Material Agreements

Vistance Networks, Inc. terminated Indenture governing 7.125% senior notes due 2028 with Holders of 2028 Notes valued at satisfied and discharged indenture governing $641.58 million outstanding aggregate principal amount (effective 2026-01-15).

“(iii) $641.58 million in outstanding aggregate principal amount of 7.125% senior notes due 2028 (the “2028 Notes”) issued by CommScope, LLC”

Vistance Networks, Inc. terminated Indenture governing 4.750% senior secured notes due 2029 with Holders of 2029 Notes valued at satisfied and discharged indenture governing $951.0 million outstanding aggregate principal amount o (effective 2026-01-15).

“the Company satisfied and discharged the indentures governing the (i) $1,000.0 million in outstanding aggregate principal amount of 9.500% senior secured notes due 2031 (the “2031 Notes”) issued by CommScope, LLC, a direct subsidiary of the Company, (ii) $951.0 million in outstanding aggregate principal amount of 4.750% senior secured notes due 2029 (the “2029 Notes”) issued by CommScope, LLC, (iii) $641.58 million in outstanding aggregate principal amount of 7.125% senior notes due 2028 (the “2028 Notes”) issued by CommScope, LLC, (iv) $866.929 million in outstanding aggregate principal amount of 8.250% senior notes due 2027 (the “8.250% 2027 Notes”) issued by CommScope, LLC and (v) $750.0 million in outstanding aggregate principal amount of 5.000% senior notes due 2027 (the “5.000% 2027 Notes” and, together with the 2031 Notes, the 2029 Notes, the 2028 Notes, and the 8.250% 2027 Notes, the “Notes”) issued by CommScope Technologies LLC (together with CommScope, LLC, the “Issuers”)”

Vistance Networks, Inc. terminated Indenture governing 9.500% senior secured notes due 2031 with Holders of 2031 Notes valued at satisfied and discharged indenture governing $1,000.0 million outstanding aggregate principal amount (effective 2026-01-15).

“the Company satisfied and discharged the indentures governing the (i) $1,000.0 million in outstanding aggregate principal amount of 9.500% senior secured notes due 2031 (the “2031 Notes”) issued by CommScope, LLC, a direct subsidiary of the Company, (ii) $951.0 million in outstanding aggregate principal amount of 4.750% senior secured notes due 2029 (the “2029 Notes”) issued by CommScope, LLC, (iii) $641.58 million in outstanding aggregate principal amount of 7.125% senior notes due 2028 (the “2028 Notes”) issued by CommScope, LLC, (iv) $866.929 million in outstanding aggregate principal amount of 8.250% senior notes due 2027 (the “8.250% 2027 Notes”) issued by CommScope, LLC and (v) $750.0 million in outstanding aggregate principal amount of 5.000% senior notes due 2027 (the “5.000% 2027 Notes” and, together with the 2031 Notes, the 2029 Notes, the 2028 Notes, and the 8.250% 2027 Notes, the “Notes”) issued by CommScope Technologies LLC (together with CommScope, LLC, the “Issuers”)”

Vistance Networks, Inc. terminated Term Loan Credit Agreement dated as of December 17, 2024 with Apollo Administrative Agency, LLC, as administrative agent and collateral agent valued at repaid in full all outstanding indebtedness and terminated all outstanding commitments under Term Lo (effective 2026-01-15).

“Vistance Networks, Inc. (formerly CommScope Holding Company, Inc.) (the “Company”) repaid in full all outstanding indebtedness and terminated all outstanding commitments under each of its (x) Revolving Credit Agreement dated as of April 4, 2019 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time prior to the Closing Date, the “Revolving Credit Agreement”), by and among the Company, CommScope, LLC, as a borrower, the other borrowers party thereto, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent and collateral agent, which provided for a senior secured asset-based revolving credit facility in an aggregate principal amount of up to $750 million, and (y) Term Loan Credit Agreement, dated as of December 17, 2024 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time prior to the Closing Date, the “Term Loan Credit Agreement” and collectively with the Revolving Credit Agr”

Vistance Networks, Inc. terminated Revolving Credit Agreement dated as of April 4, 2019 with JPMorgan Chase Bank, N.A., as administrative agent and collateral agent valued at repaid in full all outstanding indebtedness and terminated all outstanding commitments under Revolvi (effective 2026-01-15).

