Material Agreements

RIGEL PHARMACEUTICALS INC entered into Agreement with Arvinas, Inc., Arvinas Operations, Inc., Arvinas Estrogen Receptor, Inc. and Pfizer Inc. valued at $70 million upfront payment, $15 million transition completion payment, up to $320 million in milest (effective 2026-05-11).

“On May 11, 2026, Rigel Pharmaceuticals, Inc. ("Rigel" or the "Company") entered into a License Agreement (the "Agreement") with Arvinas, Inc., Arvinas Operations, Inc., Arvinas Estrogen Receptor, Inc. and Pfizer Inc. (collectively, the "Licensors").”

PLAINS GP HOLDINGS LP terminated Term Loan Agreement with PNC Bank, National Association and the other lenders party thereto valued at $1.1 billion (effective 2025-11-26).

“On November 26, 2025, PAA entered into a term loan agreement (the “Term Loan Agreement”) by and among PAA, as borrower, PNC Bank, National Association, as administrative agent, and the other lenders party thereto (collectively, the “Lenders”).”

PLAINS ALL AMERICAN PIPELINE LP terminated Term Loan Agreement with PNC Bank, National Association and the other lenders party thereto valued at $1.1 billion (effective 2026-05-12).

“On November 26, 2025, PAA entered into a term loan agreement (the “Term Loan Agreement”) by and among PAA, as borrower, PNC Bank, National Association, as administrative agent, and the other lenders party thereto (collectively, the “Lenders”).”

Solaris Energy Infrastructure, Inc. entered into Credit Agreement with MUFG Bank, Ltd. valued at $650.0 million (effective 2026-05-12).

“the Company and the Issuer, as borrower, entered into a credit agreement (the “Credit Agreement”) with MUFG Bank, Ltd., as administrative agent, CSC Delaware Trust Company, as collateral agent, and the lenders party thereto. Pursuant to the Credit Agreement, the lenders agree to provide the Issuer a revolving credit facility of up to $650.0 million”

Solaris Energy Infrastructure, Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $1.3 billion aggregate principal amount (effective 2026-05-12).

“Solaris Energy Infrastructure, LLC (the “Issuer”), a subsidiary of Solaris Energy Infrastructure, Inc. (the “Company”), issued $1.3 billion aggregate principal amount of a new series of the Issuer’s 6.375% Senior Notes due 2031 (the “Notes”) in a private placement (the “Offering”)”

NSTS Bancorp, Inc. entered into Agreement and Plan of Merger with Brookfield Bancshares, Inc. valued at $73,662,000 (effective 2026-05-12).

“the Company will merge with and into a newly formed Delaware corporation and wholly owned subsidiary of Parent, BRKD Merger Sub Inc. (“ Parent Merger Sub ”), with the Company as the surviving corporation (the “ Merger ”) and (2) immediately following the Merger, the Company will be merged with and into Parent, with Parent surviving the merger (the “ Second Merger ”). Following the Second Merger, North Shore Trust and Savings, a federally-chartered stock savings institution with its principal office in Waukegan, Illinois (the “ Bank ”), will become a wholly-owned subsidiary of Parent. The Bank will continue to operate under its existing name and federal savings association charter as a subsidiary of Parent. Under the terms of the Merger Agreement, each share of common stock, par value $0.01 per share, of the Company (“ Company Stock ”) that is issued and outstanding at the effective time of the Merger (the “ Effective Time ”), will be converted into the right to receive cash in an aggre”

XCF Global, Inc. entered into Encore Agreement payable acknowledgement and settlement agreement with Encore DEC, LLC valued at $16,700,000 debt settled via 37,033,386 shares of Class A Common Stock at $0.451 per share (effective 2026-05-06).

“On May 6, 2026, the Company, New Rise Renewables Reno, LLC (“ New Rise Reno ”), a subsidiary of the Company, and Encore DEC, LLC (“ Encore ”) entered into a payable acknowledgement and settlement agreement (the “ Encore Agreement ”), pursuant to which approximately $16.7 million of outstanding accounts payable due to Encore DEC will be settled through the issuance of 37,033,386 shares of the Company’s Class A Common Stock”

Perfect Moment Ltd. entered into Securities Purchase Agreement with Krane Capital, LLC valued at Issue and sell 6,060,606 shares of Common Stock and warrants to purchase up to 8,276,944 shares of C (effective 2026-03-30).

