Shareholder Votes

Rezolute, Inc. shareholders approved Equity Plan Amendment Proposal at the 2024-05-16 meeting.

“Proposal No. 4 - Equity Plan Amendment Proposal To approve an amendment to the Company’s 2021 Stock Incentive Plan to reflect the adoption of the Company’s incentive compensation recovery policy: Votes For Votes Against Abstentions Broker Non Votes 26,551,450.000 338,688 172,517 431,722”

Rezolute, Inc. shareholders approved Say-on-Pay Proposal at the 2024-05-16 meeting.

“Proposal No. 3 - Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company’s named executive officers, as disclosed in the Executive Compensation section of the proxy statement: Votes For Votes Against Abstentions Broker Non Votes 26,684,240 225,756 152,659 431,722”

Rezolute, Inc. shareholders approved Ratification of Independent Registered Public Accounting Firm at the 2024-05-16 meeting.

“Proposal No. 2 - Ratification of Independent Registered Public Accounting Firm To ratify Grant Thornton LLP as the Company’s independent registered public accounting firm for fiscal year 2024: Votes For Votes Against Abstentions Broker Non Votes 27,350,525 3,686 140,166 431,722”

Rezolute, Inc. shareholders approved Election of Directors at the 2024-05-16 meeting.

“Proposal No. 1 - Election of Directors To elect the following nominees to serve as members of the Company’s board of directors: Nominee Name Votes For Votes Withheld Broker Non Votes Young-Jin Kim 26,867,423 195,232 431,722 Nevan Charles Elam 27,027,137 35,518 431,722 Philippe Fauchet 26,839,313 223,342 431,722 Gil Labrucherie 26,909,378 153,277 431,722 Wladimir Hogenhuis 26,839,313 223,342 431,722 Nerissa Kreher 26,839,040 223,615 431,722”

Regulus Therapeutics Inc. shareholders approved Election of ten directors named in the filing. at the 2024-05-16 meeting.

“Proposal 1. Election of Directors The ten persons listed below were elected as directors at the Annual Meeting, each to serve until the Company’s 2025 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified. Votes For Votes Withheld Broker Non-Votes David Baltimore, Ph.D. 38,149,013 359,927 3,688,120 Kathryn J. Collier 38,157,716 351,224 3,688,120 Joseph P. Hagan 38,375,891 133,049 3,688,120 Alice S. Huang, Ph.D. 37,595,731 913,209 3,688,120 Preston Klassen, M.D. 38,147,754 361,186 3,688,120 Jake R. Nunn 38,156,266 352,674 3,688,120 Stelios Papadopoulos, Ph.D. 38,147,155 361,785 3,688,120 William Rastetter, Ph.D. 37,568,471 940,469 3,688,120 Hugh Rosen, M.D., Ph.D. 38,157,572 351,368 3,688,120 Pascale Witz, MBA, MSc 37,834,247 674,693 3,688,120”

Regulus Therapeutics Inc. shareholders approved Approval of amendment to 2019 Equity Incentive Plan to increase authorized shares by 9,500,000 and modify automatic share reserve calculation. at the 2024-05-16 meeting.

“Proposal 5. The Company’s stockholders approved the Amended 2019 Plan which, among other things, increased the number of shares of our common stock authorized for issuance under the 2019 Plan by 9,500,000 shares and modified the calculation of the annual automatic share reserve increase to take into account shares of common stock issuable upon conversion or exercise of convertible preferred stock and prefunded warrants. Votes For Votes Against Abstentions Broker Non-Votes 32,563,555 5,916,084 29,301 3,688,130”

Regulus Therapeutics Inc. shareholders approved Advisory vote on frequency of say-on-pay votes. Every year selected. at the 2024-05-16 meeting.

“Proposal 4. The Company’s stockholders approved, on an advisory basis, every year as the preferred frequency for holding stockholder advisory votes on the compensation of the Company’s named executive officers. One year Two Years Three Years Abstentions Broker Non-Votes 38,380,997 10,261 36,660 79,471 3,688,130”

Regulus Therapeutics Inc. shareholders approved Advisory approval of named executive officer compensation. at the 2024-05-16 meeting.

“Proposal 3. The Company’s stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the Company’s definitive proxy statement for the Annual Meeting. Votes For Votes Against Abstentions Broker Non-Votes 38,219,586 223,139 66,215 3,688,130”

Regulus Therapeutics Inc. shareholders approved Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending December 31, 2024. at the 2024-05-16 meeting.

