Cemtrex raises $4M in registered direct offering of common stock and pre-funded warrants

CEMTREX INC

Issued 400,000 shares and pre-funded warrants for 1,069,507 shares at $2.722/share to single institutional investor.
Gross proceeds $4M; net proceeds for general corporate purposes, working capital, and potential acquisitions.
Offering closed on Jan 9, 2026 under existing shelf registration (S-3) effective Feb 3, 2025.
Ticker CETX on Nasdaq; stock and warrants issued in the offering.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

CEMTREX INC entered into Securities Purchase Agreement with a single accredited institutional investor valued at aggregate gross proceeds of $4,000,000 (effective 2026-01-09).

Action: entry
Agreement: equity purchase
Counterparty: a single accredited institutional investor
Value: aggregate gross proceeds of $4,000,000
Effective: 2026-01-09

Exact text from the filing

On January 9, 2026, Cemtrex, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with a single accredited institutional investor (the “Purchaser”), pursuant to which the Company agreed to issue and sell to the Purchaser, in a registered direct offering (the “Offering”), securities consisting of shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), and/or pre-funded warrants to purchase shares of Common Stock (the “Pre-Funded Warrants”), for aggregate gross proceeds of $4,000,000.

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CEMTREX INC filing history →

Source: SEC EDGAR

accession 0001493152-26-001101

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