secwatch / observer
8-K filed April 2, 2026, 7:59 PM ET ticker AYTU CIK 0001385818
other material confidence high sentiment neutral materiality 0.60

Aytu BioPharma amends warrants to enable equity classification; expects liability reduction

AYTU BIOPHARMA, INC

Machine-readable event card

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0001437749-26-011116
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8-K
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AYTU
cik
0001385818
company_name
AYTU BIOPHARMA, INC
filed_at
2026-04-02T23:59:59+00:00
discovered_at
2026-05-14T18:02:32.219510+00:00
generated_at
2026-05-15T07:49:26.550762+00:00
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neutral
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confidence
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https://www.sec.gov/Archives/edgar/data/1385818/000143774926011116/0001437749-26-011116-index.htm
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https://www.sec.gov/Archives/edgar/data/1385818/000143774926011116/aytu20260327_8k.htm
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Source-grounded claims

33a1bf6635df3cc3a84a118248bf39690c536109

AYTU BIOPHARMA, INC amended Amended 2023 Prefunded Warrant with certain institutional investors (effective 2026-03-31).

the Company and the Investors, as applicable, entered into (i) an Amended and Restated June 2023 Prefunded Warrant ("Amended 2023 Prefunded Warrant"), (ii) an Amended and Restated June 2023 Tranche A Warrant ("Amended 2023 Tranche A Warrant") and (iii) an Amended and Restated June 2025 Prefunded Warrant ("Amended 2025 Prefunded Warrant"), pursuant to which the Company canceled the previously issued Warrants and issued to the Investors, as applicable, an Amended 2023 Prefunded Warrant, an Amended 2023 Tranche A Warrant and an Amended 2025 Prefunded Warrant, with revised Blockers

SEC 8-K Item 1.01/1.02 confidence 0.9 SEC evidence

Comparable filings

XWIN

XMax raises $3.6M via private placement of 486,500 shares at $7.347/share

XMax Inc. June 2, 2026, 4:30 PM ET other_material Items 1.01, 3.02, 9.01

same fact type: material_agreement same SEC item: 1.01, 3.02, 9.01 same event type: other_material similar materiality

This filing

the Company and the Investors, as applicable, entered into (i) an Amended and Restated June 2023 Prefunded Warrant ("Amended 2023 Prefunded Warrant"), (ii) an Amended and Restated June 2023 Tranche A Warrant ("Amended 2023 Tranche A Warrant") and (iii) an Amended and Restated June 2025 Prefunded Warrant ("Amended 2025 Prefunded Warrant"), pursuant to which the Company canceled the previously issued Warrants and issued to the Investors, as applicable, an Amended 2023 Prefunded Warrant, an Amended 2023 Tranche A Warrant and an Amended 2025 Prefunded Warrant, with revised Blockers

Comparable filing

On May 28, 2026, XMax Inc. (the “ Company ”) entered into Securities Purchase Agreements (the “ Agreements ”) with certain non-U.S. investors identified on the signature pages thereto (the “ Purchasers ”), pursuant to which the Company agreed to sell to the Purchasers in a private placement for a total of 486,500 shares (the “ Shares ”) of the Company’s common stock, par value $0.001 per share (the “ Common Stock ”), at a purchase price of $7.347 per share for an aggregate offering price of $3,574,315.50 (the “ Private Placement ”).

Filing page SEC filing

JAGX

Jaguar Health issues 64,668 common shares for Series Q Preferred; annual meeting adjourned to June 8

Jaguar Health, Inc. June 2, 2026, 4:10 PM ET other_material Items 1.01, 3.02, 8.01, 9.01

same fact type: material_agreement same SEC item: 1.01, 3.02, 9.01 same event type: other_material similar materiality

This filing

the Company and the Investors, as applicable, entered into (i) an Amended and Restated June 2023 Prefunded Warrant ("Amended 2023 Prefunded Warrant"), (ii) an Amended and Restated June 2023 Tranche A Warrant ("Amended 2023 Tranche A Warrant") and (iii) an Amended and Restated June 2025 Prefunded Warrant ("Amended 2025 Prefunded Warrant"), pursuant to which the Company canceled the previously issued Warrants and issued to the Investors, as applicable, an Amended 2023 Prefunded Warrant, an Amended 2023 Tranche A Warrant and an Amended 2025 Prefunded Warrant, with revised Blockers

Comparable filing

On May 26, 2026, the Company entered into a privately negotiated exchange agreement with Streeterville (the “First Exchange Agreement”), pursuant to which the Company issued 31,958 shares (the “First Exchange Shares”) of the Company’s common stock, par value $0.0001 (the “Common Stock”) to Streeterville in exchange for an aggregate of 3.72 outstanding shares of Series Q Preferred Stock held by Streeterville (the “First Exchanged Preferred Shares”).

