Material Agreements

TheRealReal, Inc. entered into Indenture with GLAS Trust Company LLC valued at $135,000,000 (effective 2024-02-29).

“On the Effective Date, in connection with the Exchange Transactions, the Company issued $135,000,000 in aggregate principal amount of New Notes pursuant to that certain Indenture, dated as of the Effective Date (the "Indenture"), by and among the Company, the Guarantors (as defined in the Indenture) party thereto from time to time and GLAS Trust Company LLC, as trustee and notes collateral agent.”

SolarMax Technology, Inc. entered into Underwriting Agreement with Kingswood, a division of Kingswood Capital Partners, LLC (the "Representative") valued at $4.00 per share (effective 2024-02-27).

“On February 27, 2024, SolarMax Technology, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Kingswood, a division of Kingswood Capital Partners, LLC (the “Representative”), as representative of the underwriters.”

FIDUS INVESTMENT Corp amended Equity Distribution Agreement Amendment No. 2 with Fidus Investment Advisors, LLC; Raymond James & Associates, Inc.; B. Riley Securities, Inc. valued at increase of maximum Shares to $300.0 million (effective 2024-02-29).

“On February 29, 2024, the Company increased the maximum amount of Shares to be sold through the ATM Program to $300.0 million from $150.0 million. In connection with the upsize of the ATM Program, the Company entered into amendment no. 2 (“Amendment No. 2”) to the equity distribution agreement, dated November 10, 2022 (the “Equity Distribution Agreement”) with Fidus Investment Advisors, LLC, Raymond James & Associates, Inc. (“Raymond James”) and B. Riley Securities, Inc. (“B. Riley” and together with Raymond James, the “Sales Agents”).”

Schrodinger, Inc. amended Amended and Restated Sales Agreement with Leerink Partners LLC valued at up to $250.0 million (effective 2024-02-28).

“On February 28, 2024, Schrödinger, Inc., a Delaware corporation (the “ Company ”), entered into an Amended and Restated Sales Agreement (the “ Sales Agreement ”) with Leerink Partners LLC, as agent (“ Leerink Partners ”), pursuant to which the Company may offer and sell shares of its common stock, $0.01 par value per share (the “ Common Stock ”), from time to time through Leerink Partners.”

NaturalShrimp Inc entered into Consulting Agreement with Redhawk Investment Group, LLC valued at $180,000 (effective 2022-02-23).

“On February 23, 2022, NaturalShrimp Incorporated (the “Company”) entered into a consulting agreement (the Consulting Agreement”) with Redhawk Investment Group, LLC (“Redhawk” or “Consultant”)”

Auto Parts 4Less Group, Inc. entered into Note with Cavalry Fund I, LP valued at $35,200.08 (effective 2024-02-06).

“On February 6, 2024, Auto Parts 4Less Group, Inc., a Nevada corporation (the “Company”), issued a promissory note (the “Note”) to Cavalry Fund I, LP, a Delaware limited partnership (“Investor”) for $35,200.08 of cash.”

Everi Holdings Inc. entered into Agreement and Plan of Merger with International Game Technology PLC, Ignite Rotate LLC, Ember Sub LLC (effective 2024-02-28).

“The definitive agreements entered into by the Company in connection with the Proposed Transaction include: (i) an Agreement and Plan of Merger by and among IGT, Spinco, the Company and Merger Sub (the “Merger Agreement”); (ii) a Separation and Distribution Agreement by and among IGT, Spinco, Gaming Holdco and the Company (the “Separation Agreement”); (iii) an Employee Matters Agreement by and among IGT, Spinco, Gaming Holdco and the Company (the “Employee Matters Agreement”); (iv) a Real Estate Matters Agreement by and among IGT, Spinco, Gaming Holdco and the Company (the “Real Estate Matters Agreement”); (v) a Tax Matters Agreement by and among IGT, Spinco, Gaming Holdco and the Company (the “Tax Matters Agreement”), (vi) an Investor Rights Agreement by and between the Company and De Agostini (the “Investor Rights Agreement”), and (vii) a Voting and Support Agreement by and among IGT, S”

Zoned Properties, Inc. entered into Licensed Cannabis Facility Absolute Net Lease Agreement with The Pharm, LLC (Sunday Goods) valued at 15-year term with four 5-year renewal options; base rent $25,000 per month initial escalating to $37 (effective 2024-01-02).

