Material Agreements

Bakkt, Inc. entered into Share Purchase Agreement with Distributed Technologies Research Global Ltd. and Akshay Naheta (effective 2026-01-11).

“On January 11, 2026, Bakkt Opco Holdings, LLC (“Opco”), a Delaware limited liability company and wholly owned subsidiary of Bakkt Holdings, Inc. (the “Company”), entered into a Share Purchase Agreement (the “Purchase Agreement”) by and among Opco, the Company, Distributed Technologies Research Global Ltd., a private limited company incorporated in Cyprus (“DTR”), and Akshay Naheta (Mr. Naheta or the “Seller”).”

Sky Harbour Group Corp amended Sky III Guaranty Amendment (effective 2026-01-08).

“In addition, Sky Harbour Holdings III LLC (“SKYH III”), a wholly-owned subsidiary of the Company and a guarantor of the Credit Agreement, amended its related guaranty (the “Sky III Guaranty”, and such amendment, the “Sky III Guaranty Amendment”) to provide for, among other things, conditions under which surplus funds arising from amounts received by Sky Harbour LLC from excess revenues released from the Master Trust Indenture (Security Agreement), dated as of August 1, 2021, among Sky Harbour Capital LLC, and subsidiary entities thereof (“Obligated Group I”), and The Bank of New York Mellon, as master trustee, as amended from time to time and as joined from time to time by additional members as permitted therein (the “Master Indenture”).”

Sky Harbour Group Corp amended First Amendment to Draw Down Note Purchase and Continuing Covenant Agreement with JPMorgan Chase Bank, N.A., as administrative agent, sole bookrunner and sole lead arranger, and the lenders party thereto (effective 2026-01-08).

“On January 8, 2026, Sky Harbour Capital II LLC (“SH Capital II”), a wholly-owned subsidiary of Sky Harbour Group Corporation (the “Company”), entered into an amendment (the “Amendment”) to its Draw Down Note Purchase And Continuing Covenant Agreement (the “Credit Agreement”), among SH Capital II, the other borrowers party thereto (the “Borrowers”), the lenders party thereto (the “Lenders”) and JPMorgan Chase Bank, N.A., as administrative agent, sole bookrunner and sole lead arranger (“JPMorgan” or “Administrative Agent”).”

SunPower Inc. amended Common Stock Purchase Agreement with White Lion Capital, LLC valued at Commitment amount increased to $55,000,000 (effective 2026-01-11).

“On January 11, 2026, SunPower Inc. (the “ Company ”) and White Lion Capital, LLC (“ White Lion ”) entered into Amendment No. 3 (the “ Amendment No. 3 ”) to the Common Stock Purchase Agreement, dated July 16, 2024, between the Company and White Lion, as previously amended by Amendment No. 1, effective July 24, 2024, and Amendment No. 2, effective August 14, 2024 (as amended, the “ Purchase Agreement ”).”

PMGC Holdings Inc. entered into Second Pre-Paid Purchase with Investor valued at original principal amount of $3,278,700 (effective 2026-01-07).

“On January 7, 2026, the Company and an investor (“Investor”) entered into and consummated Secured Pre-Paid Purchase # 2 (the “Second Pre-Paid Purchase”)”

Compass Digital Acquisition Corp. entered into Merger Agreement with Key Mining Corp. valued at $230.0 million (effective 2026-01-06).

“On January 6, 2026, Compass Digital Acquisition Corp., a Cayman Islands exempted company (" CDAQ "), entered into an agreement and plan of merger (the " Merger Agreement ") with Titan Holdings Corp., a newly formed Delaware corporation and a direct wholly-owned subsidiary of CDAQ (" Pubco "), Titan SPAC Merger Sub Corp., a newly formed Cayman Islands exempted company and a direct wholly-owned subsidiary of Pubco (" Purchaser Merger Sub "), Titan Merger Sub Inc., a newly formed Delaware corporation and a direct wholly-owned subsidiary of Pubco (" Company Merger Sub " and, together with the Purchaser Merger Sub, the " Merger Subs "), and Key Mining Corp., a Delaware corporation (" KMC ")”

Fidelity Private Credit Fund amended Amendment No. 1 to Credit and Security Agreement with Citibank, N.A. (effective 2026-01-07).