Filing page SEC filing

GNK

Genco Shipping amends shareholder rights plan, eliminates 'Acting in Concert' definition

GENCO SHIPPING & TRADING LTD June 2, 2026, 6:01 AM ET other_material Items 1.01, 3.03, 9.01

same fact type: material_agreement same SEC item: 1.01, 3.03, 9.01 same event type: other_material similar materiality

This filing

the Company and the Investors, as applicable, entered into (i) an Amended and Restated June 2023 Prefunded Warrant ("Amended 2023 Prefunded Warrant"), (ii) an Amended and Restated June 2023 Tranche A Warrant ("Amended 2023 Tranche A Warrant") and (iii) an Amended and Restated June 2025 Prefunded Warrant ("Amended 2025 Prefunded Warrant"), pursuant to which the Company canceled the previously issued Warrants and issued to the Investors, as applicable, an Amended 2023 Prefunded Warrant, an Amended 2023 Tranche A Warrant and an Amended 2025 Prefunded Warrant, with revised Blockers

Comparable filing

On June 2, 2026, Genco Shipping & Trading Limited (the “ Company ”) entered into the Third Amendment to Shareholders Rights Agreement (the “ Third Amendment ”) to amend the Shareholder Rights Agreement, dated as of October 1, 2025 between the Company and Computershare Inc., as amended to date (the “ Rights Agreement ”).

Filing page SEC filing

TPST

Tempest Therapeutics enters warrant exercise inducement for ~$2M; issues new warrants to purchase 2.34M shares at $1.73

Tempest Therapeutics, Inc. June 1, 2026, 7:13 PM ET other_material Items 1.01, 3.02, 9.01

same fact type: material_agreement same SEC item: 1.01, 3.02, 9.01 same event type: other_material similar materiality

This filing

the Company and the Investors, as applicable, entered into (i) an Amended and Restated June 2023 Prefunded Warrant ("Amended 2023 Prefunded Warrant"), (ii) an Amended and Restated June 2023 Tranche A Warrant ("Amended 2023 Tranche A Warrant") and (iii) an Amended and Restated June 2025 Prefunded Warrant ("Amended 2025 Prefunded Warrant"), pursuant to which the Company canceled the previously issued Warrants and issued to the Investors, as applicable, an Amended 2023 Prefunded Warrant, an Amended 2023 Tranche A Warrant and an Amended 2025 Prefunded Warrant, with revised Blockers

Comparable filing

On May 28, 2026, Tempest Therapeutics, Inc., a Delaware corporation (the “ Company ”), entered into a warrant exercise and inducement offer letter agreement (the “ Inducement Letter ”) with a holder of certain existing warrants to purchase shares of the Company’s common stock

Filing page SEC filing

CITR

CitroTech exchanges all Series A Preferred for Series C Convertible; BoltRock gets board rights

CitroTech Inc. June 1, 2026, 4:15 PM ET other_material Items 1.01, 3.02, 9.01

same fact type: material_agreement same SEC item: 1.01, 3.02, 9.01 same event type: other_material similar materiality

This filing

the Company and the Investors, as applicable, entered into (i) an Amended and Restated June 2023 Prefunded Warrant ("Amended 2023 Prefunded Warrant"), (ii) an Amended and Restated June 2023 Tranche A Warrant ("Amended 2023 Tranche A Warrant") and (iii) an Amended and Restated June 2025 Prefunded Warrant ("Amended 2025 Prefunded Warrant"), pursuant to which the Company canceled the previously issued Warrants and issued to the Investors, as applicable, an Amended 2023 Prefunded Warrant, an Amended 2023 Tranche A Warrant and an Amended 2025 Prefunded Warrant, with revised Blockers