“On January 2, 2024, ZP Holdings entered into a contingent Licensed Cannabis Facility Absolute Net Lease Agreement (the “Sunday Goods Lease”), with a commencement date contingent upon the satisfaction of various contingencies to the Sunday Goods Lease, by and between ZP Holdings, as landlord, and The Pharm, LLC (“Sunday Goods”), as tenant.”

Zoned Properties, Inc. entered into Purchase and Sale Agreement and Joint Escrow Instructions with NWC Dysart & Bell LLC valued at Purchase price $1,100,000; seller's work reimbursements up to $600,000; earnest money $97,500 (effective 2023-01-23).

“Previously, on January 23, 2023, ZP Holdings entered into a Purchase and Sale Agreement and Joint Escrow Instructions, by and between NWC Dysart & Bell LLC (the “Seller”) and ZP Holdings as the buyer.”

ASHFORD HOSPITALITY TRUST INC entered into Agreement of Purchase and Sale with Beantown Hotel Owner LLC valued at $171 million (effective 2024-01-29).

“On January 29, 2024 (the “Effective Date”), PIM Boston Back Bay LLC and PIM TRS Boston Back Bay LLC (together, “Seller”), indirect wholly owned subsidiaries of Ashford Hospitality Trust, Inc. (the “Company”), entered into an Agreement of Purchase and Sale (the “Agreement”) with Beantown Hotel Owner LLC, as purchaser (“Purchaser”), for the sale of Hilton Boston Back Bay Hotel (the “Hotel”) for $171 million in cash, subject to customary pro-rations and adjustments (the “Purchase Price”).”

ABVC BIOPHARMA, INC. amended Amendment with Lind Global Fund II, LP valued at conversion price shall have a floor price of $1.00 (effective 2024-01-17).

“the parties entered into an amendment to the Note, pursuant to which the conversion price shall have a floor price of $1.00 (the “Amendment”).”

ABVC BIOPHARMA, INC. amended Amendment to Note with Lind Global Fund II, LP valued at Conversion price floor of $1.00; cash payment to Lind if floor price triggered (effective 2023-11-20).

“We are filing this amendment to disclose that due to Nasdaq requirements, the parties entered into an amendment to the Note, pursuant to which the conversion price shall have a floor price of $1.00 (the “Amendment”). Additionally, the Amendment requires the Company to make a cash payment to Lind if in connection with a conversion, the conversion price is deemed to be the floor price.”

TruBridge, Inc. amended Fourth Amendment with Regions Bank, as administrative agent and collateral agent, and various other lenders (effective 2024-02-29).

“On February 29, 2024, Computer Programs and Systems, Inc. (the “Company”) entered into a Fourth Amendment (the “Fourth Amendment”) to the Amended and Restated Credit Agreement, dated as of June 16, 2020 (as amended, the “Credit Agreement”), by and among the Company; certain subsidiaries of the Company, as guarantors (collectively, the “Subsidiary Guarantors”); Regions Bank, as administrative agent and collateral agent (the “Administrative Agent”); and various other lenders.”

TAP REAL ESTATE TECHNOLOGIES, INC. entered into Purchase Agreement with Avrio Worldwide, PBC (effective 2024-02-23).

“On February 23, 2024, HUMBL, Inc. (“HUMBL”) entered into an Asset Purchase Agreement (the “Purchase Agreement”) with Avrio Worldwide, PBC (“Avrio”).”

USBC, Inc. entered into Securities Purchase Agreement with Lind Global Fund II, LP valued at up to Fourteen Million Four Hundred Thousand Dollars ($14,400,000) for an aggregate purchase price e (effective 2024-02-27).

