Material Agreements

Peak Bio, Inc. entered into Agreement and Plan of Merger with Akari Therapeutics, Plc and Pegasus Merger Sub, Inc. (effective 2024-03-04).

“On March 4, 2024, Peak Bio, Inc., a Delaware corporation (“ Peak Bio ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”) with Akari Therapeutics, Plc, a public company limited by shares incorporated in England and Wales (“ Akari ”), and Pegasus Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Akari (“ Merger Sub ”), pursuant to which, upon the terms and subject to the conditions thereof, Merger Sub will be merged with and into Peak Bio (the “ Merger ”), with Peak Bio surviving the Merger as a wholly-owned subsidiary of Akari.”

Beachbody Company, Inc. amended Consent No. 2 and Amendment No. 4 to the Financing Agreement with Blue Torch Finance, LLC valued at Senior secured term loan facility originally $50.0 million (effective 2024-02-29).

“On February 29, 2024 (the “Closing Date”), Beachbody, LLC (the “Borrower”), a subsidiary of The Beachbody Company, Inc. (the “Company”), the lenders party thereto and Blue Torch Finance, LLC (“Blue Torch”), as collateral agent and as administrative agent, entered into that certain Consent No. 2 and Amendment No. 4 to the Financing Agreement (the “Consent and Amendment”), which amended the Company’s existing Financing Agreement, dated as of August 8, 2022 (as previously amended, the “Financing Agreement”), by and among the Company, the Borrower, the lenders party thereto from time to time and Blue Torch, as collateral agent and as administrative agent, which provided for a senior secured term loan facility in an original aggregate principal amount of $50.0 million (the “Credit Facility”).”

Airspan Networks Holdings Inc. entered into Limited Waiver and Consent, Sixth Amendment to Senior Secured Convertible Note Purchase and Guarantee Agreement and Reaffirmation of Note Documents with the purchasers and the administrative and collateral agent valued at Extended waiver of certain potential prospective events of default and forbearance from exercising r (effective 2024-02-28).

“In connection with the Fifth A&R Credit Agreement, the Company modified the terms of its Senior Secured Convertible Note Purchase and Guarantee Agreement, dated July 30, 2021 (as further amended, amended and restated, restated, supplemented or otherwise modified from time to time prior to the Effective Date, the “Note Purchase Agreement”) pursuant to the Limited Waiver and Consent, Sixth Amendment to Senior Secured Convertible Note Purchase and Guarantee Agreement and Reaffirmation of Note Documents, dated the Effective Date (the “NPA Amendment”), among the Company, ANI, certain of its subsidiaries as guarantors, the purchasers party thereto and the administrative and collateral agent.”

Airspan Networks Holdings Inc. entered into Limited Waiver and Consent, Fifth Amendment and Restatement of Credit Agreement and Reaffirmation of Loan Documents with DBFIP ANI LLC valued at Established new delayed draw term loan commitment of $750,000, accruing interest at variable rate (B (effective 2024-02-28).

“On February 28, 2024 (the “Effective Date”), Airspan Networks Holdings Inc., a Delaware corporation (the “Company”), entered into the Limited Waiver and Consent, Fifth Amendment and Restatement of Credit Agreement and Reaffirmation of Loan Documents (the “Fifth Amendment and Restatement Agreement”) among the Company, as Holdings (in such capacity, “Holdings”), Airspan Networks Inc., a Delaware corporation (“ANI”), as the Borrower (in such capacity, the “Borrower”), certain subsidiaries of the Company, as guarantors, the lenders party thereto (collectively, the “Lenders”) and DBFIP ANI LLC, as administrative agent and collateral agent (together with its successors and assigns in such capacities, the “Agent”).”

Scilex Holding Co entered into Underwriting Agreement with Rodman & Renshaw LLC and StockBlock Securities LLC (effective 2024-02-29).

“On February 29, 2024, Scilex Holding Company (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Rodman & Renshaw LLC and StockBlock Securities LLC, as the representatives (the “Representatives”) of the underwriters named in Schedule A thereto (the “Underwriters”).”

APi Group Corp entered into Underwriting Agreement with UBS Securities LLC and Citigroup Global Markets Inc., as representatives of the several underwriters (effective 2024-02-29).

