8-K
filed May 17, 2024, 7:59 PM ET
ticker RBB
CIK 0001499422
leadership
confidence high
sentiment neutral
materiality 0.55
RBB Bancorp elects Christina Kao as Board Chair; Dr. James Kao remains director
RBB Bancorp
- Christina Kao unanimously appointed Chair of the Board for RBB Bancorp and Royal Business Bank, effective May 15, 2024.
- Dr. James Kao, Chair for past three years, stays on the Board and will chair the new Enterprise Risk Committee.
- Ms. Kao has been a director since 2019, chaired Compensation and Nominating/Governance committees, and holds an MBA from Harvard.
- Shareholders elected all 10 director nominees, approved executive compensation on advisory basis, and ratified Crowe LLP as auditor.
Key facts
Extracted from this filing and checked against the source text.
Executive change
SEC 8-K Item 5.02
confidence 0.9
Dr. James Kao changed role as Director at RBB Bancorp.
- Action
- stepped down as Chair
- Role
- Director
Exact text from the filing
Dr. James Kao, who has served as Chair of the Boards for the past three years, will remain on the Board of Directors of the Company and the Bank.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 0.95
Christina Kao was elected as Chair of the Board of Directors at RBB Bancorp.
- Action
- elected
- Role
- Chair of the Board of Directors
Exact text from the filing
Ms. Christina Kao was elected to serve as Chair of the Board of Directors.
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.95
RBB Bancorp shareholders approved Advisory vote to approve named executive officer compensation at the 2024-05-15 meeting.
- Proposal
- say on pay
- Outcome
- passed
- Meeting
- 2024-05-15
Exact text from the filing
Morris 9,928,588 57,342 1,974,322 Proposal 2: The compensation of the Company’s named executive officers was approved, on a non-binding advisory basis, having received the following votes: FOR AGAINST ABSTAIN BROKER NON-VOTES 9,607,973 374,833 3,124 1,974,322 Proposal 3 : The frequency of shareholder advisory votes on the Company’s named executive officers should be held every year was approved, on a non-binding advisory basis, having received the following votes: FOR 1 YEAR FOR 2 YEARS FOR 3 YEARS ABSTAIN 9,360,257 8,178 616,944 551 Proposal 4 : The appointment of Crowe LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024 was ratified, having received the following votes: FOR AGAINST ABSTAIN 11,908,859 50,343 1,050
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.95
RBB Bancorp shareholders approved Ratification of Crowe LLP as independent auditor for fiscal year 2024 at the 2024-05-15 meeting.
- Proposal
- auditor ratification
- Outcome
- passed
- Meeting
- 2024-05-15
Exact text from the filing
RS ABSTAIN 9,360,257 8,178 616,944 551 Proposal 4 : The appointment of Crowe LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024 was ratified, having received the following votes: FOR AGAINST ABSTAIN 11,908,859 50,343 1,050
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.95
RBB Bancorp shareholders approved Advisory vote on frequency of say-on-pay votes (every year selected) at the 2024-05-15 meeting.
- Proposal
- say on pay frequency
- Outcome
- passed
- Meeting
- 2024-05-15
Exact text from the filing
frequency of shareholder advisory votes on the Company’s named executive officers should be held every year was approved, on a non-binding advisory basis, having received the following votes: FOR 1 YEAR FOR 2 YEARS FOR 3 YEARS ABSTAIN 9,360,257 8,178 616,944 551 Proposal 4 : The appointment of Crowe LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024 was ratified, having received the following votes: FOR AGAINST ABSTAIN 11,908,859 50,343 1,050
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.95
RBB Bancorp shareholders approved Election of ten nominees to the Board of Directors at the 2024-05-15 meeting.
- Proposal
- director election
- Outcome
- passed
- Meeting
- 2024-05-15
Exact text from the filing
For WITHHELD BROKER NON-VOTES William Bennett 9,959,621 26,309 1,974,322 Robert M. Franko 9,806,497 179,433 1,974,322 Dr. James W. Kao 9,925,987 59,943 1,974,322 Christina Kao 9,793,913 192,017 1,974,322 Joyce Wong Lee 9,928,586 57,344 1,974,322 Chuang-I (Christopher) Lin 9,672,110 313,820 1,974,322 Geraldine Pannu 9,809,098 176,832 1,974,322 Scott Polakoff 9,806,497 179,433 1,974,322 Frank Wong 9,959,624 26,306 1,974,322 David R. Morris 9,928,588 57,342 1,974,322
View on SEC.gov
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