“Vistance Networks, Inc. (formerly CommScope Holding Company, Inc.) (the “Company”) repaid in full all outstanding indebtedness and terminated all outstanding commitments under each of its (x) Revolving Credit Agreement dated as of April 4, 2019 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time prior to the Closing Date, the “Revolving Credit Agreement”), by and among the Company, CommScope, LLC, as a borrower, the other borrowers party thereto, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent and collateral agent, which provided for a senior secured asset-based revolving credit facility in an aggregate principal amount of up to $750 million”

Jaguar Health, Inc. entered into Supply Agreement with Woodward Specialty LLC and Future Pak, LLC (effective 2026-01-12).

“Also on the Effective Date, Napo, Licensee and Future Pak entered into a manufacturing and supply agreement (the “Supply Agreement”)”

Jaguar Health, Inc. entered into License Agreement with Woodward Specialty LLC and Future Pak, LLC valued at $18 million (effective 2026-01-12).

“On January 12, 2026 (the “Effective Date”), Napo Pharmaceuticals, Inc. (“Napo”), a wholly-owned subsidiary of Jaguar Health, Inc., a Delaware corporation (the “Company”), and the Company, entered into a license agreement (the “License Agreement”) with Woodward Specialty LLC (the “Licensee”), an affiliate of Future Pak, LLC (“Future Pak”), and Future Pak”

BriaCell Therapeutics Corp. entered into Warrant Agent Agreement with Computershare Inc. and Computershare Trust Company, N.A. (effective 2026-01-15).

“On January 15, 2026, the Company also entered into a Warrant Agent Agreement (the “Warrant Agent Agreement”) with Computershare Inc. and Computershare Trust Company, N.A. (“Computershare”), pursuant to which Computershare agreed to act as transfer agent with respect to the Warrants.”

BriaCell Therapeutics Corp. entered into Placement Agency Agreement with ThinkEquity LLC valued at $30 million (effective 2026-01-13).

“On January 13, 2026, the Company entered into a Placement Agency Agreement (the “Placement Agency Agreement”) with ThinkEquity LLC (the “Placement Agent”), pursuant to which the Company agreed to issue and sell directly to investors, in a best efforts basis the Common Units and the Pre-funded Units.”

Talen Energy Corp entered into Agreement and Plan of Merger with Cornerstone Generation Holdings, LP, ECP Cornerstone Generation Holdings GP, LLC, ECP V-B (AG IP) Blocker Corp, ECP V-C (AG IP) Blocker Corp, ECP V-D (AG IP) Blocker Corp, ECP V-D, LP, and ECP GP V, LP valued at $3.45 billion (effective 2026-01-15).

“On January 15, 2026, Talen Energy Corporation, a Delaware corporation (the “Company”), Buckeye CG Holdings, LLC, a Delaware limited liability company and an indirect wholly owned subsidiary of the Company (“Buyer”), and certain other indirect wholly owned subsidiaries of the Company, entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Cornerstone Generation Holdings, LP, a Delaware limited partnership, ECP Cornerstone Generation Holdings GP, LLC, a Delaware limited liability company, ECP V-B (AG IP) Blocker Corp, a Delaware corporation, ECP V-C (AG IP) Blocker Corp, a Delaware corporation, ECP V-D (AG IP) Blocker Corp, a Delaware corporation (collectively, the “Acquired Companies”), ECP V-D, LP, a Delaware limited partnership, as the representative of the Acquired Company Equityholders (as defined in the Merger Agreement) (the “Holder Representative”), and solely for the limited purposes set forth therein, ECP GP V, LP, a Delaware limited partnership.”

AIRWA INC. entered into Purchase Agreement with Hongyu Zhou valued at approximately $5,774,550 (effective 2026-01-14).

