Material Agreements

LIBERTY STAR URANIUM & METALS CORP. entered into Securities Purchase Agreement with 1800 Diagonal Lending LLC. valued at $73,700 (effective 2026-01-12).

“On January 12, 2026, Liberty Star Uranium & Metals Corp. (the “Company”) entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with 1800 Diagonal Lending LLC. (“1800 Diagonal”).”

B&G Foods, Inc. entered into asset purchase agreement with Del Monte Foods Holdings Limited valued at $110 million in cash (effective 2026-01-15).

“On January 15, 2026, B&G Foods, Inc. and B&G Foods North America, Inc., a wholly owned operating subsidiary of B&G Foods, entered into an asset purchase agreement with Del Monte Foods Holdings Limited and certain of its affiliates, pursuant to which B&G Foods North America has agreed to acquire the College Inn and Kitchen Basics broth and stock business from Del Monte Foods for a purchase price of $110 million in cash, subject to an adjustment based upon inventory at closing, and assumption of certain liabilities.”

CapForce Inc. entered into Purchase Agreement with AEI Capital Ltd. valued at $12,278,703.08 (effective 2025-12-01).

“On December 1, 2025, OpGen, Inc. (the “Company”) entered into a Share Sale Agreement (the “Purchase Agreement”) with AEI Capital Ltd., a company incorporated under the laws of the British Virgin Islands and the controlling stockholder of the Company (the “Seller”), pursuant to which the Seller agreed to sell all of the issued and outstanding ordinary shares (the “Shares”) of Sun Investment Enterprises Limited, a company incorporated under the laws of the British Virgin Islands (the “Holding Company”).”

Clean Energy Technologies, Inc. entered into Purchase Agreement with Filled Converge Limited and Li Xiaoguang valued at US$700,000 equivalent in HK$ and 1,932,000 shares of Company common stock (effective 2026-01-12).

“On January 12, 2026, Clean Energy Technologies, Inc. (the “ Company ”), entered into a note purchase agreement (the “ Purchase Agreement ”) with Filled Converge Limited, a limited liability company formed under the laws of the British Virgin Islands (“ Filled ”) and Li Xiaoguang (collectively the “ Sellers ”), pursuant to which the Company would acquire from the Sellers a HK$11,700,000 portion of that certain Convertible Bond in the original principal amount of HK$356,375,000 issued by China Ruifeng Renewable Energy Holdings Limited, a Hong Kong listed company with the ticker “527.HK,” for a purchase price consisting of US$700,000 equivalent in HK$ (the “ Cash Purchase Price ”) and 1,932,000 shares of Company common stock (the “ Shares ”).”

SemiLEDs Corp entered into Loan Agreements with Trung Doan and J.R. Simplot Company valued at 1.7 million and 1.5 million at 8% interest (effective 2019-01-08).

“On January 8, 2019, the Company entered into secured loan agreements with Trung Doan, its Chairman and Chief Executive Officer and J.R. Simplot Company, its largest shareholder, with aggregate amounts of $1.7 million and $1.5 million, respectively, and an annual interest rate of 8% (the "Loan Agreements").”

Stablecoin Development Corp entered into Securities Purchase Agreement with R01 Fund LP, Framework Ventures IV L.P., Tether Investments, S.A. de C.V. and Sky Frontier Foundation valued at aggregate gross proceeds of approximately $134 million (effective 2026-01-16).

“On January 16, 2026, NovaBay Pharmaceuticals, Inc. (the “Company”), entered into a Securities Purchase Agreement (the “SPA”) with each of R01 Fund LP, Framework Ventures IV L.P., Tether Investments, S.A. de C.V. and Sky Frontier Foundation (together, the “Purchasers”).”

Rein Therapeutics, Inc. entered into Purchase Agreement with Funicular Funds, LP valued at original principal amount of $2,500,000 (effective 2026-01-15).

“On January 15, 2026, Rein Therapeutics, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with Funicular Funds, LP, a Delaware limited partnership managed by Cable Car Capital, LP (“Funicular”), pursuant to which the Company issued and sold to Funicular, in a private placement, an unsecured promissory note, dated January 15, 2026, in the original principal amount of $2,500,000 (the “Note”).”

HeartSciences Inc. entered into Note Purchase Agreement with Streeterville Capital, LLC valued at $3,605,000 (effective 2026-01-13).

