Allied Gaming & Entertainment Inc. (AGAE): Nasdaq/NYSE listing notice — Allied Gaming receives Nasdaq deficiency notice for late 10-K filing; has until June 16 to submit compliance plan

Allied Gaming & Entertainment Inc.

Nasdaq notified AGAE on April 17, 2025 that its 2024 10-K was not filed by the April 15 extended deadline.
No immediate effect on listing or trading; company has 60 days (until June 16) to submit a compliance plan.
If plan accepted, Nasdaq may grant exception until October 13, 2025 to regain compliance.
Company expects to file before the deadline but notes no assurance of Nasdaq acceptance.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Allied Gaming & Entertainment Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 17, 2025, Allied Gaming & Entertainment Inc. (the “Company”) received a deficiency letter (the “Letter”) from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market (“Nasdaq”) notifying the Company that it is not in compliance with the periodic requirements for continued listing set forth in Nasdaq Listing Rule 5250(c)(1) because the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2024 (the “Form 10-K”) was not filed with the Securities and Exchange Commission by the required due date of March 31, 2025 (or April 15, 2025 following the

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Allied Gaming & Entertainment Inc. filing history →

Source: SEC EDGAR

accession 0000929638-25-001614

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