“On February 27, 2024, Know Labs, Inc. (the “Company”) (a) entered into a securities purchase agreement (the “Securities Purchase Agreement”) with Lind Global Fund II, LP (“Lind”), pursuant to which the Company may issue Lind one or more senior convertible notes (the “Notes”) in the aggregate principal amount of up to Fourteen Million Four Hundred Thousand Dollars ($14,400,000) for an aggregate purchase price equal to up to Twelve Million Dollars ($12,000,000) (the “Offering”) and Common Stock purchase warrants (the “Warrants”)”

LKQ CORP entered into Underwriting Agreement with BofA Securities Europe S.A., HSBC Continental Europe, Wells Fargo Securities Europe S.A. and the several other underwriters named in Schedule A thereto valued at €750,000,000 aggregate principal amount (effective 2024-02-28).

“On February 28, 2024, LKQ Corporation (the "Company," "we," "us," or "our"), together with its indirect, wholly-owned subsidiary, LKQ Dutch Bond B.V., a private company with limited liability ( besloten vennootschap met beperkte aansprakelijkheid ) incorporated under the laws of The Netherlands (“LKQ Finance”), entered into an underwriting agreement (the “Underwriting Agreement”) with BofA Securities Europe S.A., HSBC Continental Europe and Wells Fargo Securities Europe S.A. and the several other underwriters named in Schedule A thereto (the “Underwriters”) in connection with the offer and sale by LKQ Finance to the Underwriters (the “Offering”) of €750,000,000 aggregate principal amount of its 4.125% Notes due 2031 (the “Offered Notes”).”

MFA FINANCIAL, INC. entered into Distribution Agreement with Goldman Sachs & Co. LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Morgan Stanley & Co. LLC, UBS Securities LLC and Wells Fargo Securities, LLC valued at up to $300,000,000 (effective 2024-02-29).

“On February 29, 2024, MFA Financial, Inc., a Maryland corporation (the “Company”), entered into a Distribution Agreement (the “Agreement”) by and among (i) the Company and (ii) Goldman Sachs & Co. LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Morgan Stanley & Co. LLC, UBS Securities LLC and Wells Fargo Securities, LLC (the “Sales Agents”).”

OLENOX INDUSTRIES INC. entered into Cash Advance Agreement with Bridgecap Advance LLC valued at $224,850 of their future receivables for a purchase price of $150,000 (effective 2024-02-23).

“On February 23, 2024, SG Building Blocks, Inc. (“SG Building Blocks”), a wholly owned subsidiary of Safe & Green Holdings Corp.(the “Company”), and the Company’s wholly owned subsidiary, SG Echo, LLC (“SG Echo”, and together with SG Building Blocks, the “Merchants”), entered into a Cash Advance Agreement (“Cash Advance Agreement”) with Bridgecap Advance LLC (“Bridgecap”) pursuant to which the Merchants sold to Bridgecap $224,850 of their future receivables for a purchase price of $150,000, less underwriting fees and expenses paid, for net funds provided of $135,000.”

MEDALLION FINANCIAL CORP entered into Commitment with Small Business Administration valued at $18,500,000 (effective 2024-02-28).

“On February 28, 2024, the Small Business Administration committed to reserve leverage in the form of debentures in an amount equal to $18,500,000 (the “Commitment”) to Medallion Capital, Inc.”

EQUITY LIFESTYLE PROPERTIES INC entered into Equity Distribution Agreements with Morgan Stanley & Co. LLC; BMO Capital Markets Corp.; BofA Securities, Inc.; Capital One Securities, Inc.; Goldman Sachs & Co. LLC; Jefferies LLC; Regions Securities LLC; Truist Securities, Inc.; and Wells Fargo Securities, LLC valued at $500,000,000 (effective 2024-02-28).