“On January 13, 2026, HeartSciences Inc. (the “Company” entered into a Note Purchase Agreement (the “Note Purchase Agreement”) with Streeterville Capital, LLC, an institutional investor (“Streeterville”), pursuant to which Streeterville purchased from the Company an unsecured promissory note in the amount of $3,605,000”

Semler Scientific, Inc. amended Supplemental Indenture with Strive and U.S. Bank Trust Company, National Association valued at $100.0 million (effective 2026-01-16).

“Semler Scientific, Strive and U.S Trust Company, National Association, as trustee, entered into a supplemental indenture, dated January 16, 2026, or the Supplemental Indenture, to the Indenture”

NightFood Holdings, Inc. entered into Securities Purchase Agreement with Mast Hill Fund, L.P. valued at aggregate principal amount of $1,175,000.00 (effective 2026-01-10).

“On January 10, 2026, Nightfood Holdings, Inc. (the “Company”), entered into a Securities Purchase Agreement (the “SPA”) with Mast Hill Fund, L.P. (the “Investor”), pursuant to which the Company issued a senior secured promissory note in the aggregate principal amount of $1,175,000.00 (the “Note”), at an original issue discount of fifteen percent (15%), resulting in net proceeds to the Company of $998,750.00, with certain amounts withheld for transaction-related expenses.”

Chemours Co entered into Purchase Agreements with Century Wind Power Co., Ltd., Century Iron and Steel Industrial Co., Ltd., Century Huaxin Wind Energy Co., Ltd. and Mr. Lai Wen-Hsiang valued at approximately $360 million (effective 2026-01-15).

“On January 15, 2026 (the “Effective Date”), The Chemours Company (the “Company”), through its subsidiary, The Chemours (Taiwan) Company Limited (“Seller”), entered into four separate Real Estate Sale and Purchase Agreements (collectively, the “Purchase Agreements”) with four affiliated entities: Century Wind Power Co., Ltd., Century Iron and Steel Industrial Co., Ltd., Century Huaxin Wind Energy Co., Ltd. and Mr. Lai Wen-Hsiang (collectively, the “Buyers”) to sell ten parcels of land in Kuan Yin, Taiwan (collectively, the “Property”) for a total purchase price of approximately $360 million.”

MetaVia Inc. entered into Underwriting Agreement with Ladenburg Thalmann & Co. Inc. valued at Issued and sold 614,840 Class A Units at $3.10 per unit and 1,998,704 Class B Units at $3.099 per un (effective 2026-01-15).

“On January 15, 2026, MetaVia Inc. (the “ Company ”) entered into an Underwriting Agreement (the “ Underwriting Agreement ”) with Ladenburg Thalmann & Co. Inc. (the “ Underwriter ”), pursuant to which the Company issued and sold, in an underwritten public offering by the Company (the “ Public Offering ”), (i) 614,840 Class A Units (the “ Class A Units ”), with each Class A Unit consisting of (A) one share of the Company’s common stock, par value $0.001 per share (the “ Common Stock ”), (B) 1.5 Series C Common Warrants to purchase 1.5 shares of Common Stock (the “ Series C Common Warrants ”), and (C) 1.5 Series D Common Warrants to purchase 1.5 shares of Common Stock, at a price of $3.10 per Class A Unit, and (ii) 1,998,704 Class B Units (the “ Class B Units ”), with each Class B Unit consisting of (A) one pre-funded warrant (the “ Pre-Funded Warrants ” and, together with the Series C Common Warrants and the Series D Common Warrants, the “ Warrants ”) to purchase one share of Common Stoc”

Adient plc amended Amendment with Bank of America, N.A., as administrative agent and collateral agent valued at $624,000,000 (effective 2026-01-15).

“On January 15, 2026 (the “Amendment Effective Date”), Adient US LLC, a Michigan limited liability company (the “Lead Borrower”), Adient Global Holdings S.à.r.l., a private limited liability company ( société à responsabilité limitée ) incorporated under the laws of the Grand Duchy of Luxembourg (together with the Lead Borrower, the “Borrowers” and each, a “Borrower”), Adient plc (“Parent”) and certain of Parent’s other subsidiaries entered into an amendment (the “Amendment”) to the Term Loan Credit Agreement, dated as of May 6, 2019 (as amended prior to the Amendment Effective Date, the “Existing Credit Agreement” and, as amended by the Amendment, the “Credit Agreement”), among the Borrowers, each of the lenders identified therein and Bank of America, N.A., as administrative agent and collateral agent (the “Agent”).”

