secwatch / observer

Material Agreements

Entry into or termination of material definitive agreements (Items 1.01/1.02).

8-K items 1.01, 1.02 JSON
AMERICAN HONDA FINANCE CORP

AMERICAN HONDA FINANCE CORP amended Second Amendment (effective 2024-02-23).

“Effective February 23, 2024, American Honda Finance Corporation (“AHFC”), amended (the “Second Amendment”) its $3,500,000,000 364-Day Credit Agreement”
ICCC IMMUCELL CORP /DE/

IMMUCELL CORP /DE/ amended Allonge to and Amendment of Line of Credit with Gorham Savings Bank valued at $1 million line of credit extended through September 11, 2025 (effective 2024-02-22).

“On February 22, 2024, ImmuCell Corporation (the “Company”) entered into an Allonge to and Amendment of Line of Credit (the “Allonge”) between the Company and Gorham Savings Bank (GSB) pursuant to which the Company’s $1 million line of credit with GSB was extended through September 11, 2025.”
FISV FISERV INC

FISERV INC entered into Underwriting Agreement with J.P. Morgan Securities LLC, TD Securities (USA) LLC and U.S. Bancorp Investments, Inc. valued at $750,000,000 aggregate principal amount of the Company’s 5.150% Senior Notes due 2027, $500,000,000 (effective 2024-02-26).

“On February 26, 2024, Fiserv, Inc. (the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with J.P. Morgan Securities LLC, TD Securities (USA) LLC and U.S. Bancorp Investments, Inc., as representatives of the several underwriters listed therein (the “Underwriters”), pursuant to which the Company agreed to sell, and the Underwriters agreed to purchase, subject to the terms and conditions set forth therein, $750,000,000 aggregate principal amount of the Company’s 5.150% Senior Notes due 2027 (the “2027 Notes”), $500,000,000 aggregate principal amount of the Company’s 5.350% Senior Notes due 2031 (the “2031 Notes”) and $750,000,000 aggregate principal amount of the Company’s 5.450% Senior Notes due 2034 (the “2034 Notes” and, together with the 2027 Notes and the 2031 Notes, the “Notes”), in a public offering (the “Offering”).”
STAR EQUITY HOLDINGS, INC.

STAR EQUITY HOLDINGS, INC. terminated Purchase and Sale Agreement with Leaseback with SP Capital Partners LLC valued at Purchase and Sale Agreement with Leaseback cancelled due to Buyer's failure to obtain financing (effective 2024-02-22).

“The closing of the Sale and Leaseback Transaction was subject to the satisfaction of certain customary closing conditions and contingencies for transactions of this type. Such contingencies included the Buyer’s ability to obtain appropriate financing. Buyer’s failure to meet such conditions resulted in a cancellation of the Purchase Agreement on February 22, 2024.”
CENTERPOINT ENERGY HOUSTON ELECTRIC LLC

CENTERPOINT ENERGY HOUSTON ELECTRIC LLC entered into Underwriting Agreement with Barclays Capital Inc., BMO Capital Markets Corp., Citigroup Global Markets Inc., and TD Securities (USA) LLC, as representatives of the several Underwriters valued at $400,000,000 aggregate principal amount (effective 2024-02-26).

“On February 26, 2024, CenterPoint Energy Houston Electric, LLC (the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with Barclays Capital Inc., BMO Capital Markets Corp., Citigroup Global Markets Inc., and TD Securities (USA) LLC, as representatives of the several Underwriters named in Schedule I to the Underwriting Agreement (the “Underwriters”), relating to the underwritten public offering of $400,000,000 aggregate principal amount of the Company’s 5.15% General Mortgage Bonds, Series AN, due 2034”
PSN PARSONS CORP

PARSONS CORP entered into Purchase Agreement with BofA Securities, Inc., Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC valued at $700.0 million aggregate principal amount of its 2.625% Convertible Senior Notes due 2029 (effective 2024-02-21).

