Capstone raises $95M from Monarch and $17.5M PIPE; redeems $84M preferred units

Capstone Energy Plus, Inc.

Preferred Stock Investment: Monarch buys 80k Series A Convertible Preferred shares ($80M) and 3.33M common shares ($15M) at $4.50.
PIPE: 3.59M common shares and 300k pre-funded warrants at $4.50 equivalent, gross proceeds ~$17.5M.
Proceeds used to redeem $84M of Series A Preferred Units from CDSS; Company gains 100% ownership of Operating Subsidiary.
Monarch gets board rights: up to 2 directors if >20% as-converted, 1 if >10%; board set at 7.
Preferred stock accrues 5% PIK dividend, escalating; convertible at $5.00 per share, subject to adjustments.

item 1.01 item 3.02 item 5.02 item 5.03 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

Capstone Energy Plus, Inc. issued 80,000 shares of preferred stock to affiliated with Monarch Alternative Capital LP for $80.0 million.

Security: preferred stock
Shares: 80,000 shares
Purchaser: affiliated with Monarch Alternative Capital LP
Consideration: $80.0 million

Exact text from the filing

per share, a newly designated class of the Company’s preferred stock that will have the rights, privileges and preferences described below, for an aggregate purchase price of $80.0 million and (ii) the purchase and sale of an aggregate of 3,333,334 shares (the “Preferred Investor Shares”) of the Company’s Common Stock at a price of $4.50 per share for an aggregate

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Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

Capstone Energy Plus, Inc. issued 3,333,334 shares of common stock to affiliated with Monarch Alternative Capital LP for $4.50 per share.

Security: common stock
Shares: 3,333,334 shares
Purchaser: affiliated with Monarch Alternative Capital LP
Consideration: $4.50 per share

Exact text from the filing

purchase and sale of an aggregate of 3,333,334 shares (the “Preferred Investor Shares”) of the Company’s Common Stock at a price of $4.50 per share

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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Capstone Energy Plus, Inc. entered into Preferred Investor Purchase Agreement with purchasers affiliated with Monarch Alternative Capital LP valued at $80.0 million and $15.0 million (effective 2026-03-29).

Action: entry
Agreement: equity purchase
Counterparty: purchasers affiliated with Monarch Alternative Capital LP
Value: $80.0 million and $15.0 million
Effective: 2026-03-29

Exact text from the filing

On March 29, 2026, Capstone Green Energy Holdings, Inc. (the “Company”) entered into a securities purchase agreement (the “Preferred Investor Purchase Agreement”) with purchasers affiliated with Monarch Alternative Capital LP (collectively, the “Preferred Stock Investor”), relating to (i) the purchase and sale of an aggregate of 80,000 shares (the “Preferred Shares”) of the Company’s Series A Convertible Preferred Stock (the “Preferred Stock”), with a par value of $0.001 per share, a newly designated class of the Company’s preferred stock that will have the rights, privileges and preferences described below, for an aggregate purchase price of $80.0 million and (ii) the purchase and sale of an aggregate of 3,333,334 shares (the “Preferred Investor Shares”) of the Company’s Common Stock at a price of $4.50 per share for an aggregate purchase price of $15.0 million.

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27 equity issuances filed in the last 30 days. Browse all equity issuances →

Capstone Energy Plus, Inc. filing history →

Source: SEC EDGAR

accession 0001104659-26-036455

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