Vivos Therapeutics, Inc. entered into Note with V-Co Investors 3 LLC valued at up to $5,500,000 (effective 2026-01-15).

“On January 15, 2026, Vivos Therapeutics, Inc. (the “ Company ”) entered into an unsecured convertible promissory note in favor of V-Co Investors 3 LLC (“ V-Co ”) in the maximum principal amount of up to $5,500,000 (the “ Note ” and the maximum principal amount, inclusive of the original issuance discount described below, the “ Maximum Principal ”).”

Allegro Merger Corp. entered into Agreement and Plan of Merger with SEEQC, Inc. valued at merger of Allegro Merger Corp. into SEEQC Merger Sub, Inc., a wholly owned subsidiary of SEEQC, Inc. (effective 2026-01-16).

“On January 16, 2026, Allegro Merger Corp., a Delaware corporation (“ Allegro ”), entered into an Agreement and Plan of Merger (“ Merger Agreement ”) with SEEQC, Inc., a Delaware corporation (the “ Company ” or “ SeeQC ”), and SEEQC Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of SeeQC (“ Merger Sub ”).”

Sharps Technology Inc. entered into Agreement with Sol Markets (effective 2026-01-15).

“On January 15, 2026, Sharps Technology, Inc. (the “Company”) entered into a lock-up agreement (the “Agreement”) with Sol Markets, a Cayman Islands exempt company (the “Strategic Advisor”), pursuant to which, for a period of ninety (90) days from the date thereof, the Strategic Advisor has agreed not to offer, sell, contract to sell, hypothecate, pledge or otherwise dispose of any shares of common stock of the Company or securities convertible, exchangeable or exercisable into, shares of common stock of the Company beneficially owned, held or hereafter acquired by the Strategic Advisor.”

Advanced Flower Capital Inc. amended Sixth Amendment with the lenders party thereto and the lead arranger, bookrunner and administrative agent party thereto (effective 2026-01-13).

“On January 13, 2026, Advanced Flower Capital Inc., a Maryland corporation (the “Company”), entered into Amendment Number Six to the Loan and Security Agreement (the “Sixth Amendment”), dated as of April 29, 2022 (as amended, supplemented or otherwise modified from time to time, including by the Sixth Amendment), by and among the Company, as borrower, the lenders party thereto and the lead arranger, bookrunner and administrative agent party thereto.”

Eve Holding, Inc. entered into Credit Agreement with Banco do Brasil S.A. New York Branch, Citibank, N.A., Itaú Unibanco S.A. Miami Branch, MUFG Bank, Ltd., and Banco Itaú Chile valued at U.S.$150 million (effective 2026-01-13).

“the Company entered into a syndicated credit agreement (the “ Credit Agreement ”) with Banco do Brasil S.A . New York Branch (“ BB ”), Citibank , N.A. (“ Citibank ”), Itaú Unibanco S.A. Miami Branch (“ Itaú ”) , MUFG Bank, Ltd. (“ MUFG ”, and, together with BB, Citibank and Itaú, the “ Lenders ” and each a “ Lender ”), and Banco Itaú Chile as administrative agent (in such capacity the “ Administrative Agent ”), dated as of January 1 3 , 2026 , pursuant to which the Lenders agreed”

NKGen Biotech, Inc. amended Amendment with AlpineBrook Capital GP I Limited valued at $295,000 (effective 2026-01-12).

“On January 12, 2026, NKGen Biotech, Inc., a Delaware corporation (the “ Company ”), and NKGen Operating Biotech, Inc., a Delaware corporation (together with the Company, the “ Borrowers ”), entered into an amendment (the “ Amendment ”) to that certain secured promissory note with AlpineBrook Capital GP I Limited (the “ Lender ”), dated January 5, 2026 (the “ Note ”).”

New Mountain Guardian IV BDC, L.L.C. amended Amendment No. 3 with Wells Fargo Bank, National Association (effective 2026-01-13).

