Material Agreements

Veradigm Inc. entered into Agreement and Plan of Merger with Cascade Bio, Inc. d/b/a ScienceIO valued at $140,000,000 (effective 2024-02-21).

“On February 21, 2024, Veradigm Inc., a Delaware corporation (the “Company”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Cascade Bio, Inc., a Delaware corporation d/b/a ScienceIO (“ScienceIO”)”

EXELON CORP entered into the "Notes" valued at $1.7 billion (effective 2024-02-27).

“On February 27, 2024, Exelon Corporation (the “Company”) issued and sold $1.7 billion in aggregate principal amount of notes consisting of $650 million principal amount of its 5.150% Notes due 2029 (the “2029 Notes”), $650 million principal amount of its 5.450% Notes due 2034 (the “2034 Notes”) and an additional $400 million principal amount of its 5.600% Notes due 2053 (the “2053 Notes” and, collectively with the 2029 Notes and the 2034 Notes, the “Notes”).”

KRATOS DEFENSE & SECURITY SOLUTIONS, INC. entered into Underwriting Agreement with Robert W. Baird & Co. Incorporated, as representative of the several underwriters (effective 2024-02-22).

“On February 22, 2024, Kratos Defense & Security Solutions, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Robert W. Baird & Co. Incorporated, as representative of the several underwriters named therein (collectively, the “Underwriters”), relating to the sale and issuance by the Company of 16,666,667 shares (the “Underwritten Shares”) of the Company's common stock to the Underwriters in a firm commitment underwritten public offering.”

WHIRLPOOL CORP /DE/ entered into Underwriting Agreement with SMBC Nikko Securities America, Inc., BNP Paribas Securities Corp., ING Financial Markets LLC, Mizuho Securities USA LLC, Scotia Capital (USA) Inc. and SG Americas Securities, LLC valued at $300 million (effective 2024-02-22).

“On February 22, 2024, Whirlpool Corporation (the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with SMBC Nikko Securities America, Inc., BNP Paribas Securities Corp., ING Financial Markets LLC, Mizuho Securities USA LLC, Scotia Capital (USA) Inc. and SG Americas Securities, LLC, as representatives of the several underwriters named therein, relating to the offering by the Company of $300 million aggregate principal amount of 5.750% Senior Notes due 2034 (the “Notes”), in a public offering pursuant to a registration statement on Form S-3 (File No. 333-276169), and a preliminary prospectus supplement and prospectus supplement related to the offering of the Notes, each as previously filed with the Securities and Exchange Commission (the “Commission”).”

AMERICAN STATES WATER CO entered into Equity Distribution Agreement with Wells Fargo Securities, LLC, Janney Montgomery Scott LLC, RBC Capital Markets, LLC, Siebert Williams Shank & Co., LLC valued at up to $200,000,000 (effective 2024-02-27).

“On February 27, 2024, American States Water Company (the “Company”) entered into an Equity Distribution Agreement (the “Agreement”) with Wells Fargo Securities, LLC (“Wells Fargo”), Janney Montgomery Scott LLC (“JMS”), RBC Capital Markets, LLC (“RBC”), and Siebert Williams Shank & Co., LLC (“SWS”) with respect to an at-the-market offering program under which the Company may offer and sell, from time to time at its sole discretion, its common shares, no par value per share (the “Common Shares”), having an aggregate offering price of up to $200,000,000”

LITHIA MOTORS INC amended Fifth Amendment with U.S. Bank National Association valued at $6.00 billion (effective 2024-02-23).

“On February 23, 2024, Lithia Motors, Inc. (the "Company”) entered into a Fifth Amendment (the "Fifth Amendment”) to its Fourth Amended and Restated Loan Agreement (the "Loan Agreement”) with U.S. Bank National Association as agent for the lenders, and each of the lenders party to the Loan Agreement, as lenders (collectively, the "Lenders”).”

DOLLAR TREE, INC. entered into Plea Agreement with United States Department of Justice valued at $200,000 in fines and a forfeiture money judgment in the amount of $41,475,000 (effective 2024-02-26).

