Submission of Matters to a Vote of Security Holders

Filed within four business days of an annual or special meeting of shareholders. Discloses each matter voted on and the vote tally — for/against/abstain on directors, say-on-pay, auditor ratification, shareholder proposals.

Recent disclosures

• September 24, 2026, 5:25 PM ET AMC AMC ENTERTAINMENT HOLDINGS, INC. other material

  AMC shareholders approve 2024 EIP expansion, reject say-on-pay and governance amendments

• September 24, 2026, 5:20 PM ET DRI DARDEN RESTAURANTS INC other

  Darden shareholders elect 9 directors, approve say-on-pay, reject low-support proposal

• September 24, 2026, 5:15 PM ET VENU Venu Holding Corp other material

  Venu shareholders approve expanded equity plan and potential issuance in debt financing with YA II PN

• September 24, 2026, 4:52 PM ET IRDM Iridium Communications Inc. M&A

  Iridium shareholders approve Rocket Lab acquisition; $54/share notional value

• September 24, 2026, 4:30 PM ET WS Worthington Steel, Inc. other

  Worthington Steel annual meeting elects 4 directors; say-on-pay and KPMG ratified

• September 24, 2026, 4:30 PM ET JAGU Jaguar Uranium Corp. other

  Jaguar Uranium shareholders approve all annual meeting proposals

• September 24, 2026, 4:15 PM ET GUTS FRACTYL HEALTH, INC. other material

  Fractyl Health stockholders approve reverse stock split range of 1-for-5 to 1-for-15

• September 24, 2026, 2:45 PM ET CRMT AMERICAS CARMART INC other material

  America's Car-Mart shareholders approve 1M share increase to 2024 Equity Incentive Plan

• September 24, 2026, 2:20 PM ET AIR AAR CORP other

  AAR CORP. shareholders elect three directors, approve 2026 stock plan at annual meeting

• September 24, 2026, 9:32 AM ET BAFN BayFirst Financial Corp. other material

  BayFirst shareholders elect 12 directors at 2026 annual meeting; 88.4% quorum reached

• September 24, 2026, 9:00 AM ET STSS Sharps Technology Inc. other material

  SkyAI shareholders elect directors, ratify auditor; equity incentive plan fails

• September 24, 2026, 8:30 AM ET AUUD AUDDIA INC. M&A

  Auddia adjourns special meeting to Oct 7; 88% of votes cast favor Thramann merger but total votes insufficient

• September 23, 2026, 5:27 PM ET VDTA Vertical Data Inc. other material

  Vertical Data grants 188,222 RSUs; shareholders approve 10M preferred stock increase

• September 23, 2026, 5:20 PM ET NXGL NEXGEL, INC. other material

  NexGel shareholders approve 6x share increase and reverse split range

• September 23, 2026, 5:08 PM ET TECH BIO-TECHNE Corp M&A

  Bio-Techne shareholders approve Merck KGaA acquisition; HSR waiting period expired

• September 23, 2026, 5:00 PM ET ONMD OneMedNet Corp other material

  OneMedNet shareholders approve reverse stock split and 1M-share equity plan increase

• September 23, 2026, 5:00 PM ET LVO LiveOne, Inc. other material

  LiveOne stockholders approve 2026 Equity Incentive Plan; all 7 directors re-elected

• September 23, 2026, 4:43 PM ET APVO Aptevo Therapeutics Inc. other material

  Aptevo shareholders approve stock issuance and incentive plan; reject charter amendment

• September 23, 2026, 4:30 PM ET CAPN Cayson Acquisition Corp other material

  Cayson Acquisition approves 12-month extension; 1.43M shares redeemed, CEO lends $60k

• September 23, 2026, 4:30 PM ET INSE Inspired Entertainment, Inc. other

  Inspired Entertainment board adopts annual say-on-pay votes after advisory vote

• September 23, 2026, 4:30 PM ET PODC PodcastOne, Inc. other

  PodcastOne annual meeting results: all 7 director nominees elected, equity plan increase approved

• September 23, 2026, 4:30 PM ET WAST WASTE ENERGY CORP. other material

  Waste Energy stockholders approve 4x increase in authorized shares to 1.6B

• September 23, 2026, 4:05 PM ET FF FutureFuel Corp. other

  FutureFuel annual meeting: Novelly and Rowe elected directors; say-on-pay, auditor ratified

• September 23, 2026, 1:30 PM ET TSEOF Trinseo PLC other

  Trinseo adjourns annual and extraordinary shareholder meetings to Sept 30 due to quorum failure

