreement”) with a certain investor named therein (the “Purchasers”), and a placement agency agreement dated as of March 25, 2024 (the “PAA”) with Maxim Group LLC (the “Placement Agent”), pursuant to which the Company agreed to issue and sell to the Purchasers an aggregate of 28,400,000 shares (the “Shares”) of the Company’s common stock, par value $0.01 per share (the “Offering”).”

GLADSTONE COMMERCIAL CORP amended Amendment No. 1 to the At-the-Market Equity Offering Sales Agreement with BofA Securities, Inc., Goldman Sachs & Co. LLC, Robert W. Baird & Co. Incorporated, KeyBanc Capital Markets Inc. and Fifth Third Securities, Inc. valued at $250.0 million (effective 2024-03-26).

“On March 26, 2024, Gladstone Commercial Corporation, a Maryland corporation (the “ Company ”), and its operating partnership, Gladstone Commercial Limited Partnership, a majority-owned, consolidated subsidiary of the Company and a Delaware limited partnership, entered into Amendment No. 1 to the At-the-Market Equity Offering Sales Agreement (the “ Amendment ”), dated March 3, 2023, with BofA Securities, Inc., Goldman Sachs & Co. LLC, Robert W. Baird & Co. Incorporated, KeyBanc Capital Markets Inc. and Fifth Third Securities, Inc.”

BIO-PATH HOLDINGS, INC. entered into Purchase Agreement with an institutional investor valued at gross proceeds of $299,250 (effective 2024-03-25).

“On March 25, 2024, Bio-Path Holdings, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with an institutional investor, pursuant to which the Company agreed to sell, in a registered direct offering (the “Registered Direct Offering”), an aggregate of 75,000 shares (the “Shares”) of its common stock, par value $0.001 per share (“Common Stock”), for a purchase price per Share of $3.99 and gross proceeds of $299,250.”

PLUG POWER INC entered into Indenture with Wilmington Trust, National Association, as trustee valued at $140,396,000 in aggregate principal amount (effective 2024-03-20).

“On March 20, 2024, in connection with the consummation of previously announced private exchange transactions, Plug Power Inc., a Delaware corporation (the “Company”), issued $140,396,000 in aggregate principal amount of its 7.00% Convertible Senior Notes due 2026 (the “New Notes”) under an Indenture, dated March 20, 2024 (the “Indenture”), between the Company and Wilmington Trust, National Association, as trustee.”

NOVAVAX INC entered into Confidential Settlement Agreement and Release with FUJIFILM Diosynth Biotechnologies UK Limited, FUJIFILM Diosynth Biotechnologies Texas, LLC, and FUJIFILM Diosynth Biotechnologies USA, Inc. (effective 2024-03-21).

“On March 21, 2024, Novavax, Inc. (the “Company”), FUJIFILM Diosynth Biotechnologies UK Limited (“FDBK”), FUJIFILM Diosynth Biotechnologies Texas, LLC (“FDBT”) and FUJIFILM Diosynth Biotechnologies USA, Inc. (“FDBU” and together with FDBK and FDBT, “Fujifilm”) entered into a Confidential Settlement Agreement and Release (the “Settlement Agreement”) to resolve disputes”

PPL Corp entered into Sixth Supplemental Indenture with The Bank of New York Mellon valued at Supplemental indenture governing the Notes, dated March 25, 2024, between the Issuer and The Bank of (effective 2024-03-25).

“as further supplemented by a sixth supplemental indenture dated March 25, 2024 between the Issuer and The Bank of New York Mellon, as securities registrar, trustee and paying agent (the "Sixth Supplemental Indenture"”

PPL Corp entered into Purchase Agreement with Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Mizuho Securities USA LLC and RBC Capital Markets, LLC valued at Issued $500 million aggregate principal amount of 5.350% Senior Notes due 2034; net proceeds of $496 (effective 2024-03-21).

