MSP Recovery, Inc. (MSPR): Nasdaq/NYSE listing notice — MSP Recovery receives Nasdaq non-compliance notice for delayed Q1 2023 filing; faces potential delisting

MSP Recovery, Inc.

Nasdaq notified MSP Recovery on May 18, 2023 for non-compliance with Listing Rule 5250(c)(1) due to untimely Form 10-Q.
Company is also delinquent on Form 10-K for year ended December 31, 2022.
Has 60 calendar days (until June 20, 2023) to file or submit a compliance plan to Nasdaq.
Failure to regain compliance could result in delisting of common stock from Nasdaq.
Company expects to file both Form 10-K and Form 10-Q within the 60-day period.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.99

MSP Recovery, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

May 18, 2023, MSP Recovery, Inc. (the “Company”) received a notification letter from the Listing Qualifications Department of the Nasdaq Stock Market LLC (“Nasdaq”) stating the Company was not in compliance with the requirements of Nasdaq Listing Rule 5250(c)(1) as a result of not having timely filed its Form 10-Q for the period ended March 31, 2023 (the “ Form 10-Q”) with the Securities and Exchange Commission (“SEC”). As described in the Form 8-K filed by the Company on April 18, 2023, the Company is also delinquent in filing its Form 10-K for the year ended December 31, 2022 (the “ Form 10-

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5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

MSP Recovery, Inc. filing history →

Source: SEC EDGAR

accession 0000950170-23-023940

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