“On January 13, 2026, New Mountain Guardian IV Holdings, L.L.C. (“GIV Holdings”), wholly owned subsidiary of New Mountain Guardian IV BDC, L.L.C. (the “Company”) for which the Company is the managing member, and the Company entered into an Amendment No. 3 (“Amendment No. 3”) to Loan and Security Agreement”

Next Bridge Hydrocarbons, Inc. amended Tenth Amendment to 5% Unsecured Promissory Note with Gregory McCabe valued at increase the principal amount available for disbursement to the Company from $20,000,000 to up to $2 (effective 2026-01-07).

“On January 7, 2026, the Company and Mr. McCabe entered into the Tenth Amendment to 5% Unsecured Promissory Note (the “Amendment”) to increase the principal amount available for disbursement to the Company from $20,000,000 to up to $25,000,000.”

Helio Corp /FL/ entered into Securities Purchase Agreements with accredited investors valued at aggregate purchase price of $150,000 (effective 2026-01-12).

“On January 12, 2026 and January 14, 2026, Helio Corporation (the “Company”) entered into separate Securities Purchase Agreements (collectively, the “Purchase Agreements”) with aaccredited investors (each, an “Investor”), pursuant to which the Company issued convertible promissory notes in the original principal amount of $165,000 (each, a “Note”), for an aggregate purchase price of $150,000, reflecting an original issue discount of $15,000.”

New Mountain Guardian IV Income Fund, L.L.C. entered into Loan and Security Agreement with Wells Fargo Bank, National Association valued at $50 million (effective 2026-01-15).

“On January 15, 2026, New Mountain Guardian IV Income Fund SPV, L.L.C. ( “ GIV Income SPV”), wholly owned subsidiary of New Mountain Guardian IV Income Fund, L.L.C. (the “Company”) for which the Company is the managing member, entered into a Loan and Security Agreement (together with the exhibits and schedules thereto, the “Loan Agreement”) by and among the Company, as seller, as equityholder and as collateral manager, Wells Fargo Bank, National Association, as the administrative agent and swingline lender, Western Alliance Trust Company, N.A., as the collateral custodian and GIV Income SPV, as the borrower (the “Wells Fargo Credit Facility”). The Wells Fargo Credit Facility will mature in January 2031 and has a maximum facility amount of $50 million.”

Hashdex Commodities Trust terminated Amended and Restated '33 Act Fund Platform Support Agreement with Tidal, Tidal ETF Services and Hashdex valued at Terminated (effective 2026-01-16).

“6. Amended and Restated '33 Act Fund Platform Support Agreement between Tidal, Tidal ETF Services and Hashdex. This agreement set forth the terms and conditions applicable to the launch, marketing, promotion, development, and ongoing operation of DEFI, as well the respective rights in profits and obligations for expenses.”

Hashdex Commodities Trust terminated Fund Administration Servicing Agreement with Tidal ETF Services LLC valued at Terminated (effective 2026-01-16).

“5. Fund Administration Servicing Agreement between the Trust, Tidal and Tidal ETF Services LLC ("Tidal ETF Services"). Under this agreement, Tidal ETF Services assisted with overall operation of the Trust, acted as a liaison among service providers, assisted with regulatory compliance, and preparation of certain regulatory and financial reports.”

Hashdex Commodities Trust terminated Transfer Agent Servicing Agreement with USBGFS valued at Terminated (effective 2026-01-16).

“4. Transfer Agent Servicing Agreement between the Trust, Tidal and USBGFS. Under this agreement, USBGFS was appointed as the transfer agent for the Trust, providing services related to the creation and redemption of shares, dividend disbursing, and maintaining shareholder records.”

Hashdex Commodities Trust terminated Fund Accounting Servicing Agreement with US Bancorp Fund Services, LLC d/b/a U.S. Bank Global Fund Services valued at Terminated (effective 2026-01-16).

“3. Fund Accounting Servicing Agreement between the Trust, Tidal and US Bancorp Fund Services, LLC d/b/a U.S. Bank Global Fund Services ("USBGFS"). Under this agreement, USBGFS was appointed as the fund accountant for the Trust, responsible for various accounting services such as portfolio accounting, expense accrual and payment, trust valuation and financial reporting, tax accounting, and compliance control services.”

Hashdex Commodities Trust terminated Custody Agreement with U.S. Bank National Association valued at Terminated (effective 2026-01-16).

“2. The Custody Agreement between the Trust, Tidal and U.S. Bank National Association. Under this agreement, the Cash Custodian established and maintained a segregated account or accounts for and on behalf of DEFI, into which account or accounts may be transferred cash and/or securities.”