“On January 7, 2026, Fidelity Private Credit Fund CSPV LLC (the “CSPV”), a wholly-owned subsidiary of Fidelity Private Credit Fund (the “Fund”), entered into that certain Amendment No. 1 to Credit and Security Agreement (the “First Amendment”), which amends that certain Credit and Security Agreement, dated December 12, 2024 (the “Citi Credit Facility”), by and among the CSPV, as borrower, the Fund, as equityholder and collateral manager, Citibank, N.A., as administrative agent, the lenders party thereto, State Street Bank and Trust Company, as collateral agent and as custodian, and Virtus Group, LP, as collateral administrator.”

INSPIRE VETERINARY PARTNERS, INC. entered into securities purchase agreement with Manetto Hill Fund Series I LLC valued at up to an aggregate of $1,626,000 principal amount of convertible promissory notes (effective 2026-01-06).

“On January 6, 2026, effective as of December 31, 2025, Inspire Veterinary Partners, Inc. (the “Company”) entered into a securities purchase agreement with Manetto Hill Fund Series I LLC”

RenX Enterprises Corp. entered into Restructuring and Collateral Agreement with an institutional investor (effective 2026-01-06).

“On January 6, 2026, RenX Enterprises Corp. (the "Company") and its wholly owned subsidiary Norman Berry II Owners, LLC ("Norman Berry"), entered into a Restructuring and Collateral Agreement (the "Restructuring Agreement") with an institutional investor (the "Lender")”

Calumet, Inc. /DE entered into Indenture with Wilmington Trust, National Association valued at $405.0 million (effective 2026-01-12).

“The Notes are governed by an Indenture, dated as of January 12, 2026 (the “Indenture”), entered into by the Issuers and certain guarantors named therein with Wilmington Trust, National Association, as trustee.”

VisionWave Holdings, Inc. entered into Strategic Joint Venture Agreement with BOCA JOM, LLC, GBT Tokenize Corp., GBT Technologies, Inc. valued at Formation of joint venture limited liability company; ownership interests determined using internal (effective 2026-01-09).

“On January 9, 2026, VisionWave Holdings, Inc. (the “Company”) entered into a Strategic Joint Venture Agreement (the “Agreement”) with BOCA JOM, LLC (“BOCA”), GBT Tokenize Corp. (“TOKENIZE”), and GBT Technologies, Inc. (“GBT”).”

Augusta SpinCo Corp entered into Term Loan Credit Agreement with Barclays Bank PLC valued at $4,000,000,000 (effective 2026-01-08).

“On January 8, 2026 (the “Effective Date”), Augusta SpinCo Corporation (the “Company”), a wholly owned subsidiary of Becton, Dickinson and Company (“BD”), entered into a Term Loan Credit Agreement with the lenders named therein, Barclays Bank PLC, as administrative agent, and the other parties party thereto (the “Credit Agreement”), in connection with the pending combination of BD’s Biosciences and Diagnostic Solutions business (the “Biosciences and Diagnostic Solutions Business”) with Waters Corporation (“Waters”) in a Reverse Morris Trust transaction pursuant to (x) the Separation Agreement, dated as of July 13, 2025 (the “Separation Agreement”), by and among Waters, BD and the Company and (y) the Agreement and Plan of Merger, dated as of July 13, 2025 (the “Merger Agreement”), by and among Waters, BD and the Company and Beta Merger Sub, Inc., a wholly owned subsidiary of Waters.”

URSB Bancorp, Inc. entered into Agency Agreement with Janney Montgomery Scott LLC valued at $375,000 (effective 2026-01-09).

