Material Agreements

ADDENTAX GROUP CORP. entered into Stock Purchase Agreement with Guang Wen Global Group Limited (the Seller) valued at aggregate purchase price of approximately $5.5 million (effective 2026-02-17).

“On February 17, 2026, Addentax Group Corp. (the “Company”), through itself or its designated entity (the “Buyer”), entered into a stock purchase agreement (the “Agreement”) to acquire 34,200,000 shares of Common Shares, par value $0.001 per share (the “Shares”), in Keemo Fashion Group Limited’s (“Keemo Fashion”), a Nevada corporation, with the Guang Wen Global Group Limited (the “Seller”).”

Phunware, Inc. entered into Master Software and Services Agreement with Build Something LLC valued at aggregate project fees of up to $3,559,200 (effective 2026-05-13).

“Effective May 13, 2026, Phunware, Inc. (the "Company") entered into a Master Software and Services Agreement (the “MSSA”) with Build Something LLC, a Delaware limited liability company (the “Developer”), pursuant to which the Company retained the Developer to create, perform and provide software development, solutions, software engineering, software deployment and other technology and intellectual property services to and for the Company in accordance with each Statement of Work (as defined therein) entered into thereunder from time to time. Unless terminated early, the MSSA will continue for a period of one year and will renew for up to two one-year renewal terms unless either party thereunder provides notice of termination within 90 days of the then-current term. The MSSA and each Statement of Work may be terminated (i) by mutual written agreement of the parties thereunder, (ii) for convenience by the Company upon 30 days’ written notice to the Developer or (iii) upon 30 days’ writte”

RideNow Group, Inc. entered into Amended and Restated Inventory Financing Agreement with Polaris Acceptance valued at credit commitment increased from approximately $74.7 million to approximately $108.0 million (effective 2026-05-15).

“Pursuant to a conditional credit increase letter (the "Credit Increase Letter") received on April 15, 2026 by certain subsidiaries of RideNow Group, Inc. (the "Company") from Polaris Acceptance ("Polaris"), on May 15, 2026, the Company entered into an Amended and Restated Inventory Financing Agreement (the "Polaris Floorplan Credit Facility") with Polaris and the dealer subsidiaries of the Company party thereto (collectively, the "Dealers").”

SOLENO THERAPEUTICS INC terminated 2014 Employee Stock Purchase Plan.

“In accordance with the terms of the Merger Agreement, effective immediately prior to the Effective Time, the Company terminated its 2014 Employee Stock Purchase Plan (the "ESPP").”

SOLENO THERAPEUTICS INC terminated Loan and Security Agreement with Oxford Finance LLC, as collateral agent (effective 2026-05-18).

“On May 18, 2026, in connection with the Merger, the Company, as borrower, terminated the Loan and Security Agreement, dated as of December 17, 2024, as amended, by and among the Company, Essentialis, Inc., the lenders from time to time party thereto and Oxford Finance LLC, as collateral agent (the "Loan and Security Agreement").”

LIGAND PHARMACEUTICALS INC amended Amendment No. 1 to the Agreement and Plan of Merger with XOMA Royalty Corporation (effective 2026-05-16).

“On May 16, 2026, XOMA Royalty, Ligand and the Merger Sub entered into Amendment No. 1 to the Agreement and Plan of Merger”

LIGAND PHARMACEUTICALS INC entered into Agreement and Plan of Merger with XOMA Royalty Corporation (effective 2026-04-27).

“As previously disclosed, on April 27, 2026, Ligand Pharmaceuticals Incorporated, a Delaware corporation (“ Ligand ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”), by and among Ligand, XOMA Royalty Corporation, a Nevada corporation (“ XOMA Royalty ”), and Flex Merger Sub, Inc., a Nevada corporation and wholly-owned subsidiary of Ligand (“ Merger Sub ”), pursuant to which, and upon the terms and subject to the conditions thereof, including, without limitation, effecting the Holding Company Reorganization (as defined below), Merger Sub will merge with and into a newly formed Nevada corporation, XOMA Royalty Holdings Corporation (“ HoldCo ”), (the “ Merger ”), with HoldCo surviving the Merger as a wholly owned subsidiary of Ligand.”