“Proposal 2. The Company’s stockholders ratified the selection by the audit committee of the board of directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2024. Votes For Votes Against Abstentions 42,040,910 152,439 3,721”

CytomX Therapeutics, Inc. shareholders approved Advisory vote on executive compensation at the 2024-05-15 meeting.

“Proposal 4. The Company’s stockholders approved, on a non-binding, advisory basis, the compensation of the Company’s named executive officers, as disclosed in the Proxy Statement, pursuant to the compensation disclosure rules of the SEC. FOR AGAINST ABSTAIN BROKER NON-VOTES 27,396,411 1,905,835 61,704 17,554,723”

CytomX Therapeutics, Inc. shareholders approved Amendment to increase authorized shares of common stock from 150,000,000 to 300,000,000 at the 2024-05-15 meeting.

“Proposal 3. The Company’s stockholders approved of an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 150,000,000 shares to 300,000,000 shares. FOR AGAINST ABSTAIN 42,707,436 3,211,496 999,741”

CytomX Therapeutics, Inc. shareholders approved Ratification of Ernst & Young LLP as independent registered public accounting firm at the 2024-05-15 meeting.

“Proposal 2. The Company’s stockholders ratified the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2024. FOR AGAINST ABSTAIN 46,522,474 369,346 26,853”

CytomX Therapeutics, Inc. shareholders approved Election of Class III directors at the 2024-05-15 meeting.

“Proposal 1. The Company’s stockholders elected the Class III director nominees below to the Company’s Board of Directors to hold office until the 2027 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified, or the earlier of their death, resignation or removal. NOMINEE FOR AGAINST ABSTAIN BROKER NON-VOTES Alan Ashworth, Ph.D., FRS 28,770,373 514,091 79,486 17,554,723 James R. Meyers 28,970,141 324,310 69,499 17,554,723 Halley Gilbert 24,008,423 5,271,685 83,842 17,554,723”

RBB Bancorp shareholders approved Ratification of Crowe LLP as independent auditor for fiscal year 2024 at the 2024-05-15 meeting.

“RS ABSTAIN 9,360,257 8,178 616,944 551 Proposal 4 : The appointment of Crowe LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024 was ratified, having received the following votes: FOR AGAINST ABSTAIN 11,908,859 50,343 1,050”

RBB Bancorp shareholders approved Advisory vote on frequency of say-on-pay votes (every year selected) at the 2024-05-15 meeting.

“frequency of shareholder advisory votes on the Company’s named executive officers should be held every year was approved, on a non-binding advisory basis, having received the following votes: FOR 1 YEAR FOR 2 YEARS FOR 3 YEARS ABSTAIN 9,360,257 8,178 616,944 551 Proposal 4 : The appointment of Crowe LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024 was ratified, having received the following votes: FOR AGAINST ABSTAIN 11,908,859 50,343 1,050”

RBB Bancorp shareholders approved Advisory vote to approve named executive officer compensation at the 2024-05-15 meeting.

“Morris 9,928,588 57,342 1,974,322 Proposal 2: The compensation of the Company’s named executive officers was approved, on a non-binding advisory basis, having received the following votes: FOR AGAINST ABSTAIN BROKER NON-VOTES 9,607,973 374,833 3,124 1,974,322 Proposal 3 : The frequency of shareholder advisory votes on the Company’s named executive officers should be held every year was approved, on a non-binding advisory basis, having received the following votes: FOR 1 YEAR FOR 2 YEARS FOR 3 YEARS ABSTAIN 9,360,257 8,178 616,944 551 Proposal 4 : The appointment of Crowe LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024 was ratified, having received the following votes: FOR AGAINST ABSTAIN 11,908,859 50,343 1,050”

RBB Bancorp shareholders approved Election of ten nominees to the Board of Directors at the 2024-05-15 meeting.

“For WITHHELD BROKER NON-VOTES William Bennett 9,959,621 26,309 1,974,322 Robert M. Franko 9,806,497 179,433 1,974,322 Dr. James W. Kao 9,925,987 59,943 1,974,322 Christina Kao 9,793,913 192,017 1,974,322 Joyce Wong Lee 9,928,586 57,344 1,974,322 Chuang-I (Christopher) Lin 9,672,110 313,820 1,974,322 Geraldine Pannu 9,809,098 176,832 1,974,322 Scott Polakoff 9,806,497 179,433 1,974,322 Frank Wong 9,959,624 26,306 1,974,322 David R. Morris 9,928,588 57,342 1,974,322”

eXp World Holdings, Inc. shareholders approved Approval of 2024 Equity Incentive Plan at the 2024-05-13 meeting.