“On February 21, 2024, the Company entered into a purchase agreement (the “ Purchase Agreement ”) with BofA Securities, Inc., Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC as representatives of the several initial purchasers named therein (collectively, the “Initial Purchasers”), pursuant to which the Company agreed to issue and sell $700.0 million aggregate principal amount of its 2.625% Convertible Senior Notes due 2029”
PSN PARSONS CORP

PARSONS CORP entered into Indenture with U.S. Bank Trust Company, National Association (effective 2024-02-26).

“On February 26, 2024, the Company entered into an indenture (the “ Indenture ”) governing the terms of the Notes, by and between the Company and U.S. Bank Trust Company, National Association, as trustee”
AESI Atlas Energy Solutions Inc.

Atlas Energy Solutions Inc. entered into Agreement and Plan of Merger with Hi-Crush Inc., certain stockholders, and others (effective 2024-02-26).

“On February 26, 2024, Atlas Energy Solutions Inc., a Delaware corporation (the “ Company ” or “ Atlas ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”) by and among the Company, Atlas Sand Company, LLC, a Delaware limited liability company (“ Purchaser ”), Wyatt Merger Sub 1 Inc., a Delaware corporation and direct, wholly-owned Subsidiary of Purchaser (“ Merger Sub 1 ”), Wyatt Merger Sub 2, LLC, a Delaware limited liability company and direct, wholly-owned Subsidiary of Purchaser (“ Merger Sub 2 ”), Hi-Crush Inc., a Delaware corporation (“ Hi-Crush ”), each stockholder that has executed the Merger Agreement or a joinder thereto (each a “ Hi-Crush Stockholder ” and, collectively, the “ Hi-Crush Stockholders ”), (f) Clearlake Capital Partners V Finance, L.P., solely in its capacity as the Hi-Crush Stockholders’ representative (the “ Hi-Crush Stockholders’ Representative ”) and (g) HC Minerals Inc., a Delaware corporation (collectively, the “ Parties ”), pursuant”
VHAI Vocodia Holdings Corp

Vocodia Holdings Corp entered into Underwriting Agreement with Alexander Capital, L.P. valued at 1,400,000 Units at $4.2500 per Unit for gross proceeds of approximately $5,558,764.75 (effective 2024-02-21).

“On February 21, 2024, Vocodia Holdings Corp (CBOE: VHAI) (the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with Alexander Capital, L.P., as the representative of the several underwriters named therein (the “Representative”) in connection with the Company’s initial public offering (the “Initial Public Offering”) of 1,400,000 Units (collectively, the “Units” or each, a “Unit”) at a price to the public of $4.2500 per Unit (the “Public Offering Price”), consisting of one share of common stock of the Company, par value $0.0001 (“Common Stock”), one Series A Warrant to purchase one share of Common Stock exercisable at an exercise price of $5.5250 (the “Series A Warrant”), and one Series B Warrant to purchase one share of Common Stock exercisable at an exercise price of $8.5000 (the “Series B Warrant”).”
CERO CERO THERAPEUTICS HOLDINGS, INC.

CERO THERAPEUTICS HOLDINGS, INC. entered into Sponsor Share Forfeiture Agreement.

“Sponsor Share Forfeiture Agreement At Closing, the Sponsor entered into the Sponsor Share Forfeiture Agreement, pursuant to which, upon the terms and subj”
CERO CERO THERAPEUTICS HOLDINGS, INC.

CERO THERAPEUTICS HOLDINGS, INC. entered into ELOC Registration Rights Agreement.

“Concurrent with the execution of the Common Stock Purchase Agreement, the Company entered into a registration rights agreement with the Lead Investor (the “ ELOC Registration Rights Agreement ”),”
CERO CERO THERAPEUTICS HOLDINGS, INC.

CERO THERAPEUTICS HOLDINGS, INC. entered into Common Stock Purchase Agreement.

“BAX entered into a common stock purchase agreement (the “ Common Stock Purchase Agreement ”) with the Lead Investor, pursuant to which the Company may sell and issue, and the Lead Investor is obligated to purchase, up to the greater of (i) 2,977,070 shares”
Everest Consolidator Acquisition Corp

Everest Consolidator Acquisition Corp entered into Trust Amendment with American Stock Transfer & Trust Company, LLC (effective 2024-02-26).