Ondas Inc. entered into Share Purchase Agreement with Omnisys Ltd., Omnisys’ shareholders listed on Exhibit A, and Mr. Ofer Yarden as representative valued at $199,000,000 of shares of the Company's common stock (effective 2026-05-16).

“On May 16, 2026, Ondas Inc. (the “Company”) entered into a Share Purchase Agreement (the “Agreement”), by and among the Company, Omnisys Ltd., a company organized under the laws of the State of Israel (“Omnisys”), Omnisys’ shareholders listed on Exhibit A thereto (the “Company Shareholders”), and Mr. Ofer Yarden, solely in such person’s capacity as the representative, agent and attorney-in-fact of the Indemnifying Parties (as defined in the Agreement) and not in any personal capacity.”

Inotiv, Inc. amended Ninth Amendment with Acquiom Agency Services LLC valued at $40.0 million (effective 2026-05-14).

“Inotiv, Inc. (the “Company”) entered into a Ninth Amendment to Credit Agreement (the “Ninth Amendment”), which amends that certain Credit Agreement, dated as of November 5, 2021”

DOMINION ENERGY, INC entered into Agreement and Plan of Merger with NextEra Energy, Inc. (effective 2026-05-15).

“On May 15, 2026, Dominion Energy, Inc. (Dominion Energy) entered into an Agreement and Plan of Merger (the Merger Agreement) with NextEra Energy, Inc. (NextEra Energy), WG Development Corp., a wholly owned subsidiary of NextEra Energy (Merger Sub Corp), and CS Holdco, LLC, a wholly owned subsidiary of NextEra Energy (LLC Sub).”

BOSTON OMAHA Corp entered into Securities Purchase Agreement with CopperPoint Insurance Company valued at $84,308,757.68 (effective 2026-05-18).

“On May 18, 2026, Boston Omaha Corporation, a Delaware corporation (“ Boston Omaha ”) and the other two equityholders (collectively, the “ Sellers ”) of General Indemnity Group, LLC, a Delaware corporation (“ GIG ”), and CopperPoint Insurance Company, an Arizona insurance company (“ CopperPoint ”), entered into a Securities Purchase Agreement (the “ Securities Purchase Agreement ”), pursuant to which, among other matters, and subject to the satisfaction or waiver of the conditions set forth in the Securities Purchase Agreement, CopperPoint will acquire 100% of the equity interests in GIG.”

Cartesian Growth Corp III entered into Letter Agreement with Institutional Investor, Factorial, and CGC III Sponsor LLC (effective 2026-05-18).

“On May 18, 2026, the Institutional Investor entered into an agreement (the “Letter Agreement”) with Factorial and CGC III Sponsor LLC”

Cartesian Growth Corp III amended Amendment No. 2 to the Business Combination Agreement with Factorial Inc. (effective 2026-05-18).

“On May 18, 2026, Cartesian III, Merger Sub and Factorial entered into Amendment No. 2 to the Business Combination Agreement (the “BCA Amendment”).”

NEXTERA ENERGY INC entered into Merger Agreement with Dominion Energy, Inc. (effective 2026-05-15).

“On May 15, 2026, NextEra Energy, Inc., a Florida corporation (“NextEra Energy”), WG Development Corp., a Virginia corporation and direct wholly owned subsidiary of NextEra Energy (“Merger Sub Corp”), CS Holdco, LLC, a Virginia limited liability company and direct wholly owned subsidiary of NextEra Energy (“LLC Sub”), and Dominion Energy, Inc., a Virginia corporation (“Dominion Energy”), entered into an Agreement and Plan of Merger (the “Merger Agreement”).”

FOXO TECHNOLOGIES INC. entered into Exchange Agreement with each of (i) an institutional investor ("Investor 1") and (ii) a second institutional investor ("Investor 2") (effective 2026-05-12).

“On May 12, 2026, FOXO Technologies Inc., a Delaware corporation (the " Company "), entered into two Exchange Agreements (each, an " Exchange Agreement " and collectively, the " Exchange Agreements "), each dated as of May 12, 2026, by and between the Company and each of (i) an institutional investor (" Investor 1 ") and (ii) a second institutional investor (" Investor 2 " and, together with Investor 1, the " Holders "), each a holder of the Company’s Series A Cumulative Convertible Redeemable Preferred Stock (the " Series A Preferred Stock ").”