“On January 14, 2026, AiRWA Inc. (the “ Company ”) entered into a securities purchase agreement (the “ Purchase Agreement ”) with Hongyu Zhou, the Chairman of the Company, pursuant to which the Company agreed to sell to Mr. Zhou 4,215,000 shares of common stock of the Company, par value $0.001 per share (the “ Common Stock ”), at a purchase price of $1.37 per share of Common Stock (the “ Transaction ”).”

Burford Capital Ltd entered into Indenture with U.S. Bank Trust Company, National Association valued at $500,000,000 (effective 2026-01-15).

“On January 15, 2026, Burford Capital Global Finance LLC (the “ Issuer ”), an indirect, wholly owned subsidiary of Burford Capital Limited (“ Burford Capital ”), closed its previously announced private offering (the “ Offering ”) of $500,000,000 aggregate principal amount of the Issuer’s 8.50% senior notes due 2034 (the “ Notes ”).”

ADVENT TECHNOLOGIES HOLDINGS, INC. entered into Secured Promissory Note with Chris Antonopoulos valued at CHF 500,000 (effective 2026-01-08).

“On January 8, 2026, Advent Technologies Holdings, Inc. (the “Company”) entered into a Secured Promissory Note in the aggregate principal amount of CHF 500,000 (the “Promissory Note”) with Chris Antonopoulos (the “Lender”)”

Katapult Holdings, Inc. amended Seventh Limited Waiver with Midtown Madison Management LLC (effective 2026-01-15).

“On January 15, 2026, Katapult Holdings, Inc. (the “Company”) entered into the Limited Waiver (the “Seventh Limited Waiver”) to our Amended and Restated Loan and Security Agreement”

GBank Financial Holdings Inc. entered into Purchase Agreements with certain institutional accredited investors and qualified institutional buyers valued at $11.0 million (effective 2026-01-14).

“On January 14, 2026, GBank Financial Holdings Inc. (the “Company”), the parent company for GBank (the “Bank”), entered into Subordinated Note Purchase Agreements (the “Purchase Agreements”) with certain institutional “accredited investors,” as such term is defined in Rule 501 of Regulation D promulgated by the U.S. Securities and Exchange Commission (the “SEC”) under the Securities Act of 1933, as amended (the “Securities Act”), and “qualified institutional buyers,” as such term is defined in Rule 144A promulgated by the SEC under the Securities Act (collectively, the “Purchasers”).”

Mission Produce, Inc. entered into Agreement and Plan of Merger with Calavo Growers, Inc. (effective 2026-01-14).

“On January 14, 2026, Mission Produce, Inc., a Delaware corporation (“ Parent ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”), by and among Parent, Calavo Growers, Inc., a California corporation (the “ Company ”), Cantaloupe Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“ Merger Sub I ”) and Cantaloupe Merger Sub II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent (“ Merger Sub II ”)”

Verano Holdings Corp. amended First Amendment with Chicago Atlantic Admin, LLC (effective 2026-01-12).

“On January 12, 2026, Verano Holdings Corp., a Nevada corporation (the “ Company ”), entered into a First Amendment (the “ First Amendment ”) to Credit Agreement and Omnibus First Amendment to Credit Documents, to amend the Credit Agreement (the “ Revolver ”) and related credit documents initially entered into on September 30, 2025, by and among the Company, as a guarantor, certain subsidiaries of the Company from time-to-time party thereto, as borrowers, lenders from time-to-time party thereto, and Chicago Atlantic Admin, LLC, a Delaware limited liability company, as administrative agent for the lenders.”

Jet.AI Inc. amended Amendment to Equity Distribution Agreement with Maxim Group LLC valued at Increase of aggregate gross sales price from $10 million to $50 million (effective 2026-01-09).

“On January 9, 2026, the Company and Agent entered into an amendment to the ATM Agreement to increase the amount of Shares that may be sold to shares having an aggregate gross sales price of $50 million (the “ATM Amendment”).”

Jet.AI Inc. amended Amendment No. 3 to Amended and Restated Agreement and Plan of Merger and Reorganization with flyExclusive, Inc. valued at Extension of Outside Date from December 31, 2025 to April 30, 2026 (effective 2026-01-13).

