Notice of Delisting or Failure to Satisfy a Continued Listing Rule

Filed when an exchange notifies the company of non-compliance with a continued-listing standard (minimum bid price, market cap, stockholders' equity) or initiates delisting. Includes the rule and the company's planned response.

Recent disclosures

• October 13, 2026, 8:30 AM ET NWTG Newton Golf Company, Inc. regulatory

  Nasdaq staff finds Newton Golf non-compliant; trading suspension set for Oct 15 absent appeal

• October 13, 2026, 6:01 AM ET CLRO CLEARONE INC regulatory

  ClearOne gets Nasdaq delisting notice after missing $2.5M stockholders' equity rule

• October 9, 2026, 8:37 PM ET QETA Quetta Acquisition Corp regulatory

  Nasdaq to delist Quetta Acquisition after missed SPAC deadline; QETA trading halts Oct 14, 2026

• October 9, 2026, 5:20 PM ET STEX Streamex Corp. regulatory

  Streamex Corp. receives Nasdaq notice for failing $1.00 minimum bid price, has until April 5, 2027 to regain compliance

• October 9, 2026, 4:30 PM ET TCRT Alaunos Therapeutics, Inc. regulatory

  Alaunos Therapeutics gets Nasdaq delisting notice over $2.5M equity rule; plans hearing

• October 9, 2026, 4:25 PM ET Evernorth Holdings Inc. M&A

  Evernorth closes Ripple-backed de-SPAC; 80.3% redeemed at $10.58, 22.3M Class A shares outstanding

• October 9, 2026, 4:19 PM ET BETR Better Home & Finance Holding Co regulatory

  Better Home & Finance tells Nasdaq it fails board independence and committee rules after director exits

• October 9, 2026, 4:10 PM ET ACH ACCENDRA HEALTH INC/VA/ regulatory

  Accendra Health receives NYSE notice over sub-$1 average share price, plans to cure

• October 9, 2026, 9:30 AM ET ITP IT TECH PACKAGING, INC. regulatory

  IT Tech Packaging wins NYSE American extension to April 15, 2027 to cure late 10-K and 10-Q filings

• October 7, 2026, 4:30 PM ET AREC American Resources Corp regulatory

  American Resources gets Nasdaq extension to Nov 16, 2026 to file delinquent 10-Qs

• October 7, 2026, 4:15 PM ET COLA Columbus Acquisition Corp/Cayman Islands M&A

  Columbus Acquisition completes WISeSat business combination; Pubco begins Nasdaq trading as SAIQ

• October 7, 2026, 9:00 AM ET ONFO Onfolio Holdings, Inc regulatory

  Onfolio gets Nasdaq extension until Nov 23, 2026 to regain $2.5M stockholders' equity compliance

• October 6, 2026, 5:15 PM ET IBAC IB Acquisition Corp. regulatory

  IB Acquisition Corp gets Nasdaq notice over missed annual meeting; has until March 29, 2027 to regain compliance

• October 6, 2026, 4:30 PM ET VTIX Virtuix Holdings Inc. regulatory

  Virtuix gets Nasdaq notice: MVLS under $50M minimum, 180-day cure period to March 29, 2027

• October 6, 2026, 4:15 PM ET SLP Simulations Plus, Inc. M&A

  Simulations Plus closes $376.8M Altaris take-private at $18.50/share; combined with Chemical Computing Group

• October 6, 2026, 4:05 PM ET KYNB KYNTRA BIO, INC. regulatory

  Kyntra Bio receives Nasdaq delisting determination; requests hearing to remain listed

• October 6, 2026, 10:03 AM ET WBD Warner Bros. Discovery, Inc. M&A

  Skydance closes $78B acquisition of Warner Bros. Discovery; WBD holders get $31.0167/share cash

• October 6, 2026, 9:11 AM ET BLFS BIOLIFE SOLUTIONS INC M&A

  Repligen closes BioLife acquisition; holders get $11.25 cash plus 0.1442 Repligen shares

• October 6, 2026, 8:08 AM ET IBOC INTERNATIONAL BANCSHARES CORP other material

  International Bancshares to move primary listing from Nasdaq to Texas Stock Exchange on Oct. 19

• October 5, 2026, 4:45 PM ET LESL Leslie's, Inc. other material

  Leslie's files Chapter 11; draws $45M of $90M DIP term loan; Nasdaq to delist, trading halted Oct 6

• October 5, 2026, 4:00 PM ET PRPL Purple Innovation, Inc. regulatory

  Purple Innovation gets Nasdaq notice: market value of publicly held shares below $15M minimum

• October 5, 2026, 1:08 PM ET WORX SCWorx Corp. regulatory

  Nasdaq Hearings Panel grants SCWorx reconsideration, approves continued Nasdaq listing; trading reinstatement pending

• October 5, 2026, 12:37 PM ET CECO CECO ENVIRONMENTAL CORP other material

  CECO to move primary listing from Nasdaq to Texas Stock Exchange on Oct 19, 2026

• October 5, 2026, 8:43 AM ET QRVO Qorvo, Inc. M&A

  Skyworks closes Qorvo acquisition; Qorvo holders receive 0.960 SWKS shares plus $32.50 cash per share

• October 5, 2026, 8:39 AM ET GWH ESS Tech, Inc. regulatory

  NYSE suspends ESS Tech trading and starts delisting over $15M market cap shortfall