AstroNova, Inc. entered into Settlement with Eloi Serafim Alves Ferreira, Effort Premier Solutions, LDA., Atlantiprestigio – Imobiliaria, S.A. valued at €2.5 million (effective 2026-05-15).

“On May 15, 2026 we, together with our subsidiaries AstroNova Portugal, Unipessoal (“AstroNova Portugal”) and MTEX New Solution, S.A. (“MTEX”) entered into a settlement (the “Settlement”) with Eloi Serafim Alves Ferreira, Effort Premier Solutions, LDA. (“Effort”) and Atlantiprestigio – Imobiliaria, S.A. (“Atlantiprestigio”)”

Gossamer Bio, Inc. entered into Transaction Support Agreement with Supporting Noteholders valued at Certain beneficial owners or nominees, investment managers or advisors for beneficial holders of the (effective 2026-05-18).

“On May 18, 2026, the Company entered into a transaction support agreement (the "Transaction Support Agreement") with certain beneficial owners or nominees, investment managers or advisors for beneficial holders of the Existing Convertible Notes who hold approximately 75.2% of the aggregate principal amount of the Existing Convertible Notes (the "Supporting Noteholders").”

LanzaTech Global, Inc. entered into Amendment with LanzaTech Global SPV, LLC (effective 2026-05-15).

“On May 15, 2026, LT Global consented to the Offering and in connection therewith, the Company and LT Global entered into an amendment to the Subscription Agreement (the “Amendment”), which both lowered the Cash Requirement from $40,000,000 to $30,000,000 and provided that such Cash Requirement will apply with respect to the Full Additional Shares Amount.”

LanzaTech Global, Inc. entered into Securities Purchase Agreement with certain institutional investors valued at $20.0 million (effective 2026-05-15).

“On May 15, 2026, LanzaTech Global, Inc., a Delaware corporation (the “Company”), entered into a securities purchase agreement (the “Securities Purchase Agreement”) with certain institutional investors (together, the “Investors”), providing for the issuance and sale by the Company of an aggregate of 2,000,000 shares (the “Shares”) of the Company’s common stock, $0.0000001 par value per share (the “Common Stock”).”

Context Therapeutics Inc. amended First Amendment to License Agreement with BioAtla, Inc. valued at $4.5 million within five business days of the Amendment Date and an additional $2.0 million by Augus (effective 2026-05-14).

“On May 14, 2026 (the “Amendment Date”), Context Therapeutics Inc. (the “Company”) entered into a First Amendment (the “Amendment”) to that certain License Agreement, dated September 23, 2024, by and between the Company and BioAtla, Inc. (“BioAtla”) (the “Original License Agreement”).”

Sachem Capital Corp. entered into Contribution Agreement with Industrial Realty Group Global, LLC valued at an assumed implied gross asset value of the IRG Global portfolio to be contributed of approximately (effective 2026-05-17).

“On May 17, 2026, Sachem Capital Corp., a New York corporation (“Sachem” or “Transferee Parent”), entered into a Contribution Agreement (the “Contribution Agreement”) with Industrial Realty Group Global, LLC, a Delaware limited liability company (“IRG Global”).”

GMR Solutions Inc. terminated Monitoring Agreement with Kohlberg Kravis Roberts & Co. L.P. valued at Monitoring agreement terminated automatically upon consummation of IPO (effective 2026-05-12).

“The Company’s monitoring agreement, dated as of April 28, 2015, with Kohlberg Kravis Roberts & Co. L.P. (the "Manager") was terminated automatically in accordance with its terms upon the consummation of the IPO.”

GMR Solutions Inc. entered into Exchange Agreement with KKR Aggregator Holdco LLC valued at Entered into Exchange Agreement (effective 2026-05-12).

“the Exchange Agreement, dated as of May 12, 2026, by and between the Company and KKR Aggregator Holdco LLC (the "Exchange Agreement")”

GMR Solutions Inc. entered into Private Placement Investment Agreement with Pegasus Aggregator Holdco LLC, each of the Ares Investors, SIP V GMR Holdings II, L.P. valued at Entered into Private Placement Investment Agreement (effective 2026-05-12).

