Veradigm Inc.: Nasdaq/NYSE listing notice — Veradigm remains Nasdaq noncompliant; submits compliance plan for delayed 10-K and 10-Q

Veradigm Inc.

Received second Nasdaq notice on May 18 for failure to file 10-K (FY2022) and 10-Q (Q1 2023).
Submitted compliance plan to Nasdaq on May 18; if approved, may get up to 180-day extension from 10-K due date.
Internal control failures due to accounting processes and ASC 606 software tool caused the delays.
Plans to file 10-K on or around June 14, 2023; 10-Q as soon as practicable thereafter.
No immediate effect on listing of common stock on Nasdaq Global Select Market.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Veradigm Inc. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

May 18, 2023, the Company received an additional notice (the “ Additional Notice ”) from Nasdaq stating that, because the Company has not filed its Quarterly Report on Form 10-Q for the quarter ended March 31, 2023 (the “ Form 10-Q ”), and because the Company remains delinquent in filing the Form 10-K, the Company remains noncompliant with Nasdaq Listing Rule 5250(c)(1). On May 18, 2023, the Company submitted to Nasdaq its compliance plan (the “ Compliance Plan ”) addressing both the Form 10-K and Form 10-Q filings. If approved, Nasdaq may grant an exception of up to 180 calendar days from the

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Source: SEC EDGAR

accession 0000950170-23-023290

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