Hashdex Commodities Trust terminated Marketing Agent Agreement with Foreside Fund Services, LLC valued at Terminated (effective 2026-01-16).

“1. Marketing Agent Agreement between the Trust and Foreside Fund Services, LLC. This agreement called for the Marketing Agent to work with the Cash Custodian in connection with the receipt and processing of orders for Creation Baskets and Redemption Baskets and the review and approval of all DEFI sales literature and advertising material.”

Mount Logan Capital Inc. entered into Underwriting Agreement with Lucid Capital Markets, LLC as representative of the several underwriters named therein valued at $40,000,000 aggregate principal amount (effective 2026-01-15).

“On January 15, 2026, Mount Logan Capital Inc. (the “Company”) entered into an Underwriting Agreement (the "Underwriting Agreement") with Lucid Capital Markets, LLC as representative of the several underwriters named therein (the “Underwriters”), in connection with the issuance and sale by the Company of $40,000,000 aggregate principal amount of the Company’s 8.00% notes due 2031 (the “ Notes”).”

OneIM Acquisition Corp. entered into Registration Rights Agreement with the holders party thereto (effective 2026-01-13).

“● A Registration Rights Agreement, dated January 13, 2026, by and between the Company and the holders party thereto, a copy of which is attached as Exhibit 10.3 hereto and incorporated herein by reference.”

OneIM Acquisition Corp. entered into Investment Management Trust Agreement with Continental Stock Transfer & Trust Company (effective 2026-01-13).

“● An Investment Management Trust Agreement, dated January 13, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as trustee, a copy of which is attached as Exhibit 10.2 hereto and incorporated herein by reference.”

OneIM Acquisition Corp. entered into Warrant Agreement with Continental Stock Transfer & Trust Company (effective 2026-01-13).

“● A Warrant Agreement, dated January 13, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent, a copy of which is attached as Exhibit 4.1 hereto and incorporated herein by reference.”

OneIM Acquisition Corp. entered into Private Placement Units Purchase Agreement with OneIM Sponsor LLC (effective 2026-01-13).

“● A Private Placement Units Purchase Agreement, dated January 13, 2026 (the “ Private Placement Units Purchase Agreement ”), by and between the Company and the Sponsor, a copy of which is attached as Exhibit 10.4 hereto and incorporated herein by reference.”

OneIM Acquisition Corp. entered into Underwriting Agreement with Deutsche Bank Securities Inc., as representative of the several underwriters (effective 2026-01-13).

“● An Underwriting Agreement, dated January 13, 2026, by and between the Company and Deutsche Bank Securities Inc., as representative of the several underwriters (collectively, the “ Underwriters ”), a copy of which is attached as Exhibit 1.1 hereto and incorporated herein by reference.”

MDU RESOURCES GROUP INC amended Amendment No. 1 to the Second Amended and Restated Note Purchase and Private Shelf Agreement with PGIM, Inc. valued at up to $350 million (effective 2026-01-15).

“On January 15, 2026, WBI Energy Transmission, Inc. (“WBI”), an indirect subsidiary of MDU Resources Group, Inc. (the “Company”), entered into Amendment No. 1 to the Second Amended and Restated Note Purchase and Private Shelf Agreement (the “Private Shelf Amendment”), by and among WBI, PGIM, Inc. (“Prudential”), and the others purchasers named therein”

DENNY'S Corp terminated Fourth Amended and Restated Credit Agreement with Wells Fargo Bank, National Association, Truist Bank, Bank Of the West, Regions Bank, Cadence Bank, N.A., and Fifth Third Bank, National Association valued at Company Credit Agreement terminated; obligations paid in full (effective 2026-01-16).

“In connection with the consummation of the Merger, on the Closing Date, the Company terminated all outstanding commitments, including commitments to issue letters of credit, under the Fourth Amended and Restated Credit Agreement, dated as of August 26, 2021, by and among Denny’s, Inc., Denny’s Corporation, DFO, LLC, Denny’s Realty, LLC, Keke’s, Inc., Keke’s Franchise Organization, LLC, Wells Fargo Bank, National Association, Truist Bank, Bank Of the West, Regions Bank, Cadence Bank, N.A., and Fifth Third Bank, National Association, as amended in its entirety pursuant to that First Amendment to Fourth Amended and Restated Credit Agreement, dated as of March 31, 2023 (as amended, the “Company Credit Agreement”).”