“On January 13, 2026, the parties entered into an Amendment No. 3 to Amended and Restated Agreement and Plan of Merger and Reorganization (the “Merger Amendment”). The Merger Amendment extends the Outside Date (as defined in the Merger Agreement) from December 31, 2025 to April 30, 2026.”

Signing Day Sports, Inc. entered into Underwriting Agreement with Maxim Group LLC valued at total gross proceeds of $5,600,006.75 (effective 2026-01-13).

“On January 13, 2026, Signing Day Sports, Inc., a Delaware corporation (the “Company”), entered into an underwriting agreement (the “Underwriting Agreement”) with Maxim Group LLC, as representative of the underwriters named on Schedule 1 thereto (the “Representative” or “Maxim Group”), relating to a firm commitment underwritten public offering (the “Underwritten Offering”).”

Trailblazer Merger Corp I amended Amendment with Trailblazer Sponsor Group, LLC valued at $250,000 to $4,830,000 (effective 2026-01-14).

“As of January 14, 2026, Trailblazer Merger Corporation I (the “Company”) entered into an amendment (the “Amendment”) to the Second Amended and Restated Promissory Note (the “Note”) with Trailblazer Sponsor Group, LLC, pursuant to which the amount of the Note was increased by $250,000 to $4,830,000.”

FORTRESS CREDIT REALTY INCOME TRUST amended Amended Atlas Repurchase Agreement with Atlas Securitized Products Investments 2, L.P. and other buyers valued at $450 million (effective 2026-01-14).

“on January 14, 2026, a subsidiary of Fortress Credit Realty Income Trust (the “ Company ”), FCR DC JV Atlas Seller LLC, as seller (the “ Atlas Seller ”), and Atlas Securitized Products Investments 2, L.P., as administrative agent and buyer (“ ASP ”), Atlas Securitized Products Funding 1, L.P., Atlas Securitized Products Funding 2, L.P., Atlas Securitized Products Funding 3, L.P. and Atlas Securitized Products, L.P., each as a buyer, the Company, as guarantor and FCR DC JV Atlas Pledgor LLC, as equity pledgor entered into an amendment to the Master Repurchase Agreement, dated October 11, 2024 (together with the related transaction documents, the “ Amended Atlas Repurchase Agreement ”)”

EQT Infrastructure Co LLC entered into Dealer-Manager Agreement with EQT Partners BD, LLC valued at Dealer-Manager will receive certain front-end sales charges, distribution fees, servicing fees and c (effective 2026-01-09).

“On January 9, 2026, EQT Infrastructure Company LLC (the "Company") entered into a Dealer-Manager Agreement (the "Dealer-Manager Agreement") with EQT Partners BD, LLC (the "Dealer-Manager"), an affiliate of EQT AB and the Company.”

Mercedes-Benz Auto Lease Trust 2026-A entered into Underwriting Agreement with BofA Securities, Inc., J.P. Morgan Securities LLC and Mizuho Securities USA LLC, as representatives of the several underwriters valued at $995,290,000.

“In connection with the $995,290,000 principal amount of Asset Backed Notes (the “Notes”) to be issued by Mercedes-Benz Auto Lease Trust 2026-A (the “Issuer”) and offered pursuant to the Prospectus dated January 13, 2026, Mercedes-Benz Trust Leasing LLC (“Mercedes-Benz Trust Leasing”) and Mercedes-Benz Financial Services USA LLC (“MBFS USA”) entered into an underwriting agreement (the “Underwriting Agreement”) with BofA Securities, Inc., J.P. Morgan Securities LLC and Mizuho Securities USA LLC, as representatives of the several underwriters.”

MATTHEWS INTERNATIONAL CORP entered into Agreement with Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC, Barington Capital Group, L.P., Barington Companies Management, LLC, LNA Capital Corp. and James A. Mitarotonda (collectively, the "Barington Parties") (effective 2026-01-15).