“the Private Placement Investment Agreement, dated as of May 12, 2026, by and among the Company, Pegasus Aggregator Holdco LLC, each of the Ares Investors (as defined therein) and SIP V GMR Holdings II, L.P. (the "Private Placement Investment Agreement")”

GMR Solutions Inc. entered into Amended and Restated Stockholders’ Agreement with the Company and the stockholders of the Company party thereto valued at Entered into Amended and Restated Stockholders' Agreement (effective 2026-05-12).

“the Amended and Restated Stockholders’ Agreement, dated as of May 12, 2026, by and among the Company and the stockholders of the Company party thereto (the "Stockholders’ Agreement")”

GMR Solutions Inc. entered into Tax Receivable Agreement with the Company and each of the other persons from time to time party thereto valued at Entered into Tax Receivable Agreement (effective 2026-05-14).

“the Tax Receivable Agreement, dated as of May 14, 2026, by and among the Company and each of the other persons from time to time party thereto (the "Tax Receivable Agreement")”

GMR Solutions Inc. entered into Amended and Restated Registration Rights Agreement with the Company and each of the other persons from time to time party thereto valued at Entered into Amended and Restated Registration Rights Agreement (effective 2026-05-12).

“the Amended and Restated Registration Rights Agreement, dated as of May 12, 2026, by and among the Company and each of the other persons from time to time party thereto (the "Registration Rights Agreement")”

GMR Solutions Inc. entered into Underwriting Agreement with J.P. Morgan Securities LLC valued at Entered into Underwriting Agreement in connection with IPO (effective 2026-05-12).

“the Underwriting Agreement, dated as of May 12, 2026, by and between the Company and J.P. Morgan Securities LLC as the representative of the underwriters named therein (the "Underwriting Agreement")”

Brand Engagement Network Inc. entered into Reseller Agreement with HighTide Energy, Inc. d/b/a Accelevate Solutions valued at Licensor entitled to 35% of gross revenue (excluding hardware) from such sales (effective 2026-05-14).

“026, the Company entered into a letter agreement with HighTide Energy, Inc. d/b/a Accelevate Solutions (“Accelevate”) regarding a strategic investment and commercial collaboration (the “Letter Agreement”).”

Flux Power Holdings, Inc. entered into Purchase Agreement with Roth Principal Investments, LLC valued at up to $40,000,000 (effective 2026-05-15).

“On May 15, 2026, Flux Power Holdings, Inc., a Nevada corporation (the “Company”) entered into a common stock purchase agreement (the “Purchase Agreement”) and a related registration rights agreement, dated as of May 15, 2026 (the “Registration Rights Agreement”), with Roth Principal Investments, LLC (“Roth Principal Investments”).”

PERMA FIX ENVIRONMENTAL SERVICES INC entered into Underwriting Agreement with Craig-Hallum Capital Group LLC (effective 2026-05-14).

“On May 14, 2026, Perma-Fix Environmental Services, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Craig-Hallum Capital Group LLC (the “Underwriter”).”

Banzai International, Inc. amended Floor Price Amendment with CP BF Lending, LLC (effective 2026-05-15).

“On May 15, 2026, the Company, the Guarantors and CP BF entered into a letter agreement (the "Floor Price Amendment"), further amending the Loan Agreement and the Note.”

FARADAY FUTURE INTELLIGENT ELECTRIC INC. entered into Securities Purchase Agreement with certain institutional investors (collectively, the "Investors") valued at $25 million (effective 2026-05-15).

“On May 15, 2026 (the “Signing Date”), Faraday Future Intelligent Electric Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain institutional investors (collectively, the “Investors”). Pursuant to the Purchase Agreement, the Company has agreed to sell, and the Investors have agreed to purchase, for an aggregate purchase price of $25 million, certain senior convertible notes in the aggregate principal amount of $25 million”

Velo3D, Inc. terminated Prior Sales Agreement with Needham valued at Termination of sales agreement dated February 6, 2023 (effective 2026-05-15).

“in connection with the Company’s entry into the Sales Agreement described in Item 1.01 of this Current Report on Form 8 K, on May 15, 2026, the Company delivered a notice to Needham terminating the sales agreement, dated as of February 6, 2023, by and between the Company and Needham (the “Prior Sales Agreement”), which termination was effective on the date thereof.”