“As previously disclosed, on March 30, 2026, the Company entered into a Securities Purchase Agreement (the "SPA") with Krane Capital to issue and sell (i) 6,060,606 shares (the "Shares") of Common Stock and (ii) warrants (the "Krane Warrants") to purchase up to 8,276,944 shares of Common Stock, at an exercise price of $0.40 per share.”

Diversified Energy Co entered into Securities Purchase Agreement with certain affiliates of Camino Natural Resources, LLC valued at $1.175 billion (effective 2026-05-06).

“On May 6, 2026, Diversified Gas & Oil Corporation (“Diversified” or “Purchaser”), a wholly-owned subsidiary of Diversified Energy Company (the “Company”), entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain affiliates of Camino Natural Resources, LLC (collectively, “Camino” or “Sellers”) pursuant to which Diversified agreed to acquire 100% of the interests in certain affiliates of Camino owning (i) certain oil and natural gas wells, leasehold interests and related assets located in Oklahoma (the “Developed Assets”) and (ii) certain undeveloped acreage, associated leasehold interests and related assets in Oklahoma (the “Undeveloped Assets” and together with the Developed Assets, the “Assets”).”

Cinemark Holdings, Inc. amended Fifth Amendment with Barclays Bank PLC (effective 2026-05-12).

“On May 12, 2026, Cinemark Holdings, Inc. (“ we ”, “ our ”, “ us ”) and Cinemark USA, Inc. (“ Cinemark USA ”), our wholly-owned subsidiary, entered into a Fifth Amendment (the “ Fifth Amendment ”) to the Second Amended and Restated Credit Agreement”

FIREFLY NEUROSCIENCE, INC. entered into Purchase Agreement with an accredited investor valued at aggregate gross proceeds of up to $1,000,000 (effective 2026-05-06).

“On May 6, 2026, Firefly Neuroscience, Inc., a Delaware corporation (the “Company”), entered into a securities purchase agreement (the “Purchase Agreement”) with an accredited investor (the “Investor”), pursuant to which the Company agreed to issue and sell to the Investor up to 666,667 units (each a “Unit” and, collectively, the “Units”), at a purchase price of $1.50 per Unit, for aggregate gross proceeds of up to $1,000,000.”

Securetech Innovations, Inc. terminated CFI Capital, LLC Convertible Promissory Note with CFI Capital, LLC valued at Redeemed and terminated; no shares issued; no further obligations. (effective 2026-05-11).

“On May 11, 2026, SecureTech redeemed the CFI Note in full for an aggregate payment of $244,362.33, comprising principal of $150,000, accrued interest of $5,795.52, a prepayment fee of $62,317.81, and standstill fees of $26,250.00. In accordance with this payment, the CFI Agreement was terminated and the CFI Note was canceled and returned to SecureTech.”

Securetech Innovations, Inc. entered into Red Rock Development Group, LLC Convertible Promissory Note with Red Rock Development Group, LLC valued at Principal amount $445,000; net proceeds $400,000; 10% interest; convertible at 60% of lowest trading (effective 2026-05-08).

“On May 8, 2026, SecureTech entered into a Securities Purchase Agreement (“ RR Purchase Agreement ”) with Red Rock Development Group, LLC (“ Red Rock ”), pursuant to which Red Rock purchased a 10% Convertible Promissory Note (“ RR Note ”) from SecureTech in the principal amount of $445,000 of which $40,000 was retained by Red Rock through an Original Issue Discount (OID) and $5,000 was retained to cover legal fees associated with this transaction, resulting in net proceeds to the Company of $400,000.”

Securetech Innovations, Inc. entered into Willow Creek Capital Holdings, LLC Convertible Promissory Note with Willow Creek Capital Holdings, LLC valued at Principal amount $112,500; net proceeds $100,000; 10% interest; convertible at 60% of lowest trading (effective 2026-05-08).

“On May 8, 2026, SecureTech Innovations, Inc. (“ SecureTech ” or “ Company ”) entered into a Securities Purchase Agreement (“ WC Purchase Agreement ”) with Willow Creek Capital Holdings, LLC (“ Willow Creek ”), pursuant to which Willow Creek purchased a 10% Convertible Promissory Note (“ WC Note ”) from SecureTech in the principal amount of $112,500 of which $10,000 was retained by Willow Creek through an Original Issue Discount (OID) and $2,500 was retained to cover legal fees associated with this transaction, resulting in net proceeds to the Company of $100,000.”