“On February 28, 2024, Equity LifeStyle Properties, Inc. (referred to herein as the “Company,” “we,” “us” and “our”) and our operating partnership, MHC Operating Limited Partnership (the “Operating Partnership”), entered into separate Equity Distribution Agreements (the “Equity Distribution Agreements”) with each of Morgan Stanley & Co. LLC; BMO Capital Markets Corp.; BofA Securities, Inc.; Capital One Securities, Inc.; Goldman Sachs & Co. LLC; Jefferies LLC; Regions Securities LLC; Truist Securities, Inc.; and Wells Fargo Securities, LLC (collectively, the “Sales Agents”), pursuant to which we may sell, from time to time, shares of our common stock, par value $0.01 per share (the “Common Stock”), having an aggregate offering price of up to $500,000,000, through the Sales Agents (the “Offering”).”

AI Financial Corp entered into Unit Purchase Agreement with two otherwise unaffiliated third-party investors valued at aggregate purchase price of $600,000 (effective 2024-02-23).

“On February 23, 2024, JanOne Inc. (the “ Company ”) entered into Unit Purchase Agreements (each, a “ Purchase Agreement ”) with two otherwise unaffiliated third-party investors (the “ Investors ”), pursuant to which each Investor agreed to purchase 408,163 units of securities from the Company (the “ Units ”), at a price per Unit of $0.735, for an aggregate purchase price of $300,000 per investor for an aggregate price of $600,000 (the “ Unit Purchases ”).”

VISTA GOLD CORP entered into General Security Deed with Wheaton Precious Metals (Cayman) Co., an affiliate of Wheaton Precious Metals Corp. (effective 2024-02-27).

“Vista Australia and Wheaton entered into a General Security Deed (“Deed”), providing for, among other things, a mortgage on the mineral tenements that comprise the Company’s Mt Todd gold project.”

AmBase Corp entered into Standby Purchase Agreement with BARC Investments, LLC valued at BARC to purchase its pro rata share and all unsubscribed Shares at $0.20 per Share; granted preempti (effective 2024-02-28).

“the Company also entered into a standby purchase agreement (the “Standby Purchase Agreement”) with BARC Investments, LLC (“BARC”), an affiliate of the Company owned and controlled by Company directors Alessandra F. Bianco and Richard A. Bianco, Jr. and their sibling Christina Bianco.”

AmBase Corp entered into Subscription Agreement with eligible existing stockholders valued at Up to 44,200,460 shares of common stock at $0.20 per share, gross proceeds approximately $8.8 millio (effective 2024-02-28).

“The Shares will be offered and sold pursuant to a Subscription Agreement (the “Subscription Agreement”) to be entered into by and between the Company and each”

Overland Advantage entered into MS Facility Agreement with Morgan Stanley Senior Funding, Inc., as administrative agent, each of the lenders from time to time party thereto, and Wilmington Trust, National Association, as collateral agent, account bank and collateral custodian valued at up to $300 million (effective 2024-02-22).

“On February 22, 2024 (the “ Closing Date ”), Overland Advantage (the “ Company ”) and Overland Financing MS, LLC (the “ Borrower ”), a wholly-owned, special purpose financing subsidiary of the Company, entered into a revolving credit facility (the “ Revolving Credit Facility ”) pursuant to a Loan and Servicing Agreement by and among the Borrower, as borrower, the Company, as transferor and as servicer, Morgan Stanley Senior Funding, Inc., as administrative agent, each of the lenders from time to time party thereto (the “ Lenders ”), and Wilmington Trust, National Association, as collateral agent, account bank and collateral custodian (the “ MS Facility Agreement ”).”

iCoreConnect Inc. entered into Registration Rights Agreement with certain institutional investors valued at grants the Investors certain customary registration rights in connection with the Financing with res (effective 2024-02-26).

“On February 26, 2024, the parties entered into a registration rights agreement (the “Registration Rights Agreement”), which grants the Investors certain customary registration rights in connection with the Financing with respect to the shares of common stock underlying the Notes.”

iCoreConnect Inc. entered into Securities Purchase Agreement with certain institutional investors valued at unsecured convertible notes in the aggregate principal amount of up to $2,375,000 (effective 2024-02-26).

“On February 26, 2024, iCoreConnect, Inc. (the “Company”) executed a securities purchase agreement (the “Purchase Agreement”) with certain institutional investors (the “Investors”). Pursuant to the terms and conditions of the Purchase Agreement, the Investors agreed to purchase from the Company unsecured convertible notes in the aggregate principal amount of up to $2,375,000 (the “Notes”) (the “Financing”).”