“The Company entered into a second amendment to the Investment Management Trust Agreement, dated as of November 23, 2021, as amended by the First Amendment to the Investment Trust Agreement, dated August 25, 2023 (the "Trust Agreement"), with American Stock Transfer & Trust Company, LLC, on February 26, 2024 (the "Trust Amendment").”
Everest Consolidator Acquisition Corp

Everest Consolidator Acquisition Corp entered into Waiver and Consent to Business Combination Agreement and Plan of Merger with Unifund Holdings, LLC (effective 2024-02-25).

“On February 25, 2024, the Company, Sponsor and Holdings entered into a Waiver and Consent to Business Combination Agreement and Plan of Merger (the "Waiver and Consent").”
PB Bankshares, Inc.

PB Bankshares, Inc. entered into Agreement with Ferfeldt Investments LLC. valued at $950,000 (effective 2024-02-21).

“On February 21, 2024, Presence Bank (the “Bank”), a wholly owned subsidiary of PB Bankshares, Inc. entered into a Purchase and Sale Agreement (the “Agreement”) with Ferfeldt Investments LLC., a Florida limited liability company (the “Buyer”), to sell vacant land adjoined to the Bank’s branch at 691 W. Main Street, New Holland, Pennsylvania.”
Newbury Street Acquisition Corp

Newbury Street Acquisition Corp amended Third Merger Amendment with Infinite Reality, Inc. (effective 2024-02-26).

“On February 26, 2024, the Purchaser, Pubco, Purchaser Merger Sub, Company Merger Sub and the Target entered into a third amendment to the Original Merger Agreement (the "Third Merger Amendment"”
ROVER GROUP, INC.

ROVER GROUP, INC. entered into Credit Agreement with Golub Capital Markets LLC valued at $250 million term loan and $75 million revolving credit facility (effective 2024-02-27).

“Concurrently with the closing of the Merger, on February 27, 2024, Biscuit Intermediate LLC, as holdings, Parent, as the borrower, and Rover, as a guarantor, entered into that certain credit agreement with Golub Capital Markets LLC, as administrative agent, collateral agent and letter of credit issuer”
SCLX Scilex Holding Co

Scilex Holding Co entered into Settlement Term Sheet with Virpax Pharmaceuticals, Inc. valued at (i) $3.5 million by March 1, 2024 (the “Initial Payment”); (ii) $2.5 million by July 1, 2024 and (ii (effective 2024-02-26).

“On February 26, 2024, the Plaintiffs and Virpax entered into a term sheet regarding a mutual release and settlement agreement (the “Settlement Term Sheet”), pursuant to which the parties have agreed to enter a definitive settlement agreement by or before March 1, 2024 to resolve their ongoing disputes and provide for, among other things, that Virpax will be obligated to make the following payments to the Company to settle the Action: (i) $3.5 million by March 1, 2024 (the “Initial Payment”); (ii) $2.5 million by July 1, 2024 and (iii) to the extent any of the following drug candidates are ever sold, royalty payments of (a) 6% of annual Net Sales (as defined therein) of Epoladerm; (b) 6% of annual Net Sales of Probudur and (c) 6% of annual Net Sales of Envelta.”
SpringWorks Therapeutics, Inc.

SpringWorks Therapeutics, Inc. entered into Sales Agreement with Cowen and Company, LLC valued at $250 million (effective 2024-02-27).

“On February 27, 2024, SpringWorks Therapeutics, Inc. (the “Company”) entered into a Sales Agreement (the “Sales Agreement”) with Cowen and Company, LLC, serving as sales agent (the “Agent”) with respect to an at the market offering program under which the Company may offer and sell, from time to time at its sole discretion, shares of its common stock, par value $0.0001 per share (the “Common Stock”), having an aggregate offering price of up to $250 million (the “Shares”) through the Agent (the “Offering”).”
TransparentBusiness, Inc.

TransparentBusiness, Inc. terminated Asset Swap Agreement with Electroquimica del Neuquen S.A. (effective 2024-02-23).