Pono Capital Four, Inc. entered into Note with Mehana Capital LLC valued at up to $100,000 (effective 2026-05-06).

“As of May 6, 2026, Pono Capital Four, Inc. (the “Company”) issued an unsecured promissory note (the “Note”) in the principal amount of up to $100,000 to Mehana Capital LLC (the “Sponsor”).”

AMPHENOL CORP /DE/ entered into Underwriting Agreement with Barclays Bank PLC, Citigroup Global Markets Limited, Commerzbank Aktiengesellschaft, HSBC Bank plc, BNP PARIBAS, J.P. Morgan Securities plc, Mizuho International plc, Standard Chartered Bank, ING Bank N.V., Belgian Branch and Siebert Williams Shank & Co., LLC valued at €600,000,000 aggregate principal amount of the Company’s 3.375% Senior Notes due 2029 and €500,000,0 (effective 2026-05-05).

“The Notes were sold in an underwritten public offering pursuant to an underwriting agreement, dated May 5, 2026, by and between the Company and Barclays Bank PLC, Citigroup Global Markets Limited, Commerzbank Aktiengesellschaft, HSBC Bank plc, BNP PARIBAS, J.P. Morgan Securities plc, Mizuho International plc, Standard Chartered Bank, ING Bank N.V., Belgian Branch and Siebert Williams Shank & Co., LLC.”

MARCHEX INC entered into Stock Purchase Agreement with Archenia, Inc. stockholders valued at $10 million in convertible promissory notes (effective 2026-05-08).

“Marchex, Inc. ("Marchex" or the "Company") has entered into a Stock Purchase Agreement (“SPA”) dated May 8, 2026 to acquire 100% of the outstanding shares of capital stock of Archenia, Inc. (the “Transaction”) from the Archenia stockholders (the “Sellers”) for a base consideration consisting of an aggregate of $10 million in convertible promissory notes to be issued to the Sellers”

VISA INC. entered into Makewhole Agreements with holders of the Class B-1 common stock and Class B-2 common stock valued at Obligation to reimburse Visa in cash for portion of future deposit into U.S. covered litigation escr (effective 2026-05-11).

“On May 12, 2026, Visa Inc. (“Visa”) settled its previously announced exchange offer (the “Exchange Offer”) for any and all outstanding shares of its Class B-1 and Class B-2 common stock, the terms of which were described in the prospectus, dated April 13, 2026, constituting part of Visa’s registration statement on Form S-4, as amended (File No. 333-294062).”

FLOWSERVE CORP entered into Sixth Supplemental Indenture with U.S. Bank Trust Company, National Association valued at $500 million (effective 2026-05-12).

“On May 12, 2026, Flowserve Corporation, a New York corporation (the “Company”), issued $500 million aggregate principal amount of its 5.700% Senior Notes due 2036 (the “Notes”). The Notes were issued pursuant to a Senior Indenture, dated as of September 11, 2012 (the “Base Indenture”), between the Company and U.S. Bank Trust Company, National Association (as successor-in-interest to U.S. Bank National Association), as Trustee (the “Trustee”), as supplemented by the Sixth Supplemental Indenture, dated as of May 12, 2026 (the “Sixth Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), between the Company and the Trustee.”

OptimizeRx Corp terminated Existing Term Loan with Blue Torch Finance, LLC (effective 2026-05-07).

“On the Closing Date, the Company terminated and repaid in full all obligations outstanding under the Existing Term Loan with the proceeds from the new Term Loan.”

OptimizeRx Corp entered into Credit Agreement with Fifth Third Bank, National Association valued at $35.0 million (effective 2026-05-07).

“On May 7, 2026 (the “Closing Date”), OptimizeRx Corporation, a Nevada corporation (the “Company” or “Borrower”), entered into a credit agreement (the “Credit Agreement”) with the other loan parties from time to time party thereto (the “Loan Parties”), the lenders from time to time party thereto (the “Lenders”), and Fifth Third Bank, National Association (“Fifth Third”), as Agent, L/C Issuer and Swing Line Lender.”

ALASKA AIR GROUP, INC. amended Term Loan Credit and Guaranty Agreement - Incremental Term Loan Facility with Bank of America, N.A. valued at New incremental class of $500 million senior secured term loans (effective 2026-05-12).