“On February 29, 2024, APi Group Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with UBS Securities LLC and Citigroup Global Markets Inc., as representatives of the several underwriters named in Schedule III thereto”

TALOS ENERGY INC. entered into Registration Rights Agreement with certain of QuarterNorth’s stockholders.

“On the Closing Date, Talos entered into a Registration Rights Agreement (the “Registration Rights Agreement”), with certain of QuarterNorth’s stockholders”

Transphorm, Inc. entered into Credit Agreement with Renesas Electronics America Inc. valued at $35.0 million (effective 2024-03-01).

“On March 1, 2024, Transphorm, Inc. (the " Company ") entered into a Credit and Security Agreement (the " Credit Agreement "), among the Company, Transphorm Technology, Inc., as guarantor (the " Guarantor "), and Renesas Electronics America Inc., as lender (the " Lender ").”

GridAI Technologies Corp. entered into Purchase Agreement with certain purchasers (effective 2024-03-03).

“On March 3, 2024, First Wave BioPharma, Inc. (the “Company”) entered into a placement agency agreement (the “Placement Agency Agreement”) with Roth Capital Partners, LLC (the “Placement Agent”) and a securities purchase agreement (the “Purchase Agreement”) with certain purchasers pursuant to which the Company agreed to sell, in a registered direct offering (the “Offering”), an aggregate of (i) 173,100 shares (the “Shares”) of common stock, par value $0.0001 per share (the “Common Stock”), of the Company, and (ii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase up to an aggregate of 352,525 shares of Common Stock (the “Pre-Funded Warrant Shares”).”

GridAI Technologies Corp. entered into Placement Agency Agreement with Roth Capital Partners, LLC (effective 2024-03-03).

“On March 3, 2024, First Wave BioPharma, Inc. (the “Company”) entered into a placement agency agreement (the “Placement Agency Agreement”) with Roth Capital Partners, LLC (the “Placement Agent”) and a securities purchase agreement (the “Purchase Agreement”) with certain purchasers pursuant to which the Company agreed to sell, in a registered direct offering (the “Offering”), an aggregate of (i) 173,100 shares (the “Shares”) of common stock, par value $0.0001 per share (the “Common Stock”), of the Company, and (ii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase up to an aggregate of 352,525 shares of Common Stock (the “Pre-Funded Warrant Shares”).”

iSpecimen Inc. entered into At the Market Offering Agreement with Rodman & Renshaw LLC valued at $1,500,000 (effective 2024-03-05).

“On March 5, 2024, iSpecimen Inc., a Delaware corporation (the “Company”), entered into an At the Market Offering Agreement (the “ATM Agreement”) with Rodman & Renshaw LLC as agent (the “Sales Agent”) pursuant to which the Company may issue and sell shares of its common stock, $0.0001 par value per share, having an aggregate offering price of up to $1,500,000 (the “Shares”), from time to time through the Sales Agent (the “Offering”).”

Akari Therapeutics Plc entered into Agreement and Plan of Merger with Peak Bio, Inc. (effective 2024-03-04).

“On March 4, 2024, Akari Therapeutics, Plc, a public company limited by shares incorporated in England and Wales (" Akari "), entered into an Agreement and Plan of Merger (the " Merger Agreement ") with Peak Bio, Inc. (" Peak Bio ") and Pegasus Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Akari (" Merger Sub ")”

Acutus Medical, Inc. amended Waiver and Amendment No. 3 to Amended and Restated Credit Agreement and Amendment to Lender Warrants and Warrant Purchase Agreement with Deerfield Partners, L.P. and Deerfield Private Design Fund III, L.P. (effective 2024-03-04).

“On March 4, 2024, Acutus Medical, Inc. (the “Company”) and Deerfield Partners, L.P. and Deerfield Private Design Fund III, L.P. (collectively, the “Lenders”) entered into the Waiver and Amendment No. 3 to Amended and Restated Credit Agreement and Amendment to Lender Warrants and Warrant Purchase Agreement (the “Amendment”) to amend (i) the Amended and Restated Credit Agreement, dated as of June 30, 2022 (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), among the Company, the Lenders from time to time party thereto and Wilmington Trust, National Association, as the Administrative Agent, (ii) warrants to purchase the Company’s common stock (the “Lender Warrants”) issued to each Lender on June 30, 2022 and (iii) the Warrant Purchase Agreement, dated as of June 30, 2022, by and among the Company and the Lenders pursuant to which the Lender Warrants were issued (the “Warrant Purchase Agreement”).”