“On February 26, 2024, Family Dollar Stores, LLC (“Family Dollar”), a wholly-owned subsidiary of Dollar Tree, Inc. (“Dollar Tree” or the “Company”), entered into a Plea Agreement (the “Plea Agreement”) in connection with the previously disclosed investigation by the United States Department of Justice”

JABIL INC amended Amendment with Citibank, N.A., as administrative agent; Sumitomo Mitsui Banking Corporation and Citibank, N.A., as sustainability agents; JPMorgan Chase Bank, N.A. and Bank of America, N.A., as co-syndication agents; BNP Paribas, Credit Agricole Corporate and Investment Bank, Mizuho Bank, Ltd., Sumitomo Mitsui Ban (effective 2024-02-23).

“On February 23, 2024, Jabil Inc. (the “Company”) entered into an amendment (the “Amendment”) to its senior unsecured credit agreement dated as of January 22, 2020”

Resonate Blends, Inc. entered into Share Exchange Agreement with Emergent Health Corp. valued at exchange of EMGE Equity Interests for preferred stock convertible into 93% of Company common stock (effective 2024-02-20).

“On February 20, 2024, Resonate Blends, Inc. (the “ Company ”) entered into a Share Exchange Agreement (the “ Exchange Agreement ”) with Emergent Health Corp., a Wyoming corporation (hereinafter referred to as “ EMGE ”), and the holders (the “ EMGE Preferred Shareholders ) of Series Class A Preferred Stock, the Series C Convertible Non-Voting Preferred Stock and the Class F Preferred Stock of EMGE (the “ EMGE Equity Interests ”).”

BLOOMIA HOLDINGS, INC. entered into Credit Agreement with Associated Bank, N.A. (effective 2024-02-20).

“On February 20, 2024, the Company entered into a Credit Agreement as the parent guarantor, together with the U.S. Subsidiary, as borrower (the “Borrower”), the Dutch Subsidiary, as a guarantor, and, effective immediately upon the consummation of the Purchase Agreement, Bloomia, and Fresh Tulips USA, LLC, a Virginia limited liability company, as guarantors, with Associated Bank, N.A., a national banking association, as agent for itself and the other lenders from time to time party thereto (the “Credit Agreement”).”

BLOOMIA HOLDINGS, INC. entered into Agreement for the Sale and Purchase of Shares with Botman Bloembollen B.V., W.F. Jansen, H.J. Strengers valued at approximately $54.4 million (effective 2024-02-22).

“Agreement for the Sale and Purchase of Shares (the “Purchase Agreement”) by and among the U.S. Subsidiary, the Dutch Subsidiary, Botman Bloembollen B.V. (“Botman”), W.F. Jansen, who is also the continuing chief executive officer of Bloomia (“Jansen”), and H.J. Strengers (“Strengers”, together with Botman and Jansen, the “Sellers”) and the Company, as the Guarantor.”

CISCO SYSTEMS, INC. entered into First Supplemental Indenture with The Bank of New York Mellon Trust Company, N.A. (effective 2024-02-26).

“as supplemented by the First Supplemental Indenture, dated as of February 26, 2024 (the “First Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), between the Company and the Trustee.”

CISCO SYSTEMS, INC. entered into Underwriting Agreement with BofA Securities, Inc., Barclays Capital Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities LLC and Wells Fargo Securities, LLC (effective 2024-02-21).

“The Notes were sold pursuant to an underwriting agreement, dated February 21, 2024 (the “Underwriting Agreement”), among the Company and BofA Securities, Inc., Barclays Capital Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities LLC and Wells Fargo Securities, LLC on behalf of the several underwriters named therein.”

CISCO SYSTEMS, INC. entered into Base Indenture with The Bank of New York Mellon Trust Company, N.A. valued at $13,500,000,000 (effective 2024-02-26).

“On February 26, 2024, Cisco Systems, Inc. (the “Company”) issued $1,000,000,000 principal amount of its 4.900% Senior Notes due 2026”

Emmaus Life Sciences, Inc. entered into Exchange Agreement with note holders valued at $9 million principal amount of convertible promissory notes (effective 2024-02-21).

