CAPITAL SOUTHWEST CORP (CSWC): debt financing — Capital Southwest issues $62.5M of 7.75% Notes due 2028; closing June 14

CAPITAL SOUTHWEST CORP

Issued $62.5M aggregate principal of 7.75% Notes due 2028 via underwritten offering.
Underwriters have 30-day option to purchase up to $9.375M additional Notes for overallotments.
Closing expected June 14, 2023; Notes to be listed on Nasdaq under symbol CSWCZ.
Underwriting agreement with Oppenheimer & Co. as representative of underwriters.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

CAPITAL SOUTHWEST CORP incurred senior notes of $62,500,000 aggregate principal amount with Oppenheimer & Co., Inc., as representative of the several underwriters at 7.75% maturing due 2028.

Instrument: senior notes
Principal: $62,500,000 aggregate principal amount
Counterparty: Oppenheimer & Co., Inc., as representative of the several underwriters
Rate: 7.75%
Maturity: due 2028
Event: incurrence

Exact text from the filing

On June 7, 2023, Capital Southwest Corporation (the “ Company ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) by and between the Company and Oppenheimer & Co., Inc., as representative of the several underwriters named in Schedule A thereto, in connection with the issuance and sale of $62,500,000 aggregate principal amount of the Company’s 7.75% Notes due 2028 (the “ Notes ” and the issuance and sale of the Notes, the “ Offering ”).

View on SEC.gov

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

CAPITAL SOUTHWEST CORP entered into Underwriting Agreement with Oppenheimer & Co., Inc., as representative of the several underwriters named in Schedule A thereto valued at $62,500,000 aggregate principal amount (effective 2023-06-07).

Action: entry
Agreement: underwriting
Counterparty: Oppenheimer & Co., Inc., as representative of the several underwriters named in Schedule A thereto
Value: $62,500,000 aggregate principal amount
Effective: 2023-06-07

Exact text from the filing

On June 7, 2023, Capital Southwest Corporation (the “ Company ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) by and between the Company and Oppenheimer & Co., Inc., as representative of the several underwriters named in Schedule A thereto, in connection with the issuance and sale of $62,500,000 aggregate principal amount of the Company’s 7.75% Notes due 2028 (the “ Notes ” and the issuance and sale of the Notes, the “ Offering ”).

View on SEC.gov

8 debt financings filed in the last 30 days. Browse all debt financings →

CAPITAL SOUTHWEST CORP filing history →

Source: SEC EDGAR

accession 0000017313-23-000051

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.