Velo3D, Inc. entered into Sales Agreement with Needham & Company, LLC, Cantor Fitzgerald & Co. and Craig-Hallum Capital Group, LLC valued at up to $100,000,000 aggregate offering price of common stock (effective 2026-05-15).

“On May 15, 2026, Velo3D, Inc. (the “Company”) entered into a sales agreement (the “Sales Agreement”) with Needham & Company, LLC, Cantor Fitzgerald & Co. and Craig-Hallum Capital Group, LLC (each, a “Sales Agent,” and collectively, the “Sales Agents”), acting as sales agents and/or principals.”

Delek US Holdings, Inc. amended Amendment No. 1 with Wells Fargo Bank, National Association, MUFG Bank, Ltd., U.S. Bank Trust Company, National Association valued at $850.0 million (effective 2026-05-15).

“On May 15, 2026 (the “Closing Date”), Delek US Holdings, Inc. (the “Company”) closed the previously announced amendment (“Amendment No. 1”) to the Amended and Restated Term Loan Credit Agreement, dated as of November 18, 2022 (the “Existing Term Credit Facility", and as amended by Amendment No. 1, the “Term Credit Facility”), by and among the Company, as borrower, certain subsidiaries of the Company, as guarantors, the lenders party thereto, and Wells Fargo Bank, National Association, as administrative agent and collateral agent for the lenders prior to giving effect to Amendment No. 1.”

IDACORP INC entered into Equity Distribution Agreement with the several Managers, Forward Sellers, and Forward Purchasers named therein valued at up to $600,000,000 (effective 2026-05-15).

“On May 15, 2026, IDACORP, Inc. (the “Company” or “IDACORP”) entered into an equity distribution agreement (the “Equity Distribution Agreement”) with the several Managers (the “Managers”), Forward Sellers (the “Forward Sellers”), and Forward Purchasers (the “Forward Purchasers”) named therein relating to the issuance, offer, and sale from time to time of shares of the Company’s common stock, without par value (the “Common Stock”), having an aggregate gross sale price of up to $600,000,000”

CENTERPOINT ENERGY INC entered into Equity Distribution Agreement with Barclays Capital Inc., BMO Capital Markets Corp., BNP Paribas Securities Corp., BofA Securities, Inc., BTIG, LLC, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Mizuho Securities USA LLC, Morgan Stanley & Co. LLC, MUFG Securities Americas Inc., RBC Capital Market valued at up to $1,000,000,000 (effective 2026-05-15).

“On May 15, 2026, CenterPoint Energy, Inc. (the “Company”) entered into an Equity Distribution Agreement (the “Equity Distribution Agreement”) with Barclays Capital Inc., BMO Capital Markets Corp., BNP Paribas Securities Corp., BofA Securities, Inc., BTIG, LLC, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Mizuho Securities USA LLC, Morgan Stanley & Co. LLC, MUFG Securities Americas Inc., RBC Capital Markets, LLC, Scotia Capital (USA) Inc., TD Securities (USA) LLC, Truist Securities, Inc. and Wells Fargo Securities, LLC (each, a “Manager” and collectively, the “Managers”), Barclays Bank PLC, Bank of Montreal, BNP Paribas, Bank of America, N.A., Nomura Global Financial Products, Inc., Citibank, N.A., Goldman Sachs & Co. LLC, JPMorgan Chase Bank, National Association, Mizuho Markets Americas LLC, Morgan Stanley & Co. LLC, MUFG Securities EMEA plc, Royal Bank of Canada, The Bank of Nova Scotia, The Toronto-Dominion Bank, Truist Bank and Wells Fargo Ban”

AMERICAN AIRLINES, INC. entered into Note Purchase Agreement with Wilmington Trust Company valued at $1,140,803,000 (effective 2026-05-11).

“On May 11, 2026, American Airlines, Inc. (the “Company” or “American”), Wilmington Trust Company, as trustee under certain pass through trusts newly formed by the Company (the “Trustee”) and as subordination agent, Wilmington Trust, National Association, as escrow agent (the “Escrow Agent”) under the Escrow Agreements (as defined below), and Wilmington Trust Company, as paying agent (the “Paying Agent”) under the Escrow Agreements, entered into a Note Purchase Agreement (the “Note Purchase Agreement”).”

