8-K
filed June 8, 2023, 7:59 PM ET
ticker SMSI
CIK 0000948708
other material
confidence high
sentiment neutral
materiality 0.15
Smith Micro stockholders reject charter amendment; 3 directors elected
SMITH MICRO SOFTWARE, INC.
- Stockholders voted against proposed amendment and restatement of certificate of incorporation (22,050,503 for, 9,015,408 against, 310,042 abstain).
- Directors Chetan Sharma, William W. Smith Jr. and Gregory J. Szabo elected to Board until 2026 annual meeting.
- Say-on-pay proposal approved (18,289,450 for, 11,391,047 against); frequency vote set at 'every year'.
- Amendment to 2015 Omnibus Equity Incentive Plan approved (19,634,496 for, 8,794,361 against).
- Ratification of SingerLewak LLP as independent auditor for FY2023 approved (37,246,160 for).
Key facts
Extracted from this filing and checked against the source text.
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.95
SMITH MICRO SOFTWARE, INC. shareholders approved Stockholders ratified the appointment of SingerLewak LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. at the 2023-06-06 meeting.
- Proposal
- auditor ratification
- Outcome
- passed
- Meeting
- 2023-06-06
Exact text from the filing
Stockholders ratified the appointment of SingerLewak LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.95
SMITH MICRO SOFTWARE, INC. shareholders approved Stockholders approved, on a non-binding advisory basis, a proposal to hold future advisory votes on the compensation of our named executive officers every year. at the 2023-06-06 meeting.
- Proposal
- say on pay frequency
- Outcome
- passed
- Meeting
- 2023-06-06
Exact text from the filing
Stockholders approved, on a non-binding advisory basis, a proposal to hold future advisory votes on the compensation of our named executive officers every year.
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.95
SMITH MICRO SOFTWARE, INC. shareholders approved Stockholders elected three directors to the Company’s Board of Directors to hold office until the Company’s 2026 annual meeting of stockholders or until their successors are duly elected and qualified. at the 2023-06-06 meeting.
- Proposal
- director election
- Outcome
- passed
- Meeting
- 2023-06-06
Exact text from the filing
Stockholders elected three directors to the Company’s Board of Directors to hold office until the Company’s 2026 annual meeting of stockholders or until their successors are duly elected and qualified.
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.95
SMITH MICRO SOFTWARE, INC. shareholders approved Stockholders approved an amendment to the Smith Micro Software, Inc. 2015 Omnibus Equity Incentive Plan. at the 2023-06-06 meeting.
- Proposal
- equity plan
- Outcome
- passed
- Meeting
- 2023-06-06
Exact text from the filing
Stockholders approved an amendment to the Smith Micro Software, Inc. 2015 Omnibus Equity Incentive Plan.
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.95
SMITH MICRO SOFTWARE, INC. shareholders approved Stockholders approved a proposal to permit the adjournment of the 2023 Annual Meeting, if necessary, to solicit additional proxies if there were not sufficient votes in favor of proposals no. 6 or 7, however the Company did not adjourn the meeting to solicit additional votes for proposal 7. at the 2023-06-06 meeting.
- Outcome
- passed
- Meeting
- 2023-06-06
Exact text from the filing
Stockholders approved a proposal to permit the adjournment of the 2023 Annual Meeting, if necessary, to solicit additional proxies if there were not sufficient votes in favor of proposals no. 6 or 7, however the Company did not adjourn the meeting to solicit additional votes for proposal 7.
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.95
SMITH MICRO SOFTWARE, INC. shareholders rejected Stockholders did not approve a proposed amendment and restatement of the Company’s amended and restated certificate of incorporation. at the 2023-06-06 meeting.
- Proposal
- charter amendment
- Outcome
- failed
- Meeting
- 2023-06-06
Exact text from the filing
Stockholders did not approve a proposed amendment and restatement of the Company’s amended and restated certificate of incorporation.
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.95
SMITH MICRO SOFTWARE, INC. shareholders approved Stockholders approved, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. at the 2023-06-06 meeting.
- Proposal
- say on pay
- Outcome
- passed
- Meeting
- 2023-06-06
Exact text from the filing
Stockholders approved, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement.
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.95
SMITH MICRO SOFTWARE, INC. shareholders approved Stockholders approved, for purposes of complying with Nasdaq Listing Rule 5635(d), of the issuance of shares of our common stock underlying the senior secured convertible notes and warrants issued by the Company pursuant to the terms of that certain Securities Purchase Agreement, dated August 11, 20 at the 2023-06-06 meeting.
- Outcome
- passed
- Meeting
- 2023-06-06
Exact text from the filing
Stockholders approved, for purposes of complying with Nasdaq Listing Rule 5635(d), of the issuance of shares of our common stock underlying the senior secured convertible notes and warrants issued by the Company pursuant to the terms of that certain Securities Purchase Agreement, dated August 11, 2022, in an amount that may be equal to or exceed 20% of our common stock outstanding.
View on SEC.gov
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