“On February 21, 2024, Emmaus Life Sciences, Inc. (“we,” “us,” “our,” “Emmaus” and the “company”) entered into an Exchange Agreement pursuant to which we agree to issue $9 million principal amount of convertible promissory notes of the company due February 24, 2025 (the “Exchange Notes”) in exchange for the surrender for cancellation and satisfaction in full of a like principal amount of our outstanding convertible promissory notes due February 24, 2024.”

DOMINION ENERGY, INC entered into Equity Capital Contribution Agreement with Dunedin Member LLC, an affiliated investment vehicle of Stonepeak Partners LLC valued at approximately $3 billion (effective 2024-02-21).

“Virginia Electric and Power Company (Virginia Power), a wholly-owned subsidiary of Dominion Energy, Inc. (Dominion Energy), and Dunedin Member LLC, a Delaware limited liability company (Investor), an affiliated investment vehicle of Stonepeak Partners LLC (Stonepeak) entered into an Equity Capital Contribution Agreement (the Contribution Agreement)”

MODINE MANUFACTURING CO entered into Share Purchase Agreement with Olympic International Agencies Ltd. valued at $257.0 million (CDN), or approximately $191 million (US) (effective 2024-02-23).

“On February 23, 2024, Modine Manufacturing (Canada) Ltd. (the “Purchaser”), a wholly-owned subsidiary of Modine Manufacturing Company (“Modine”), entered into a Share Purchase Agreement (the “SPA”), by and among the Purchaser, Olympic International Agencies Ltd. (the “Seller Parent”), and Modine, pursuant to which the Purchaser agreed to purchase (the “Transaction”) from the Seller Parent of all the issued and outstanding shares in the capital of Scott Springfield MFG Inc.”

AIR T INC entered into Note Purchase Agreement with Honeywell Common Investment Fund and Honeywell International Inc. Master Retirement Trust valued at $15,000,000 (effective 2024-02-22).

“On February 22, 2024 (the “Closing Date”), Air T, Inc., a Delaware corporation (the “Company”), along with its wholly owned subsidiary AAM 24-1, LLC, a Minnesota limited liability company (the “Issuer”), entered into a Note Purchase Agreement (the “Note Purchase Agreement”) with Honeywell Common Investment Fund and Honeywell International Inc. Master Retirement Trust (each, an “Investor” and together, the “Investors”) pursuant to which the Issuer agreed to issue and sell 8.5% senior secured notes in the aggregate principal amount of $15,000,000 to the Investors”

LUDWIG ENTERPRISES, INC. entered into Securities Purchase Agreement with the Investor valued at principal amount of $50,000, net proceeds of $40,000 (effective 2024-02-12).

“On February 12, 2024, the Company and the Investor entered into a securities purchase agreement (the “SPA”), pursuant to which the Company agreed to issue to the Investor a Promissory Note (the “Note”), dated February 12, 2024, in the principal amount of $50,000.”

LUDWIG ENTERPRISES, INC. entered into Common Stock Purchase Agreement with institutional investor valued at up to $5,000,000 in shares of common stock (effective 2024-02-12).

“On February 12, 2024, Ludwig Enterprises, Inc., a Nevada corporation (the “Company”), entered into a Common Stock Purchase Agreement (the “Purchase Agreement”), together with a registration rights agreement (the “Registration Rights Agreement”) with an institutional investor (the “Investor”), pursuant to which the Company has the right to sell to the Investor up to $5,000,000 in shares of its common stock ("Common Stock"), subject to certain limitations.”

Eightco Holdings Inc. entered into Purchase Agreement with certain investors valued at aggregate gross proceeds of approximately $0.81 million (effective 2024-02-26).

“Eightco Holdings Inc. (the " Company ") entered into a Securities Purchase Agreement (the " Purchase Agreement ") with certain investors (the " Investors "), pursuant to which the Company has agreed to sell to the Investors an aggregate of 987,807 shares”

La Rosa Holdings Corp. entered into Securities Purchase Agreements with an accredited investor valued at $1,052,631.58 (effective 2024-02-20).