“On January 9, 2026, URSB Bancorp, Inc. (the “Company”), United Roosevelt Savings Bank, United Roosevelt, MHC (the “MHC”), United Roosevelt Bancorp and Janney Montgomery Scott LLC (“Janney”) entered into an Agency Agreement, pursuant to which Janney will assist the Company, on a best efforts basis, in marketing the Company’s common stock during the Company’s stock offering in connection with the MHC’s proposed conversion from the mutual form of organization to the stock form of organization.”

CAPSTONE COMPANIES, INC. entered into Accounting Services Consulting Agreement with Eschenburg Perez CPA, LLC valued at $275 per hour; estimated $35,000 for Form 10-K and $15,000 for each Form 10-Q (effective 2026-01-12).

“On January 12, 2026, the Company signed a letter agreement engaging Eschenburg Perez CPA, LLC (“CPA Firm”) to provide financial, accounting and related administrative duties for the preparation and filing of the Company’s Annual Report on Form 10-K (“Form 10-K”) and Quarterly Reports on Form 10-Q (“Form 10-Q”) for fiscal year 2026, which duties include acting as liaison with Company’s public auditor and fractional chief financial officer functions.”

CAPSTONE COMPANIES, INC. entered into Unsecured Promissory Note with Coppermine Ventures, LLC valued at $558,191 (effective 2026-01-09).

“On January 9, 2026, Capstone Companies, Inc. (“Company”) entered into an Unsecured Promissory Note (“New Note”) evidencing a working capital loan from Coppermine Ventures, LLC, a private Maryland limited liability company based in Baltimore County, Maryland, (“Coppermine”).”

Heritage Global Inc. entered into Asset Purchase Agreement with The Debt Exchange, Inc. valued at $8,450,000 (effective 2026-01-09).

“On January 9, 2026, Heritage DebtX LLC (“Heritage DebtX LLC”), a Delaware limited liability company and wholly owned subsidiary of Heritage Global Inc., a Florida corporation (“HG” or the “Company”) entered into an Asset Purchase Agreement (the “Purchase Agreement”) with The Debt Exchange, Inc., a Delaware corporation (“DebtX”)”

ARROWHEAD PHARMACEUTICALS, INC. entered into underwriting agreement with J.P. Morgan Securities LLC and Jefferies LLC as representatives of the several underwriters valued at an additional $75,000,000 aggregate principal amount of Notes (effective 2026-01-12).

“Pursuant to an underwriting agreement with J.P. Morgan Securities LLC and Jefferies LLC, as representatives of the several underwriters named therein (the “Underwriters”), the Company granted the Underwriters an option, which is exercisable within 30 days after January 7, 2026, to purchase up to an additional $75,000,000 aggregate principal amount of Notes solely to cover over-allotments.”

ARROWHEAD PHARMACEUTICALS, INC. entered into Indenture with U.S. Bank Trust Company, National Association valued at $700,000,000 aggregate principal amount (effective 2026-01-12).

“On January 12, 2026, Arrowhead Pharmaceuticals, Inc. (the “Company”) issued $700,000,000 aggregate principal amount of its 0.00% Convertible Senior Notes due 2032 (the “Notes”). The Notes were issued pursuant to, and are governed by, an indenture (the “Base Indenture”), dated as of January 12, 2026, between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”), as supplemented by a first supplemental indenture”

INTUIT INC. entered into Credit Agreement with JPMorgan Chase Bank, N.A., as administrative agent valued at $2.2 billion unsecured revolving credit facility (effective 2026-01-09).

“The Credit Agreement provides for a $2.2 billion unsecured revolving credit facility (the “Facility”) that expires on January 9, 2031.”

BRAINSTORM CELL THERAPEUTICS INC. entered into Securities Purchase Agreement with Auctus Fund, LLC valued at aggregate principal amount of $140,000 (effective 2026-01-06).

“On January 6, 2026, the Company entered into a Securities Purchase Agreement with Auctus Fund, LLC, under which the Company issued a convertible promissory note in the aggregate principal amount of $140,000, including a $14,000 original issue discount, for cash proceeds of $126,000”

BRAINSTORM CELL THERAPEUTICS INC. entered into Note Purchase Agreement with Quick Capital, LLC valued at principal amount of $94,875 (effective 2026-01-05).

