DBX ETF TRUST: Nasdaq/NYSE listing notice — Xtrackers BHYB ETF receives delisting notice from Cboe BZX for insufficient beneficial holders

DBX ETF TRUST

Cboe BZX staff notified DBX ETF Trust that BHYB had fewer than 50 beneficial holders for 30+ consecutive days during Nov 22, 2024 – Jan 24, 2025.
Trust must submit a plan to regain compliance by April 27, 2025, or a Staff Delisting Determination will be issued.
The Trust intends to submit a compliance plan to increase the number of beneficial holders.
Failure to regain compliance could result in suspension of trading and delisting from Cboe BZX.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

DBX ETF TRUST received a other deficiency notice notice regarding other.

Notice: deficiency notice

Exact text from the filing

March 13, 2025, the staff of the Listing Qualifications Department (the “Staff”) of the Cboe BZX Exchange, Inc. (the “Exchange”) provided written notice (the “Deficiency Notification”) to DBX ETF Trust (the “Trust”) that, based on the Staff’s review of the period between November 22, 2024, and January 24, 2025 (the “Review Period”), it had determined that Xtrackers USD High Yield BB-B ex Financials ETF (the “Fund”) did not meet the beneficial holders requirement set forth in Exchange Rule 14.11(l)(4)(B)(i)(c) (the “Rule”), which states that the Exchange will consider the suspension of trading

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Source: SEC EDGAR

accession 0000088053-25-000229

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