“On May 12, 2026, AS Mileage Plan IP Ltd. (the “ Borrower ”), an exempted company incorporated with limited liability under the laws of the Cayman Islands and an indirect wholly owned subsidiary of the Company, entered into an amendment to the Term Loan Credit and Guaranty Agreement, dated as of October 15, 2024 (the “ Existing Term Loan Agreement ”) by and among the Borrower, and the Company, Alaska and AS Mileage Plan Holdings Ltd., an exempted company incorporated with limited liability under the laws of the Cayman Islands, as guarantors, Bank of America, N.A., as administrative agent, and the lenders party thereto from time to time, pursuant to which the Borrower incurred a new incremental class of $500 million in senior secured term loans (the “ Incremental Term Loan Facility ”) under the Existing Term Loan Agreement.”

ALASKA AIR GROUP, INC. entered into Indenture Governing Senior Notes with U.S. Bank Trust Company, National Association valued at $500 million 6.500% senior notes due 2031 (effective 2026-05-12).

“ITEM 1.01 Entry Into a Material Definitive Agreement Indenture Governing Senior Notes On May 12, 2026, Alaska Airlines, Inc. (“ Alaska ”) issued and sold $500 million aggregate principal amount of 6.500% senior notes due 2031 (the “ Notes ”) pursuant to an Indenture dated as of May 12, 2026, by and between Alaska and U.S. Bank Trust Company, National Association (the “ Base Indenture ”), as supplemented by the First Supplemental Indenture dated as of May 12, 2026 by and among Alaska, Alaska Air Group, Inc. (the “ Company ”), as guarantor, and U.S. Bank Trust Company, National Association, as trustee (the “ First Supplemental Indenture ” and together with the Base Indenture, the “ Indenture ”).”

AB Commercial Real Estate Private Debt Fund, LLC entered into Master Repurchase Agreement with Morgan Stanley Bank N.A. (effective 2026-05-06).

“On May 6, 2026, AB Commercial Real Estate Private Debt Fund, LLC (the “Company”) became party to that certain Master Repurchase Agreement, dated September 29, 2015 (the “Initial Agreement”) by and between Morgan Stanley Bank N.A. (“Morgan Stanley”) and the counterparties thereto, pursuant to that Second Amendment to the Initial Agreement, executed May 6, 2026 and dated May 1, 2026 (the “Second Amendment”).”

HORTON D R INC /DE/ amended Fifth Amendment with U.S. Bank National Association valued at $1.925 billion (effective 2026-05-06).

“Effective May 6, 2026, DHI Mortgage Company, Ltd. ("DHI Mortgage"), a wholly-owned subsidiary of D.R. Horton, Inc., U.S. Bank National Association, as a buyer, and as administrative agent ("U.S. Bank" or "Administrative Agent") and other buyers listed as a buyer (collectively, the "Buyers") hereto entered into the Fifth Amendment (the "Amendment") to the Fourth Amended and Restated Master Repurchase Agreement dated as of February 18, 2022 as amended prior to the date hereof (as so amended, the "Amended Repurchase Facility").”

PROCACCIANTI HOTEL REIT, INC. amended Change in Terms Agreement with PHR TCI, LLC and Beacon Bank & Trust valued at $15,600,000 (effective 2026-05-06).

“On May 6, 2026, PHR TCI, LLC, as borrower, and Beacon Bank & Trust, successor by merger to Berkshire Bank (the “Lender”), as lender, entered into a Change in Terms Agreement (the “Change in Terms Agreement”) with respect to the Refinancing Loan and the Refinancing Note.”

SM Energy Co terminated Indenture dated as of October 13, 2021 governing the 5.000% Senior Notes due 2026 with Computershare Trust Company, N.A. valued at $400 million (effective 2026-05-11).

“On May 11, 2026, SM Energy Company (“Company”) paid $400 million to redeem all of the aggregate principal amount outstanding of its 5.000% Senior Notes due 2026 (“2026 Senior Notes”), plus accrued and unpaid interest, pursuant to the terms of the Indenture, dated as of October 13, 2021, among the Company (as successor in interest to Bonanza Creek Energy, Inc.), the guarantors party thereto and Computershare Trust Company, N.A. (as successor in interest to Wells Fargo Bank, National Association), which governed the 2026 Senior Notes (“Indenture”).”

Coya Therapeutics, Inc. entered into Sales Agreement with Leerink Partners LLC valued at up to $30,000,000 (effective 2026-05-12).

