MITEK SYSTEMS INC (MITK): Nasdaq/NYSE listing notice — Mitek receives Nasdaq delisting notice for delinquent 10-K and two 10-Qs

MITEK SYSTEMS INC

Notice dated May 12, 2023, cites failure to file Q2 FY2023 10-Q; still delinquent on FY2022 10-K and Q1 FY2023 10-Q.
Nasdaq previously granted exception until June 12, 2023, for 10-K and Q1 10-Q; company updating plan for Q2.
Company expects to file all three quarterly/annual reports as promptly as possible to regain compliance.
Compliance deadline remains June 12, 2023; any further exception limited to that date.

item 3.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

MITEK SYSTEMS INC received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

May 12, 2023, Mitek Systems, Inc. (the “Company”) received a notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) advising the Company that it was not in compliance with Nasdaq’s continued listing requirements under the Nasdaq Listing Rule 5250(c)(1) (the “Rule”) as a result of its failure to file its Quarterly Report on Form 10-Q for the quarter ended March 31, 2023 (the “Q2 Form 10-Q”) in a timely manner and because the Company remains delinquent in filing its Form 10-K for the year ended September 30, 2022 (the “Form 10-K”) and its Form

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2 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

MITEK SYSTEMS INC filing history →

Source: SEC EDGAR

accession 0000807863-23-000033

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