“On March 25, 2024, The Narragansett Electric Company (d/b/a Rhode Island Energy) (the "Issuer"), a wholly owned subsidiary of PPL Corporation, issued $500 million aggregate principal amount of 5.350% Senior Notes due 2034 (the "Notes").”

CLEAN HARBORS INC entered into Incremental Facility Amendment No. 5 with Goldman Sachs Lending Partners LLC, as administrative agent and collateral agent, and certain other financial institutions valued at $500.0 million (effective 2024-03-22).

“On March 22, 2024, Clean Harbors, Inc., (the “Company”) a Massachusetts corporation, and substantially all of the Company’s domestic subsidiaries as guarantors, entered into Incremental Facility Amendment No. 5, dated as of March 22, 2024 (“Incremental Facility Amendment No. 5”) to the Company’s existing Credit Agreement, dated as of June 30, 2017 (as previously amended and further amended by Incremental Facility Amendment No. 5, the “Term Loan Agreement”) with Goldman Sachs Lending Partners LLC, as administrative agent and collateral agent (the “Agent”), and certain other financial institutions.”

QUANTUM CORP /DE/ amended Revolver Amendment with PNC Bank, National Association (effective 2024-03-22).

“On March 22, 2024, the Company entered into an amendment (the “Revolver Amendment”) to the Amended and Restated Revolving Credit and Security Agreement, dated as of December 27, 2018”

QUANTUM CORP /DE/ amended Term Loan Amendment with Blue Torch Finance LLC (effective 2024-03-22).

“On March 22, 2024, Quantum Corporation (the “Company”) entered into an amendment (the “Term Loan Amendment”) to the Term Loan Credit and Security Agreement, dated as of August 5, 2021”

LEGGETT & PLATT INC amended Amendment Agreement with JPMorgan Chase Bank, N.A., as administrative agent, and the Lenders party thereto (effective 2024-03-22).

“On March 22, 2024, Leggett & Platt, Incorporated (the “ Company ,” “ us ,” or “ we ”) entered into an Amendment Agreement relating to the Fourth Amended and Restated Credit Agreement dated as of September 30, 2021, as amended December 16, 2022 (the “ Credit Agreement ”), among us, JPMorgan Chase Bank, N.A., as administrative agent (“ JPMorgan ”), and the Lenders party thereto (the “ Amendment Agreement ”).”

Enservco Corp entered into Membership Interest Purchase Agreement with Tony Sims, Jim Fate, Buckshot Trucking LLC valued at $5,000,000 (the "Base Amount"), subject to a net working capital adjustment, plus up to $500,000, in (effective 2024-03-19).

“On March 19, 2024, Enservco Corporation (“Enservco”) entered into a Membership Interest Purchase Agreement (the “Purchase Agreement”) with Tony Sims, an individual resident of Colorado; Jim Fate, an individual resident of Colorado (together the “Sellers”), and Buckshot Trucking LLC, a Wyoming limited liability company (“Buckshot Trucking”), pursuant to which Enservco agreed to acquire from the Sellers all of the issued and outstanding membership interests of Buckshot Trucking (the “Acquisition”) for $5,000,000 (the “Base Amount”), subject to a net working capital adjustment, plus up to $500,000, in the form of Enservco common stock, contingent upon satisfaction of certain conditions set forth in the Purchase Agreement.”

COMSTOCK RESOURCES INC entered into Second Amended and Restated Registration Rights Agreement with Arkoma Drilling L.P. and Williston Drilling L.P. valued at registration rights for the Jones Purchasers (effective 2024-03-25).

“In connection with the consummation of the transactions contemplated by the Subscription Agreement, the Company, Arkoma and Williston amended and restated that certain Amended and Restated Registration Rights Agreement, dated June 7, 2019, among the parties by entering into the Second Amended and Restated Registration Rights Agreement dated March 25, 2024 (the "Second A&R Registration Agreement")”

RenX Enterprises Corp. entered into Third Debenture with Peak One Opportunity Fund, L.P. valued at principal amount of $250,000 (effective 2024-03-21).