“On February 20, 2024, La Rosa Holdings Corp., a Nevada corporation (the “ Company ”), entered into securities purchase agreements (the “ Securities Purchase Agreements ”) with an accredited investor (the “ Investor ”) for the issuance of 13% senior secured promissory note in the aggregate principal amount of $1,052,631.58”

PepperLime Health Acquisition Corp entered into Note with PepperOne LLC, the Company’s sponsor (the “Sponsor”) valued at $77,000 (effective 2024-02-21).

“On February 21, 2024, PepperLime Health Acquisition Corporation (the “Company”) issued an unsecured promissory note in the aggregate principal amount of up to $77,000 (the “Note”) to PepperOne LLC, the Company’s sponsor (the “Sponsor”).”

Mountain & Co. I Acquisition Corp. entered into Convertible Promissory Note with several accredited investors valued at $1,200,000 (effective 2024-02-20).

“In connection with the Financing, the Company issued to each investor a convertible promissory note (each such note, a “ Convertible Note ”) evidencing the outstanding balance under such investor’s loan.”

Moringa Acquisition Corp entered into Business Combination Agreement with Silexion Therapeutics Ltd. valued at $62.5 million (effective 2024-02-21).

“On February 21, 2024, Moringa Acquisition Corp, a Cayman Islands exempted company (“ Moringa ”, the “ Company ”, or the “ SPAC ”), together with its wholly-owned Israeli subsidiary (“ Merger Sub ”), entered into a business combination agreement (as the same may be amended, supplemented or otherwise modified from time to time, the “ BCA ”) with Silexion Therapeutics Ltd., an Israeli company (“ Silexion ”).”

Aaron's Company, Inc. entered into Loan Facility Agreement and Guaranty with Truist Bank, as servicer (effective 2024-02-23).

“On February 23, 2024, the Company amended its Loan Facility Agreement and Guaranty, dated as of April 1, 2022 (as amended by the Franchise Facility Amendment (as defined below), the “ Franchise Agreement ”), among the Company, Borrower, the financial institutions from time to time party thereto, as participants (the “ Participants ”), and Truist Bank, as servicer (the “ Servicer ”), pursuant to the terms and conditions of that certain Second Amendment to Loan Facility Agreement and Guaranty (the “ Franchise Facility Amendment ”), among the Company, Borrower, the various subsidiaries of Borrower party thereto as guarantors (collectively, together with the Company and Borrower, the “ Franchise Facility Loan Parties ”), the Participants party thereto and the Servicer.”

Aaron's Company, Inc. amended Credit Agreement with Truist Bank, as administrative agent (effective 2024-02-23).

“On February 23, 2024, The Aaron’s Company, Inc., a Georgia corporation (the “ Company ”) amended its Credit Agreement, dated as of April 1, 2022 (as amended by the Credit Facility Amendment (as defined below), the “ Credit Agreement ”), among the Company, Aaron’s, LLC, a wholly owned subsidiary of the Company (“ Borrower ”), the financial institutions from time to time party thereto, as lenders (the “ Lenders ”), and Truist Bank, as administrative agent (the “ Agent ”), pursuant to the terms and conditions of that certain First Amendment to Credit Agreement (the “ Credit Facility Amendment ”), among the Company, Borrower, the various subsidiaries of Borrower party thereto as guarantors (collectively with the Company and Borrower, the “ Credit Facility Loan Parties ”), the Lenders party thereto and the Agent.”

Owlet, Inc. entered into Investment Agreement with certain investors listed on Schedule 1 thereto (the "Investors") valued at $9.25 million (effective 2024-02-25).

“On February 25, 2024, Owlet, Inc. (the “Company”) entered into an Investment Agreement (the “Investment Agreement”) with certain investors listed on Schedule 1 thereto (the “Investors”), pursuant to which the Company will issue and sell to the Investors (i) an aggregate of 9,250 shares (the “Preferred Shares”) of the Company’s Series B Convertible Preferred Stock, par value $0.0001 per share (the “Series B Preferred Stock”) and (ii) warrants (“Warrants”) to purchase an aggregate of 1,799,021 shares of the Company’s Class A Common Stock, par value $0.0001 per share (the “Common Stock”), for an aggregate purchase price of $9.25 million”

GoodRx Holdings, Inc. entered into Fifth Amendment to First Lien Credit Agreement with Barclays Bank PLC, as administrative agent, and the lenders and other parties party thereto (effective 2024-02-20).