“On February 23, 2024, the Company terminated the Asset Swap Agreement via electronic mail and the Seller consented via email.”
ETHE Grayscale Ethereum Staking ETF

Grayscale Ethereum Staking ETF entered into Fund Administration and Accounting Agreement with The Bank of New York Mellon (effective 2024-02-26).

“Grayscale Investments, LLC, the sponsor (the “Sponsor”) of Grayscale Ethereum Trust (ETH) (the “Trust”), has engaged The Bank of New York Mellon, a New York corporation authorized to do a banking business (“BNY Mellon”), to provide the Trust with certain administrative and accounting services pursuant to the Fund Administration and Accounting Agreement with BNY Mellon, which became effective on February 26, 2024.”
DNLI Denali Therapeutics Inc.

Denali Therapeutics Inc. entered into Purchase Agreement with the purchasers named therein valued at approximately $500 million (effective 2024-02-27).

“On February 27, 2024, Denali Therapeutics Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with the purchasers named therein (the “Purchasers”), for the private placement (the “Private Placement”) of (i) 3,244,689 shares (the “Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), at $17.07 per Share, and (ii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase 26,046,065 shares of Common Stock (the “Warrant Shares” and together with the Shares and the Pre-Funded Warrants, the “Securities”), at a purchase price of $17.06 per Pre-Funded Warrant.”
ACON Aclarion, Inc.

Aclarion, Inc. entered into Warrant Agency Agreement with Vstock Transfer LLC (effective 2024-02-27).

“on February 27, 2024, the Company also entered into a Warrant Agency Agreement (the “Warrant Agency Agreement”) with Vstock Transfer LLC”
ACON Aclarion, Inc.

Aclarion, Inc. entered into Securities Purchase Agreement with certain investors named therein (effective 2024-02-26).

“On February 26, 2024, the Company entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain investors named therein (the “Investors”)”
ACON Aclarion, Inc.

Aclarion, Inc. entered into Placement Agent Agreement with Maxim Group LLC valued at gross proceeds of approximately $3.0 million (effective 2024-02-26).

“On February 26, 2024, Aclarion, Inc. (“Aclarion” or the “Company”) entered into a placement agency agreement (the “Placement Agent Agreement”) with Maxim Group LLC (“Maxim” or the “Placement Agent”)”
RPT Rithm Property Trust Inc.

Rithm Property Trust Inc. entered into Form of Warrant Agreement with Equiniti Trust Company (effective 2024-02-26).

“In connection with the Warrant Issuance, the Company will enter into a warrant agreement with Equiniti Trust Company (the “Form of Warrant Agreement”), in its capacity as the Company’s warrant agent ("Warrant Agent"), in the form attached to the Purchase Agreement, pursuant to which the Warrant Agent agrees to act as the warrant agent in connection with, among other things, the issuance, registration, transfer and exercise of the Warrants.”
RPT Rithm Property Trust Inc.

Rithm Property Trust Inc. entered into Purchase Agreement with Rithm valued at gross proceeds of approximately $14.0 million (effective 2024-02-26).

“On February 26, 2024, the Company, Great Ajax Operating Partnership L.P., the Company’s operating partnership (the “Operating Partnership”), and the Manager entered into a securities purchase agreement (the “Purchase Agreement”) with Rithm.”
RPT Rithm Property Trust Inc.

Rithm Property Trust Inc. entered into Credit Agreement with NIC RMBS LLC, an affiliate of Rithm valued at up to $70.0 million (effective 2024-02-26).

“On February 26, 2024, the Company entered into a Credit Agreement (the “Credit Agreement”) with NIC RMBS LLC, an affiliate of Rithm, as sole lender, administrative agent and collateral agent.”
FCUV FOCUS UNIVERSAL INC.

FOCUS UNIVERSAL INC. entered into Lease with 620Magnolia LLC valued at $39,585 (effective 2024-02-22).

“On February 22, 2024, the Company entered into a Standard Industrial/Commercial Single-Tenant Lease (the “Lease”) with the Buyer to lease the Property for two years commencing at the close of escrow and ending on April 30, 2026. Base monthly rent is $39,585”
FCUV FOCUS UNIVERSAL INC.