“On May 12, 2026, Coya Therapeutics, Inc. (the “Company”) entered into a Sales Agreement (the “Sales Agreement”) with Leerink Partners LLC, as sales agent (“Leerink Partners”), pursuant to which the Company may offer and sell, from time to time through or to Leerink Partners, shares of the Company’s common stock, par value $0.0001 per share (“Common Stock”), for aggregate gross proceeds of up to $30,000,000”

ACM Research, Inc. entered into Securities Purchase Agreement with certain U.S. institutional investors named therein managed by Tekne Capital Management, LLC valued at approximately $149,849,980 million (effective 2026-05-12).

“On May 12, 2026, ACM Research, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain U.S. institutional investors named therein managed by Tekne Capital Management, LLC (the “Investors”).”

MACROGENICS INC entered into Asset Purchase Agreement with Bora Pharmaceuticals Co., Ltd. and Bora Biologics USA, LLC valued at $122.5 million in cash (effective 2026-05-11).

“On May 11, 2026, MacroGenics, Inc., a Delaware corporation (the "Company"), entered into an Asset Purchase Agreement (the "Purchase Agreement") with Bora Pharmaceuticals Co., Ltd., a company organized under the laws of Taiwan ("Bora"), and Bora Biologics USA, LLC, a Delaware limited liability company (collectively, the "Purchaser"), pursuant to which the Company agreed to sell to the Purchaser assets and current liabilities related to its GMP manufacturing operations, including its CDMO business (the "CDMO Operations") currently conducted by the Company at its manufacturing facility located at 9704 Medical Center Drive, Rockville, Maryland and related warehouse operations located at 4735 Arcadia Drive, Frederick, Maryland (excluding all research and related assets and operations of the Company) (the "Transaction").”

ARVINAS, INC. entered into License Agreement with Rigel Pharmaceuticals, Inc. valued at $70.0 million (effective 2026-05-11).

“On May 11, 2026, Arvinas, Inc., a Delaware corporation (“Arvinas”), and Arvinas’ direct subsidiaries, Arvinas Operations, Inc. (“Operations”) and Arvinas Estrogen Receptor, Inc. (“Arvinas ER,” together with Arvinas and Operations, the “Company”), together with Pfizer Inc. (“Pfizer”), entered into a license agreement (the “License Agreement”) with Rigel Pharmaceuticals, Inc. (“Rigel”).”

FS KKR Capital Corp entered into Purchase Agreement with KKR Alternative Assets L.P. valued at $150,000,000 (effective 2026-05-10).

“On May 10, 2026, FS KKR Capital Corp. (the “Company”) entered into a purchase agreement (the “Purchase Agreement”) with KKR Alternative Assets L.P., a Delaware limited partnership (the “Purchaser”), pursuant to which the Purchaser has agreed to purchase $150,000,000 in newly issued shares of the Company’s cumulative convertible perpetual preferred stock (the “Convertible Preferred Stock”).”

American Assets Trust, Inc. entered into Voting Support Agreement with Ernest Rady Trust U/D/T March 10, 1983, the Evelyn Shirley Rady Trust U/D/T March 10, 1983, and American Assets, Inc. (effective 2026-05-11).

“On May 11, 2026, American Assets Trust, Inc. (the "Company") entered into a Voting Support Agreement (the "Voting Agreement") with the Ernest Rady Trust U/D/T March 10, 1983 (the "Rady Trust"), the Evelyn Shirley Rady Trust U/D/T March 10, 1983, and American Assets, Inc. (collectively, the "Stockholder").”

Synergy CHC Corp. entered into Purchase Agreement with Hudson Global Ventures, LLC valued at $36,000,000 (effective 2026-05-08).

“On May 8, 2026, Synergy CHC Corp. (the “Company”) entered into an equity purchase agreement (the “Purchase Agreement”) with Hudson Global Ventures, LLC (the “Investor”), pursuant to which the Company has the right, but not the obligation, to direct the Investor to purchase up to $36,000,000 of the Company’s common stock”

Emerald Holding, Inc. entered into Agreement and Plan of Merger with Emma Buyer, LLC and Emma Merger Sub, Inc. valued at $5.03 per share of Common Stock in cash (effective 2026-05-09).

“On May 9, 2026, Emerald Holding, Inc., a Delaware corporation (the “ Company ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”) with Emma Buyer, LLC, a Delaware limited liability company (“ Parent ”), and Emma Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Parent (“ Merger Sub ”).”

