CEO Yishai Zohar adds CFO, Treasurer, Secretary roles as Maltz departs; accelerates 271,907 RSUs

GELESIS HOLDINGS, INC.

Elliot Maltz resigned as CFO, Treasurer, Chief Compliance Officer and Corporate Secretary effective August 15, 2023.
Yishai Zohar, current CEO and President, appointed to those roles plus Interim Principal Financial and Accounting Officer.
Maltz's RSU award modified to accelerate vesting of 271,907 remaining shares immediately prior to merger closing.
Acceleration is contingent on the merger closing on or before December 31, 2023; no other executives affected.

item 5.02

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Role change (interim)

Yishai Zohar

Interim Principal Financial and Accounting Officer

GELESIS HOLDINGS, INC.

Effective: 2023-08-15
Filed: August 21, 2023, 7:59 PM ET

Mr. Yishai Zohar, age 60, the Company’ President and Chief Executive Officer and as a member of the board of directors, was appointed by the Company’ board of directors on August 16, 2023 to succeed Mr. Maltz as the Company’ Chief Compliance Officer, Corporate Secretary, Treasurer, Interim Principal Financial Officer and Principal Accounting Officer, effective as of August 15, 2023.

Departed

Elliot Maltz

Chief Financial Officer

GELESIS HOLDINGS, INC.

Effective: 2023-08-15
Successor: Yishai Zohar
Filed: August 21, 2023, 7:59 PM ET

Mr. Elliot Maltz resigned as the Chief Financial Officer, Treasurer, Chief Compliance Officer and Corporate Secretary (and principal financial and accounting officer) of the Company, effective August 15, 2023

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Yishai Zohar was appointed as Interim Principal Financial and Accounting Officer at GELESIS HOLDINGS, INC..

Action: appointed
Role: Interim Principal Financial and Accounting Officer

Exact text from the filing

Mr. Yishai Zohar, age 60, the Company’ President and Chief Executive Officer and as a member of the board of directors, was appointed by the Company’ board of directors on August 16, 2023 to succeed Mr. Maltz as the Company’ Chief Compliance Officer, Corporate Secretary, Treasurer, Interim Principal Financial Officer and Principal Accounting Officer, effective as of August 15, 2023.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Elliot Maltz resigned as Chief Financial Officer at GELESIS HOLDINGS, INC..

Action: resigned
Role: Chief Financial Officer

Exact text from the filing

Mr. Elliot Maltz resigned as the Chief Financial Officer, Treasurer, Chief Compliance Officer and Corporate Secretary (and principal financial and accounting officer) of the Company, effective August 15, 2023

View on SEC.gov

Source: SEC EDGAR

accession 0000950170-23-043681

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