Cartesian Therapeutics, Inc. entered into Lease Agreement with 7495 RP, LLC valued at Initial base rent of $902,353 per year for approximately 20,000 leasable square feet (effective 2024-02-28).

“On February 28, 2024, Cartesian Therapeutics, Inc. (the “Company”) entered into a lease agreement with 7495 RP, LLC (the “Landlord”), pursuant to which the Company agreed to lease from the Landlord the manufacturing space located at 7495 New Horizon Way, Frederick, Maryland 21702 (the “Lease Agreement”).”

SOBR Safe, Inc. entered into Inducement Letters with holders of Senior Convertible Notes (effective 2024-03-04).

“On March 4, 2024, SOBR Safe, Inc. (the “Company”) entered into inducement offer letter agreements (the “Inducement Letters”) with each holder (collectively, the “Holders”, and, individually, a “Holder”) of the Company’s Senior Convertible Notes issued on March 9, 2023 (the “Applicable Notes”).”

PROSPER MARKETPLACE, INC amended Purchase Agreement Amendment with WebBank (effective 2024-02-28).

“(iii) a Fourth Amendment (the “ Purchase Agreement Amendment ”) to the Stand By Purchase Agreement, dated July 1, 2016, between PMI and WebBank (the “ Purchase Agreement ””

PROSPER MARKETPLACE, INC amended Marketing Agreement Amendment with WebBank (effective 2024-02-28).

“(ii) a Seventh Amendment (the “ Marketing Agreement Amendment ”) to the Marketing Agreement, dated July 1, 2016, between PMI and WebBank (the “ Marketing Agreement ");”

PROSPER MARKETPLACE, INC amended Sale Agreement Amendment with WebBank (effective 2024-02-28).

“(i) a Seventh Amendment (the “ Sale Agreement Amendment ”) to the Asset Sale Agreement, dated July 1, 2016, between PFL and WebBank (the “ Sale Agreement ");”

KUSTOM ENTERTAINMENT, INC. entered into Asset Purchase Agreement with JC Entertainment, LLC valued at $542,959.15 (effective 2024-03-01).

“On March 1, 2024, Kustom 440 Inc., a Nevada corporation and wholly-owned subsidiary of Kustom Entertainment (“ Kustom 440 ”), entered into an Asset Purchase Agreement (the “ Acquisition Agreement ”) with JC Entertainment, LLC, a Kansas limited liability company (“ JC Entertainment ”). Pursuant to the Acquisition Agreement, Kustom 440 acquired certain assets associated with a music entertainment event (“ Country Stampede ”), including all intellectual property arising out of and relating to Country Stampede (“ Country Stampede Intellectual Property ”) and certain contracts in which JC Entertainment is a party to host and operate the 2024 Country Stampede (the “ Assumed Contracts ”, and together with the Country Stampede Intellectual Property, the “ Purchased Assets ”). As consideration for acquiring the Purchased Assets, Kustom 440 paid JC Entertainment the aggregate purchase price amount of Five Hundred Forty Two Thousands Nine Hundred Fifty Nine and 15/100 Dollars ($542,959.15), with”

KUSTOM ENTERTAINMENT, INC. entered into Note Purchase Agreement with Mosh Man, LLC valued at $1,425,000 (effective 2024-03-01).

“On March 1, 2024, Digital Ally, Inc. (the “Company”) entered into a Note Purchase Agreement (the “ Agreement ”), by and between the Company, Kustom Entertainment, Inc., a Nevada corporation and wholly-owned subsidiary of the Company (“ Kustom Entertainment ” and, together with the Company, the “ Borrowers ”), and Mosh Man, LLC, a New Jersey limited liability company (the “ Purchaser ”), pursuant to which the Borrowers issued to the Purchaser a Senior Secured Promissory Note (the “ Note ”) with a principal amount of $1,425,000.”

HNO International, Inc. entered into Extension to Promissory Note with HNO Green Fuels, Inc. valued at Extension of Maturity Date from March 1, 2024 to December 31, 2024 (effective 2024-03-01).