“Approval of 2024 Equity Incentive Plan ​ Our stockholders approved the Company’s 2024 Equity Incentive Plan.”

eXp World Holdings, Inc. shareholders approved Approval, on an Advisory Basis, of 2023 Named Executive Officer Compensation at the 2024-05-13 meeting.

“Our stockholders approved, on a nonbinding basis, 2023 compensation to our named executive officers.”

eXp World Holdings, Inc. shareholders approved Ratification of Appointment of Independent Registered Public Accounting Firm at the 2024-05-13 meeting.

“Our stockholders ratified the appointment of Deloitte & Touche, LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2024.”

eXp World Holdings, Inc. shareholders approved Election of Directors at the 2024-05-13 meeting.

“Our stockholders elected each of Glenn Sanford, Randall Miles, Dan Cahir, Monica Weakley, Peggie Pelosi, and Fred Reichheld to serve until our 2025 annual meeting of stockholders and until his or her successor has been duly elected and qualified, or until his or her earlier death, resignation, or removal.”

Verisk Analytics, Inc. shareholders approved Shareholder proposal requesting a simple majority vote on an advisory, non-binding basis at the 2024-05-15 meeting.

“4. The Company's shareholders approved the shareholder proposal requesting a simple majority vote on an advisory, non-binding basis by the following votes: Number of Votes For Number of Votes Against Number of Votes Abstaining Number of Broker Non-Votes 74,872,983 46,673,949 1,565,025 6,762,749”

Verisk Analytics, Inc. shareholders approved Ratification of the appointment of Deloitte & Touche LLP as the Company's independent auditors for the year ending December 31, 2024 at the 2024-05-15 meeting.

“3. The Company's shareholders ratified the appointment of Deloitte & Touche LLP as the Company's independent auditors for the year ending December 31, 2024 by the following votes: Number of Votes For Number of Votes Against Number of Votes Abstaining 116,038,573 13,781,318 54,815”

Verisk Analytics, Inc. shareholders approved Advisory, non-binding resolution to approve the compensation of the Company's named executive officers at the 2024-05-15 meeting.

“2. The Company's shareholders approved the compensation of the Company's named executive officers on an advisory, non-binding basis by the following votes: Number of Votes For Number of Votes Against Number of Votes Abstaining Number of Broker Non-Votes 115,673,518 7,311,169 127,271 6,762,748”

Verisk Analytics, Inc. shareholders approved Election of eleven members of the Board of Directors each to serve one-year terms at the 2024-05-15 meeting.

“1. The Company's shareholders elected each of the eleven nominees to the Board of Directors to serve one-year terms by the following votes: Name of Nominee Number of Votes For Number of Votes Against Number of Votes Abstaining Number of Broker Non-Votes Vincent K. Brooks 119,326,504 3,712,808 72,646 6,762,748 Jeffrey Dailey 107,329,476 15,696,380 86,102 6,762,748 Bruce Hansen 121,543,415 1,503,025 65,518 6,762,748 Gregory Hendrick 122,803,039 243,138 65,781 6,762,748 Kathleen A. Hogenson 120,454,013 2,589,006 68,939 6,762,748 Wendy Lane 122,082,006 964,780 65,172 6,762,748 Samuel G. Liss 118,223,673 4,822,472 65,813 6,762,748 Lee M. Shavel 122,131,024 881,519 99,415 6,762,748 Olumide Soroye 122,527,198 518,246 66,514 6,762,748 Kimberly S. Stevenson 120,509,360 2,538,771 63,827 6,762,748 Therese M. Vaughan 116,958,159 5,500,619 653,180 6,762,748”

Capital Bancorp Inc shareholders approved The ratification of the appointment of Elliott Davis, PLLC as the Company’s independent registered public accounting firm for fiscal year ending December 31, 2024 at the 2024-05-16 meeting.

“Proposal 4 – The ratification of the appointment of Elliott Davis, PLLC as the Company’s independent registered public accounting firm for fiscal year ending December 31, 2024. FOR AGAINST ABSTAIN BROKER NON-VOTES 11,786,461 127,414 18,197 0”

Capital Bancorp Inc shareholders approved Approval of a non-binding advisory vote on the frequency of future stockholder advisory votes to approve the compensation of the Company's Named Executive Officers at the 2024-05-16 meeting.

“Proposal 3 – Approval of a non-binding advisory vote on the frequency of future stockholder advisory votes to approve the compensation of the Company's Named Executive Officers: EVERY 1 YEAR EVERY 2 YEARS EVERY 3 YEARS ABSTAIN BROKER NON-VOTES 9,482,501 46,371 274,874 172,182 1,956,144”

Capital Bancorp Inc shareholders approved Approval of non-binding advisory vote to approve the compensation of the Company's Named Executive Officers at the 2024-05-16 meeting.