Comparable filing

On May 28, 2026, CitroTech Inc., a Wyoming corporation (the “Company”), entered into Stock Exchange and Stockholders Agreements (the “Exchange Agreements”) with the holders (the “Holders”) of the Company’s outstanding Series A Preferred Stock

Filing page SEC filing

AAT

AAT board raises Rady Trust ownership cap to 21.9%, lowers general limit to 6.775%

American Assets Trust, Inc. May 11, 2026, 7:59 PM ET other_material Items 1.01, 3.03, 9.01

same fact type: material_agreement same SEC item: 1.01, 3.03, 9.01 same event type: other_material similar materiality

This filing

the Company and the Investors, as applicable, entered into (i) an Amended and Restated June 2023 Prefunded Warrant ("Amended 2023 Prefunded Warrant"), (ii) an Amended and Restated June 2023 Tranche A Warrant ("Amended 2023 Tranche A Warrant") and (iii) an Amended and Restated June 2025 Prefunded Warrant ("Amended 2025 Prefunded Warrant"), pursuant to which the Company canceled the previously issued Warrants and issued to the Investors, as applicable, an Amended 2023 Prefunded Warrant, an Amended 2023 Tranche A Warrant and an Amended 2025 Prefunded Warrant, with revised Blockers

Comparable filing

On May 11, 2026, American Assets Trust, Inc. (the "Company") entered into a Voting Support Agreement (the "Voting Agreement") with the Ernest Rady Trust U/D/T March 10, 1983 (the "Rady Trust"), the Evelyn Shirley Rady Trust U/D/T March 10, 1983, and American Assets, Inc. (collectively, the "Stockholder").

Filing page SEC filing

SAGU

Shreya Acquisition Group closes $110M IPO, 11M units at $10 each on NYSE

Shreya Acquisition Group May 11, 2026, 7:59 PM ET other_material Items 1.01, 3.02, 5.02, 5.03, 8.01, 9.01

same fact type: material_agreement same SEC item: 1.01, 3.02, 9.01 same event type: other_material similar materiality

This filing

the Company and the Investors, as applicable, entered into (i) an Amended and Restated June 2023 Prefunded Warrant ("Amended 2023 Prefunded Warrant"), (ii) an Amended and Restated June 2023 Tranche A Warrant ("Amended 2023 Tranche A Warrant") and (iii) an Amended and Restated June 2025 Prefunded Warrant ("Amended 2025 Prefunded Warrant"), pursuant to which the Company canceled the previously issued Warrants and issued to the Investors, as applicable, an Amended 2023 Prefunded Warrant, an Amended 2023 Tranche A Warrant and an Amended 2025 Prefunded Warrant, with revised Blockers

Comparable filing

Private Units Subscription Agreement, dated May 6, 2026, by and between the Company and the Sponsor, a copy of which is attached as Exhibit 10.4 and incorporated herein by reference

Filing page SEC filing

PBT

Court approves trust indenture amendments eliminating 75% supermajority requirement

PERMIAN BASIN ROYALTY TRUST May 8, 2026, 7:59 PM ET other_material Items 1.01, 3.03, 5.03, 7.01, 9.01

same fact type: material_agreement same SEC item: 1.01, 3.03, 9.01 same event type: other_material similar materiality

This filing

the Company and the Investors, as applicable, entered into (i) an Amended and Restated June 2023 Prefunded Warrant ("Amended 2023 Prefunded Warrant"), (ii) an Amended and Restated June 2023 Tranche A Warrant ("Amended 2023 Tranche A Warrant") and (iii) an Amended and Restated June 2025 Prefunded Warrant ("Amended 2025 Prefunded Warrant"), pursuant to which the Company canceled the previously issued Warrants and issued to the Investors, as applicable, an Amended 2023 Prefunded Warrant, an Amended 2023 Tranche A Warrant and an Amended 2025 Prefunded Warrant, with revised Blockers

Comparable filing

Argent Trust Company, the trustee of the Trust, entered into Amendment No. 2 to the Amended and Restated Trust Indenture of Permian Basin Royalty Trust dated May 8, 2026 (the “Amendment”) implementing the modifications approved by the Court.

Filing page SEC filing

Source: SEC EDGAR
accession 0001437749-26-011116

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.