“On January 15, 2026, Matthews International Corporation (the “Company”) entered into an agreement (the “Agreement”) with Barington Companies Equity Partners, L.P. (“Barington Equity”), Barington Companies Investors, LLC, Barington Capital Group, L.P., Barington Companies Management, LLC, LNA Capital Corp. and James A. Mitarotonda (collectively, the “Barington Parties”), pursuant to which the Barington Parties agreed to withdraw their proposed nominees for election to the Company’s Board of Directors (the “Board”) at the Company’s 2026 annual meeting of shareholders.”

PAR TECHNOLOGY CORP entered into Exchange Agreements with certain holders of its outstanding 2.875% Convertible Senior Notes due 2026 valued at approximately $17.1 million aggregate principal amount (effective 2026-01-14).

“On January 14, 2026, PAR Technology Corporation (the “Company” or “PAR”) entered into separate and individually negotiated transactions (the “Exchange Agreements”) with certain holders of its outstanding 2.875% Convertible Senior Notes due 2026 (the “Notes”) to exchange approximately $17.1 million aggregate principal amount of the Notes”

HALLADOR ENERGY CO terminated Sales Agreement with B. Riley Securities, Inc. (effective 2026-01-13).

“On January 13, 2026, in connection with the Offering (defined below), the Company delivered written notice to the Agent to terminate the Sales Agreement, effective as of January 18, 2026, pursuant to Section 13(c) thereof.”

Inuvo, Inc. entered into Purchase Agreement with certain investors valued at $3,333,333.33 (effective 2026-01-14).

“On January 14, 2026, Inuvo, Inc. (the “ Company ”) entered into a securities purchase agreement (the “ Purchase Agreement ”) with certain investors (individually, a “ Buyer ” and collectively, the “ Buyers ”), pursuant to which the Company authorized the issuance of subordinated convertible notes to the Buyer, in the aggregate principal amount of $3,333,333.33”

ZYNEX INC amended DIP Credit Agreement with certain DIP Lenders and Wilmington Savings Fund Society, FSB, as administrative agent and collateral agent (effective 2026-01-14).

“On January 14, 2026, the Company entered into the first amendment to the DIP Credit Agreement (the “Amendment”), by and among the Company Parties, certain DIP Lenders and the Collateral Agent to extend certain milestones related to entrance of the final DIP Order, the bidding procedures order and the order granting approval of certain compensation plans.”

BOSTON SCIENTIFIC CORP entered into Agreement and Plan of Merger with Penumbra, Inc. (effective 2026-01-14).

“On January 14, 2026, Boston Scientific Corporation, a Delaware corporation (the “ Company ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”) with Pinehurst Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of the Company (“ Merger Sub ”), and Penumbra, Inc., a Delaware corporation (“ Penumbra ”), providing for the merger of Merger Sub with and into Penumbra (the “ Merger ”), with Penumbra surviving the Merger as a wholly owned subsidiary of the Company.”

COLUMBUS MCKINNON CORP entered into Equity Purchase Agreement with Star Hoist Intermediate, LLC valued at $210,000,000 (effective 2026-01-13).

“On January 13, 2026, Columbus McKinnon Corporation (the “Company” or “Seller”) entered into an Equity Purchase Agreement (the “Agreement”) by and among the Company, Star Hoist Intermediate, LLC (“Buyer”) and Royal NY Company Holdings, LLC (“Holdings”) providing for the sale (the “Sale”) of 100% of the equity interests of Holdings and the Company’s U.S. power chain hoist (other than with respect to Little Mule ® products) and chain manufacturing operations (the “Business”).”

INSEEGO CORP. entered into Exchange Agreement with an affiliate of Mubadala Capital valued at approximately $26 million (effective 2026-01-14).

“On January 14, 2026 (the “Closing Date”), Inseego Corp. (“Inseego” or the “Company”) entered into an Exchange Agreement (the “Exchange Agreement”) with an affiliate of Mubadala Capital (the “Holder”), which held all 25,000 outstanding shares of the Company’s Fixed-Rate Cumulative Perpetual Preferred Stock, Series E (the “Preferred Stock”).”

CHARTER COMMUNICATIONS, INC. /MO/ entered into Eleventh Supplemental Indenture with The Bank of New York Mellon Trust Company, N.A. valued at $1.75 billion aggregate principal amount of 7.000% Senior Notes due 2033 and $1.25 billion aggregate (effective 2026-01-13).