VisionWave Holdings, Inc. entered into Share Purchase and Shareholders Agreement with Mr. Ian Paklida valued at 15 million NIS, payable in the Company shares valued at approximately USD $3 million (effective 2026-05-12).

“On May 12, 2026, VisionWave Israel Ltd. (“VW Israel”), a wholly owned subsidiary of VisionWave Holdings Inc. (“VisionWave” or the “Company”), entered into a definitive Share Purchase and Shareholders Agreement (the “Agreement”) with Mr. Ian Paklida (the “Seller”), pursuant to which VW Israel agreed to acquire 60% of the issued and outstanding equity interests of VIP Lux Travel Ltd. and PKLST Tourism and Leisure Ltd., both Israeli corporations (collectively, the “Target Companies”).”

HUBBELL INC entered into Term Loan Agreement with a syndicate of lenders and JPMorgan Chase Bank, N.A., as administrative agent valued at up to $900 million (effective 2026-05-15).

“On May 15, 2026, Hubbell, as borrower, entered into a Term Loan Agreement (the “Term Loan Agreement”) with a syndicate of lenders and JPMorgan Chase Bank, N.A., as administrative agent.”

Viking Acquisition Corp I amended Amendment No. 1 to Business Combination Agreement with NorthStar Earth and Space Inc. valued at Amendment to Business Combination Agreement dated April 16, 2026, revising sequencing and mechanics, (effective 2026-05-15).

“On May 15, 2026, Viking, NorthStar and NewCo entered into Amendment No. 1 to Business Combination Agreement (the “ Amendment ”). The Amendment (i) revises the sequencing and mechanics of certain transactions contemplated by the Business Combination Agreement, including providing that the redemption of Viking’s public shares will occur prior to Viking’s continuation from the Cayman Islands to Canada and prior to the Closing; (ii) updates the structure and steps of the transactions to be effected at Closing, including with respect to share conversions, warrant conversions and equity exchanges in connection with the Amalgamation; (iii) clarifies the intended U.S. and Canadian tax treatment of the transactions; and (iv) makes related conforming and definitional changes to the Business Combination Agreement. A copy of the Amendment is filed with this Current Report on Form 8-K as Exhibit 2.1 and is incorporated herein by reference, and the foregoing description of the Amendment is qualified”

NOVANTA INC amended Second Amendment to Fourth Amended and Restated Credit Agreement with Bank of America, N.A., as Administrative Agent and lender, and the other lenders party thereto valued at $200.0 million (effective 2026-05-15).

“On May 15, 2026 (the “Second Amendment Effective Date”), Novanta Inc. (the “Company”), Novanta Corporation (the “Lead Borrower”), Novanta UK Investments Holding Limited (the “U.K. Borrower”), Novanta Europe GmbH (the “German Borrower” and, together with the Company, the Lead Borrower and the U.K. Borrower, the “Borrowers”) and certain wholly-owned subsidiaries of the Company (the “Guarantors”) entered into the Second Amendment to Fourth Amended and Restated Credit Agreement (the “Second Amendment”), with Bank of America, N.A., as Administrative Agent and lender, and the other lenders party thereto”

National Healthcare Properties, Inc. entered into PSA with an unaffiliated third party valued at approximately $528 million (effective 2026-05-04).

“On May 4, 2026, National Healthcare Properties, Inc. (the “Company”) and certain of its subsidiaries entered into a definitive purchase and sale agreement (the “PSA”) with an unaffiliated third party to sell a portfolio of 86 outpatient medical facilities for approximately $528 million”

DigitalBridge Group, Inc. entered into Series 2026-1 Supplement with Citibank, N.A., as trustee valued at $400,000,000 aggregate principal amount (effective 2026-05-11).

“On May 11, 2026 (the “Closing Date”), DigitalBridge Issuer, LLC and DigitalBridge Co-Issuer, LLC (together the “Co-Issuers”), special-purpose, wholly-owned indirect subsidiaries of DigitalBridge Operating Company, LLC (“Parent”), a majority owned subsidiary of DigitalBridge Group, Inc. (the “Company”), completed a previously announced financing transaction and issued $400,000,000 aggregate principal amount of Series 2026-1 Secured Fund Fee Revenue Notes”

loanDepot, Inc. entered into At-the-market Sales Agreement with BTIG, LLC valued at $100,000,000 (effective 2026-05-15).

