secwatch / observer
8-K filed January 4, 2023, 6:59 PM ET ticker OESX CIK 0001409375
other material confidence high sentiment neutral materiality 0.50

Orion Energy adds board member from activist Kanen Wealth Management under cooperation agreement

ORION ENERGY SYSTEMS, INC.

Executive movements

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Appointed

Charles McDulin

Director
OESX · ORION ENERGY SYSTEMS, INC.
Effective
2023-01-03
Filed
January 4, 2023, 6:59 PM ET
On January 3, 2023, the Board increased the size of the Board to six (6) members and appointed Charles McDulin to the Board.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Charles McDulin was appointed as Director at ORION ENERGY SYSTEMS, INC..

Action
appointed
Role
Director
Exact text from the filing
On January 3, 2023, the Board increased the size of the Board to six (6) members and appointed Charles McDulin to the Board.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

ORION ENERGY SYSTEMS, INC. entered into Cooperation Agreement with Kanen Wealth Management, LLC and certain of its affiliates valued at Kanen agreed to standstill restrictions; Company agreed to appoint Charles McDulin as director; McDu (effective 2023-01-03).

Action
entry
Counterparty
Kanen Wealth Management, LLC and certain of its affiliates
Value
Kanen agreed to standstill restrictions; Company agreed to appoint Charles McDulin as director; McDu
Effective
2023-01-03
Exact text from the filing
On January 3, 2023, Orion Energy Systems, Inc. (the "Company"), entered into a cooperation agreement (the "Agreement") with Kanen Wealth Management, LLC and certain of its affiliates (collectively, "Kanen"). Kanen beneficially owns approximately 5.3% of the Company's outstanding common stock. Pursuant to the Agreement, the Board of Directors of the Company (the "Board") agreed, among other things, to appoint Charles McDulin as a Class II director of the Company, with a scheduled regular term to expire at the Company's 2024 annual meeting of shareholders (the "2024 Annual Meeting"). Under the terms of the Agreement, Kanen has agreed to abide by customary standstill restrictions until fifteen (15) days prior to the deadline for submission of a notice of shareholder nomination of individuals for election as directors of the Company at the 2024 Annual Meeting (the "Standstill Period"); provided that if the Board offers to nominate Mr. McDulin for election to the Board at the 2024 Annual Me
View on SEC.gov

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ORION ENERGY SYSTEMS, INC. filing history →

Source: SEC EDGAR
accession 0000950170-23-000095
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