“On March 22, 2024, Safe and Green Development Corporation (the "Company") closed the third tranche of the previously disclosed private placement offering (the “Offering”) pursuant to the Securities Purchase Agreement, dated November 30, 2023, as amended on February 15, 2024 (the “Purchase Agreement”) with Peak One Opportunity Fund, L.P. (“Peak One”) In connection with the closing of the third tranche, the Company issued an 8% convertible debenture, dated as of March 21, 2024, in the principal amount of $250,000 (the “Third Debenture”) to Peak One”

EQT Exeter Real Estate Income Trust, Inc. entered into purchase and sale agreement with Longhorn Junction Owner (TX), LP valued at approximately $60.9 million (effective 2023-12-21).

“On December 21, 2023, Exeter Property Group, LLC, the Company’s external adviser (the “Adviser”), entered into a purchase and sale agreement (as subsequently amended) with Longhorn Junction Owner (TX), LP (the “Seller”), an affiliate of Portman Holdings, to acquire the Georgetown Property.”

TPG Twin Brook Capital Income Fund entered into Note Purchase Agreement with qualified institutional investors valued at $90,000,000 aggregate principal amount of 7.69% Series A Senior Notes, Tranche A, due March 19, 2027 (effective 2024-03-19).

“On March 19, 2024, AG Twin Brook Capital Income Fund, a Delaware statutory trust (the “Company”), entered into a Note Purchase Agreement (the “Note Purchase Agreement”), governing the issuance of $90,000,000 aggregate principal amount of 7.69% Series A Senior Notes, Tranche A, due March 19, 2027 (the “Tranche A Notes”) and $150,000,000 aggregate principal amount of 7.78% Series A Senior Notes, Tranche B, due March 19, 2029 (the “Tranche B Notes” and, together with the Tranche A Notes, the “Notes”), to qualified institutional investors in a private placement.”

APx Acquisition Corp. I entered into Joinder Agreement with Templar Subco LLC (effective 2024-03-21).

“Sponsor Subco entered into a joinder agreement with the Company (the “Joinder Agreement”) to become a party to the Letter Agreement and the Registration Rights Agreement, both dated December 6, 2021 and entered into in connection with the Company’s initial public offering.”

Learn CW Investment Corp amended Restated Note with CWAM LC Sponsor LLC valued at $3,050,000 (effective 2024-03-19).

“On March 19, 2024, Learn CW Investment Corporation (the “Company”) issued a second amended and restated promissory note (the “Restated Note”) in the principal amount of $3,050,000 to CWAM LC Sponsor LLC, the Company’s sponsor (“Sponsor”).”

PureCycle Technologies, Inc. amended Fourth Supplemental Indenture with Southern Ohio Port Authority valued at released $22,135,956.99 from Senior Bonds Debt Service Reserve Fund and $3,261,291.24 from Repair an (effective 2024-03-25).

“On March 25, 2024, SOPA, as Issuer, PCO, the Guarantor, PCTO Holdco LLC, a Delaware limited liability company and affiliate of PCO (the pledgor under the Equity Pledge and Security Agreement) and the Trustee entered into the Fourth Supplemental Indenture (the “Fourth Supplemental Indenture”) which amended certain provisions of the Indenture, the Loan Agreement and that certain Amended and Restated Guaranty of Completion, entered into as of May 11, 2021, and effective as of October 7, 2020 (the “Guaranty”), by instructing the Trustee to release $22,135,956.99 from the Senior Bonds Debt Service Reserve Fund and $3,261,291.24 from the Repair and Replacement Fund, in each case, to PCO.”

Li-Cycle Holdings Corp. entered into Amended and Restated Note Purchase Agreement with Glencore Ltd. and Glencore Canada Corporation valued at $75,000,000 senior secured convertible note (effective 2024-03-25).