“On May 15, 2026, loanDepot, Inc. (the “Company”) entered into an At-the-market Sales Agreement (the “Agreement”) with BTIG, LLC (the “Sales Agent”). Pursuant to the terms of the Agreement, the Company may sell from time to time through the Sales Agent, shares of the Company’s Class A common stock, par value $0.001 per share, having an aggregate offering price of up to $100,000,000 (the “Shares”).”

BROADRIDGE FINANCIAL SOLUTIONS, INC. entered into Base Indenture with U.S. Bank Trust Company, National Association valued at Issuance of $500,000,000 aggregate principal amount of 5.750% Senior Notes due 2036 (effective 2026-05-15).

“On May 15, 2026, the Company entered into a base indenture, dated May 15, 2026 (the “ Base Indenture ”), between the Company and U.S. Bank Trust Company, National Association, as trustee (the “ Trustee ”), and a first supplemental indenture to the Base Indenture, dated as of May 15, 2026 (the “ First Supplemental Indenture ”, and the Base Indenture, as so supplemented, the “ Indenture ”), between Company and the Trustee.”

BROADRIDGE FINANCIAL SOLUTIONS, INC. entered into Underwriting Agreement with J.P. Morgan Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC valued at $500,000,000 aggregate principal amount of 5.750% Senior Notes due 2036 (effective 2026-05-04).

“As previously announced, on May 4, 2026, Broadridge Financial Solutions, Inc. (the “ Company ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) with J.P. Morgan Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC, as representatives of the underwriters listed therein (the “ Underwriters ”), with respect to the offering and sale in an underwritten public offering (the “ Offering ”) by the Company of $500,000,000 aggregate principal amount of its 5.750% Senior Notes due 2036 (the “ Notes ”).”

NEXGEL, INC. entered into Securities Purchase Agreement with certain accredited investors valued at aggregate gross proceeds to the Company of $1,210,000 (effective 2026-05-11).

“Between May 11, 2026 and May 14, 2026, NexGel, Inc. (the “ Company ”) entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with certain accredited investors (the “ Buyers ”), pursuant to which the Company issued and sold to the Buyers (i) unsecured convertible promissory notes in the aggregate original principal amount of $1,210,000 (the “ Notes ”) and (ii) warrants to purchase shares of the Company’s common stock, par value $0.001 per share (the “ Common Stock ”), exercisable for an aggregate of 1,008,334 shares of Common Stock (the “ Warrants ”), in a private placement (the “ Offering ”) for aggregate gross proceeds to the Company of $1,210,000.”

GM Financial Automobile Leasing Trust 2026-2 entered into Underwriting Agreement with Citigroup Global Markets Inc., J.P. Morgan Securities LLC, SG Americas Securities, LLC, TD Securities (USA) LLC, BMO Capital Markets Corp., Credit Agricole Securities (USA) Inc., Lloyds Securities Inc., Loop Capital Markets LLC valued at Underwriting Agreement for $167,180,000 Class A-1 3.831% Asset Backed Notes, $300,000,000 Class A-2- (effective 2026-05-05).

“The Publicly Offered Notes were sold to Citigroup Global Markets Inc. (“ Citi ”), J.P. Morgan Securities LLC (“ J.P. Morgan ”), SG Americas Securities, LLC (“ Societe Generale ”), TD Securities (USA) LLC (“ TD Securities ” and, collectively with Citi, J.P. Morgan and Societe Generale, the “ Representatives ”), BMO Capital Markets Corp. (“ BMO Capital Markets ”), Credit Agricole Securities (USA) Inc. (“ Credit Agricole ”), Lloyds Securities Inc. (“ Lloyds Securities ”) and Loop Capital Markets LLC (“ Loop Capital Markets ” and, collectively with the Representatives, BMO Capital Markets, Credit Agricole and Lloyds Securities, the “ Underwriters ”) pursuant to the Underwriting Agreement attached hereto as Exhibit 1.1 , dated as of May 5, 2026 (the “ Underwriting Agreement ”), among GM Financial, the Depositor and the Representatives.”