“On January 13, 2026 (the “Closing Date”), CCO Holdings, LLC (“CCO Holdings”) and CCO Holdings Capital Corp. (together with CCO Holdings, the “CCOH Issuers”), subsidiaries of Charter Communications, Inc. (the “Company”), issued (i) $ 1.75 billion aggregate principal amount of 7.000% Senior Notes due 2033 (the “2033 Notes”) and (ii) $1.25 billion aggregate principal amount of 7.375% Senior Notes due 2036 (the “2036 Notes” and, together with the 2033 Notes, “the Notes”).”

ORAMED PHARMACEUTICALS INC. entered into Share Purchase Agreement with Lifeward Ltd. (effective 2026-01-12).

“On January 12, 2026, Oramed Pharmaceuticals Inc. (the “Company”) entered into that certain Share Purchase Agreement (“Share Purchase Agreement”), by and among the Company, Lifeward Ltd. (“Lifeward”) and Oratech Pharma, Inc., the Company’s wholly-owned subsidiary (“Oratech”).”

ITC Holdings Corp. entered into Purchase Agreement dated January 14, 2026 with institutional accredited investors valued at $250,000,000 aggregate principal amount of Senior Secured Notes (effective 2026-01-14).

“On January 14, 2026, Michigan Electric Transmission Company, LLC (“METC”), an indirect wholly-owned subsidiary of ITC Holdings Corp. (the “Company”), issued $125,000,000 aggregate principal amount of its 5.08% Series A Senior Secured Notes due 2036 (the “Series A METC Notes”) and $125,000,000 aggregate principal amount of its 5.71% Series B Senior Secured Notes due 2046 (the “Series B METC Notes” and together with the Series A METC Notes, the “METC Notes”) in a private placement in reliance on an exemption from registration under the Securities Act of 1933, as amended (the “Securities Act”).”

TECHPRECISION CORP amended Thirteenth Amendment to Amended and Restated Loan Agreement and Ninth Amendment to Second Amended and Restated Promissory Note with Beacon Bank & Trust (successor by merger to Berkshire Bank) valued at Extension of maturity date of Revolver Loan from January 16, 2026 to May 15, 2026 (effective 2026-01-12).

“On January 12, 2026, Ranor and the other Borrowers entered into a Thirteenth Amendment to Amended and Restated Loan Agreement and Ninth Amendment to Second Amended and Restated Promissory Note (the “ Amendment ”) with Beacon Bank & Trust, successor by merger to Berkshire Bank (“ Beacon ”).”

TREVENA INC terminated License Agreement with Jiangsu Nhwa Pharmaceutical Co. Ltd. and R-Bridge Investment Four Pte. Ltd. (effective 2026-01-09).

“On January 9, 2026, Trevena, Inc., Trevena SPV2 LLC, Trevena SPV1 LLC, and Trevena Royalty LLC (collectively the “Company”) entered into an Assignment and Release Agreement (the “Agreement) with Jiangsu Nhwa Pharmaceutical Co. Ltd. (“Nhwa”) and R-Bridge Investment Four Pte. Ltd., (the “Lender”) whereby the Lender agreed to terminate and release the Company from all obligations”

Arcadia Biosciences, Inc. entered into Inducement Letters with Participating Holders valued at Aggregate gross proceeds of approximately $2.1 million from exercise of Existing Options (effective 2026-01-09).

“On January 9, 2026, Arcadia Biosciences, Inc. (the “Company”) entered into inducement offer letter agreements (the “Inducement Letters”) with certain investors (the “Participating Holders”) pursuant to which such Participating Holders agreed to exercise certain outstanding preferred investment options to purchase an aggregate of 808,595 shares of the Company’s common stock ("Common Stock").”

Block, Inc. amended Amended and Restated Revolving Credit Agreement with Goldman Sachs Bank USA valued at amended and restated unsecured revolving loan facility from $775.0M to $900.0M (effective 2026-01-14).