Serve Robotics Inc. /DE/ terminated Controlled Equity Offering SM Agreement with Cantor Fitzgerald & Co., Wedbush Securities Inc., Northland Securities, Inc., Ladenburg Thalmann & Co. Inc. and Seaport Global Securities LLC (collectively, the "Agents") valued at up to $150 million (effective 2026-05-07).

“On May 7, 2026, Serve Robotics Inc. (the “Company”) and each of Cantor Fitzgerald & Co., Wedbush Securities Inc., Northland Securities, Inc., Ladenburg Thalmann & Co. Inc. and Seaport Global Securities LLC (collectively, the “Agents”) agreed to terminate the Controlled Equity Offering SM Agreement, dated as of March 6, 2025 (the “Prior Sales Agreement”).”

Brand Engagement Network Inc. entered into Reseller Agreements with HighTide Energy, Inc. d/b/a Accelevate Solutions valued at 35% of gross revenue excluding hardware (effective 2026-05-07).

“On May 7, 2026, following the successful completion of due diligence, entered into two definitive Reseller Agreements (the “Commercial Agreements”) with Accelevate.”

Evolution Metals & Technologies Corp. entered into Securities Purchase Agreement with YA II PN, LTD. valued at up to $100,000,000 (effective 2026-05-07).

“On May 7, 2026, Evolution Metals & Technologies Corp. (“EMAT” or the “Company”) entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with YA II PN, LTD. (“Yorkville”), a fund managed by Yorkville Advisors Global, LP, pursuant to which the Company agreed to issue and sell to Yorkville convertible debentures in the aggregate principal amount of up to $100,000,000”

Unusual Machines, Inc. entered into Agreement and Plan of Merger with Upgrade Energy LLC, DroneNX LLC d/b/a Upgrade Energy, Matthew Barnard valued at $52 million (effective 2026-05-07).

“On May 7, 2026, Unusual Machines, Inc. (the “Company”), a manufacturer of NDAA-compliant drone components, entered into a $52 million agreement and plan of merger (the “Merger Agreement”), with Upgrade Energy LLC, a newly formed subsidiary of the Company (the “Surviving Company”), DroneNX LLC d/b/a Upgrade Energy (“Upgrade”), and Matthew Barnard as the Member Representative of Upgrade, pursuant to which, the Surviving Company, will acquire all of the property, rights, privileges, licenses, powers and authority of Upgrade in exchange for 1,792,012 shares of Company common stock at $13.9508 per share and $1 million cash at closing with a potential post-closing earn-out payment of up to $26 million in cash, subject to the Surviving Company achieving an annual revenue target of $10 million during a two-year calculation period following the date of the Merger Agreement (with proportional adjustment for the second year).”

Shreya Acquisition Group entered into Private Units Subscription Agreement with the Sponsor (effective 2026-05-06).

“Private Units Subscription Agreement, dated May 6, 2026, by and between the Company and the Sponsor, a copy of which is attached as Exhibit 10.4 and incorporated herein by reference”

Shreya Acquisition Group entered into Letter Agreement with D. Boral Capital LLC (effective 2026-05-08).

“In connection with the Partial OA, the Company and DBC entered into a Letter Agreement, dated as of May 8, 2026 (the “Letter Agreement”) pursuant to which the parties agreed that no incremental underwriting fee would be due and no additional private placement units would be in issued in connection with the Partial OA.”

Shreya Acquisition Group entered into Underwriting Agreement with D. Boral Capital LLC, as representative of the underwriters (effective 2026-05-06).

“Underwriting Agreement, dated May 6, 2026, by and between the Company and D. Boral Capital LLC, as representative of the underwriters (“DBC”), a copy of which is attached as Exhibit 1.1 hereto and incorporated herein by reference”

ACCENDRA HEALTH INC/VA/ entered into Commitment and Consent Letter with certain institutions that are holders of the 4.500% Senior Notes due 2029 and 6.625% Senior Notes due 2030, lenders under the Term Loan Credit Agreement, and lenders under the Existing Revolving Credit Facility Agreement (effective 2026-05-11).