FOCUS UNIVERSAL INC. entered into Agreement with 620Magnolia LLC valued at $7,100,000 (effective 2024-02-22).

“On February 22, 2024, Focus Universal Inc. (the “Company”) entered into an agreement (the “Agreement”) with 620Magnolia LLC (the “Buyer”) to sell and leaseback the Company’s warehouse located at 2311 E. Locust Street, Ontario, California 91761 (the “Property”). The purchase price for the Property is $7,100,000”
Gaucho Group Holdings, Inc.

Gaucho Group Holdings, Inc. terminated Common Stock Purchase Agreement with Tumim Stone Capital LLC (effective 2024-03-07).

“urrent Report on Form 8-K filed November 9, 2022, the Company entered into a Common Stock Purchase Agreement (the “Purchase Agreement”) and a Registration Rights Agreement (the “Registration Rights Agreement”) each dated November 8, 2022 with Tumim Stone Capital”
Samsara Luggage, Inc.

Samsara Luggage, Inc. entered into Stock Purchase Agreement with Ilustrato Pictures International, Inc. valued at 350,000 restricted shares of Series B stock (effective 2024-02-23).

“On February 23, 2024, Samsara Luggage, Inc., a Nevada corporation (the “Company”), entered into a Stock Purchase Agreement (the “SPA”) with Ilustrato Pictures International, Inc., a Nevada corporation (“ILUS”) which owns 71.1% of the Company.”
Titan Environmental Solutions Inc.

Titan Environmental Solutions Inc. amended Amendment to Membership Interest Purchase Agreement with Dominic Campo and Sharon Campo (effective 2024-02-21).

“On February 21, 2024, the Buyer and Sellers entered into an Amendment to Membership Interest Purchase Agreement (the “Amendment”). Pursuant to the Amendment, the Buyer and the Sellers agreed to extend the date by which Closing must occur until as soon as practical within reasonable commercial norms upon delivery of the required necessary audited financial statements of the Target for Securities and Exchange Commission filing purposes”
Titan Environmental Solutions Inc.

Titan Environmental Solutions Inc. entered into Membership Interest Purchase Agreement with Dominic Campo and Sharon Campo, and Standard Waste Services, LLC (effective 2024-01-12).

“on January 12, 2024, Titan Environmental Solutions Inc. (the “Company”), through its wholly-owned subsidiary, Titan Trucking, LLC, a Michigan limited liability company (the “Buyer”), entered into a Membership Interest Purchase Agreement (the “Purchase Agreement”) with Dominic Campo and Sharon Campo (each a “Seller” and collectively, the “Sellers”), and Standard Waste Services, LLC, a Michigan limited liability company (the “Target”), pursuant to which, and subject to the terms, provisions, and conditions set forth therein, at the closing of the transactions contemplated by the Purchase Agreement (the “Closing”), the Sellers will sell, transfer, convey, and assign to the Buyer, and the Buyer will purchase, receive, and assume from the Sellers, 100% of the outstanding membership interests of the Target”
PFLT PennantPark Floating Rate Capital Ltd.

PennantPark Floating Rate Capital Ltd. entered into Credit Agreement with Wilmington Trust, National Association (effective 2024-02-22).

“under a credit agreement (the “Credit Agreement”), dated as of the Closing Date, by and among the Issuer, as borrower, various financial institutions, as lenders, and Wilmington Trust, National Association, as collateral agent and as loan agent”
Ilustrato Pictures International Inc.

Ilustrato Pictures International Inc. entered into Stock Purchase Agreement with Samsara Luggage Inc. (effective 2024-02-23).

“On February 23, 2024, Ilustrato Pictures International, Inc., a Nevada corporation (the “Company”) entered into a Stock Purchase Agreement (the “SPA”) with Samsara Luggage Inc., a Nevada corporation which is owned 71.1% by the Company (“SAML”).”
RUN Sunrun Inc.