“On February 20, 2024, GoodRx, Inc. (“GoodRx”), an indirect wholly-owned subsidiary of GoodRx Holdings, Inc. (the “Company”), entered into the Fifth Amendment to First Lien Credit Agreement (the “Fifth Amendment”), by and among GoodRx, as borrower, GoodRx Intermediate Holdings, LLC and the other guarantors party thereto (collectively, together with GoodRx, the “Loan Parties”), Barclays Bank PLC, as administrative agent, and the lenders and other parties party thereto, in order to amend its First Lien Credit Agreement, dated as of October 12, 2018 (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), to, among other things, extend the maturity date of its $100.0 million revolving credit facility thereunder from October 11, 2024 to July 11, 2025.”

Interactive Strength, Inc. entered into Exclusive Distribution Agreement with WOODWAY USA, INC. valued at up to approximately $7 million in net revenue from sale of 2,150 units; warrant to purchase 800,000 (effective 2024-02-20).

“On February 20, 2024, Interactive Strength Inc., a Delaware corporation (the “Company”), entered into an Exclusive Distribution Agreement (the “Distribution Agreement”) with WOODWAY USA, INC. (the “Distributor”), a Wisconsin corporation, pursuant to which the Company granted to the Distributor the exclusive right to sell and distribute the Company’s CLMBR product anywhere in the world in the commercial market.”

Aterian, Inc. entered into Amendment No.2 to Credit and Security Agreement dated December 22, 2021 with Midcap Funding IV Trust, as administrative agent, and the lenders party thereto valued at Amendment to Credit and Security Agreement reducing borrowing base attributes, extending commitment (effective 2024-02-23).

“On February 23, 2024, the Company entered into Amendment No.2 (the “ Amendment ”) to that Credit and Security Agreement dated as of December 22, 2021 (the “ Credit Agreement ”) between the Company, together with certain of its subsidiaries party thereto as borrowers, the entities party thereto as lenders (the “ Lenders ”), and Midcap Funding IV Trust, as administrative agent.”

AGILITI, INC. \DE entered into Agreement and Plan of Merger with Apex Intermediate Holdco, Inc., and Apex Merger Sub, Inc. (effective 2024-02-26).

“On February 26, 2024, Agiliti, Inc., a Delaware corporation (the “ Company ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”) by and among the Company, Apex Intermediate Holdco, Inc., a Delaware corporation (“ Parent ”), and Apex Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent (“ Merger Sub ”)”

Equitrans Midstream Corp entered into Indenture with U.S. Bank Trust Company, National Association valued at $600 million (effective 2024-02-26).

“completed its previously announced private offering of $600 million in aggregate principal amount of new 6.375% senior notes due 2029 (the Notes). The Notes were issued under and are governed by an indenture, dated February 26, 2024 (the Indenture), between EQM and U.S. Bank Trust Company, National Association, as trustee”

Greenbrook TMS Inc. amended Amended and Restated Securities Purchase Agreement with certain purchasers valued at approximately US$565,649 (effective 2024-02-23).

“On February 23, 2024, the Company amended and restated the Securities Purchase Agreement (the “ Amended and Restated Securities Purchase Agreement ”) with the same purchasers, to reduce the offering size after receiving notice of its delisting from the Nasdaq Capital Market (“ Nasdaq ”).”

Greenbrook TMS Inc. entered into Securities Purchase Agreement with certain purchasers valued at approximately US$1.2 million (effective 2024-02-21).

“On February 21, 2024, Greenbrook TMS Inc. (the “ Company ”) entered into a securities purchase agreement (the “ Securities Purchase Agreement ”) with certain purchasers for the purchase and sale of 6,000,000 shares of the Company’s common shares (“ Common Shares ”) pursuant to a registered direct offering.”

Alcoa Corp entered into Conditional Share Sale Agreement with Allan Gray Australia Pty Ltd valued at Right to acquire up to 577,434,602 shares of Alumina at Offer Price (effective 2024-02-26).

“On February 26, 2024 (AEDT), Alcoa also entered into a Conditional Share Sale Agreement with Allan Gray Australia Pty Ltd ("Allan Gray Australia") and Bidder (the "Share Sale Agreement").”