“On January 14, 2026, Block, Inc. ("Block") entered into an Amended and Restated Revolving Credit Agreement (the "Restated Credit Agreement"), among Block, the lenders that are party thereto, and Goldman Sachs Bank USA, as administrative agent ("Administrative Agent").”

USA Compression Partners, LP amended Guarantor Joinder to 6.250% Senior Notes due 2033 Indenture with Partnership, USA Compression Finance Corp., and U.S. Bank Trust Company, National Association as trustee valued at J-W Energy and J-W Power added as guarantors under the Indenture governing the 6.250% senior notes d.

“Furthermore, on the Closing Date, J-W Energy and J-W Power were joined as guarantors under (i) the Eighth Amended and Restated Credit Agreement, dated as of August 27, 2025, among the Partnership, as the borrower, the guarantors party thereto from time to time and the lenders party thereto from time to time and JPMorgan Chase Bank, N.A., as administrative agent and issuing bank, (ii) the Indenture, dated as of March 18, 2024, among the Partnership, USA Compression Finance Corp., the subsidiary guarantors party thereto from time to time and Computershare Trust Company, N.A., as trustee, governing the Partnership’s 7.125% senior notes due 2029, and (iii) the Indenture, dated as of September 24, 2025, among the Partnership, USA Compression Finance Corp., the subsidiary guarantors party thereto from time to time and U.S. Bank Trust Company, National Association, as trustee, governing the Partnership’s 6.250% senior notes due 2033.”

USA Compression Partners, LP amended Guarantor Joinder to 7.125% Senior Notes due 2029 Indenture with Partnership, USA Compression Finance Corp., and Computershare Trust Company, N.A. as trustee valued at J-W Energy and J-W Power added as guarantors under the Indenture governing the 7.125% senior notes d.

“Furthermore, on the Closing Date, J-W Energy and J-W Power were joined as guarantors under (i) the Eighth Amended and Restated Credit Agreement, dated as of August 27, 2025, among the Partnership, as the borrower, the guarantors party thereto from time to time and the lenders party thereto from time to time and JPMorgan Chase Bank, N.A., as administrative agent and issuing bank, (ii) the Indenture, dated as of March 18, 2024, among the Partnership, USA Compression Finance Corp., the subsidiary guarantors party thereto from time to time and Computershare Trust Company, N.A., as trustee, governing the Partnership’s 7.125% senior notes due 2029, and (iii) the Indenture, dated as of September 24, 2025, among the Partnership, USA Compression Finance Corp., the subsidiary guarantors party thereto from time to time and U.S. Bank Trust Company, National Association, as trustee, governing the Partnership’s 6.250% senior notes due 2033.”

USA Compression Partners, LP amended Guarantor Joinder to Eighth Amended and Restated Credit Agreement with Partnership and JPMorgan Chase Bank, N.A. as administrative agent and issuing bank valued at J-W Energy and J-W Power added as guarantors under the Eighth Amended and Restated Credit Agreement.

“Furthermore, on the Closing Date, J-W Energy and J-W Power were joined as guarantors under (i) the Eighth Amended and Restated Credit Agreement, dated as of August 27, 2025, among the Partnership, as the borrower, the guarantors party thereto from time to time and the lenders party thereto from time to time and JPMorgan Chase Bank, N.A., as administrative agent and issuing bank, (ii) the Indenture, dated as of March 18, 2024, among the Partnership, USA Compression Finance Corp., the subsidiary guarantors party thereto from time to time and Computershare Trust Company, N.A., as trustee, governing the Partnership’s 7.125% senior notes due 2029, and (iii) the Indenture, dated as of September 24, 2025, among the Partnership, USA Compression Finance Corp., the subsidiary guarantors party thereto from time to time and U.S. Bank Trust Company, National Association, as trustee, governing the Partnership’s 6.250% senior notes due 2033.”

USA Compression Partners, LP entered into Board Observer Rights Agreement with Seller and USA Compression GP, LLC valued at Seller permitted to designate Avril Westerman as non-voting board observer to the Board of Directors.