“On March 1, 2024, HNO International, Inc., a Nevada corporation (the "Company"), entered into an Extension to Promissory Note (the "1 st Extension") with HNO Green Fuels, Inc., a Nevada corporation (“HNOGF”), pursuant to the terms set forth in the 1 st Extension.”

UNIVERSAL BIOSENSORS INC entered into Underwriting Term Sheet with an underwriter named in the Underwriting Term Sheet valued at A$10 million (effective 2024-02-28).

“On February 28, 2024, Universal Biosensors, Inc. (the “Company”) entered into a binding equity underwriting term sheet (the “Underwriting Term Sheet”) with an underwriter named in the Underwriting Term Sheet (the “Underwriter”), whereby the Underwriter has agreed to fully underwrite a A$10 million pro rata non-renounceable entitlement offer to eligible existing holders of CHESS Depositary Interests (“CDIs”)”

Vivani Medical, Inc. entered into Placement Agency Agreement with Maxim Group LLC (effective 2024-03-01).

“The Company also entered into a Placement Agency Agreement with Maxim Group LLC (the “Placement Agency Agreement,” and together with the Securities Purchase Agreement, the “Agreements”), who is acting as the sole placement agent for the Offering.”

Vivani Medical, Inc. entered into Securities Purchase Agreement with an institutional investor valued at approximately $15.0 million (effective 2024-03-01).

“On March 1, 2024, Vivani Medical, Inc. (the “Company”) entered into a Securities Purchase Agreement with an institutional investor (the “Securities Purchase Agreement”) relating to the issuance of 3,947,368 shares of the Company’s common stock, par value of $0.0001 per share (the “Common Stock”) and warrants to purchase up to an aggregate of 3,947,368 shares of Common Stock (the “Warrant”), to such investor at a purchase price of $3.80 per share and accompanying warrant in a registered direct offering (the “Offering”).”

Idaho Copper Corp entered into Subscription Agreement with 23 accredited investors valued at $1,692,000 (effective 2024-02-28).

“On February 28, 2024, Idaho Copper Corporation, a Nevada corporation (the “Company”), entered into subscription agreements (each a “Subscription Agreement”) with 23 accredited investors (each, a “Subscriber” and collectively, the “Subscribers”), pursuant to which the Company offered and sold to the Subscribers in a private placement offering (the “Offering”), a total of 141 units (each, a “Unit” and, collectively, the “Units”), for a purchase price of $12,000 per Unit, and a total purchase price of $1,692,000.”

CUTERA INC entered into Business Transfer and Termination Agreement with ZO Skin Health, Inc. and its affiliates valued at $5.75 million (effective 2024-02-28).

“On February 28, 2024, the Company and its Japanese subsidiary, Cutera KK, entered into a Business Transfer and Termination Agreement (the “Termination Agreement”) with ZO and its Japanese subsidiary, ZO Skin Health GK”

CUTERA INC entered into Settlement Agreement with Jabil Inc. valued at $19.5 million (effective 2024-02-28).

“On February 28, 2024, the Company and Jabil entered into a settlement agreement related to the non-renewal of the Manufacturing Service Agreement (the “Settlement Agreement”).”

CUTERA INC terminated Manufacturing Service Agreement with Jabil Inc..

“In November 2023, Cutera, Inc. (the “Company”) communicated its intention not to renew its existing manufacturing service agreement (the “Manufacturing Service Agreement”) with Jabil Inc.”

Applied Digital Corp. entered into Loan Agreement with Cornerstone Bank valued at $16,000,000 (effective 2024-02-28).

“On February 28, 2024, APLD GPU-01, LLC (the “Borrower”), a wholly-owned subsidiary of Applied Digital Corporation (the “Company”), entered into a Loan Agreement with Cornerstone Bank, a North Dakota state chartered bank (the “Lender”) (the “Loan Agreement”) pursuant to which the Lender loaned the principal amount of $16,000,000 to the Borrower with a maturity date of March 1, 2029 (the “Loan”).”

Armata Pharmaceuticals, Inc. amended Second Amendment to Convertible Credit Agreement with Innoviva.

“and (ii) that certain convertible credit and security agreement (the “Second Amendment to Convertible Credit Agreement” and together with the First Amendment to Credit Agreement, the “Amendments”), dated as of January 10, 2023, by and among the Company, as borrower, Innoviva, as lender, and certain domestic subsidiaries of the Company, as guarantors.”