SK Growth Opportunities Corp entered into Business Combination Agreement with Webull Corporation (effective 2024-02-27).

“On February 27, 2024, SK Growth Opportunities Corporation, an exempted company limited by shares incorporated under the laws of the Cayman Islands (“ SPAC ”), Webull Corporation, an exempted company limited by shares incorporated under the laws of the Cayman Islands (“ Webull ” or the “ Company ”), Feather Sound I Inc., an exempted company limited by shares incorporated under the laws of the Cayman Islands and a direct wholly owned subsidiary of Webull (“ Merger Sub I ”) and Feather Sound II Inc., an exempted company limited by shares incorporated under the laws of the Cayman Islands and a direct wholly owned subsidiary of Webull (“ Merger Sub II ”, collectively with Merger Sub I, the “ Merger Subs ” and each a “ Merger Sub ”) entered into a business combination agreement (the “ Business Combination Agreement ”).”

CERO THERAPEUTICS HOLDINGS, INC. entered into Purchase Agreement with Arena Business Solutions Global SPC II, Ltd on behalf of and for the account of Segregated Portfolio #13 – SPC #13 valued at up to $25 million (effective 2024-02-23).

“On February 23, 2024, CERo Therapeutics Holdings, Inc., a Delaware corporation (the “ Company ”), entered into a purchase agreement (the “Purchase Agreement ”) with Arena Business Solutions Global SPC II, Ltd on behalf of and for the account of Segregated Portfolio #13 – SPC #13 (“ Arena ”), pursuant to which Arena has committed to purchase up to $25 million (the “ Commitment Amount ”) of the Company’s shares of common stock, par value $0.0001 per share (the “ Common Stock ”), subject to the satisfaction of the conditions in the Purchase Agreement.”

Piermont Valley Acquisition Corp entered into Non-Redemption Agreements with certain unaffiliated third parties valued at an aggregate of 1,025,000 Class A ordinary shares (effective 2024-02-27).

“On February 27, 2024, Capitalworks Emerging Markets Acquisition Corp (the “ Company ”) and the Company’s sponsor, CEMAC Sponsor LP (the “ Sponsor ”), entered into non-redemption agreements (the “ Non-Redemption Agreements ”) with certain unaffiliated third parties (each, a “ Holder ,” and collectively, the “ Holders ”)”

TG Venture Acquisition Corp. terminated Business Combination Agreement with The Flexi Group Limited (effective 2024-02-22).

“On February 22, 2024, TGVC received written notice from Flexi that Flexi had elected to terminate the Business Combination Agreement pursuant to Section 10.1(i)(ii) thereof”

Pearl Holdings Acquisition Corp entered into Subscription Agreement with Pearl Holdings Sponsor LLC and Polar Multi-Strategy Master Fund valued at up to $500,000 (effective 2024-02-22).

“On February 22, 2024, Pearl Holdings Acquisition Corp (the “Company”) entered into a subscription agreement (the “Subscription Agreement”) with Pearl Holdings Sponsor LLC (“Sponsor”) and Polar Multi-Strategy Master Fund (“Polar”), pursuant to which, and on the terms and subject to the conditions of which, Polar agreed to contribute up to $500,000 in cash to the Company (the “Capital Contribution”) to cover working capital expenses.”

AERWINS Technologies Inc. entered into Piggyback Registration Rights Agreement with the Investor (effective 2024-02-27).

“In connection with the Offering, the Company entered into a Piggyback Registration Rights Agreement with the Investor whereby the Company agreed to register the Common Stock acquired by the Investor in the Offering if at any time while the Investor remains the holder of such shares, the Company proposes to file any registration statement under the Securities Act of 1933, as amended (the “Securities Act”) with respect to its Common Stock for its own account or for shareholders of the Company for their account, subject to certain customary exceptions.”

AERWINS Technologies Inc. entered into Subscription Agreement with an unrelated accredited investor valued at $400,000 (effective 2024-02-27).