DENNY'S Corp entered into Master Lease Agreement with sale/leaseback purchaser valued at $145.5 million sale-leaseback consideration (effective 2026-01-16).

“Contemporaneously with the consummation of the Merger, the Company and certain of its subsidiaries engaged in a sale-leaseback transaction, in which the Company and such subsidiaries conveyed real property assets to the sale/leaseback purchaser, for an aggregate purchase price of approximately $ 145.5 million and thereafter leased back from the sale/leaseback purchaser certain of those properties pursuant to a Master Lease Agreement, dated as of January 16, 2026, entered into by and between Denny’s, Inc., a Florida corporation and wholly owned subsidiary of the Company, and the sale/leaseback purchaser.”

DENNY'S Corp entered into Credit Agreement with debt financing sources party thereto valued at $300,000,000 term loan facility and $35,000,000 revolving credit facility (effective 2026-01-16).

“Contemporaneously with the consummation of the Merger, Sparkle Holdco 2 Corp., a Delaware corporation and wholly owned subsidiary of Parent, as the borrower, Sparkle Holdco 1 Corp., a Delaware corporation and wholly owned subsidiary of Parent, as holdings, and certain of Parent’s and the Company’s subsidiaries, as guarantors, entered into that certain Credit Agreement with certain debt financing sources party thereto (the “Credit Agreement”), which provides for (i) a senior secured term loan facility consisting of initial term loan commitments in an aggregate principal amount equal to $300,000,000 and (ii) a senior secured revolving credit facility consisting of revolving commitments in an aggregate principal amount equal to $35,000,000.”

Hyperscale Data, Inc. entered into A&R Sales Agreement with Spartan Capital Securities, LLC and Wilson-Davis & Co., Inc. valued at up to $50,000,000 (effective 2026-01-16).

“On January 16, 2026, the Company entered into an Amended and Restated At-the-Market Sales Agreement (the “ A&R Sales Agreement ”) with the Agent and Wilson-Davis & Co., Inc., as an additional sales agent”

TOYOTA AUTO FINANCE RECEIVABLES LLC entered into Underwriting Agreement with BNP Paribas Securities Corp., Credit Agricole Securities (USA) Inc., Lloyds Securities Inc., MUFG Securities Americas Inc. and SG Americas Securities, LLC valued at $383,000,000; $470,000,000; $202,800,000; $672,800,000; $123,900,000; and $47,500,000 (effective 2026-01-13).

“On January 13, 2026, Toyota Auto Finance Receivables LLC (“TAFR LLC”) and Toyota Motor Credit Corporation (“TMCC”) entered into an Underwriting Agreement with BNP Paribas Securities Corp., Credit Agricole Securities (USA) Inc., Lloyds Securities Inc., MUFG Securities Americas Inc. and SG Americas Securities, LLC, acting on behalf of themselves and as representatives of the several underwriters named therein, for the sale of certain notes of Toyota Auto Receivables 2026-A Owner Trust”

CALAVO GROWERS INC entered into Agreement and Plan of Merger with Mission Produce, Inc. (effective 2026-01-14).

“On January 14, 2026, Calavo Growers, Inc., a California corporation (" Calavo "), entered into an Agreement and Plan of Merger (the " Merger Agreement "), by and among Calavo, Mission Produce, Inc., a Delaware corporation (" Mission "), Cantaloupe Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Mission (" Merger Sub I ") and Cantaloupe Merger Sub II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Mission (" Merger Sub II ")”

Penumbra Inc entered into Agreement and Plan of Merger with Boston Scientific Corporation (effective 2026-01-14).

“On January 14, 2026, Penumbra, Inc., a Delaware corporation (the “Company”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) among the Company, Boston Scientific Corporation, a Delaware corporation (“Parent”), and Pinehurst Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”), pursuant to which Merger Sub will merge with and into the Company (the “Merger”), with the Company surviving as a wholly owned subsidiary of Parent.”

AFS SENSUB CORP. entered into Underwriting Agreement with BofA Securities, Inc., Deutsche Bank Securities Inc., Scotia Capital (USA) Inc., Wells Fargo Securities, LLC, Academy Securities, Inc., CIBC World Markets Corp., MUFG Securities Americas Inc. and RBC Capital Markets, LLC (effective 2026-01-08).