Sunrun Inc. entered into Indenture with Computershare Trust Company, National Association, as trustee valued at $475 million aggregate principal amount (effective 2024-02-27).

“On February 27, 2024, the Company entered into an Indenture (the “Indenture”), by and between the Company and Computershare Trust Company, National Association, as trustee (the “Trustee”), pursuant to which the Company issued $475 million aggregate principal amount of Notes.”
RUN Sunrun Inc.

Sunrun Inc. entered into Purchase Agreement with Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC, as representatives of the several initial purchasers valued at $475 million aggregate principal amount (effective 2024-02-22).

“On February 22, 2024, Sunrun Inc. (the “Company”) entered into a purchase agreement (the “Purchase Agreement”) with Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC, as representatives of the several initial purchasers named in Schedule A thereto (the “Purchasers”), to issue and sell $475 million aggregate principal amount of 4.00% Convertible Senior Notes due 2030 (the “Notes”)”
AIXC AIxCrypto Holdings, Inc.

AIxCrypto Holdings, Inc. entered into Securities Purchase Agreement with Alpha Capital Anstalt valued at $500,000 (effective 2024-02-26).

“On February 26, 2024, Qualigen Therapeutics, Inc. (the “Company”) entered into a Securities Purchase Agreement (“Agreement”) with Alpha Capital Anstalt (“Alpha”). The transactions contemplated by the Agreement are expected to close on February 27, 2024, at which time the Company would deliver to Alpha the Debenture and the Warrant, as described below, and Alpha would pay the Company a cash purchase price of $500,000 (less expenses).”
SITM SITIME Corp

SITIME Corp entered into At-the-Market Equity Offering Sales Agreement with Stifel, Nicolaus & Company, Incorporated (effective 2024-02-27).

“On February 27, 2024, SiTime Corporation (the “Company”) entered into an At-the-Market Equity Offering Sales Agreement (the “Sales Agreement”) with Stifel, Nicolaus & Company, Incorporated (“Stifel”)”
SinglePoint Inc.

SinglePoint Inc. entered into Exchange Agreement with Bucktown Capital, LLC (effective 2024-02-16).

“On February 22, 2024, SinglePoint Inc. (the “Company”) and Bucktown Capital, LLC, a Utah limited liability company (“Lender”), entered into an Exchange Agreement, dated February 16, 2024 (the “Exchange Agreement”), pursuant to which the Company and Lender agreed to (i) partition a new promissory note (the “Partitioned Note”) from that certain promissory note dated July 13, 2021 in the original principal amount of $1,580,000 (the “Original Note”) and then cause the outstanding balance of the Original Note to be reduced to $95,000; and (ii) exchange the Partitioned Note for the delivery of the 296,652 shares of Borrower’s Common Stock, par value $0.0001 (the “Exchange Shares”).”
Venus Concept Inc.

Venus Concept Inc. entered into SPA with certain institutional investors valued at approximately $1.2 million (effective 2024-02-22).

“On February 22, 2024, Venus Concept Inc., a Delaware corporation (the “ Company ”), entered into a securities purchase agreement (the “ SPA ”) with certain institutional investors (each, an “ Investor ”), pursuant to which the Company agreed to issue and sell to the Investors (i) in a registered direct offering, an aggregate of 817,748 shares”
SBH Sally Beauty Holdings, Inc.

Sally Beauty Holdings, Inc. entered into Fifth Supplemental Indenture with Computershare Trust Company, N.A. valued at $600,000,000 aggregate principal amount (effective 2024-02-27).

“On February 27, 2024, Sally Holdings LLC (“Holdings”) and Sally Capital Inc. (together with Holdings, the “Issuers”), both subsidiaries of Sally Beauty Holdings, Inc. (the “Company”), completed the issuance and sale of $600,000,000 aggregate principal amount of the Issuers’ 6.75% Senior Notes due 2032 (the “Notes”) in a previously announced registered public offering.”
NeuroMetrix, Inc.

NeuroMetrix, Inc. amended Amendment No. 16 with Equiniti Trust Company, LLC (formerly known as American Stock Transfer & Trust Company, LLC) (effective 2024-02-20).