“On January 5, 2026, the Company entered into a Note Purchase Agreement with Quick Capital, LLC, under which the Company issued a convertible promissory note in the principal amount of $94,875”

BRAINSTORM CELL THERAPEUTICS INC. entered into Securities Purchase Agreement with Vanquish Funding Group Inc. valued at aggregate principal amount of $94,300 (effective 2025-12-31).

“On December 31, 2025, the Company entered into a Securities Purchase Agreement with Vanquish Funding Group Inc., under which the Company issued a note in the aggregate principal amount of $94,300 (including $12,300 original issue discount) for aggregate purchase price proceeds of $82,000”

WILLIS TOWERS WATSON PLC entered into Term Loan Credit Agreement with JPMorgan Chase Bank, N.A. valued at $775,000,000 (effective 2026-01-07).

“On January 7, 2026, Willis Towers Watson Public Limited Company (“WTW”), together with its wholly owned subsidiary, Trinity Acquisition plc, a limited company formed under the laws of England and Wales (“TA”) and TA’s indirect wholly owned subsidiary, Willis North America Inc., a Delaware corporation (“WNA” and together with TA, the “Borrowers”) entered into a $775,000,000 delayed draw term loan facility (the “Credit Facility”).”

Western Union CO entered into Term Loan Agreement with Bank of America, N.A., as Administrative Agent valued at $800,000,000 (effective 2026-01-09).

“On January 9, 2026 (the “Closing Date”), The Western Union Company (“Western Union”) entered into a delayed draw term loan credit agreement (the “Term Loan Agreement”) providing for an unsecured term loan facility in an aggregate amount of $800,000,000 with a syndicate of lenders, State Bank of India, New York Branch and Wells Fargo Bank, National Association, as Syndication Agents, Bank of Baroda, New York Branch, Bank of China Limited, Chicago Branch and U.S. Bank National Association, as Documentation Agents, and Bank of America, N.A., as Administrative Agent for the banks thereunder.”

CEMTREX INC entered into Securities Purchase Agreement with a single accredited institutional investor valued at aggregate gross proceeds of $4,000,000 (effective 2026-01-09).

“On January 9, 2026, Cemtrex, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with a single accredited institutional investor (the “Purchaser”), pursuant to which the Company agreed to issue and sell to the Purchaser, in a registered direct offering (the “Offering”), securities consisting of shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), and/or pre-funded warrants to purchase shares of Common Stock (the “Pre-Funded Warrants”), for aggregate gross proceeds of $4,000,000.”

OFS Capital Corp amended Secured Revolver Amendment with Banc of California valued at Extends maturity date from February 28, 2026 to February 28, 2028 (effective 2026-01-09).

“On January 9, 2026, OFS Capital Corporation, a Delaware corporation (the “Company”), executed an amendment (the “Secured Revolver Amendment”) to its Business Loan Agreement with Banc of California (formerly known as Pacific Western Bank), as lender (“Banc of California”), pursuant to which Banc of California provides the Company with a senior secured revolving credit facility for general corporate purposes including investment funding. Among other things, the Secured Revolver Amendment extends the maturity date from February 28, 2026 to February 28, 2028.”

Compass, Inc. entered into Indenture with Wilmington Trust, National Association valued at $1,000.0 million in aggregate principal amount (effective 2026-01-09).

“the Company entered into an Indenture, dated as of January 9, 2026 (the “Indenture”), by and among the Company, the guarantors party thereto and Wilmington Trust, National Association, as trustee”

HINES GLOBAL INCOME TRUST, INC. amended Seventh Amended and Restated Limited Partnership Agreement of HGIT Properties LP with HGIT Properties LP (effective 2026-01-05).

“On January 5, 2026, Hines Global Income Trust, Inc. (the “Company”) on behalf of itself as general partner and on behalf of the limited partners thereto, entered into the Seventh Amended and Restated Limited Partnership Agreement of HGIT Properties LP (the “Limited Partnership Agreement”).”