“In addition, on the Closing Date, the Partnership, USA Compression GP, LLC, the general partner of the Partnership (the “General Partner”), and the Seller entered into a board observer rights agreement (the “Observer Agreement”), pursuant to which the Seller will be permitted to designate Avril Westerman as a non-voting board observer to the Board of Directors of the General Partner until the first anniversary of the Closing Date.”

USA Compression Partners, LP entered into Registration Rights Agreement with Seller (seller of J-W Energy capital stock) valued at Partnership to file registration statement for resale of Common Units; Seller may request up to two.

“On the Closing Date, the Partnership entered into a registration rights agreement (the “Registration Rights Agreement”) with the Seller relating to the registered resale of the Common Units (as defined below). Pursuant to the Registration Rights Agreement, among other things, the Partnership is required to use its commercially reasonable efforts to file a registration statement with respect to the resale of the Common Units and the Seller has the right to request that the Partnership initiate up to two underwritten offerings for the Common Units. Under the terms of the Purchase Agreement, the Seller has agreed not to dispose of 50.0% of the Common Units for a period of six months following the closing of the Acquisition and, with respect to the remaining 50.0% of the Common Units, for a period of 12 months following the closing of the Acquisition.”

MacKenzie Realty Capital, Inc. amended Equity Distribution Agreement with Maxim Group LLC valued at $20,000,000 (effective 2026-01-07).

“On January 7, 2026, in connection with the at the market offering program through which MacKenzie Realty Capital, Inc. (the “Company”) may sell up to $20,000,000 of shares of the Company’s common stock, $0.0001 par value per share (the “Common Shares”), from time to time, the Company entered into an amendment (“Amendment”) to the Equity Distribution Agreement (the “Distribution Agreement”) with Maxim Group LLC (the “Agent”).”

Rithm Capital Corp. entered into Underwriting Agreement with Morgan Stanley & Co. LLC, as representative of the several underwriters named therein (effective 2026-01-13).

“On January 13, 2026, Rithm Capital Corp. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Morgan Stanley & Co. LLC, as representative of the several underwriters named therein (the “Underwriters”).”

cbdMD, Inc. entered into Asset Purchase Agreement with Gaia Botanicals, LLC valued at 425,000 shares of the Company’s restricted common stock (effective 2026-01-12).

“On January 12, 2026 (the “Closing”), cbdMD, Inc., a North Carolina corporation (the “Company”) and Gaia Botanicals, LLC, a Colorado limited liability company (“Gaia”) and Gaia’s wholly owned subsidiaries entered into an Asset Purchase Agreement (the “Agreement”).”

UPEXI, INC. entered into Securities Purchase Agreement with Hivemind Validation Master Fund valued at $36 million (effective 2026-01-09).

“Upexi, Inc. (the “Company”) entered into a Securities Purchase Agreement dated January 9, 2026 (the “Purchase Agreement”) with Hivemind Validation Master Fund (the “Investor”), pursuant to which the Company issued to the Investor a secured convertible promissory note in the original principal amount of approximately $36 million (the “Note”)”

GPGI, Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $900.0 million aggregate principal amount of 5.625% Senior Secured Notes due 2033 (effective 2026-01-14).

“The 2033 Notes were issued pursuant to an indenture (the " Indenture "), dated as of January 14, 2026 (the " Closing Date "), among the Issuer, the Company, the subsidiary guarantors party thereto from time to time (together with the Company, the " Guarantors ") and U.S. Bank Trust Company, National Association, as trustee (the " Trustee ") and as notes collateral agent (the " Notes Collateral Agent ").”

OSR Holdings, Inc. entered into Binding Term Sheet with BCM Europe AG valued at $30.0 million (comprised of $15.0 million in cash and $15.0 million in digital assets) and up to $81 (effective 2025-01-13).

“On January 13, 2025, Vaximm AG, a wholly-owned subsidiary of OSR Holdings, Inc. (the “Company”), entered into a Binding Term Sheet (the “Term Sheet”) with BCM Europe AG (“BCME”), the largest shareholder of the Company, relating to a proposed global exclusive license of Vaximm’s VXM01 oral cancer immunotherapy platform.”