Armata Pharmaceuticals, Inc. amended First Amendment to Credit Agreement with Innoviva.

“Concurrently with the execution of the Credit Agreement, the Company entered into amendments to (i) that certain credit and security agreement (the “First Amendment to Credit Agreement”), dated as of July 10, 2023, by and among the Company, as borrower, Innoviva, as lender, and certain domestic subsidiaries of the Company, as guarantors”

Armata Pharmaceuticals, Inc. entered into Credit Agreement with Innoviva Strategic Opportunities LLC valued at $35 million (effective 2024-03-04).

“On March 4, 2024, Armata Pharmaceuticals, Inc. (the “Company”) announced in the press release furnished hereto as Exhibit 99.1 that it had entered into, as borrower, a credit and security agreement (the “Credit Agreement”) with Innoviva Strategic Opportunities LLC (“Innoviva”), a wholly owned subsidiary of Innoviva, Inc. (the “Parent”), a principal shareholder of the Company on March 4, 2024.”

NEKTAR THERAPEUTICS amended Amendment No 1 to Purchase and Sale Agreement with Healthcare Royalty valued at $15 million cash payment (effective 2024-03-04).

“On March 4, 2024, Nektar Therapeutics (“Nektar”) and entities managed by Healthcare Royalty entered into an Amendment No 1. (the “Amendment”) to that certain Purchase and Sale Agreement, dated as of December 16, 2020, as more fully described in Nektar’s Current Report on Form 8-K filed on December 22, 2020 (the “Purchase Agreement”).”

NEKTAR THERAPEUTICS entered into Purchase Agreement with TCG Crossover Fund II, L.P. valued at $30.0 million (effective 2024-03-04).

“On March 4, 2024, Nektar Therapeutics (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with TCG Crossover Fund II, L.P. (the “Purchaser”), for the private placement (the “Private Placement”) of a pre-funded warrant (the “Pre-Funded Warrant”) to purchase 25,000,000 shares of the Company’s common stock (the “Common Stock”), par value $0.0001 per share (the “Warrant Shares” and together with the Pre-Funded Warrant, the “Securities”), at a total purchase price of $30.0 million”

POTOMAC ELECTRIC POWER CO entered into First Mortgage Bonds valued at $300 million aggregate principal amount (effective 2024-03-04).

“On March 4, 2024, Potomac Electric Power Company (Pepco) issued and sold (i) $375 million aggregate principal amount of Pepco’s First Mortgage Bonds, 5.200% Series due March 15, 2034 (the “2034 Bonds”)”

PINNACLE WEST CAPITAL CORP entered into Forward Sale Agreements with Mizuho Markets Americas LLC and Wells Fargo Bank, National Association valued at aggregate of 9,774,436 shares of common stock; aggregate of 1,466,165 shares under Additional Forwar (effective 2024-02-28).

“On February 28, 2024, Pinnacle West Capital Corporation (“Pinnacle West” or the “Company”) entered into separate forward sale agreements (each, a “Forward Sale Agreement” and, together, the “Forward Sale Agreements”) with Mizuho Markets Americas LLC and Wells Fargo Bank, National Association (each, a “Forward Purchaser” and, together, the “Forward Purchasers”), relating to an aggregate of 9,774,436 shares of the Company’s common stock, no par value (the “common stock”).”

Ventas, Inc. entered into Cooperation Agreement with Land & Buildings Investment Management, LLC and certain of its affiliates (collectively, Land & Buildings) (effective 2024-03-04).

“entered into a cooperation agreement (the "Cooperation Agreement") with Land & Buildings Investment Management, LLC and certain of its affiliates (collectively, "Land & Buildings")”

Birchtech Corp. terminated Satisfaction and Discharge of Secured Debt with AC Midwest Energy LLC (effective 2024-02-27).

“As a result of the repayment of the remaining principal balance under the Secured Debt, the Company, MES and AC Midwest executed a Satisfaction and Discharge of Secured Debt confirming the cancellation of the Secured Note and that all of the obligations under the Restated Financing Agreement have been fully satisfied and discharged.”

Birchtech Corp. entered into Unsecured Debt Restructuring Agreement with AC Midwest Energy LLC valued at $4,114,930.60 (effective 2024-02-27).