City Office REIT, Inc. terminated Credit Agreement dated as of March 15, 2018 with Keybank National Association valued at The Credit Agreement was terminated and all outstanding obligations discharged on the Closing Date. (effective 2026-01-09).

“On the Closing Date, Parent paid (or caused to be paid) to the lenders under that certain Credit Agreement, dated as of March 15, 2018, by and among City Office REIT Operating Partnership, L.P., the Company, Keybank National Association and the other lenders party thereto (as amended, modified or otherwise supplemented, the “Credit Agreement”) the amount specified in such payoff letter with respect thereto (including after giving effect to any per diem amount specified therein, to the extent applicable) to discharge all outstanding obligations of the Company and its subsidiaries under the Credit Agreement (including the release and discharge of any related guarantees, liens and security interests) and to terminate the commitments thereunder.”

JOINT Corp entered into Letter Agreement with Bandera Partners LLC and Jefferson Gramm valued at Company agrees to include Jefferson Gramm in its slate of nominees for the 2026 annual meeting and r (effective 2026-01-05).

“On January 5, 2026, we entered into a letter of agreement (the “Letter Agreement”) with Bandera Partners LLC and Jefferson Gramm (collectively, “Bandera”). Pursuant to the Letter Agreement, subject to certain conditions, we have agreed to include Mr. Gramm in our slate of nominees for the election of directors at our 2026 annual meeting of stockholders (the “2026 Annual Meeting”) and recommend that our stockholders vote in favor of his election at the 2026 Annual Meeting. The Letter Agreement also includes certain voting commitments and standstill obligations by Bandera as well as certain restrictions on the transfer of our common stock, par value $0.001 per share, held by Bandera until the Termination Date (as defined below).”

Aclarion, Inc. entered into Securities Purchase Agreement with the purchasers named therein valued at 200,000 shares of common stock at $5.18 per share and pre-funded warrants to purchase up to 1,800,00 (effective 2026-01-08).

“On January 8, 2026, Aclarion, Inc. (the “ Company ”) entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with the purchasers named therein. Pursuant to the terms of the Purchase Agreement, the Company agreed to sell, in a registered direct offering (the “ Offering ”), an aggregate of (i) 200,000 shares (the “ Shares ”) of its common stock, par value $0.00001 per share (“ Common Stock ”), at a price per share of $5.18 (or pre-funded warrant in lieu thereof); and (ii) pre-funded warrants (the “ Pre-funded Warrants ”) to purchase up to 1,800,000 shares of Common Stock.”

zSpace, Inc. amended Amendment #2 to Senior Secured Convertible Note with an institutional investor (effective 2026-01-08).

“On January 8, 2026 (the “Effective Date”), zSpace, Inc. (the “Company”) entered into an Amendment #2 to Senior Secured Convertible Note (the “Amendment”) with an institutional investor (the “Holder”), which amends the terms of the Senior Secured Convertible Note in the original principal amount of $13,978,495, dated April 11, 2025 (the “Note”), previously issued by the Company to the Holder pursuant to a Securities Purchase Agreement with the Holder dated April 10, 2025, as amended.”

Hancock Park Corporate Income, Inc. amended Secured Revolver Amendment with Banc of California (effective 2026-01-09).

“On January 9, 2026, Hancock Park Corporate Income, Inc., a Maryland corporation (the “Company”), executed an amendment (the “Secured Revolver Amendment”) to its Business Loan Agreement with Banc of California (formerly known as Pacific Western Bank), as lender (“Banc of California”), pursuant to which Banc of California provides the Company with a senior secured revolving credit facility for general corporate purposes, including investment funding.”

Aptevo Therapeutics Inc. entered into Standby Equity Purchase Agreement with YA II PN, LTD. valued at up to $60.0 million (effective 2026-01-08).