“On February 20, 2024, NeuroMetrix, Inc. entered into Amendment No. 16 (“Amendment No. 16”) to the Shareholder Rights Agreement with Equiniti Trust Company, LLC (formerly known as American Stock Transfer & Trust Company, LLC) dated as of March 7, 2007, as amended (the “Shareholder Rights Agreement”).”
NeuroMetrix, Inc.

NeuroMetrix, Inc. amended Amendment No. 16 to the Shareholder Rights Agreement with Equiniti Trust Company, LLC (formerly known as American Stock Transfer & Trust Company, LLC) valued at Extends the term of the Shareholder Rights Agreement by an additional year to March 8, 2025. (effective 2024-02-20).

“On February 20, 2024, NeuroMetrix, Inc. entered into Amendment No. 16 (“Amendment No. 16”) to the Shareholder Rights Agreement with Equiniti Trust Company, LLC (formerly known as American Stock Transfer & Trust Company, LLC) dated as of March 7, 2007, as amended (the “Shareholder Rights Agreement”). Amendment No. 16 extends the term of the Shareholder Rights Agreement by an additional year to March 8, 2025.”
HURN Huron Consulting Group Inc.

Huron Consulting Group Inc. amended Second Amendment to Third Amended and Restated Credit Agreement with Lenders party thereto and Bank of America, N.A. as administrative agent valued at $275 million (effective 2024-02-26).

“On February 26, 2024, Huron Consulting Group Inc. (the "Company" or "Huron") entered into Amendment No.2 (the "Second Amendment") to the Third Amended and Restated Credit Agreement dated as of November 15, 2022 (as amended, the "Amended Credit Agreement"), by and among the Company, as borrower, the Lenders party thereto, and Bank of America, N.A., as administrative agent and collateral agent. The Second Amendment established a $275 million term loan facility (the "Term Loan") under the Amended Credit Agreement, which was funded in a single advance on the date of the Second Amendment.”
RIOT Riot Platforms, Inc.

Riot Platforms, Inc. entered into Purchase Order with MicroBT valued at $96,673,500 (effective 2024-02-24).

“On February 24, 2024, Riot Platforms, Inc. (together with its consolidated subsidiaries, “ Riot ”) entered into a purchase order, dated effective as of February 23, 2024, (the “ Purchase Order ”) to purchase 31,500 Bitcoin mining servers (“ Miners ”) from MicroBT (through its manufacturing subsidiary), a leading manufacturer of Bitcoin miners, (“ MicroBT ”).”
Veradigm Inc.

Veradigm Inc. entered into Agreement and Plan of Merger with Cascade Bio, Inc. d/b/a ScienceIO valued at $140,000,000 (effective 2024-02-21).

“On February 21, 2024, Veradigm Inc., a Delaware corporation (the “Company”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Cascade Bio, Inc., a Delaware corporation d/b/a ScienceIO (“ScienceIO”)”
EXC EXELON CORP

EXELON CORP entered into the "Notes" valued at $1.7 billion (effective 2024-02-27).

“On February 27, 2024, Exelon Corporation (the “Company”) issued and sold $1.7 billion in aggregate principal amount of notes consisting of $650 million principal amount of its 5.150% Notes due 2029 (the “2029 Notes”), $650 million principal amount of its 5.450% Notes due 2034 (the “2034 Notes”) and an additional $400 million principal amount of its 5.600% Notes due 2053 (the “2053 Notes” and, collectively with the 2029 Notes and the 2034 Notes, the “Notes”).”
KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

KRATOS DEFENSE & SECURITY SOLUTIONS, INC. entered into Underwriting Agreement with Robert W. Baird & Co. Incorporated, as representative of the several underwriters (effective 2024-02-22).

“On February 22, 2024, Kratos Defense & Security Solutions, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Robert W. Baird & Co. Incorporated, as representative of the several underwriters named therein (collectively, the “Underwriters”), relating to the sale and issuance by the Company of 16,666,667 shares (the “Underwritten Shares”) of the Company's common stock to the Underwriters in a firm commitment underwritten public offering.”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.