DBX ETF TRUST: Nasdaq/NYSE listing notice — Xtrackers USD High Yield BB-B ex Fin ETF (BHYB) receives Cboe BZX delisting notice for <50 beneficial holders

DBX ETF TRUST

Cboe BZX staff notified Trust on March 13, 2025 that BHYB had fewer than 50 beneficial holders for 30+ consecutive days during Nov 22, 2024 – Jan 24, 2025.
Trust must submit a Plan for Compliance by April 27, 2025, or Staff will issue a delisting determination.
Trust intends to submit a plan to increase beneficial holders and regain compliance with Exchange Rule 14.11(l)(4)(B)(i)(c).
This Amendment No. 1 also corrects the Fund's IRS EIN and adds Cover Page Interactive Data File; no other changes from original 8-K.

item 3.01

Key facts

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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

DBX ETF TRUST received a other deficiency notice notice regarding other.

Notice: deficiency notice

Exact text from the filing

March 13, 2025, the staff of the Listing Qualifications Department (the “Staff”) of the Cboe BZX Exchange, Inc. (the “Exchange”) provided written notice (the “Deficiency Notification”) to DBX ETF Trust (the “Trust”) that, based on the Staff’s review of the period between November 22, 2024 and January 24, 2025 (the “Review Period”), it had determined that Xtrackers USD High Yield BB-B ex Financials ETF (the “Fund”) did not meet the beneficial holders requirement set forth in Exchange Rule 14.11(l)(4)(B)(i)(c) (the “Rule”), which states that the Exchange will consider the suspension of trading i

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Source: SEC EDGAR

accession 0000088053-25-000235

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