• September 23, 2026, 11:51 AM ET STLE STEELE BANCORP INC other

  Steele Bancorp to hold annual say-on-pay votes after shareholder vote

• September 23, 2026, 10:39 AM ET CULP CULP INC other

  Culp shareholders re-elect seven directors, ratify Grant Thornton, pass say-on-pay

• September 23, 2026, 9:00 AM ET CZR Caesars Entertainment, Inc. M&A

  Caesars shareholders approve $31/share merger with Fertitta Gaming

• September 23, 2026, 8:00 AM ET SAR SARATOGA INVESTMENT CORP. other

  Saratoga Investment Corp. elects two directors and ratifies auditor at 2026 annual meeting

• September 22, 2026, 5:34 PM ET OCGN Ocugen, Inc. other material

  Ocugen adjourns special meeting to Oct 5 on proposal to increase authorized shares by 250M

• September 22, 2026, 5:15 PM ET HLI HOULIHAN LOKEY, INC. leadership

  HLI appoints Prabha Bhandari as CLO, elects Thomas Reichert to board; shareholders approve amended equity plan

• September 22, 2026, 4:15 PM ET TTWO TAKE TWO INTERACTIVE SOFTWARE INC other material

  Take-Two stockholders approve officer liability limitation; all directors elected

• September 22, 2026, 4:06 PM ET SKYQ Sky Quarry Inc. other material

  Sky Quarry shareholders approve up to 1-for-25 reverse stock split and 2026 omnibus plan

• September 22, 2026, 1:54 PM ET Muzinich BDC, Inc. other

  Muzinich BDC shareholders re-elect Kathleen T. Barr; Deloitte ratified as auditor

• September 22, 2026, 1:52 PM ET Muzinich Corporate Lending Income Fund, Inc. other material

  Muzinich Corporate Lending Income Fund shareholders elect Kathleen T. Barr and ratify Deloitte as auditor

• September 22, 2026, 12:38 PM ET NTIP NETWORK-1 TECHNOLOGIES, INC. other

  Network-1 Technologies reports annual meeting vote results; all four directors elected

• September 22, 2026, 8:40 AM ET IPW iPower Inc. other material

  iPower shareholders approve $10M offering, 1-for-250 reverse split, equity plan

• September 21, 2026, 6:58 PM ET BLIN Bridgeline Digital, Inc. other

  Bridgeline Digital shareholders elect Brandon Ross, approve say-on-pay and auditor

• September 21, 2026, 5:00 PM ET NLST NETLIST INC other material

  Netlist stockholders re-elect Hong, Welcher and Cho; ratify auditor

• September 21, 2026, 4:30 PM ET WELNF Integrated Wellness Acquisition Corp other material

  Integrated Wellness Acquisition extends business combination deadline to Mar 16, 2027 after shareholder vote

• September 21, 2026, 4:30 PM ET SNGX SOLIGENIX, INC. other material

  Soligenix shareholders approve 125M authorized shares, reverse split; ATM increased by $2.5M

• September 21, 2026, 4:30 PM ET TOGI TurnOnGreen, Inc. other material

  TurnOnGreen annual meeting: board elected, reverse split and incentive plan approved

• September 21, 2026, 4:16 PM ET SCHL SCHOLASTIC CORP other

  Scholastic shareholders elect all 11 director nominees, approve exec pay

• September 21, 2026, 4:13 PM ET ICR-PA InPoint Commercial Real Estate Income, Inc. other

  InPoint shareholders reelect five directors and ratify KPMG as auditor

• September 21, 2026, 4:11 PM ET Federal Home Loan Bank of Atlanta leadership

  FHLB Atlanta declares 2026 director election results: Brown, Edwards, Sweiderk, McKinney elected

• September 18, 2026, 8:23 PM ET PFSA Profusa, Inc. other material

  Profusa stockholders approve reverse stock split authorization up to 1-for-12

• September 18, 2026, 5:20 PM ET DAKT DAKTRONICS INC /SD/ other

  Daktronics boosts Acting CFO pay to $1.2M salary and $170K RSU grant; annual meeting proposals pass

• September 18, 2026, 5:16 PM ET TBPH Theravance Biopharma, Inc. M&A

  Shareholders approve Zymeworks merger; closing expected Sept 23, 2026

• September 18, 2026, 5:00 PM ET BPGC Acquisition Corp. other material

  BPGC shareholders approve extension of business combination deadline to March 2028

• September 18, 2026, 4:45 PM ET CDIO Cardio Diagnostics Holdings, Inc. other material

  Cardio Diagnostics annual meeting elects directors, approves share issuance proposal

• September 18, 2026, 4:27 PM ET ADIL ADIAL PHARMACEUTICALS, INC. other material

  Adial shareholders approve 5x authorized-share increase to 500M and new 2026 equity plans

source · SEC Form 8-K instructions · see methodology