“On January 8, 2026, Aptevo Therapeutics Inc. (the "Company") entered into a Standby Equity Purchase Agreement (the "Purchase Agreement") with YA II PN, LTD., a Cayman Islands exempt limited company ("Yorkville"). Pursuant to the Purchase Agreement, the Company has the right, but not the obligation, to issue and sell to Yorkville from time to time (each such occurrence, an "Advance") up to $60.0 million (the "Commitment Amount") of the Company's common stock”

Momentus Inc. entered into Securities Purchase Agreement with an investor valued at approximately $5 million (effective 2026-01-05).

“On January 5, 2026, Momentus Inc., a Delaware corporation (“Momentus” or the “Company”), entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with an investor (the “Investor”) for a private placement of securities (the “Private Placement”).”

Monte Rosa Therapeutics, Inc. entered into Underwriting Agreement with Jefferies LLC, TD Securities (USA) LLC and Piper Sandler & Co., as representatives of the several underwriters valued at $24.00 per share (effective 2026-01-08).

“On January 8, 2026, Monte Rosa Therapeutics, Inc. (the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with Jefferies LLC, TD Securities (USA) LLC and Piper Sandler & Co., as representatives of the several underwriters listed on Schedule 1 thereto (collectively, the “Underwriters”), related to an underwritten public offering (the “Offering”) of 11,125,000 shares (the “Underwritten Shares”) of the Company’s common stock, par value $0.0001 per share (“Common Stock”), at a public offering price of $24.00 per share”

FLYEXCLUSIVE INC. entered into Underwriting Agreement with Lucid Capital Markets, LLC, as representative of the several underwriters named therein (effective 2026-01-09).

“On January 9, 2026, flyExclusive, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Lucid Capital Markets, LLC, as representative of the several underwriters named therein (the “Underwriter”).”

NKGen Biotech, Inc. entered into Note with AlpineBrook Capital GP I Limited valued at original principal amount of $25,840,106 (effective 2026-01-05).

“On January 5, 2026, NKGen Biotech, Inc., a Delaware corporation (the “ Company ”), and NKGen Operating Biotech, Inc., a Delaware corporation (the “ Company Sub ,” and together with the Company, the “ Borrowers ”), entered into a secured promissory note (the “ Note ”) with AlpineBrook Capital GP I Limited (the “ Lender ”), in the original principal amount of $25,840,106, bearing interest at 12% per annum”

IX Acquisition Corp. entered into Amendment No. 4 to the Merger Agreement with IX Acquisition Corp., AKOM Merger Sub Inc., and AERKOMM Inc. valued at Amendment No. 4 to the Merger Agreement whereby Parent will become a Delaware corporation by means o (effective 2026-01-08).

“On January 8, 2026, Parent entered into an amendment to the Merger Agreement (the “ Amendment No . 4 ”) whereby Parent will become a Delaware corporation by means of a merger of Parent with and into a newly formed Delaware corporation pursuant to the Cayman Islands Companies Law and the applicable provisions of the Delaware General Corporation Law, with such newly formed Delaware corporation becoming the surviving corporation in the merger (the “ Domestication ”).”

Evolution Metals & Technologies Corp. entered into Agreement and Plan of Merger with WTMA, EM, NewCo, Inc., and William David Wilcox Jr. (effective 2026-01-05).

“On January 5, 2026, WTMA entered into that certain Agreement and Plan of Merger, dated as of January 5, 2026, by and among WTMA, EM, NewCo, Inc., a Delaware corporation (“NewCo”), and William David Wilcox Jr., as the sole stockholder of NewCo, as it may be amended or supplemented from time to time (the “Step 7 Merger Agreement”)”

La Rosa Holdings Corp. entered into Account Control Agreement with Collateral Agent valued at Account control arrangement (effective 2026-01-05).

“on January 5, 2026, the Company and the Collateral Agent also entered into that certain Account Control Agreement as described in the Initial 8-K”

ProFrac Holding Corp. entered into Sixth Supplemental Indenture with Beal Bank USA valued at $25 million aggregate principal amount (effective 2026-01-07).

