IronNet, Inc.: Nasdaq/NYSE listing notice — IronNet receives NYSE non-compliance notice for late Q1 10-Q filing

IronNet, Inc.

Missed Q1 10-Q deadline due to resources diverted to capital raising and potential strategic transaction.
NYSE grants until Dec 20, 2023 to file; possible extension of up to six additional months.
No immediate effect on listing of common stock or warrants on NYSE.
Company disclosed ongoing efforts to raise additional capital and negotiate a strategic transaction.

item 3.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

IronNet, Inc. received a nyse noncompliance notice notice regarding late filing (rules 802.01E).

Exchange: nyse
Notice: noncompliance notice
Deficiency: late filing
Rules: 802.01E

Exact text from the filing

June 28, 2023, the Company received a notice (the “ Notice ”) from the New York Stock Exchange (the “ NYSE ”) indicating that the Company is not in compliance with Section 802.01E of the NYSE Listed Company Manual (the “ Listing Standard ”), which requires timely filing of all required periodic reports with the SEC, as a result of its failure to timely file the Q1 Form 10-Q. The Notice states that, under NYSE rules, the Company will have six months from June 21, 2023, or until December 20, 2023 (the “ Initial Deadline ”), to file the Q1 Form 10-Q with the SEC. The Company can regain compliance

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Source: SEC EDGAR

accession 0000950170-23-030416

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