Alcoa Corp entered into Transaction Process and Exclusivity Deed with Alumina Limited valued at Alcoa to acquire all shares of Alumina; Alumina shareholders receive 0.02854 CDI per share (effective 2024-02-26).

“On February 26, 2024 (AEDT), Alcoa Corporation ("Alcoa") entered into a Transaction Process and Exclusivity Deed (the "Transaction Process and Exclusivity Deed") with Alumina Limited ("Alumina") and AAC Investments Australia Pty Ltd, a wholly owned subsidiary of Alcoa ("Bidder").”

Ondas Inc. entered into Preferred Stock Purchase Agreement with the purchasers named therein valued at $4.50 million (effective 2024-02-26).

“Also on February 26, 2024, Ondas Networks Inc., a Delaware corporation ("Networks") and subsidiary of the Company, entered into a Preferred Stock Purchase Agreement (the "Networks Agreement") for an investment of $4.50 million in Networks (the "Networks Offering," and together with the Ondas Offering, the "Offerings").”

Ondas Inc. entered into Securities Purchase Agreement with certain purchasers named therein valued at approximately $4.1 million (effective 2024-02-26).

“On February 26, 2024, the Company entered into a Securities Purchase Agreement (the "Ondas Agreement") with certain purchasers named therein (the "Ondas Purchasers") for the purchase and sale of (i) an aggregate of 3,616,071 shares (the "Holdings Shares") of the Company's common stock, $0.0001 par value per share ("Holdings Common Stock") and (ii) warrants to purchase an aggregate of 3,616,071 shares of Ondas Autonomous Holdings Inc.'s, a subsidiary of the Company, common stock $0.0001 par value per share, at an exercise price described in the OAH Warrant (as defined below) and exercisable commencing ninety days following the date of issuance through the fifth anniversary of the date of issuance (the "OAH Warrants," and together with the Holdings Shares, the "Ondas Offering Securities"), for gross proceeds of approximately $4.1 million (the "Ondas Offering").”

Uniti Group Inc. entered into ABS Loan Agreement with Wilmington Trust, National Association, as administrative agent, collateral agent, account bank and verification agent, Barclays Bank PLC, as facility agent, and the lenders identified therein valued at up to $350 million (effective 2024-02-23).

“On February 23, 2024, Uniti Fiber Bridge Borrower LLC (the “ABS Borrower”), Uniti Fiber Bridge HoldCo LLC and Uniti Fiber GulfCo LLC (together, the “ABS Loan Parties”), each an indirect subsidiary of Uniti Group Inc. (the “Company”), entered into a bridge loan and security agreement, dated as of February 23, 2024 (the “ABS Loan Agreement”) by and among the ABS Loan Parties, Wilmington Trust, National Association, as administrative agent, collateral agent, account bank and verification agent, Barclays Bank PLC, as facility agent, and the lenders identified therein.”

CLS Holdings USA, Inc. entered into Redemption Agreement with Tribeca Investment Partners PTY LTD - Tribeca Global Natural Resources Fund and several related entities valued at Redemption of unsecured debentures (original principal $1,500,000, 15% interest), related warrants f (effective 2024-02-22).

“On February 22, 2024, the Company entered into a Redemption Agreement with Tribeca Investment Partners PTY LTD - Tribeca Global Natural Resources Fund and several related entities to redeem unsecured debentures, bearing interest at 15% per annum, in aggregate original principal amount of $1,500,000.00 (the “ Debentures ”), related warrants to purchase 454,548 shares of the Company’s common stock, and 13,174,402 shares of the Company’s common stock (the “ Shares ”) for a total redemption price of $1,250,000.00 (the “ Redemption ”).”

CLS Holdings USA, Inc. entered into Secured Promissory Notes with accredited investors valued at Aggregate original principal amount of $1,350,000.00, bearing interest at 12% annually, secured by a (effective 2024-02-22).

“On February 22, 2024, CLS Holdings USA, Inc., a Nevada corporation (the “ Company ”), entered into four secured promissory notes (the “ Notes ”) in aggregate original principal amount of $1,350,000.00. The Notes bear interest at 12% annually and are secured by all otherwise unencumbered assets of the Company or its subsidiaries permitted to be pledged by law. The Notes mature on February 28, 2026.”