“ecured Floating Rate Notes due 2029 (the “ New Notes ”) to Beal Bank USA in a private placement. The New Notes were issued as additional notes pursuant to the indenture, dated as of December 27, 2023 (as supplemented prior to the date hereof, the”

Lumen Technologies, Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $650 million aggregate principal amount (effective 2026-01-09).

“On January 9, 2026, Level 3 Financing, Inc. (“Level 3 Financing”), a direct wholly-owned subsidiary of Level 3 Parent, LLC (“Parent”), and an indirect wholly-owned subsidiary of Lumen Technologies, Inc. (“Lumen,” “us,” “we” or “our”) completed its previously announced upsized offering of additional $650 million aggregate principal amount of its 8.500% Senior Notes due 2036 (the “New Notes”).”

ConnectM Technology Solutions, Inc. entered into Acquisition Agreement with Sun Solar LLC, Caleb Arthur (effective 2026-01-05).

“On January 5, 2026, ConnectM Technology Solutions, Inc. (the “Company”) entered into and consummated an Acquisition Agreement (the “Acquisition Agreement”) by and among the Company, Sun Solar LLC, a Missouri limited liability company (“Sun Solar”), and Caleb Arthur (“Arthur”).”

Trio Petroleum Corp entered into ATM Agreement with Ladenburg Thalmann & Co. Inc. valued at up to $3,600,000 (effective 2026-01-09).

“On January 9, 2026, Trio Petroleum Corp, a Delaware corporation (the “Company”), entered into an At Market Issuance Sales Agreement (the “ATM Agreement”) with Ladenburg Thalmann & Co. Inc. as agent (the “Sales Agent”) pursuant to which the Company may issue and sell shares of its common stock, $0.0001 par value per share (“Common Stock”), from time to time through the Sales Agent (the “Offering”).”

High Roller Technologies, Inc. entered into Purchase Agreement with accredited investor valued at approximately $1,000,000 (effective 2026-01-08).

“On January 8, 2026, High Roller Technologies, Inc. (the “Company”) entered into a stock purchase agreement (the “Purchase Agreement”) with an accredited investor (the “Investor”)”

Inflection Point Acquisition Corp. V amended Promissory Note Amendment with Inflection Point Fund I LP, the sponsor of SPAC valued at aggregate principal amount of $700,000 (effective 2026-01-07).

“On January 7, 2026, Inflection Point Acquisition Corp. V (formerly known as Maywood Acquisition Corp.), a Cayman Islands exempted company (“ SPAC ”) and Inflection Point Fund I LP, the sponsor of SPAC (“ Sponsor ”) entered into an amendment (the “ Promissory Note Amendment ”) to that certain promissory note dated as of February 12, 2025 (as amended, the “ Promissory Note ”), which increased the aggregate principal amount of the Promissory Note to $700,000 to reflect a $200,000 advance made by Sponsor to SPAC for working capital.”

BUDA JUICE, INC. entered into Underwriting Agreement with Public Ventures, LLC (d/b/a MDB CAPITAL) valued at gross proceeds of $20 million (effective 2026-01-07).

“the Company entered into an Underwriting Agreement (“ Underwriting Agreement ”), dated January 7, 2026, with Public Ventures, LLC (d/b/a MDB CAPITAL) (“ MDB ”) as representative of the underwriters named therein, for the offer and sale of 2,666,667 shares of the Company’s common stock at a public offering price of $7.50 per share for gross proceeds of $20 million, before deducting underwriting discounts and other related expenses.”

Black Spade Acquisition III Co entered into Sponsor Warrants Purchase Agreement with the Sponsor (effective 2026-01-05).

“greements, each dated January 5, 2026, among the Company, the Sponsor and certain security holders. · An Investment Management Trust Agreement, dated January 5, 2026, between the Company and Continental Stock Transfer & Trust”

Black Spade Acquisition III Co entered into Registration Rights Agreement with certain security holders (effective 2026-01-05).

“greements, each dated January 5, 2026, among the Company, the Sponsor and certain security holders. · An Investment Management Trust Agreement, dated January 5, 2026, between the Company and Continental Stock Transfer & Trust”