“On February 27, 2024, AERWINS Technologies, Inc. (the “Company”) entered into and completed the sale to an unrelated accredited investor (the “Investor”), of 10,000,000 shares of its Common Stock, $ 0.000001 par value per share (the “Common Stock”), in exchange for $400,000 in cash (the “Offering”). The Offering was made pursuant to the terms of a Subscription Agreement.”

SEP Acquisition Corp. amended Amendment Number One with SANUWAVE Health, Inc. (effective 2024-02-27).

“On February 27, 2024, the Company and SANUWAVE entered into that certain Amendment Number One (the “Amendment”) to the Merger Agreement.”

International Media Acquisition Corp. entered into Promissory Note C with JC Unify Capital (Holdings) Limited valued at aggregate principal amount of up to $470,000 (effective 2024-02-27).

“On February 27, 2024, the Company issued an unsecured promissory note in the aggregate principal amount of up to $470,000 (the “ Promissory Note C ”) to JC Unify Capital (Holdings) Limited.”

International Media Acquisition Corp. entered into Promissory Note B with JC Unify Capital (Holdings) Limited valued at aggregate principal amount of up to $530,000 (effective 2024-02-27).

“On February 27, 2024, International Media Acquisition Corp. (the “ Company ”) issued an unsecured promissory note in the aggregate principal amount of up to $530,000 (the “ Promissory Note B ”) to JC Unify Capital (Holdings) Limited.”

BigBear.ai Holdings, Inc. entered into Warrant Exercise Agreement with an existing accredited investor valued at approximately $20.6 million (effective 2024-02-27).

“On February 27, 2024, BigBear.ai Holdings, Inc. (the “Company”) entered into a warrant exercise agreement (the “Warrant Exercise Agreement”) with an existing accredited investor (the “Investor”) to exercise in full an outstanding Common Stock Purchase Warrant (the “Exercise”) to purchase up to an aggregate of 8,886,255 shares of the Company’s common stock (the “Existing Warrant”).”

Distoken Acquisition Corp entered into Note with Xiaosen Sponsor LLC valued at aggregate principal amount of up to $1,000,000 (effective 2024-02-26).

“On February 26, 2024, Distoken Acquisition Corporation (the “ Company ”) issued an unsecured promissory note (the “ Note ”) in the aggregate principal amount of up to $1,000,000 to Xiaosen Sponsor LLC”

Nautilus Biotechnology, Inc. entered into Sales Agreement with Cowen and Company, LLC valued at $125,000,000 (effective 2024-02-28).

“On February 28, 2024, Nautilus Biotechnology, Inc. (the “Company”) entered into a Sales Agreement (the “Sales Agreement”) with Cowen and Company, LLC (“TD Cowen”) to sell shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), having aggregate sales proceeds of up to $125,000,000”

APi Group Corp amended Amendment No. 5 to Credit Agreement with Citibank, N.A., Blackstone Parties, Viking Parties valued at $300 million (effective 2024-02-28).

“On February 28, 2024, the Company and its wholly owned borrower subsidiary, APi Group DE, Inc., (“Borrower”) entered into Amendment No. 5 to Credit Agreement (“Amendment No. 5”) by and among Borrower, the Company, as a guarantor, the Company subsidiary guarantors named therein, Citibank, N.A., as collateral agent and as administrative agent, the Blackstone Parties and the Viking Parties as lenders, which amends the Credit Agreement, dated as of October 1, 2019”

APi Group Corp entered into Conversion and Repurchase Agreement with Juno Lower Holdings L.P., FD Juno Holdings L.P., Viking Global Equities Master Ltd., and Viking Global Equities II LP (effective 2024-02-28).

“On February 28, 2024, APi Group Corporation (the “Company”) entered into a Conversion and Repurchase Agreement (the “Conversion and Repurchase Agreement”) with Juno Lower Holdings L.P., a Delaware limited partnership (“Juno Lower Holdings”), FD Juno Holdings L.P., a Delaware limited partnership (“FD Juno Holdings”, and together with Juno Lower Holdings, the “Blackstone Parties”), Viking Global Equities Master Ltd., a Cayman Islands exempted company (“VGEM”), and Viking Global Equities II LP, a Delaware limited partnership (“VGE II”, and collectively with VGEM, the “Viking Parties” and collectively with the Blackstone Parties, the “Series B Holders” and each, a “Series B Holder”).”