Chord Energy Corp entered into Arrangement Agreement with Enerplus Corporation (effective 2024-02-21).

“Chord Energy Corporation, a Delaware corporation (“Chord”), Spark Acquisition ULC, an unlimited liability company organized and existing under the laws of the Province of Alberta, Canada and a wholly owned subsidiary of Chord (“Canadian Sub”), and Enerplus Corporation, a corporation existing under the laws of the Province of Alberta, Canada (“Enerplus”), entered into an Arrangement Agreement (the “Arrangement Agreement”), pursuant to which, on the terms and subject to the conditions set forth therein, Chord has agreed to acquire Enerplus in a stock-and-cash transaction, subject to satisfaction of certain closing conditions.”

Digimarc CORP entered into Purchase Agreements with investors valued at approximately $32.5 million (effective 2024-02-24).

“On February 24, 2024, Digimarc Corporation (the “Company”) entered into purchase agreements with investors (collectively, the “Purchase Agreements”) providing for the issuance and sale by the Company of 928,571 common shares, in the aggregate (the “Shares”), in a registered direct offering (the “Offering”).”

NGM BIOPHARMACEUTICALS INC entered into Agreement and Plan of Merger with Atlas Neon Parent, Inc. and Atlas Neon Merger Sub, Inc. (effective 2024-02-25).

“On February 25, 2024, NGM Biopharmaceuticals, Inc. (the “Company”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Atlas Neon Parent, Inc., a Delaware corporation (“Parent”), and Atlas Neon Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Sub”).”

iBio, Inc. entered into Asset Purchase Agreement with Otsuka Pharmaceutical Co., Ltd. valued at $1,000,000 paid at closing (effective 2024-02-25).

“On February 25, 2024, iBio, Inc. (the “Company”) entered into an Asset Purchase Agreement (the “Purchase Agreement”) with Otsuka Pharmaceutical Co., Ltd. (“Otsuka”) pursuant to which the Company sold and assigned to Otsuka, and Otsuka purchased and assumed, all intellectual property rights directly related to the Company’s PD-1 agonist assets (the “PD-1 Assets”) developed or held for development in consideration of $1,000,000 paid at closing (the “Closing Consideration”).”

LIXTE BIOTECHNOLOGY HOLDINGS, INC. entered into License Agreement with National Institute of Neurological Disorders and Stroke (NINDS) and National Cancer Institute (NCI), each an institute or center of the National Institute of Health (NIH) valued at $50,000 (effective 2024-02-23).

“On February 23, 2024, Lixte Biotechnology Holdings, Inc. (the “Company”) entered into a Patent License Agreement (the “License Agreement”) with the National Institute of Neurological Disorders and Stroke (“NINDS”) and the National Cancer Institute (“NCI”), each an institute or center of the National Institute of Health (“NIH”).”

ON24 INC. entered into Letter Agreement with Indaba Capital Management, L.P. (effective 2024-02-22).

“On February 22, 2024, ON24, Inc. (the “Company”) entered into a Letter Agreement, dated February 22, 2024 (the “Letter Agreement”), with Indaba Capital Management, L.P. (together with certain of its affiliates, “Indaba”).”

Marker Therapeutics, Inc. entered into Master Services Agreement for Product Supply with Cell Ready LLC valued at $750,000 (effective 2024-02-22).

“(the “Company”) entered into a Master Services Agreement for Product Supply (the “Agreement”) with Cell Ready LLC (“Cell Ready”).”

FRESH DEL MONTE PRODUCE INC amended Amendment No. 2 to Second Amended and Restated Credit Agreement with the financial institutions and other lenders named therein, including Bank of America, N.A. as administrative agent valued at $0.75 billion (effective 2024-02-21).

“On February 21, 2024, Fresh Del Monte Produce Inc. (the “Company”) and certain of its subsidiaries entered into Amendment No. 2 to Second Amended and Restated Credit Agreement (the “Second Amendment”) with the financial institutions and other lenders named therein, including Bank of America, N.A. as administrative agent.”