“On February 27, 2024, Midwest Energy Emissions Corp. (the “Company”), along with its wholly-owned subsidiary, MES, Inc. (“MES”), entered into an Unsecured Debt Restructuring Agreement (the “Debt Restructuring Agreement”) with AC Midwest Energy LLC (“AC Midwest”) which replaces and supersedes the Unsecured Note Financing Agreement and Reaffirmation of Guaranty entered into with AC Midwest on February 25, 2019, as amended on October 28, 2022 (the “Unsecured Note Financing Agreement”).”

CADIZ INC entered into Term Sheet for the Delivery of Water Made Available by Cadiz Inc. and Fenner Gap Mutual Water Company to Santa Margarita Water District in the Northern Pipeline with Santa Margarita Water District valued at $1,650 per AFY (effective 2024-02-28).

“On February 28, 2024, Cadiz Inc. (the “Company” or “Cadiz”) entered into (i) an Agreement for the Delivery of Water Made Available by Cadiz Inc. and Fenner Gap Mutual Water Company to Public Water Systems, among Cadiz, Cadiz Real Estate LLC, a wholly-owned subsidiary of Cadiz, Fenner Gap Mutual Water Company (“FGMWC”) and Fontana Water Company (“FWC”), an investor-owned utility serving the City of Fontana, California (the “FWC Agreement”), and (ii) a Term Sheet for the Delivery of Water Made Available by Cadiz Inc. and Fenner Gap Mutual Water Company to Santa Margarita Water District in the Northern Pipeline (the “SMWD Term Sheet,"”

CADIZ INC entered into Agreement for the Delivery of Water Made Available by Cadiz Inc. and Fenner Gap Mutual Water Company to Public Water Systems with Fontana Water Company valued at $1,650 per AFY (effective 2024-02-28).

“On February 28, 2024, Cadiz Inc. (the “Company” or “Cadiz”) entered into (i) an Agreement for the Delivery of Water Made Available by Cadiz Inc. and Fenner Gap Mutual Water Company to Public Water Systems, among Cadiz, Cadiz Real Estate LLC, a wholly-owned subsidiary of Cadiz, Fenner Gap Mutual Water Company (“FGMWC”) and Fontana Water Company (“FWC”), an investor-owned utility serving the City of Fontana, California (the “FWC Agreement"),”

ALLIENT INC entered into Note Purchase and Private Shelf Agreement with PGIM, Inc. and certain of its affiliates valued at $150 million (effective 2024-03-01).

“On March 1, 2024, Allient Inc. (the “Company”) entered into a Note Purchase and Private Shelf Agreement (the “Agreement”) by and among the Company, PGIM, Inc. (“Prudential”) and certain of its affiliates (the “Prudential Affiliates”) party thereto.”

ALLIENT INC amended Third Amended and Restated Credit Agreement with HSBC Bank USA, National Association, as Administrative Agent, and the lenders from time to time party thereto valued at $280 million (effective 2024-03-01).

“On March 1, 2024, Allient Inc. and one of its subsidiaries, Allied Motion Technologies B.V. (together, the “Company”) entered into a Third Amended and Restated Credit Agreement (the “Revolving Facility”) with HSBC Bank USA, National Association, as Administrative Agent, the lenders from time to time party thereto, and HSBC Bank USA, National Association, Wells Fargo Bank, National Association, TD Bank, N.A. and PNC Capital Markets LLC, as Joint Lead Arrangers, and Citizens Bank, N.A., as Syndication Agent.”

ARES STRATEGIC INCOME FUND amended SG Funding Facility Amendment with Société Générale valued at increased the total commitments ... from $1.2 billion to $1.4 billion (effective 2024-02-27).

“On February 27, 2024, Ares Strategic Income Fund (the “Fund”) and ASIF Funding I, LLC, a wholly owned subsidiary of the Fund (the “Borrower”), entered into Amendment No. 3 to the Loan and Servicing Agreement (the “SG Funding Facility Amendment”), to the Loan and Servicing Agreement, dated as of July 26, 2023 (as amended, the “SG Funding Facility”)”

Blue World Acquisition Corp amended Amendment to the Merger Agreement with TOYO Co., Ltd, TOYOone Limited, TOPTOYO INVESTMENT PTE. LTD., Vietnam Sunergy Cell Company Limited, Vietnam Sunergy Joint Stock Company, Fuji Solar Co., Ltd, WA Global Corporation, Belta Technology Company Limited, BestToYo Technology Company Limited (effective 2024-02-29).