“On May 11, 2026, Accendra Health, Inc. (the “ Company ”) entered into a Commitment and Consent Letter (the “ Commitment Letter ”) with certain institutions that are (a)(i) holders of the Company’s 4.500% Senior Notes due 2029 (the “ 2029 Notes ”) and 6.625% Senior Notes due 2030 (the “ 2030 Notes ” and, together with the 2029 Notes, the “ Existing Notes ”), collectively holding approximately all of the outstanding principal amount of the 2029 Notes and approximately 83% of the outstanding principal amount of the 2030 Notes as of May 11, 2026 and (ii) lenders under the Company’s existing Term Loan Credit Agreement (as defined below) (collectively, the “ Commitment and Consenting Parties ” and each, a “ Commitment and Consenting Party ”), (b) certain lenders under the Company’s existing Term Loan Credit Agreement consenting solely with respect to the Term B-1 Term Loan Consent (as defined below) (the “ Term B-1 Term Loan Consenting Parties ”) and (c) all lenders under the Company’s Exist”

Horizon Kinetics Holding Corp entered into Board Representative Agreement with Texas Pacific Land Corporation (effective 2026-05-05).

“On May 5, 2026, Horizon Kinetics Holding Corporation (“HKHC”) and Horizon Kinetics Asset Management LLC (together with HKHC and collectively with their respective affiliates, “Horizon”) entered into a Board Representative Agreement (the “Agreement”) with Texas Pacific Land Corporation, a Delaware corporation (“TPL”).”

Algorhythm Holdings, Inc. entered into Forbearance Agreement with SemiCab Inc. (effective 2026-05-09).

“Promissory Note”) to SemiCab Inc., a Delaware corporation (the “Seller”), pursuant to an equity purchase agreement (the “Equity Purchase Agreement”) among the Company and its subsidiary, SemiCab Holdings, LLC, a Nevada limited liability”

ON SEMICONDUCTOR CORP entered into Indenture for 0% Convertible Senior Notes due 2031 with Computershare Trust Company, National Association valued at $1,500,000,000 (effective 2026-05-11).

“On May 11, 2026, ON Semiconductor Corporation (the “ Company ”) completed its previously announced private unregistered offering of $1.5 billion aggregate principal amount of its 0% Convertible Senior Notes due 2031 (the “ Notes ”), which amount includes the full exercise of the initial purchasers’ option to purchase $200 million aggregate principal amount of additional Notes.”

Sezzle Inc. entered into Amended and Restated Revolving Credit and Security Agreement with Bastion Funding VI, LP, as administrative agent, and certain lenders party thereto valued at $300 million (effective 2026-05-07).

“On May 7, 2026, Sezzle Funding SPE II, LLC (the “Borrower”), a wholly owned indirect subsidiary of Sezzle Inc. (“Sezzle” or the “Company”), Bastion Funding VI, LP, as administrative agent (the “Agent”), and certain lenders party thereto, executed the Amended and Restated Revolving Credit and Security Agreement (the “Credit Agreement”).”

Functional Brands Inc. entered into Conversion Price Reduction and Waiver Agreement with holders of the Company's Series C Convertible Preferred Stock valued at Conversion price reduced to $0.1636 per share; unpaid Cash Consideration under Exchange and Amendmen (effective 2026-05-11).

“On May 11, 2026, Functional Brands Inc. (the “Company”) entered into a Conversion Price Reduction and Waiver Agreement (the “Agreement”) with all of the holders of the Company’s Series C Convertible Preferred Stock.”

International Seaways, Inc. terminated Prior Distribution Agreement with Evercore Group L.L.C. and Jefferies LLC valued at up to $100,000,000 (effective 2026-05-11).

“In connection with entering into the Distribution Agreement, effective May 11, 2026, the Company terminated the equity distribution agreement dated December 20, 2023, with Evercore Group L.L.C. and Jefferies LLC (the “ Prior Distribution Agreement ”), relating to the “at the market” offerings of the shares of Common Stock having an aggregate gross sales price of up to $100,000,000.”

International Seaways, Inc. entered into Distribution Agreement with BTIG, LLC, B. Riley Securities, Inc., Clarksons Securities, Inc. and Fearnleys Securities, Inc. valued at up to $200,000,000 (effective 2026-05-11).

“On May 11, 2026, International Seaways, Inc. (the “ Company ”) entered into an Equity Distribution Agreement (the “ Distribution Agreement ”) with BTIG, LLC, B. Riley Securities, Inc., Clarksons Securities, Inc. and Fearnleys Securities, Inc. as sales agents (the “ Sales Agents ”), to issue and sell through or to the Sales Agents, from time to time, shares of its Common Stock, no par value (the “ Common Stock ”), in “at the market” offerings having an aggregate gross sales price of up to $200,000,000.”