“On March 11, 2024, the Company entered into a Note Purchase Agreement (the “ Note Purchase Agreement ”) with Glencore Ltd. (“ Glencore Intermediate ”), and Glencore Canada Corporation (“ Glencore ”, and together with Glencore Intermediate, the “ Glencore Parties ”), pursuant to which the Company agreed to issue and sell a senior secured convertible note (the “ Senior Secured Convertible Note ”) in an aggregate principal amount of $75,000,000 (the “ Transaction ”), in a transaction exempt from registration under the Securities Act of 1933, as amended (the “ Securities Act ”). The Note Purchase Agreement was amended and restated on March 25, 2024 (the “ Amended and Restated Note Purchase Agreement ”) in order to provide for potential partial transfers of the Senior Secured Convertible Note.”

Global Business Travel Group, Inc. entered into Agreement and Plan of Merger with CWT Holdings, LLC, Cape Merger Sub I LLC, Cape Merger Sub II LLC, Redwood Drawdown Partners III, LLC valued at approximately $570 million on a cash-free and debt-free basis (effective 2024-03-24).

“On March 24, 2024, Global Business Travel Group, Inc. a Delaware corporation (the “ Company ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”) with CWT Holdings, LLC”

Scilex Holding Co terminated Amended and Restated Standby Equity Purchase Agreement with YA II PN, LTD. valued at $500,000,000 (effective 2024-03-25).

“On March 25, 2024, Scilex Holding Company (the “Company”) and YA II PN, LTD. (“Yorkville”) mutually agreed to terminate the Amended and Restated Standby Equity Purchase Agreement, dated as of February 8, 2023, between the Company and Yorkville (as amended or otherwise modified from time to time in accordance with its terms, the “SEPA”).”

Lucid Group, Inc. entered into Subscription Agreement with Ayar Third Investment Company valued at $1,000,000,000.00 (effective 2024-03-24).

“On March 24, 2024, Lucid Group, Inc. (the “Company”) entered into a subscription agreement (the “Subscription Agreement”) between the Company and Ayar Third Investment Company”

Nuvation Bio Inc. entered into Agreement and Plan of Merger and Reorganization with AnHeart Therapeutics Ltd. (effective 2024-03-24).

“On March 24, 2024, Nuvation Bio Inc., a Delaware corporation (“Nuvation Bio” or the “Company”), entered into an Agreement and Plan of Merger and Reorganization (the “Merger Agreement”) with AnHeart Therapeutics Ltd., an exempted company incorporated under the laws of the Cayman Islands (“AnHeart"), Artemis Merger Sub I, Ltd., an exempted company incorporated under the laws of the Cayman Islands and a wholly owned subsidiary of the Company (“Merger Sub I”), and Artemis Merger Sub II, Ltd., an exempted company incorporated under the laws of the Cayman Islands and a wholly owned subsidiary of the Company (“Merger Sub II”).”

Blue Owl Capital Corp III entered into Credit Agreement with Bank of America, N.A., as administrative agent, State Street Bank and Trust Company, as collateral agent, and Alter Domus (US) LLC, as collateral custodian valued at $300 million (effective 2024-03-20).

“On March 20, 2024 (the “Closing Date”), OBDC III Financing III LLC (“OBDC III Financing III”), a Delaware limited liability company and newly formed subsidiary of Blue Owl Capital Corporation III, a Maryland corporation (the “Company” or “us”), entered into a Credit Agreement (the “Secured Credit Facility”), with OBDC III Financing III, as borrower, Blue Owl Diversified Credit Advisors LLC, as servicer, the lenders from time to time parties thereto, Bank of America, N.A., as administrative agent, State Street Bank and Trust Company, as collateral agent, and Alter Domus (US) LLC, as collateral custodian.”

Fresh2 Group Ltd entered into Share Purchase Agreement with Qin Hong and Danni Zhang (effective 2024-03-13).

“as well as a Share Purchase Agreement with each of the two investors (the “Share Purchase Agreement”), whereby the Company agreed to issue an additional 91,928,571 Class A ordinary shares to the two investors and the two investors agreed to terminate their rights to receive the warrants.”