“the Underwriting Agreement attached hereto as Exhibit 1.1 , dated as of January 8, 2026 (the “ Underwriting Agreement ”), among GM Financial, AFS SenSub and the Representative”

MONROE CAPITAL Corp amended Amendment No. 9 to the Second Amended and Restated Senior Secured Revolving Credit Agreement with ING Capital LLC, as administrative agent and certain lenders party thereto (effective 2026-01-14).

“On January 14, 2026, Monroe Capital Corporation (the "Company") entered into Amendment No. 9 to the Second Amended and Restated Senior Secured Revolving Credit Agreement (the "Amendment") with certain lenders party thereto and ING Capital LLC, as administrative agent.”

Vistance Networks, Inc. terminated Investment Agreement dated as of November 8, 2018 with Carlyle Partners VII S1 Holdings, L.P. valued at Terminated all rights and obligations of the parties under the Investment Agreement; Series A Conver (effective 2026-01-15).

“On the Closing Date, 100% of the Company’s Series A Convertible Preferred Stock was redeemed by the Company (the “Preferred Redemption”) for cash in accordance with the terms of the Certificate of Designations designating the Series A Preferred Stock (the “Certificate of Designations”). Simultaneously with the consummation of Preferred Redemption, the Investment Agreement, dated as of November 8, 2018, by and among the Company and Carlyle Partners VII S1 Holdings, L.P. pursuant to which such Series A Convertible Preferred Stock was initially purchased (the “Investment Agreement”), and all rights and obligations of the parties under the Investment Agreement, were terminated.”

Vistance Networks, Inc. terminated Indenture governing 5.000% senior notes due 2027 with Holders of 5.000% 2027 Notes valued at satisfied and discharged indenture governing $750.0 million outstanding aggregate principal amount o (effective 2026-01-15).

“(v) $750.0 million in outstanding aggregate principal amount of 5.000% senior notes due 2027 (the “5.000% 2027 Notes” and, together with the 2031 Notes, the 2029 Notes, the 2028 Notes, and the 8.250% 2027 Notes, the “Notes”) issued by CommScope Technologies LLC (together with CommScope, LLC, the “Issuers”)”

Vistance Networks, Inc. terminated Indenture governing 8.250% senior notes due 2027 with Holders of 8.250% 2027 Notes valued at satisfied and discharged indenture governing $866.929 million outstanding aggregate principal amount (effective 2026-01-15).

“(iv) $866.929 million in outstanding aggregate principal amount of 8.250% senior notes due 2027 (the “8.250% 2027 Notes”) issued by CommScope, LLC”

Vistance Networks, Inc. terminated Indenture governing 7.125% senior notes due 2028 with Holders of 2028 Notes valued at satisfied and discharged indenture governing $641.58 million outstanding aggregate principal amount (effective 2026-01-15).

“(iii) $641.58 million in outstanding aggregate principal amount of 7.125% senior notes due 2028 (the “2028 Notes”) issued by CommScope, LLC”

Vistance Networks, Inc. terminated Indenture governing 4.750% senior secured notes due 2029 with Holders of 2029 Notes valued at satisfied and discharged indenture governing $951.0 million outstanding aggregate principal amount o (effective 2026-01-15).

“the Company satisfied and discharged the indentures governing the (i) $1,000.0 million in outstanding aggregate principal amount of 9.500% senior secured notes due 2031 (the “2031 Notes”) issued by CommScope, LLC, a direct subsidiary of the Company, (ii) $951.0 million in outstanding aggregate principal amount of 4.750% senior secured notes due 2029 (the “2029 Notes”) issued by CommScope, LLC, (iii) $641.58 million in outstanding aggregate principal amount of 7.125% senior notes due 2028 (the “2028 Notes”) issued by CommScope, LLC, (iv) $866.929 million in outstanding aggregate principal amount of 8.250% senior notes due 2027 (the “8.250% 2027 Notes”) issued by CommScope, LLC and (v) $750.0 million in outstanding aggregate principal amount of 5.000% senior notes due 2027 (the “5.000% 2027 Notes” and, together with the 2031 Notes, the 2029 Notes, the 2028 Notes, and the 8.250% 2027 Notes, the “Notes”) issued by CommScope Technologies LLC (together with CommScope, LLC, the “Issuers”)”