“On February 29, 2024, Blue World Acquisition Corporation (“ BWAQ ”) entered into an Amendment No. 3 (the “ Amendment to the Merger Agreement ”) to the Agreement and Plan of Merger, dated as of August 10, 2023, as amended on December 6, 2023 and February 6, 2024 (as the same may be amended, restated or supplemented, the “ Merger Agreement ”) with TOYO Co., Ltd, a Cayman Islands exempted company (“ PubCo ”), TOYOone Limited, a Cayman Islands exempted company (“ Merger Sub ”), TOPTOYO INVESTMENT PTE. LTD., a Singapore private company limited by shares (“ SinCo ”), Vietnam Sunergy Cell Company Limited, a Vietnamese company, (“ TOYO Solar ”, together with PubCo, Merger Sub and SinCo, the “ Group Companies ”, or each individually, a “ Group Company ”), Vietnam Sunergy Joint Stock Company, a Vietnam joint stock company (“ VSUN ”), Fuji Solar Co., Ltd, a Japanese company (“ Fuji Solar ”), WA Global Corporation, a Cayman Islands exempted company (“ WAG ”), Belta Technology Company Limited, a Ca”

Portillo's Inc. entered into Underwriting Agreement with BofA Securities, Inc. (effective 2024-02-28).

“On February 28, 2024, the Company and PHD Group Holdings, LLC entered into an underwriting agreement (the “Underwriting Agreement”) with BofA Securities, Inc. as underwriter (the “Underwriter”) for the purchase and sale of 8,000,000 shares of the Company’s Class A common stock.”

Portillo's Inc. entered into Stock Unit and Purchase Agreement with certain funds affiliated with Berkshire Partners LLC and other selling stockholders valued at aggregate purchase price of approximately $114.96 million (effective 2024-02-27).

“On February 27, 2024, Portillo’s Inc. (the “Company”) entered into a stock unit and purchase agreement (the “Stock Unit and Purchase Agreement”) with certain funds affiliated with Berkshire Partners LLC and other selling stockholders named therein (collectively, the “Selling Stockholders”), pursuant to which the Company agreed to (i) purchase limited liability company units of its subsidiary, PHD Group Holdings, LLC, from certain of the Selling Stockholders and (ii) purchase shares of Class A common stock of the Company from certain Selling Stockholders, in each case, in a private, non-underwritten transaction made in connection with an underwritten “synthetic secondary” public offering by the Company of 8,000,000 shares of its Class A common stock on February 28, 2024 (the “Offering”).”

Dragonfly Energy Holdings Corp. entered into February Note with Brian Nelson valued at $1,700,000 (effective 2024-02-27).

“On February 27, 2024, Dragonfly Energy Holdings Corp. (the “ Company ”) issued an unsecured convertible promissory note (the “ February Note ”) in the principal amount of $1,700,000”

Dragonfly Energy Holdings Corp. entered into January Note with Brian Nelson valued at $1,000,000 (effective 2024-01-24).

“On January 24, 2024, Dragonfly Energy Holdings Corp. (the “ Company ”) issued an unsecured convertible promissory note (the “ January Note ”) in the principal amount of $1,000,000”

Catcha Investment Corp amended Business Combination Agreement Amendment with Crown LNG Holding AS, Crown LNG Holdings Limited, CGT Merge II Limited valued at Extended termination date from February 17, 2024 to May 17, 2024; Catcha waived right to withdraw up (effective 2024-02-16).

“On February 16, 2024, the parties to the Business Combination Agreement entered into that certain amendment to the Business Combination Agreement (the “ Amendment ”) pursuant to which (i) the parties agreed to extend the date on which the Business Combination Agreement may be terminated by the parties if the conditions to the Closing (as defined in the Business Combination Agreement) have not been satisfied or waived from February 17, 2024 to May 17, 2024 and (ii) Catcha agreed to waive its right under its amended and restated memorandum and articles of association to withdraw up to $100,000 of the interest earned on the funds held in the trust account established in connection with Catcha’s initial public offering (the “ Trust Account ”) to pay dissolution expenses in the event of the liquidation of the Trust Account.”