RYTHM, Inc. entered into Agency Agreement with Alexander Capital, LP (effective 2024-02-27).

“On February 27, 2024, Agrify Corporation (the “Company”) entered into a placement agency agreement (the “Agency Agreement”) with Alexander Capital, LP as placement agent (the “Placement Agent”), pursuant to which the Company agreed to issue and sell an aggregate of 2,760,000 shares of its common stock, and, in lieu of common stock to certain investors that so chose, pre-funded warrants (the “Pre-Funded Warrants”) to purchase 3,963,684 shares of its common stock (the “Offering”).”

Arcutis Biotherapeutics, Inc. entered into License Agreement with Sato Pharmaceutical Co., Ltd. valued at an upfront payment of $25 million (effective 2024-02-27).

“On February 27, 2024, Arcutis Biotherapeutics, Inc. (“Arcutis” or the “Company”) entered into a License Agreement (the “License Agreement”) with Sato Pharmaceutical Co., Ltd. (“Sato”).”

Pyxis Oncology, Inc. entered into Registration Rights Agreement with the Purchasers (effective 2024-02-26).

“On February 26, 2024, the Company entered into a registration rights agreement (the “Registration Rights Agreement”) with the Purchasers, pursuant to which the Company agreed to register for resale the Shares and the Pre-Funded Warrant Shares held by the Purchasers (the “Registrable Securities”).”

Pyxis Oncology, Inc. entered into Securities Purchase Agreement with certain institutional and accredited investors valued at approximately $50 million (effective 2024-02-26).

“On February 26, 2024, Pyxis Oncology, Inc. (the “Company”) entered into a securities purchase agreement (the “Securities Purchase Agreement”) for a private placement (the “Private Placement”) with certain institutional and accredited investors (each, a “Purchaser” and collectively, the “Purchasers”).”

Lyft, Inc. entered into Purchase Agreement with BofA Securities, Inc., Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC, as representatives of the several initial purchasers valued at $400 million aggregate principal amount (effective 2024-02-22).

“On February 22, 2024, Lyft, Inc. (the “Company”) entered into a purchase agreement (the “Purchase Agreement”) with BofA Securities, Inc., Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC, as representatives of the several initial purchasers (the “Initial Purchasers”), to issue and sell $400 million aggregate principal amount of its 0.625% Convertible Senior Notes due 2029 (the “Base Notes”).”

BlackSky Technology Inc. entered into Lease with 2411 Dulles Corner Metro Owner LLC (effective 2023-11-20).

“BlackSky Holdings, Inc. (the “Tenant”), a wholly-owned subsidiary of BlackSky Technology Inc. (the “Company”), entered into a lease agreement (the “Lease”) with 2411 Dulles Corner Metro Owner LLC, a Delaware limited liability company (the “Landlord”) on November 20, 2023”

GoLogiq, Inc. entered into GOLQ Licensing Agreement with Recruiter.com Group, Inc. valued at 19.99% of the number of issued and outstanding shares of Recruiter common stock (effective 2024-02-23).

“On February 23, 2024, the Company entered into a certain Technology License and Commercialization Agreement with Recruiter (the “GOLQ Licensing Agreement”)”

NRX Pharmaceuticals, Inc. entered into Underwriting Agreement with EF Hutton LLC (effective 2024-02-27).

“On February 27, 2024, NRx Pharmaceuticals, Inc. (the " Company ") entered into an underwriting agreement (the " Underwriting Agreement ") with EF Hutton LLC (the " Representative "), as the representative of the several underwriters named therein (the " Underwriters "), relating to an underwritten public offering (the " Offering ") of 5,000,000 shares (the " Shares ") of the Company’s common stock, par value $0.001 per share (" Common Stock ").”