“Proposal 2 – Approval of non-binding advisory vote to approve the compensation of the Company's Named Executive Officers: FOR AGAINST ABSTAIN BROKER NON-VOTES 9,652,340 184,091 139,497 1,956,144”

Capital Bancorp Inc shareholders approved Election of four Class I directors at the 2024-05-16 meeting.

“the common stockholders elected Messrs. Bernstein, Browning and Lewis and Ms. Scully as Class I directors to serve a term expiring in 2027”

American Water Works Company, Inc. shareholders approved Ratification of PricewaterhouseCoopers LLP as independent auditor for 2024 at the 2024-05-15 meeting.

“The ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2024, was approved by the following vote:”

American Water Works Company, Inc. shareholders approved Advisory vote on executive compensation at the 2024-05-15 meeting.

“The shareholders approved, on an advisory basis, the compensation of the Company’s named executive officers by the following vote:”

American Water Works Company, Inc. shareholders approved Election of nine director nominees at the 2024-05-15 meeting.

“The following nine nominees were elected as directors of the Company for a term expiring at the 2025 Annual Meeting of Shareholders, and until their successors are duly elected and qualified, and received the votes set forth adjacent to their names below:”

First Guaranty Bancshares, Inc. shareholders approved Ratification of the appointment of Griffith, DeLaney, Hillman & Lett, CPAs, PSC as independent registered public accounting firm at the 2024-05-16 meeting.

“Ratification of the appointment of Griffith, DeLaney, Hillman & Lett, CPAs, PSC as independent registered public accounting firm for the year ending December 31, 2024. Votes "For" Votes "Against" Votes "Abstain" Broker Non-votes 7,977,851 42,789 614 4,483,371”

First Guaranty Bancshares, Inc. shareholders approved An advisory, non-binding vote with respect to our executive compensation at the 2024-05-16 meeting.

“An advisory, non-binding vote with respect to our executive compensation as described in the Proxy Statement. Votes "For" Votes "Against" Votes "Abstain" Broker Non-votes 7,962,059 35,463 23,732 4,483,371”

First Guaranty Bancshares, Inc. shareholders approved Election of Directors at the 2024-05-16 meeting.

“Election of the following nominees as directors, with votes "for" and "withheld", as well as broker nonvotes, as follows: Director Votes "For" Votes "Withheld" Broker Non-votes Jack Rossi 7,552,925 468,329 4,483,371 William K. Hood 7,499,265 521,989 4,483,371 Alton B. Lewis 7,987,758 33,496 4,483,371 Marshall T. Reynolds 7,815,949 205,305 4,483,371 Edgar R. Smith, III 7,498,662 522,592 4,483,371 Vanessa R. Drew 7,940,887 80,367 4,483,371”

Bank of Marin Bancorp shareholders approved To ratify the selection of Moss Adams LLP, independent auditor, to perform audit services for the year 2024. at the 2024-05-14 meeting.

“3. To ratify the selection of Moss Adams LLP, independent auditor, to perform audit services for the year 2024. For Against Abstain Non-Vote 11,933,598 98,406 565,400 0”

Bank of Marin Bancorp shareholders approved To vote, on an advisory basis, to approve executive compensation for Named Executive Officers. at the 2024-05-14 meeting.

“2. To vote, on an advisory basis, to approve executive compensation for Named Executive Officers. For Against Abstain Non-Vote 9,232,611 1,169,058 367,405 1,828,331”

Bank of Marin Bancorp shareholders approved To elect twelve members of the Board of Directors to serve until the next Annual Meeting of Shareholders or until their successors are duly elected and qualified. at the 2024-05-14 meeting.

“1. To elect twelve members of the Board of Directors to serve until the next Annual Meeting of Shareholders or until their successors are duly elected and qualified. Number of Votes For Withheld Non-Vote Nicolas C. Anderson 9,728,693 1,040,380 1,828,331 Russell A. Colombo 10,479,565 289,509 1,828,331 Charles D. Fite 9,625,024 1,144,049 1,828,331 Cigdem F. Gencer 10,558,662 210,411 1,828,331 James C. Hale 9,795,849 973,225 1,828,331 Kevin R. Kennedy 9,987,578 781,495 1,828,331 William H. McDevitt, Jr. 10,293,303 475,771 1,828,331 Timothy D. Myers 10,353,922 415,151 1,828,331 Sanjiv S. Sanghvi 9,266,673 1,502,400 1,828,331 Joel Sklar, MD 10,377,198 391,876 1,828,331 Brian M. Sobel 10,126,434 642,640 1,828,331 Secil T. Watson 9,781,847 987,227 1,828,331”

First Trinity Financial CORP shareholders approved Approve non-binding advisory resolution on frequency of advisory vote on executive compensation (every three years) at the 2024-05-15 meeting.