• October 2, 2026, 5:20 PM ET HCTI Healthcare Triangle, Inc. regulatory

  Healthcare Triangle hit with Nasdaq delisting notice; no cure period after 1-for-14,940 cumulative reverse splits

• October 2, 2026, 4:55 PM ET XELB XCel Brands, Inc. regulatory

  Xcel Brands gets Nasdaq minimum bid price notice; has until March 29, 2027 to regain $1.00 compliance

• October 2, 2026, 4:30 PM ET BZAI Blaize Holdings, Inc. regulatory

  Blaize gets Nasdaq bid-price deficiency notice; has until March 29, 2027 to regain $1.00 compliance

• October 2, 2026, 4:30 PM ET BYSI BeyondSpring Inc. regulatory

  BeyondSpring gets Nasdaq notice as MVLS falls below $35M; 180 days to regain compliance

• October 2, 2026, 4:10 PM ET SPKL Spark I Acquisition Corp regulatory

  Spark I delisted from Nasdaq after missing Sept 29 SPAC deadline; SPKL to move to OTC Pink

• October 2, 2026, 4:03 PM ET DRCT Direct Digital Holdings, Inc. regulatory

  Direct Digital gets Nasdaq delist determination; trading halts Oct 5, shares headed to OTC Pink

• October 2, 2026, 4:01 PM ET DARE Dare Bioscience, Inc. regulatory

  Daré Bioscience gets Nasdaq bid-price deficiency notice, has until March 29, 2027 to regain compliance

• October 2, 2026, 4:00 PM ET SLSN SOLESENCE, INC. regulatory

  Solésence receives Nasdaq bid-price deficiency notice; has until March 29, 2027 to regain $1.00 compliance

• October 1, 2026, 7:03 PM ET AMZE AMAZE HOLDINGS, INC. regulatory

  Amaze Holdings receives NYSE American delisting notice; trading suspended, moves to OTC Pink

• October 1, 2026, 5:15 PM ET SKYX SKYX Platforms Corp. leadership

  SKYX director Efrat Greenstein Brayer dies; Nasdaq flags board/audit committee noncompliance with cure to 2027

• October 1, 2026, 4:15 PM ET GXAI GAXOS.AI INC. regulatory

  Gaxos.ai gets Nasdaq minimum bid price deficiency notice; has until March 29, 2027 to cure

• October 1, 2026, 4:15 PM ET GETY Getty Images Holdings, Inc. regulatory

  NYSE to delist Getty Images over 'abnormally low selling price'; GETY moves to OTC Pink

• October 1, 2026, 4:05 PM ET NXDR Nextdoor Holdings, Inc. other material

  Nextdoor to move stock listing from NYSE to Nasdaq Capital Market, trading as NXDR from Oct 14

• October 1, 2026, 4:01 PM ET LTRN Lantern Pharma Inc. regulatory

  Lantern Pharma gets Nasdaq notice: MVLS under $35M for 30 days, 180 days to regain compliance

• October 1, 2026, 8:30 AM ET NSTS NSTS Bancorp, Inc. M&A

  NSTS Bancorp completes merger into Brookfield Bancshares; stockholders receive $14.31 per share

• September 30, 2026, 4:30 PM ET OTLK Outlook Therapeutics, Inc. regulatory

  Outlook Therapeutics receives Nasdaq notice for bid price below $1.00, has until March 24, 2027 to regain compliance

• September 30, 2026, 4:22 PM ET GWH ESS Tech, Inc. regulatory

  NYSE moves to delist ESS Tech (GWH) after failure to regain $50M equity or market-cap listing standard

• September 30, 2026, 2:10 PM ET LESL Leslie's, Inc. other material

  Leslie's files pre-arranged Chapter 11; 76 stores closed, Nasdaq trading suspended Oct 6

• September 30, 2026, 12:22 PM ET OMTK Omnitek Engineering Corp other material

  Omnitek issues 91.7M-share warrant at $0.004 and sells 5,000 preferred shares, giving Hard Rock Holdco control

• September 30, 2026, 9:29 AM ET DBRG DigitalBridge Group, Inc. M&A

  DigitalBridge completes SoftBank-backed merger; common shareholders get $16.00 cash and DBRG is delisted

• September 29, 2026, 4:48 PM ET ELME Elme Communities other material

  Elme Communities completes two $55M DC property sales, sets NYSE delisting and November dissolution

• September 29, 2026, 4:01 PM ET MSS Maison Solutions Inc. regulatory

  Maison Solutions gets second Nasdaq notice; 10-K and 10-Q delinquent, compliance plan due Oct 19

• September 29, 2026, 9:15 AM ET LIMN Liminatus Pharma, Inc. regulatory

  Liminatus Pharma regains Nasdaq minimum bid price compliance after 1-for-50 reverse split

• September 29, 2026, 8:45 AM ET GBTG Global Business Travel Group, Inc. M&A

  Long Lake completes $6.3B acquisition of Amex GBT; GBTG delisted from NYSE

• September 29, 2026, 8:00 AM ET SURG SurgePays, Inc. regulatory

  SurgePays gets Nasdaq extension until March 22, 2027 to regain $1.00 bid price compliance

source · SEC Form 8-K instructions · see methodology