“Votes Votes Votes Votes Total 1 Year 2 Years 3 Years Abstained Proposal 4: Say-When-On-Pay 4,796,198 1,690,231 242,417 2,293,896 569,654”

First Trinity Financial CORP shareholders approved Approve non-binding advisory resolution on Named Executive Officer compensation at the 2024-05-15 meeting.

“Votes Votes Net Total Against Abstained Votes For Proposal 3: Say-On-Pay 4,796,198 255,017 506,825 4,034,356”

First Trinity Financial CORP shareholders approved Ratify selection of Kerber, Eck & Braeckel LLP as independent registered public accounting firm at the 2024-05-15 meeting.

“Independent Registered Votes Votes Net Public Accounting Firm Total Against Abstained Votes For Kerber, Eck & Braeckel LLP 4,796,198 126,364 308,453 4,361,381”

First Trinity Financial CORP shareholders approved Election of five directors by Class B Common Stock at the 2024-05-15 meeting.

“The following five (5) individuals were elected. The votes were cast as follows: Total Withhold For All Net Director Votes All Except Total William S. Lay 100,000 0 0 100,000”

First Trinity Financial CORP shareholders approved Election of four directors by Class A Common Stock at the 2024-05-15 meeting.

“The following four (4) individuals were elected. The votes were cast as follows: Total Withhold For All Net Director Votes All Except Total Gregg E. Zahn 4,696,198 432,051 38,177 4,225,970”

PROS Holdings, Inc. shareholders approved Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm at the 2024-05-15 meeting.

“Ratified the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024”

PROS Holdings, Inc. shareholders approved Advisory vote to approve named executive officer compensation at the 2024-05-15 meeting.

“e Class II directors to the Board, each for a three-year term expiring 2027: Broker Name For Withheld Non-Votes Raja Hammoud 41,089,181 875,686 2,303,623 Leland Jourdan 38,429,666 3,535,201 2,303,623 William Russell 37,566,050 4,398,817 2,303,623 PROPOSAL 2 : Advisory vote to approve named executive officer compensation: Broker For Against Abstain Non-Votes 38,421,708 817,085 2,726,074 2,303,623 PROPOSAL 3 : Ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024: For Against Abstain 40,045,855 1,223,647 2,998,988 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.”

PROS Holdings, Inc. shareholders approved Election of three Class II directors at the 2024-05-15 meeting.

“Below are the results of the voting on the proposals voted on at the Annual Meeting: PROPOSAL 1 : Election of three Class II directors to the Board, each for a three-year term expiring 2027: Broker Name For Withheld Non-Votes Raja Hammoud 41,089,181 875,686 2,303,623 Leland Jourdan 38,429,666 3,535,201 2,303,623 William Russell 37,566,050 4,398,817 2,303,623 PROPOSAL 2 : Advisory vote to approve named executive officer compensation: Broker For Against Abstain Non-Votes 38,421,708 817,085 2,726,074 2,303,623 PROPOSAL 3 : Ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024: For Against Abstain 40,045,855 1,223,647 2,998,988 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the”

Targa Resources Corp. shareholders approved Advisory vote to approve compensation of named executive officers at the 2024-05-16 meeting.

“The Board proposal seeking approval, on an advisory basis, of the compensation of the Company's named executive officers was approved. The voting results were as follows: VOTES FOR VOTES AGAINST VOTES ABSTAINED BROKER NON-VOTES 180,236,248 8,474,850 202,388 15,231,122”

Targa Resources Corp. shareholders approved Ratification of PricewaterhouseCoopers LLP as independent auditors for 2024 at the 2024-05-16 meeting.

“PricewaterhouseCoopers LLP was ratified as the Company's independent auditors for 2024. The voting results were as follows: VOTES FOR VOTES AGAINST VOTES ABSTAINED 200,562,193 3,499,855 82,560”

Targa Resources Corp. shareholders approved Election of three Class II Directors to serve until 2027 Annual Meeting at the 2024-05-16 meeting.

“Each of the three Class II directors that was up for re-election was elected”

BlackRock Finance, Inc. shareholders approved Approval of the BlackRock, Inc. Third Amended and Restated 1999 Stock Award and Incentive Plan at the 2024-05-15 meeting.

“Item 3 – Approval of the Restated Plan: For Against Abstentions Broker Non-Votes 119,449,413 2,504,201 115,996 9,821,539”